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person · Reporting owner

RUSSELL MARK A

Disclosed activity across 2 companies

Tapewire entity
113493
SEC CIK
0001389418

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Nikola CorpNKLA · Entity 85360DirectorMay 11, 2023May 15, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Nikola Corp

Report date May 11, 2023 · Filed May 15, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,632,657 Ending reported balance After 2023-05-12 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2023-05-11 · Sale · Disposed 75,000 · Balance 1,884,917

F1: This transaction was executed in multiple trades at prices ranging from $0.790 to $0.7972. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Row 2 · 2023-05-12 · Sale · Disposed 11,600 · Balance 1,873,317

Row 3 · 2023-05-12 · Sale · Disposed 165,660 · Balance 1,707,657

F2: This transaction was executed in multiple trades at prices ranging from $0.780 to $0.7908. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Row 4 · 2023-05-12 · Sale · Disposed 75,000 · Balance 1,632,657

F3: This transaction was executed in multiple trades at prices ranging from $0.7753 to $0.7777. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $0.790 to $0.7972. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2: This transaction was executed in multiple trades at prices ranging from $0.780 to $0.7908. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F3: This transaction was executed in multiple trades at prices ranging from $0.7753 to $0.7777. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

WORTHINGTON ENTERPRISES, INC.

Report date August 22, 2018 · Filed August 24, 2018

Section 16 reporting ended · disclosed 2018-08-24. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect341,922 Ending reported balance After 2018-08-22 transaction · row 8
8 source rows · reconciled sequence

Row 1 · 2018-08-22 · Exercise / conversion · Acquired 40,000 · Balance 392,273

Row 2 · 2018-08-22 · Tax withholding · Disposed 24,845 · Balance 367,428

F1: Represents common shares withheld upon the exercise of the non-qualified stock option reported in Table II in order to satisfy the reporting person's tax withholding obligation upon such exercise.

Row 3 · 2018-08-22 · Tax withholding · Disposed 3,905 · Balance 363,523

F2: Represents common shares withheld upon the vesting of restricted common shares in order to satisfy the reporting person's tax withholding obligation upon such vesting.

Row 4 · 2018-08-22 · Disposition to issuer · Disposed 3,667 · Balance 359,856

F3: Represents forfeiture of restricted common shares.

Row 5 · 2018-08-22 · Tax withholding · Disposed 1,692 · Balance 358,164

F2: Represents common shares withheld upon the vesting of restricted common shares in order to satisfy the reporting person's tax withholding obligation upon such vesting.

Row 6 · 2018-08-22 · Disposition to issuer · Disposed 6,389 · Balance 351,775

F3: Represents forfeiture of restricted common shares.

Row 7 · 2018-08-22 · Tax withholding · Disposed 131 · Balance 351,644

F2: Represents common shares withheld upon the vesting of restricted common shares in order to satisfy the reporting person's tax withholding obligation upon such vesting.

Row 8 · 2018-08-22 · Disposition to issuer · Disposed 9,722 · Balance 341,922

F3: Represents forfeiture of restricted common shares.

Non-qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.25 · Expires 2019-07-16Direct0 Reported balance After 2018-08-22 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2018-08-22 · Exercise / conversion · Disposed 40,000 · Balance 0

F5: This non-qualified stock option was granted out of the Worthington Industries, Inc. Amended and Restated 2003 Stock Option Plan and vested at 20% per year beginning on the first anniversary of the grant date. The date listed is the first day any portion of the option vested.

Common SharesSEC Table I · non-derivativeIndirectBy 401(k)18,068 Reported balance Holding disclosure · report date 2018-08-22 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 18,068

F4: Amount listed is the most up-to-date information available regarding holdings in the Company Stock Fund under the Worthington Industries, Inc. Deferred Profit Sharing Plan and is based on a plan statement as of 7/31/2018.

Filing footnotes · ownership attribution and instrument terms

F1: Represents common shares withheld upon the exercise of the non-qualified stock option reported in Table II in order to satisfy the reporting person's tax withholding obligation upon such exercise.

F2: Represents common shares withheld upon the vesting of restricted common shares in order to satisfy the reporting person's tax withholding obligation upon such vesting.

F3: Represents forfeiture of restricted common shares.

F4: Amount listed is the most up-to-date information available regarding holdings in the Company Stock Fund under the Worthington Industries, Inc. Deferred Profit Sharing Plan and is based on a plan statement as of 7/31/2018.

F5: This non-qualified stock option was granted out of the Worthington Industries, Inc. Amended and Restated 2003 Stock Option Plan and vested at 20% per year beginning on the first anniversary of the grant date. The date listed is the first day any portion of the option vested.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 19, 2018 Filed Jan 22, 2018 20:02 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GrantPhantom stock · Derivative 45 $47.84 $2,152.80
Disclosure

SEC source: 0001209191-18-004718 · doc4.xml · derivative · entry 3

RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,510

Underlying: Common Shares · 45 shares

Expires not disclosed

F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis.

F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan.

F4 · derivative.expiration_date: The Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "Plan"), provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving employment with the Company.

F5 · balance_after: The amount shown reflects additional theoretical common shares (i.e. phantom stock) which were credited pursuant to the dividend reinvestment feature of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan.

Read SEC document
January 05, 2018 Filed Jan 8, 2018 20:32 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GrantPhantom stock · Derivative 47 $45.71 $2,148.37
Disclosure

SEC source: 0001209191-18-002697 · doc4.xml · derivative · entry 3

RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,465

Underlying: Common Shares · 47 shares

Expires not disclosed

F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis.

F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan.

F4 · derivative.expiration_date: The Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "Plan"), provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving employment with the Company.

F5 · balance_after: The amount shown reflects additional theoretical common shares (i.e. phantom stock) which were credited pursuant to the dividend reinvestment feature of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan.

Read SEC document
December 22, 2017 Filed Jan 3, 2018 20:06 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GrantPhantom stock · Derivative 49 $44.10 $2,160.90
Disclosure

SEC source: 0001209191-18-000708 · doc4.xml · derivative · entry 3

RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,418

Underlying: Common Shares · 49 shares

Expires not disclosed

F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis.

F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan.

F4 · derivative.expiration_date: The Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "Plan"), provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving employment with the Company.

F5 · balance_after: The amount shown reflects additional theoretical common shares (i.e. phantom stock) which were credited pursuant to the dividend reinvestment feature of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan.

Read SEC document
December 08, 2017 Filed Dec 11, 2017 21:21 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GrantPhantom stock · Derivative 51 $42.31 $2,157.81
Disclosure

SEC source: 0001209191-17-064996 · doc4.xml · derivative · entry 3

RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,248

Underlying: Common Shares · 51 shares

Expires not disclosed

F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis.

F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan.

F4 · derivative.expiration_date: The Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "Plan"), provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving employment with the Company.

Read SEC document
November 22, 2017 Filed Nov 27, 2017 18:37 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GrantPhantom stock · Derivative 53 $40.49 $2,145.97
Disclosure

SEC source: 0001209191-17-062519 · doc4.xml · derivative · entry 3

RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,197

Underlying: common shares · 53 shares

Expires not disclosed

F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis.

F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan.

F4 · derivative.expiration_date: The Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "Plan"), provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving employment with the Company.

Read SEC document
November 10, 2017 Filed Nov 13, 2017 16:58 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GrantPhantom stock · Derivative 51 $41.68 $2,125.68
Disclosure

SEC source: 0001209191-17-060207 · doc4.xml · derivative · entry 3

RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,144

Underlying: common shares · 51 shares

Expires not disclosed

F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis.

F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan.

F4 · derivative.expiration_date: The Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "Plan"), provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving employment with the Company.

Read SEC document
October 27, 2017 Filed Oct 30, 2017 17:52 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GrantPhantom stock · Derivative 46 $46.43 $2,135.78
Disclosure

SEC source: 0001209191-17-058257 · doc4.xml · derivative · entry 3

RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,093

Underlying: common shares · 46 shares

Expires not disclosed

F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis.

F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan.

F4 · derivative.expiration_date: The Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "Plan"), provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving employment with the Company.

Read SEC document
October 13, 2017 Filed Oct 16, 2017 14:20 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GrantPhantom stock · Derivative 48 $44.71 $2,146.08
Disclosure

SEC source: 0001209191-17-056982 · doc4.xml · derivative · entry 3

RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,046

Underlying: common shares · 48 shares

Expires not disclosed

F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis.

F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan.

F4 · derivative.expiration_date: The Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "Plan"), provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving employment with the Company.

Read SEC document
September 29, 2017 Filed Oct 2, 2017 15:19 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GrantPhantom stock · Derivative 1,114 $46.00 $51,244.00
Disclosure

SEC source: 0001209191-17-054466 · doc4.xml · derivative · entry 3

RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,998

Underlying: common shares · 1,114 shares

Expires not disclosed

F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis.

F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan.

F4 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company.

Read SEC document
September 29, 2017 Filed Dec 11, 2017 21:19 UTC Amendment WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GrantPhantom Stock · Derivative 1,114 $46.00 $51,244.00
Disclosure

SEC source: 0001209191-17-064995 · doc4a.xml · derivative · entry 3

RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,998

Underlying: Common Shares · 1,114 shares

Expires not disclosed

F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis.

F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan.

F4 · derivative.expiration_date: The Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "Plan"), provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving employment with the Company.

Read SEC document
September 15, 2017 Filed Sep 18, 2017 14:49 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GrantPhantom stock · Derivative 42 $51.26 $2,152.92
Disclosure

SEC source: 0001209191-17-053101 · doc4.xml · derivative · entry 3

RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,884

Underlying: common shares · 42 shares

Expires not disclosed

F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis.

F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan.

F4 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company.

Read SEC document
September 01, 2017 Filed Sep 6, 2017 13:25 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GrantPhantom stock · Derivative 41 $50.55 $2,072.55
Disclosure

SEC source: 0001209191-17-051492 · doc4.xml · derivative · entry 3

RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,842

Underlying: common shares · 41 shares

Expires not disclosed

F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis

F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan.

F4 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company.

Read SEC document
August 18, 2017 Filed Aug 21, 2017 20:25 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GrantPhantom stock · Derivative 43 $48.23 $2,073.89
Disclosure

SEC source: 0001209191-17-049709 · doc4.xml · derivative · entry 3

RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,801

Underlying: common shares · 43 shares

Expires not disclosed

F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis

F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan.

F4 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company.

Read SEC document
August 04, 2017 Filed Aug 7, 2017 14:07 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GrantPhantom stock · Derivative 41 $50.07 $2,052.87
Disclosure

SEC source: 0001209191-17-047817 · doc4.xml · derivative · entry 3

RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,758

Underlying: common shares · 41 shares

Expires not disclosed

F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis

F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan.

F4 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company.

Read SEC document
July 21, 2017 Filed Jul 24, 2017 14:10 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GrantPhantom stock · Derivative 40 $52.11 $2,084.40
Disclosure

SEC source: 0001209191-17-046046 · doc4.xml · derivative · entry 3

RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,717

Underlying: common shares · 40 shares

Expires not disclosed

F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis

F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan.

F4 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company.

Read SEC document
July 07, 2017 Filed Jul 10, 2017 15:10 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GrantPhantom stock · Derivative 41 $50.47 $2,069.27
Disclosure

SEC source: 0001209191-17-044493 · doc4.xml · derivative · entry 3

RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,677

Underlying: common shares · 41 shares

Expires not disclosed

F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis

F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan.

F4 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company.

Read SEC document
July 05, 2017 Filed Jul 6, 2017 17:23 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GrantPhantom stock · Derivative 8,101 $49.51 $401,080.51
Disclosure

SEC source: 0001209191-17-043912 · doc4.xml · derivative · entry 3

RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,636

Underlying: common shares · 8,101 shares

Expires not disclosed

F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis

F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan.

F4 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company.

Read SEC document
June 30, 2017 Filed Jul 3, 2017 18:24 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Exercise / conversionNon-qualified stock option, right to buy · Derivative 30,000 $0.00 Strike: $22.73 $0.00
Disclosure

SEC source: 0001209191-17-042777 · doc4.xml · derivative · entry 10

RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: common shares · 30,000 shares

Expires 2017-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: This non-qualified stock option was granted out of the Worthington Industries, Inc. Amended and Restated 2003 Stock Option Plan and vested at 20% per year beginning on the first anniversary of the grant date, the date listed is the first day any portion of the option vested. This option was due to expire on July 2, 2017.

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June 30, 2017 Filed Jul 3, 2017 18:24 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Tax withholdingCommon Shares 21,697 $50.22 $1,089,623.34
Disclosure

SEC source: 0001209191-17-042777 · doc4.xml · nonDerivative · entry 6

RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,532

Read SEC document
June 30, 2017 Filed Jul 3, 2017 18:24 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Exercise / conversionCommon Shares 30,000 $22.73 $681,900.00
Disclosure

SEC source: 0001209191-17-042777 · doc4.xml · nonDerivative · entry 5

RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2017 Filed Jul 3, 2017 18:24 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Tax withholdingCommon Shares 5,440 $50.22 $273,196.80
Disclosure

SEC source: 0001209191-17-042777 · doc4.xml · nonDerivative · entry 4

RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,229

F3 · shares: Represents shares withheld upon the vesting of restricted stock in order to satisfy the reporting person's tax withholding obligation upon such vesting.

Read SEC document
June 30, 2017 Filed Jul 3, 2017 18:24 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Tax withholdingCommon Shares 3,195 $50.22 $160,452.90
Disclosure

SEC source: 0001209191-17-042777 · doc4.xml · nonDerivative · entry 3

RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,669

F3 · shares: Represents shares withheld upon the vesting of restricted stock in order to satisfy the reporting person's tax withholding obligation upon such vesting.

Read SEC document
June 30, 2017 Filed Jul 3, 2017 18:24 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GrantCommon Shares 6,461 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-042777 · doc4.xml · nonDerivative · entry 2

RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,864

F2 · shares: A long-term performance share award was granted on June 1, 2014 pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. Common Shares were to be earned based on the level of achievement of specified performance objectives over the three-year period ended May 31, 2017. On June 28, 2017, the Compensation Committee of the Company's Board of Directors met and approved the payout of the reported common shares based on the performance of the Company for the three year period ended May 31, 2017.

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June 29, 2017 Filed Jul 3, 2017 18:24 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GrantNon-qualified stock option, right to buy · Derivative 11,500 $0.00 Strike: $47.73 $0.00
Disclosure

SEC source: 0001209191-17-042777 · doc4.xml · derivative · entry 8

RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,500

Underlying: common shares · 11,500 shares

Expires 2027-06-29

F5 · derivative.exercise_price: The accounts track common shares on a one-for-one basis

F6 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan.

F7 · derivative.expiration_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option will vest. Additional portions of 33.33% of the option vest annually on 6/30/2019 and 6/30/2020.

F8 · balance_after: The amount reported represents an additional 878 unfunded theoretical common shares (i.e., phantom stock) credited to participant's account pursuant to the dividend reinvestment feature of the Worthington Industries, Inc.'s Deferred Compensation Plans

Read SEC document
June 29, 2017 Filed Jul 3, 2017 18:24 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 GrantCommon Shares 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-042777 · doc4.xml · nonDerivative · entry 1

RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,403

F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. The restricted stock will vest on the third anniversary of the grant date (6/29/2020).

Read SEC document
June 23, 2017 Filed Jun 26, 2017 15:09 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Grantcommon shares · Derivative 46 $45.20 $2,079.20
Disclosure

SEC source: 0001209191-17-041794 · doc4.xml · derivative · entry 3

RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,594

Underlying: common shares · 46 shares

Expires not disclosed

F1 · derivative.exercise_price: The accounts track common shares on a one-for-one basis

F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan.

F3 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 12:58 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Grantphantom stock · Derivative 46 $45.25 $2,081.50
Disclosure

SEC source: 0001209191-17-039340 · doc4.xml · derivative · entry 3

RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,548

Underlying: common shares · 46 shares

Expires not disclosed

F1 · derivative.exercise_price: The accounts track common shares on a one-for-one basis

F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan.

F3 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company.

Read SEC document
May 26, 2017 Filed May 30, 2017 15:38 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Grantphantom stock · Derivative 49 $42.54 $2,084.46
Disclosure

SEC source: 0001209191-17-036056 · doc4.xml · derivative · entry 3

RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,502

Underlying: common shares · 49 shares

Expires not disclosed

F1 · derivative.exercise_price: The accounts track common shares on a one-for-one basis

F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan.

F3 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company.

Read SEC document
May 12, 2017 Filed May 15, 2017 15:02 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Grantphantom stock · Derivative 50 $41.43 $2,071.50
Disclosure

SEC source: 0001209191-17-032244 · doc4.xml · derivative · entry 3

RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,453

Underlying: common shares · 50 shares

Expires not disclosed

F1 · derivative.exercise_price: The accounts track common shares on a one-for-one basis

F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan.

F3 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company.

Read SEC document
April 28, 2017 Filed May 1, 2017 18:28 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Grantphantom stock · Derivative 48 $43.50 $2,088.00
Disclosure

SEC source: 0001209191-17-028899 · doc4.xml · derivative · entry 3

RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,403

Underlying: common shares · 48 shares

Expires not disclosed

F1 · derivative.exercise_price: The accounts track common shares on a one-for-one basis

F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan.

F3 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company.

Read SEC document
April 13, 2017 Filed Apr 17, 2017 16:54 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Grantphantom stock · Derivative 50 $41.32 $2,066.00
Disclosure

SEC source: 0001209191-17-027035 · doc4.xml · derivative · entry 3

RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,355

Underlying: common shares · 50 shares

Expires not disclosed

F1 · derivative.exercise_price: The accounts track common shares on a one-for-one basis

F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan.

F3 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company.

F4 · balance_after: The amount reported represents an additional 878 unfunded theoretical common shares (i.e., phantom stock) credited to participant's account pursuant to the dividend reinvestment feature of the Worthington Industries, Inc.'s Deferred Compensation Plans

Read SEC document
March 31, 2017 Filed Apr 3, 2017 19:43 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Grantphantom stock · Derivative 1,056 $45.09 $47,615.04
Disclosure

SEC source: 0001209191-17-024103 · doc4.xml · derivative · entry 3

RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,304

Underlying: common shares · 1,056 shares

Expires not disclosed

F1 · derivative.exercise_price: The accounts track common shares on a one-for-one basis

F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan.

F3 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company.

F4 · balance_after: The amount reported represents an additional 878 unfunded theoretical common shares (i.e., phantom stock) credited to participant's account pursuant to the dividend reinvestment feature of the Worthington Industries, Inc.'s Deferred Compensation Plans

Read SEC document
March 17, 2017 Filed Mar 20, 2017 13:51 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Grantphantom stock · Derivative 40 $51.96 $2,078.40
Disclosure

SEC source: 0001209191-17-021607 · doc4.xml · derivative · entry 3

RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,370

Underlying: common shares · 40 shares

Expires not disclosed

F1 · derivative.exercise_price: The accounts track common shares on a one-for-one basis

F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan.

F3 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 13:42 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Grantphantom stock · Derivative 42 $49.45 $2,076.90
Disclosure

SEC source: 0001209191-17-018548 · doc4.xml · derivative · entry 3

RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,330

Underlying: common shares · 42 shares

Expires not disclosed

F1 · derivative.exercise_price: The accounts track common shares on a one-for-one basis

F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan.

F3 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company.

Read SEC document
February 17, 2017 Filed Feb 21, 2017 14:38 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Grantphantom stock · Derivative 42 $49.86 $2,094.12
Disclosure

SEC source: 0001209191-17-012493 · doc4.xml · derivative · entry 3

RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,288

Underlying: common shares · 42 shares

Expires not disclosed

F1 · derivative.exercise_price: The accounts track common shares on a one-for-one basis

F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan.

F3 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company.

Read SEC document
February 03, 2017 Filed Feb 6, 2017 16:51 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Grantphantom stock · Derivative 43 $48.05 $2,066.15
Disclosure

SEC source: 0001209191-17-007977 · doc4.xml · derivative · entry 3

RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,246

Underlying: common shares · 43 shares

Expires not disclosed

F1 · derivative.exercise_price: The accounts track common shares on a one-for-one basis

F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan.

F3 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company.

Read SEC document
January 20, 2017 Filed Jan 24, 2017 18:50 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Grantphantom stock · Derivative 44 $47.52 $2,090.88
Disclosure

SEC source: 0001209191-17-005249 · doc4.xml · derivative · entry 3

RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,203

Underlying: common shares · 44 shares

Expires not disclosed

F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis

F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan.

F4 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company.

Read SEC document
January 06, 2017 Filed Jan 9, 2017 16:09 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Grantphantom stock · Derivative 44 $47.56 $2,092.64
Disclosure

SEC source: 0001209191-17-002834 · doc4.xml · derivative · entry 3

RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,159

Underlying: common shares · 44 shares

Expires not disclosed

F1 · derivative.exercise_price: The accounts track common shares on a one-for-one basis

F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan.

F3 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company.

F4 · balance_after: The amount reported represents an additional 919 unfunded theoretical common shares (i.e., phantom stock) credited to participant's account pursuant to the dividend reinvestment feature of the Worthington Industries, Inc.'s Deferred Compensation Plans

Read SEC document
December 22, 2016 Filed Dec 27, 2016 12:04 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Grantphantom stock · Derivative 42 $49.75 $2,089.50
Disclosure

SEC source: 0001209191-16-156733 · doc4.xml · derivative · entry 3

RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,196

Underlying: common shares · 42 shares

Expires not disclosed

F1 · derivative.exercise_price: The accounts track common shares on a one-for-one basis

F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan.

F3 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company.

Read SEC document
December 09, 2016 Filed Dec 12, 2016 18:41 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Grantphantom stock · Derivative 36 $57.55 $2,071.80
Disclosure

SEC source: 0001209191-16-154657 · doc4.xml · derivative · entry 3

RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,154

Underlying: common shares · 36 shares

Expires not disclosed

F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis

F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan.

F4 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company.

Read SEC document
December 08, 2016 Filed Dec 12, 2016 18:41 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Tax withholdingCommon Shares 89,010 $58.85 $5,238,238.50
Disclosure

SEC source: 0001209191-16-154657 · doc4.xml · nonDerivative · entry 1

RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,649

F1 · shares: Represents shares withheld upon the vesting of restricted stock in order to satisfy the reporting person's tax withholding obligation upon such vesting.

Read SEC document
November 23, 2016 Filed Nov 28, 2016 17:02 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Grantphantom stock · Derivative 34 $61.73 $2,098.82
Disclosure

SEC source: 0001209191-16-152106 · doc4.xml · derivative · entry 3

RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,118

Underlying: common shares · 34 shares

Expires not disclosed

F1 · derivative.exercise_price: The accounts track common shares on a one-for-one basis

F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan.

F3 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company.

Read SEC document
November 15, 2016 Filed Nov 16, 2016 20:06 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Exercise / conversionNon-qualified stock option (right to buy) · Derivative 100,000 $0.00 Strike: $18.41 $0.00
Disclosure

SEC source: 0001209191-16-150464 · doc4.xml · derivative · entry 3

RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: common shares · 100,000 shares

Expires 2017-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This non-qualified stock option was granted under the Worthington Industries, Inc. Amended and Restated 2003 Stock Option Plan and vests at 20% per year beginning on the first anniversary of the grant date. Date listed is date on which the first 20% portion of the option vested. Additional portions of 20% of the option vested annually on each of 02/12/2009, 02/12/2010, 02/12/2011, and 02/12/2012.

Read SEC document
November 15, 2016 Filed Nov 16, 2016 20:06 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Tax withholdingCommon Shares 65,578 $57.70 $3,783,850.60
Disclosure

SEC source: 0001209191-16-150464 · doc4.xml · nonDerivative · entry 2

RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,659

Read SEC document
November 15, 2016 Filed Nov 16, 2016 20:06 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Exercise / conversionCommon Shares 100,000 $18.41 $1,841,000.00
Disclosure

SEC source: 0001209191-16-150464 · doc4.xml · nonDerivative · entry 1

RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474,237

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 15:05 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Grantphantom stock · Derivative 40 $52.26 $2,090.40
Disclosure

SEC source: 0001209191-16-149557 · doc4.xml · derivative · entry 3

RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,084

Underlying: common shares · 40 shares

Expires not disclosed

F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis

F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan.

F4 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company.

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October 28, 2016 Filed Oct 31, 2016 16:07 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Grantphantom stock · Derivative 44 $46.47 $2,044.68
Disclosure

SEC source: 0001209191-16-147384 · doc4.xml · derivative · entry 3

RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,044

Underlying: common shares · 44 shares

Expires not disclosed

F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis

F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan.

F4 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company.

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October 14, 2016 Filed Oct 18, 2016 18:08 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Grantphantom stock · Derivative 44 $47.55 $2,092.20
Disclosure

SEC source: 0001209191-16-146192 · doc4.xml · derivative · entry 3

RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,999

Underlying: common shares · 44 shares

Expires not disclosed

F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis

F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan.

F4 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company.

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September 30, 2016 Filed Oct 3, 2016 14:50 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Grantphantom stock · Derivative 43 $48.03 $2,065.29
Disclosure

SEC source: 0001209191-16-143473 · doc4.xml · derivative · entry 3

RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,955

Underlying: common shares · 43 shares

Expires not disclosed

F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis

F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan.

F4 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company.

F5 · balance_after: The amount reported represents an additional 931 unfunded theoretical common shares (i.e., phantom stock) credited to participant's account pursuant to the dividend reinvestment feature of the Worthington Industries, Inc.'s Deferred Compensation Plans

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September 16, 2016 Filed Sep 19, 2016 19:47 UTC WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 Grantphantom stock · Derivative 52 $40.14 $2,087.28
Disclosure

SEC source: 0001209191-16-141969 · doc4.xml · derivative · entry 3

RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,981

Underlying: common shares · 52 shares

Expires not disclosed

F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis

F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan.

F4 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company.

F1 · balance_after: The account is enrolled in the Company's dividend reinvestment plan and the amount listed is the most up-to-date information available.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.