Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Nikola CorpNKLA · Entity 85360 | Director | May 11, 2023 | May 15, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Nikola Corp
Report date May 11, 2023 · Filed May 15, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,632,657 |
Ending reported balance
After 2023-05-12 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2023-05-11 · Sale · Disposed 75,000 · Balance 1,884,917 F1: This transaction was executed in multiple trades at prices ranging from $0.790 to $0.7972. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Row 2 · 2023-05-12 · Sale · Disposed 11,600 · Balance 1,873,317 Row 3 · 2023-05-12 · Sale · Disposed 165,660 · Balance 1,707,657 F2: This transaction was executed in multiple trades at prices ranging from $0.780 to $0.7908. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Row 4 · 2023-05-12 · Sale · Disposed 75,000 · Balance 1,632,657 F3: This transaction was executed in multiple trades at prices ranging from $0.7753 to $0.7777. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $0.790 to $0.7972. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F2: This transaction was executed in multiple trades at prices ranging from $0.780 to $0.7908. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3: This transaction was executed in multiple trades at prices ranging from $0.7753 to $0.7777. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
WORTHINGTON ENTERPRISES, INC.
Report date August 22, 2018 · Filed August 24, 2018
Section 16 reporting ended · disclosed 2018-08-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 341,922 |
Ending reported balance
After 2018-08-22 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2018-08-22 · Exercise / conversion · Acquired 40,000 · Balance 392,273 Row 2 · 2018-08-22 · Tax withholding · Disposed 24,845 · Balance 367,428 F1: Represents common shares withheld upon the exercise of the non-qualified stock option reported in Table II in order to satisfy the reporting person's tax withholding obligation upon such exercise. Row 3 · 2018-08-22 · Tax withholding · Disposed 3,905 · Balance 363,523 F2: Represents common shares withheld upon the vesting of restricted common shares in order to satisfy the reporting person's tax withholding obligation upon such vesting. Row 4 · 2018-08-22 · Disposition to issuer · Disposed 3,667 · Balance 359,856 F3: Represents forfeiture of restricted common shares. Row 5 · 2018-08-22 · Tax withholding · Disposed 1,692 · Balance 358,164 F2: Represents common shares withheld upon the vesting of restricted common shares in order to satisfy the reporting person's tax withholding obligation upon such vesting. Row 6 · 2018-08-22 · Disposition to issuer · Disposed 6,389 · Balance 351,775 F3: Represents forfeiture of restricted common shares. Row 7 · 2018-08-22 · Tax withholding · Disposed 131 · Balance 351,644 F2: Represents common shares withheld upon the vesting of restricted common shares in order to satisfy the reporting person's tax withholding obligation upon such vesting. Row 8 · 2018-08-22 · Disposition to issuer · Disposed 9,722 · Balance 341,922 F3: Represents forfeiture of restricted common shares. |
| Non-qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.25 · Expires 2019-07-16 | Direct | 0 |
Reported balance
After 2018-08-22 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2018-08-22 · Exercise / conversion · Disposed 40,000 · Balance 0 F5: This non-qualified stock option was granted out of the Worthington Industries, Inc. Amended and Restated 2003 Stock Option Plan and vested at 20% per year beginning on the first anniversary of the grant date. The date listed is the first day any portion of the option vested. |
| Common SharesSEC Table I · non-derivative | IndirectBy 401(k) | 18,068 |
Reported balance
Holding disclosure · report date 2018-08-22 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 18,068 F4: Amount listed is the most up-to-date information available regarding holdings in the Company Stock Fund under the Worthington Industries, Inc. Deferred Profit Sharing Plan and is based on a plan statement as of 7/31/2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents common shares withheld upon the exercise of the non-qualified stock option reported in Table II in order to satisfy the reporting person's tax withholding obligation upon such exercise.
F2: Represents common shares withheld upon the vesting of restricted common shares in order to satisfy the reporting person's tax withholding obligation upon such vesting.
F3: Represents forfeiture of restricted common shares.
F4: Amount listed is the most up-to-date information available regarding holdings in the Company Stock Fund under the Worthington Industries, Inc. Deferred Profit Sharing Plan and is based on a plan statement as of 7/31/2018.
F5: This non-qualified stock option was granted out of the Worthington Industries, Inc. Amended and Restated 2003 Stock Option Plan and vested at 20% per year beginning on the first anniversary of the grant date. The date listed is the first day any portion of the option vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 19, 2018 Filed Jan 22, 2018 20:02 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | GrantPhantom stock · Derivative | 45 | $47.84 | $2,152.80 |
DisclosureSEC source: 0001209191-18-004718 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,510 Underlying: Common Shares · 45 shares Expires not disclosed F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis. F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F4 · derivative.expiration_date: The Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "Plan"), provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving employment with the Company. F5 · balance_after: The amount shown reflects additional theoretical common shares (i.e. phantom stock) which were credited pursuant to the dividend reinvestment feature of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan. Read SEC document |
| January 05, 2018 Filed Jan 8, 2018 20:32 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | GrantPhantom stock · Derivative | 47 | $45.71 | $2,148.37 |
DisclosureSEC source: 0001209191-18-002697 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,465 Underlying: Common Shares · 47 shares Expires not disclosed F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis. F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F4 · derivative.expiration_date: The Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "Plan"), provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving employment with the Company. F5 · balance_after: The amount shown reflects additional theoretical common shares (i.e. phantom stock) which were credited pursuant to the dividend reinvestment feature of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan. Read SEC document |
| December 22, 2017 Filed Jan 3, 2018 20:06 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | GrantPhantom stock · Derivative | 49 | $44.10 | $2,160.90 |
DisclosureSEC source: 0001209191-18-000708 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,418 Underlying: Common Shares · 49 shares Expires not disclosed F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis. F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F4 · derivative.expiration_date: The Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "Plan"), provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving employment with the Company. F5 · balance_after: The amount shown reflects additional theoretical common shares (i.e. phantom stock) which were credited pursuant to the dividend reinvestment feature of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan. Read SEC document |
| December 08, 2017 Filed Dec 11, 2017 21:21 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | GrantPhantom stock · Derivative | 51 | $42.31 | $2,157.81 |
DisclosureSEC source: 0001209191-17-064996 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,248 Underlying: Common Shares · 51 shares Expires not disclosed F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis. F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F4 · derivative.expiration_date: The Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "Plan"), provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving employment with the Company. Read SEC document |
| November 22, 2017 Filed Nov 27, 2017 18:37 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | GrantPhantom stock · Derivative | 53 | $40.49 | $2,145.97 |
DisclosureSEC source: 0001209191-17-062519 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,197 Underlying: common shares · 53 shares Expires not disclosed F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis. F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F4 · derivative.expiration_date: The Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "Plan"), provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving employment with the Company. Read SEC document |
| November 10, 2017 Filed Nov 13, 2017 16:58 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | GrantPhantom stock · Derivative | 51 | $41.68 | $2,125.68 |
DisclosureSEC source: 0001209191-17-060207 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,144 Underlying: common shares · 51 shares Expires not disclosed F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis. F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F4 · derivative.expiration_date: The Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "Plan"), provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving employment with the Company. Read SEC document |
| October 27, 2017 Filed Oct 30, 2017 17:52 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | GrantPhantom stock · Derivative | 46 | $46.43 | $2,135.78 |
DisclosureSEC source: 0001209191-17-058257 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,093 Underlying: common shares · 46 shares Expires not disclosed F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis. F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F4 · derivative.expiration_date: The Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "Plan"), provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving employment with the Company. Read SEC document |
| October 13, 2017 Filed Oct 16, 2017 14:20 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | GrantPhantom stock · Derivative | 48 | $44.71 | $2,146.08 |
DisclosureSEC source: 0001209191-17-056982 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,046 Underlying: common shares · 48 shares Expires not disclosed F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis. F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F4 · derivative.expiration_date: The Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "Plan"), provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving employment with the Company. Read SEC document |
| September 29, 2017 Filed Oct 2, 2017 15:19 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | GrantPhantom stock · Derivative | 1,114 | $46.00 | $51,244.00 |
DisclosureSEC source: 0001209191-17-054466 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,998 Underlying: common shares · 1,114 shares Expires not disclosed F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis. F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F4 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company. Read SEC document |
| September 29, 2017 Filed Dec 11, 2017 21:19 UTC Amendment | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | GrantPhantom Stock · Derivative | 1,114 | $46.00 | $51,244.00 |
DisclosureSEC source: 0001209191-17-064995 · doc4a.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,998 Underlying: Common Shares · 1,114 shares Expires not disclosed F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis. F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F4 · derivative.expiration_date: The Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "Plan"), provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving employment with the Company. Read SEC document |
| September 15, 2017 Filed Sep 18, 2017 14:49 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | GrantPhantom stock · Derivative | 42 | $51.26 | $2,152.92 |
DisclosureSEC source: 0001209191-17-053101 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,884 Underlying: common shares · 42 shares Expires not disclosed F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis. F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F4 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company. Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 13:25 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | GrantPhantom stock · Derivative | 41 | $50.55 | $2,072.55 |
DisclosureSEC source: 0001209191-17-051492 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,842 Underlying: common shares · 41 shares Expires not disclosed F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F4 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company. Read SEC document |
| August 18, 2017 Filed Aug 21, 2017 20:25 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | GrantPhantom stock · Derivative | 43 | $48.23 | $2,073.89 |
DisclosureSEC source: 0001209191-17-049709 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,801 Underlying: common shares · 43 shares Expires not disclosed F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F4 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company. Read SEC document |
| August 04, 2017 Filed Aug 7, 2017 14:07 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | GrantPhantom stock · Derivative | 41 | $50.07 | $2,052.87 |
DisclosureSEC source: 0001209191-17-047817 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,758 Underlying: common shares · 41 shares Expires not disclosed F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F4 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company. Read SEC document |
| July 21, 2017 Filed Jul 24, 2017 14:10 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | GrantPhantom stock · Derivative | 40 | $52.11 | $2,084.40 |
DisclosureSEC source: 0001209191-17-046046 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,717 Underlying: common shares · 40 shares Expires not disclosed F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F4 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company. Read SEC document |
| July 07, 2017 Filed Jul 10, 2017 15:10 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | GrantPhantom stock · Derivative | 41 | $50.47 | $2,069.27 |
DisclosureSEC source: 0001209191-17-044493 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,677 Underlying: common shares · 41 shares Expires not disclosed F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F4 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company. Read SEC document |
| July 05, 2017 Filed Jul 6, 2017 17:23 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | GrantPhantom stock · Derivative | 8,101 | $49.51 | $401,080.51 |
DisclosureSEC source: 0001209191-17-043912 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,636 Underlying: common shares · 8,101 shares Expires not disclosed F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F4 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company. Read SEC document |
| June 30, 2017 Filed Jul 3, 2017 18:24 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Exercise / conversionNon-qualified stock option, right to buy · Derivative | 30,000 | $0.00 Strike: $22.73 | $0.00 |
DisclosureSEC source: 0001209191-17-042777 · doc4.xml · derivative · entry 10 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: common shares · 30,000 shares Expires 2017-07-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_date: This non-qualified stock option was granted out of the Worthington Industries, Inc. Amended and Restated 2003 Stock Option Plan and vested at 20% per year beginning on the first anniversary of the grant date, the date listed is the first day any portion of the option vested. This option was due to expire on July 2, 2017. Read SEC document |
| June 30, 2017 Filed Jul 3, 2017 18:24 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Tax withholdingCommon Shares | 21,697 | $50.22 | $1,089,623.34 |
DisclosureSEC source: 0001209191-17-042777 · doc4.xml · nonDerivative · entry 6 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,532 Read SEC document |
| June 30, 2017 Filed Jul 3, 2017 18:24 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Exercise / conversionCommon Shares | 30,000 | $22.73 | $681,900.00 |
DisclosureSEC source: 0001209191-17-042777 · doc4.xml · nonDerivative · entry 5 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2017 Filed Jul 3, 2017 18:24 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Tax withholdingCommon Shares | 5,440 | $50.22 | $273,196.80 |
DisclosureSEC source: 0001209191-17-042777 · doc4.xml · nonDerivative · entry 4 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,229 F3 · shares: Represents shares withheld upon the vesting of restricted stock in order to satisfy the reporting person's tax withholding obligation upon such vesting. Read SEC document |
| June 30, 2017 Filed Jul 3, 2017 18:24 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Tax withholdingCommon Shares | 3,195 | $50.22 | $160,452.90 |
DisclosureSEC source: 0001209191-17-042777 · doc4.xml · nonDerivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,669 F3 · shares: Represents shares withheld upon the vesting of restricted stock in order to satisfy the reporting person's tax withholding obligation upon such vesting. Read SEC document |
| June 30, 2017 Filed Jul 3, 2017 18:24 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | GrantCommon Shares | 6,461 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-042777 · doc4.xml · nonDerivative · entry 2 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,864 F2 · shares: A long-term performance share award was granted on June 1, 2014 pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. Common Shares were to be earned based on the level of achievement of specified performance objectives over the three-year period ended May 31, 2017. On June 28, 2017, the Compensation Committee of the Company's Board of Directors met and approved the payout of the reported common shares based on the performance of the Company for the three year period ended May 31, 2017. Read SEC document |
| June 29, 2017 Filed Jul 3, 2017 18:24 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | GrantNon-qualified stock option, right to buy · Derivative | 11,500 | $0.00 Strike: $47.73 | $0.00 |
DisclosureSEC source: 0001209191-17-042777 · doc4.xml · derivative · entry 8 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,500 Underlying: common shares · 11,500 shares Expires 2027-06-29 F5 · derivative.exercise_price: The accounts track common shares on a one-for-one basis F6 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F7 · derivative.expiration_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option will vest. Additional portions of 33.33% of the option vest annually on 6/30/2019 and 6/30/2020. F8 · balance_after: The amount reported represents an additional 878 unfunded theoretical common shares (i.e., phantom stock) credited to participant's account pursuant to the dividend reinvestment feature of the Worthington Industries, Inc.'s Deferred Compensation Plans Read SEC document |
| June 29, 2017 Filed Jul 3, 2017 18:24 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | GrantCommon Shares | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-042777 · doc4.xml · nonDerivative · entry 1 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,403 F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. The restricted stock will vest on the third anniversary of the grant date (6/29/2020). Read SEC document |
| June 23, 2017 Filed Jun 26, 2017 15:09 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Grantcommon shares · Derivative | 46 | $45.20 | $2,079.20 |
DisclosureSEC source: 0001209191-17-041794 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,594 Underlying: common shares · 46 shares Expires not disclosed F1 · derivative.exercise_price: The accounts track common shares on a one-for-one basis F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F3 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 12:58 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Grantphantom stock · Derivative | 46 | $45.25 | $2,081.50 |
DisclosureSEC source: 0001209191-17-039340 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,548 Underlying: common shares · 46 shares Expires not disclosed F1 · derivative.exercise_price: The accounts track common shares on a one-for-one basis F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F3 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company. Read SEC document |
| May 26, 2017 Filed May 30, 2017 15:38 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Grantphantom stock · Derivative | 49 | $42.54 | $2,084.46 |
DisclosureSEC source: 0001209191-17-036056 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,502 Underlying: common shares · 49 shares Expires not disclosed F1 · derivative.exercise_price: The accounts track common shares on a one-for-one basis F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F3 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company. Read SEC document |
| May 12, 2017 Filed May 15, 2017 15:02 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Grantphantom stock · Derivative | 50 | $41.43 | $2,071.50 |
DisclosureSEC source: 0001209191-17-032244 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,453 Underlying: common shares · 50 shares Expires not disclosed F1 · derivative.exercise_price: The accounts track common shares on a one-for-one basis F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F3 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company. Read SEC document |
| April 28, 2017 Filed May 1, 2017 18:28 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Grantphantom stock · Derivative | 48 | $43.50 | $2,088.00 |
DisclosureSEC source: 0001209191-17-028899 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,403 Underlying: common shares · 48 shares Expires not disclosed F1 · derivative.exercise_price: The accounts track common shares on a one-for-one basis F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F3 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company. Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 16:54 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Grantphantom stock · Derivative | 50 | $41.32 | $2,066.00 |
DisclosureSEC source: 0001209191-17-027035 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,355 Underlying: common shares · 50 shares Expires not disclosed F1 · derivative.exercise_price: The accounts track common shares on a one-for-one basis F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F3 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company. F4 · balance_after: The amount reported represents an additional 878 unfunded theoretical common shares (i.e., phantom stock) credited to participant's account pursuant to the dividend reinvestment feature of the Worthington Industries, Inc.'s Deferred Compensation Plans Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 19:43 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Grantphantom stock · Derivative | 1,056 | $45.09 | $47,615.04 |
DisclosureSEC source: 0001209191-17-024103 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,304 Underlying: common shares · 1,056 shares Expires not disclosed F1 · derivative.exercise_price: The accounts track common shares on a one-for-one basis F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F3 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company. F4 · balance_after: The amount reported represents an additional 878 unfunded theoretical common shares (i.e., phantom stock) credited to participant's account pursuant to the dividend reinvestment feature of the Worthington Industries, Inc.'s Deferred Compensation Plans Read SEC document |
| March 17, 2017 Filed Mar 20, 2017 13:51 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Grantphantom stock · Derivative | 40 | $51.96 | $2,078.40 |
DisclosureSEC source: 0001209191-17-021607 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,370 Underlying: common shares · 40 shares Expires not disclosed F1 · derivative.exercise_price: The accounts track common shares on a one-for-one basis F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F3 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 13:42 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Grantphantom stock · Derivative | 42 | $49.45 | $2,076.90 |
DisclosureSEC source: 0001209191-17-018548 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,330 Underlying: common shares · 42 shares Expires not disclosed F1 · derivative.exercise_price: The accounts track common shares on a one-for-one basis F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F3 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company. Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 14:38 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Grantphantom stock · Derivative | 42 | $49.86 | $2,094.12 |
DisclosureSEC source: 0001209191-17-012493 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,288 Underlying: common shares · 42 shares Expires not disclosed F1 · derivative.exercise_price: The accounts track common shares on a one-for-one basis F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F3 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company. Read SEC document |
| February 03, 2017 Filed Feb 6, 2017 16:51 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Grantphantom stock · Derivative | 43 | $48.05 | $2,066.15 |
DisclosureSEC source: 0001209191-17-007977 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,246 Underlying: common shares · 43 shares Expires not disclosed F1 · derivative.exercise_price: The accounts track common shares on a one-for-one basis F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F3 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company. Read SEC document |
| January 20, 2017 Filed Jan 24, 2017 18:50 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Grantphantom stock · Derivative | 44 | $47.52 | $2,090.88 |
DisclosureSEC source: 0001209191-17-005249 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,203 Underlying: common shares · 44 shares Expires not disclosed F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F4 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company. Read SEC document |
| January 06, 2017 Filed Jan 9, 2017 16:09 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Grantphantom stock · Derivative | 44 | $47.56 | $2,092.64 |
DisclosureSEC source: 0001209191-17-002834 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,159 Underlying: common shares · 44 shares Expires not disclosed F1 · derivative.exercise_price: The accounts track common shares on a one-for-one basis F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F3 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company. F4 · balance_after: The amount reported represents an additional 919 unfunded theoretical common shares (i.e., phantom stock) credited to participant's account pursuant to the dividend reinvestment feature of the Worthington Industries, Inc.'s Deferred Compensation Plans Read SEC document |
| December 22, 2016 Filed Dec 27, 2016 12:04 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Grantphantom stock · Derivative | 42 | $49.75 | $2,089.50 |
DisclosureSEC source: 0001209191-16-156733 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,196 Underlying: common shares · 42 shares Expires not disclosed F1 · derivative.exercise_price: The accounts track common shares on a one-for-one basis F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F3 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company. Read SEC document |
| December 09, 2016 Filed Dec 12, 2016 18:41 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Grantphantom stock · Derivative | 36 | $57.55 | $2,071.80 |
DisclosureSEC source: 0001209191-16-154657 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,154 Underlying: common shares · 36 shares Expires not disclosed F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F4 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 18:41 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Tax withholdingCommon Shares | 89,010 | $58.85 | $5,238,238.50 |
DisclosureSEC source: 0001209191-16-154657 · doc4.xml · nonDerivative · entry 1 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,649 F1 · shares: Represents shares withheld upon the vesting of restricted stock in order to satisfy the reporting person's tax withholding obligation upon such vesting. Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 17:02 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Grantphantom stock · Derivative | 34 | $61.73 | $2,098.82 |
DisclosureSEC source: 0001209191-16-152106 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,118 Underlying: common shares · 34 shares Expires not disclosed F1 · derivative.exercise_price: The accounts track common shares on a one-for-one basis F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F3 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 20:06 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Exercise / conversionNon-qualified stock option (right to buy) · Derivative | 100,000 | $0.00 Strike: $18.41 | $0.00 |
DisclosureSEC source: 0001209191-16-150464 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: common shares · 100,000 shares Expires 2017-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This non-qualified stock option was granted under the Worthington Industries, Inc. Amended and Restated 2003 Stock Option Plan and vests at 20% per year beginning on the first anniversary of the grant date. Date listed is date on which the first 20% portion of the option vested. Additional portions of 20% of the option vested annually on each of 02/12/2009, 02/12/2010, 02/12/2011, and 02/12/2012. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 20:06 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Tax withholdingCommon Shares | 65,578 | $57.70 | $3,783,850.60 |
DisclosureSEC source: 0001209191-16-150464 · doc4.xml · nonDerivative · entry 2 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408,659 Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 20:06 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Exercise / conversionCommon Shares | 100,000 | $18.41 | $1,841,000.00 |
DisclosureSEC source: 0001209191-16-150464 · doc4.xml · nonDerivative · entry 1 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474,237 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 15:05 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Grantphantom stock · Derivative | 40 | $52.26 | $2,090.40 |
DisclosureSEC source: 0001209191-16-149557 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,084 Underlying: common shares · 40 shares Expires not disclosed F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F4 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company. Read SEC document |
| October 28, 2016 Filed Oct 31, 2016 16:07 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Grantphantom stock · Derivative | 44 | $46.47 | $2,044.68 |
DisclosureSEC source: 0001209191-16-147384 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,044 Underlying: common shares · 44 shares Expires not disclosed F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F4 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company. Read SEC document |
| October 14, 2016 Filed Oct 18, 2016 18:08 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Grantphantom stock · Derivative | 44 | $47.55 | $2,092.20 |
DisclosureSEC source: 0001209191-16-146192 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,999 Underlying: common shares · 44 shares Expires not disclosed F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F4 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 14:50 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Grantphantom stock · Derivative | 43 | $48.03 | $2,065.29 |
DisclosureSEC source: 0001209191-16-143473 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,955 Underlying: common shares · 43 shares Expires not disclosed F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F4 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company. F5 · balance_after: The amount reported represents an additional 931 unfunded theoretical common shares (i.e., phantom stock) credited to participant's account pursuant to the dividend reinvestment feature of the Worthington Industries, Inc.'s Deferred Compensation Plans Read SEC document |
| September 16, 2016 Filed Sep 19, 2016 19:47 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Grantphantom stock · Derivative | 52 | $40.14 | $2,087.28 |
DisclosureSEC source: 0001209191-16-141969 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,981 Underlying: common shares · 52 shares Expires not disclosed F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F4 · derivative.expiration_date: The Company amended its Amended and Restated 2005 Deferred Compensation Plan (The "Plan") effective October 1, 2014. The amendment includes a provision that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company. F1 · balance_after: The account is enrolled in the Company's dividend reinvestment plan and the amount listed is the most up-to-date information available. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.