Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Nikola CorpNKLA · Entity 85360 | Director | May 11, 2023 | May 15, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Nikola Corp
Report date May 11, 2023 · Filed May 15, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,632,657 |
Ending reported balance
After 2023-05-12 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2023-05-11 · Sale · Disposed 75,000 · Balance 1,884,917 F1: This transaction was executed in multiple trades at prices ranging from $0.790 to $0.7972. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Row 2 · 2023-05-12 · Sale · Disposed 11,600 · Balance 1,873,317 Row 3 · 2023-05-12 · Sale · Disposed 165,660 · Balance 1,707,657 F2: This transaction was executed in multiple trades at prices ranging from $0.780 to $0.7908. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Row 4 · 2023-05-12 · Sale · Disposed 75,000 · Balance 1,632,657 F3: This transaction was executed in multiple trades at prices ranging from $0.7753 to $0.7777. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $0.790 to $0.7972. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F2: This transaction was executed in multiple trades at prices ranging from $0.780 to $0.7908. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3: This transaction was executed in multiple trades at prices ranging from $0.7753 to $0.7777. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
WORTHINGTON ENTERPRISES, INC.
Report date August 22, 2018 · Filed August 24, 2018
Section 16 reporting ended · disclosed 2018-08-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 341,922 |
Ending reported balance
After 2018-08-22 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2018-08-22 · Exercise / conversion · Acquired 40,000 · Balance 392,273 Row 2 · 2018-08-22 · Tax withholding · Disposed 24,845 · Balance 367,428 F1: Represents common shares withheld upon the exercise of the non-qualified stock option reported in Table II in order to satisfy the reporting person's tax withholding obligation upon such exercise. Row 3 · 2018-08-22 · Tax withholding · Disposed 3,905 · Balance 363,523 F2: Represents common shares withheld upon the vesting of restricted common shares in order to satisfy the reporting person's tax withholding obligation upon such vesting. Row 4 · 2018-08-22 · Disposition to issuer · Disposed 3,667 · Balance 359,856 F3: Represents forfeiture of restricted common shares. Row 5 · 2018-08-22 · Tax withholding · Disposed 1,692 · Balance 358,164 F2: Represents common shares withheld upon the vesting of restricted common shares in order to satisfy the reporting person's tax withholding obligation upon such vesting. Row 6 · 2018-08-22 · Disposition to issuer · Disposed 6,389 · Balance 351,775 F3: Represents forfeiture of restricted common shares. Row 7 · 2018-08-22 · Tax withholding · Disposed 131 · Balance 351,644 F2: Represents common shares withheld upon the vesting of restricted common shares in order to satisfy the reporting person's tax withholding obligation upon such vesting. Row 8 · 2018-08-22 · Disposition to issuer · Disposed 9,722 · Balance 341,922 F3: Represents forfeiture of restricted common shares. |
| Non-qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.25 · Expires 2019-07-16 | Direct | 0 |
Reported balance
After 2018-08-22 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2018-08-22 · Exercise / conversion · Disposed 40,000 · Balance 0 F5: This non-qualified stock option was granted out of the Worthington Industries, Inc. Amended and Restated 2003 Stock Option Plan and vested at 20% per year beginning on the first anniversary of the grant date. The date listed is the first day any portion of the option vested. |
| Common SharesSEC Table I · non-derivative | IndirectBy 401(k) | 18,068 |
Reported balance
Holding disclosure · report date 2018-08-22 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 18,068 F4: Amount listed is the most up-to-date information available regarding holdings in the Company Stock Fund under the Worthington Industries, Inc. Deferred Profit Sharing Plan and is based on a plan statement as of 7/31/2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents common shares withheld upon the exercise of the non-qualified stock option reported in Table II in order to satisfy the reporting person's tax withholding obligation upon such exercise.
F2: Represents common shares withheld upon the vesting of restricted common shares in order to satisfy the reporting person's tax withholding obligation upon such vesting.
F3: Represents forfeiture of restricted common shares.
F4: Amount listed is the most up-to-date information available regarding holdings in the Company Stock Fund under the Worthington Industries, Inc. Deferred Profit Sharing Plan and is based on a plan statement as of 7/31/2018.
F5: This non-qualified stock option was granted out of the Worthington Industries, Inc. Amended and Restated 2003 Stock Option Plan and vested at 20% per year beginning on the first anniversary of the grant date. The date listed is the first day any portion of the option vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 16, 2022 Filed Sep 19, 2022 19:31 UTC | Nikola Corp NKLA · Entity 85360 | SaleCommon Stock | 73,500 | $5.13 | $376,981.50 |
DisclosureSEC source: 0001731289-22-000204 · wf-form4_166363008000571.xml · nonDerivative · entry 10 RUSSELL MARK A · CIK 0001389418 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,812,346 F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F6 · price: This transaction was executed in multiple trades at prices ranging from $5.06 to $5.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| September 16, 2022 Filed Sep 19, 2022 19:31 UTC | Nikola Corp NKLA · Entity 85360 | SaleCommon Stock | 73,500 | $5.13 | $377,055.00 |
DisclosureSEC source: 0001731289-22-000204 · wf-form4_166363008000571.xml · nonDerivative · entry 9 RUSSELL MARK A · CIK 0001389418 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,885,846 F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F6 · price: This transaction was executed in multiple trades at prices ranging from $5.06 to $5.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| September 16, 2022 Filed Sep 19, 2022 19:31 UTC | Nikola Corp NKLA · Entity 85360 | SaleCommon Stock | 1,500 | $5.13 | $7,692.00 |
DisclosureSEC source: 0001731289-22-000204 · wf-form4_166363008000571.xml · nonDerivative · entry 8 RUSSELL MARK A · CIK 0001389418 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,959,346 F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F5 · price: This transaction was executed in multiple trades at prices ranging from $5.08 to $5.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| September 16, 2022 Filed Sep 19, 2022 19:31 UTC | Nikola Corp NKLA · Entity 85360 | SaleCommon Stock | 1,500 | $5.13 | $7,696.50 |
DisclosureSEC source: 0001731289-22-000204 · wf-form4_166363008000571.xml · nonDerivative · entry 7 RUSSELL MARK A · CIK 0001389418 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,960,846 F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: This transaction was executed in multiple trades at prices ranging from $5.07 to $5.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| September 16, 2022 Filed Sep 19, 2022 19:31 UTC | Nikola Corp NKLA · Entity 85360 | Exercise / conversionCommon Stock | 150,000 | $1.06 | $159,000.00 |
DisclosureSEC source: 0001731289-22-000204 · wf-form4_166363008000571.xml · nonDerivative · entry 6 RUSSELL MARK A · CIK 0001389418 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,962,346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 19:31 UTC | Nikola Corp NKLA · Entity 85360 | Exercise / conversionStock Option (right to buy) · Derivative | 150,000 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001731289-22-000204 · wf-form4_166363008000571.xml · derivative · entry 11 RUSSELL MARK A · CIK 0001389418 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,693,299 Underlying: Common Stock · 150,000 shares Expires 2029-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Option is fully vested and exercisable. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 19:31 UTC | Nikola Corp NKLA · Entity 85360 | SaleCommon Stock | 73,500 | $5.29 | $388,668.00 |
DisclosureSEC source: 0001731289-22-000204 · wf-form4_166363008000571.xml · nonDerivative · entry 5 RUSSELL MARK A · CIK 0001389418 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,812,346 F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: This transaction was executed in multiple trades at prices ranging from $5.16 to $5.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 19:31 UTC | Nikola Corp NKLA · Entity 85360 | SaleCommon Stock | 73,500 | $5.29 | $388,594.50 |
DisclosureSEC source: 0001731289-22-000204 · wf-form4_166363008000571.xml · nonDerivative · entry 4 RUSSELL MARK A · CIK 0001389418 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,885,846 F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: This transaction was executed in multiple trades at prices ranging from $5.16 to $5.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 19:31 UTC | Nikola Corp NKLA · Entity 85360 | SaleCommon Stock | 1,500 | $5.29 | $7,938.00 |
DisclosureSEC source: 0001731289-22-000204 · wf-form4_166363008000571.xml · nonDerivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,959,346 F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: This transaction was executed in multiple trades at prices ranging from $5.20 to $5.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 19:31 UTC | Nikola Corp NKLA · Entity 85360 | SaleCommon Stock | 1,500 | $5.29 | $7,939.50 |
DisclosureSEC source: 0001731289-22-000204 · wf-form4_166363008000571.xml · nonDerivative · entry 2 RUSSELL MARK A · CIK 0001389418 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,960,846 F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: This transaction was executed in multiple trades at prices ranging from $5.20 to $5.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 19:31 UTC | Nikola Corp NKLA · Entity 85360 | Exercise / conversionCommon Stock | 150,000 | $1.06 | $159,000.00 |
DisclosureSEC source: 0001731289-22-000204 · wf-form4_166363008000571.xml · nonDerivative · entry 1 RUSSELL MARK A · CIK 0001389418 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,962,346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2022 Filed May 2, 2022 17:38 UTC | Nikola Corp NKLA · Entity 85360 | GrantCommon Stock | 681,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001731289-22-000055 · wf-form4_165152749384301.xml · nonDerivative · entry 1 RUSSELL MARK A · CIK 0001389418 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,812,346 F1 · security: Shares issuable upon settlement of a restricted stock unit award that vests on March 3, 2025, subject to continued service with the Issuer through such date. Read SEC document |
| April 22, 2021 Filed Apr 26, 2021 18:58 UTC | Nikola Corp NKLA · Entity 85360 | GrantCommon Stock | 476,605 | $0.00 | $0.00 |
DisclosureSEC source: 0001731289-21-000039 · wf-form4_161947790745200.xml · nonDerivative · entry 1 RUSSELL MARK A · CIK 0001389418 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,131,296 F1 · security: Shares issuable upon settlement of a restricted stock unit award that vests on March 3, 2024, subject to continued service with the Issuer through such date. Read SEC document |
| August 21, 2020 Filed Aug 25, 2020 16:42 UTC | Nikola Corp NKLA · Entity 85360 | GrantMarket-Based Restricted Stock Unit · Derivative | 4,859,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001731289-20-000031 · wf-form4_159838811723390.xml · derivative · entry 2 RUSSELL MARK A · CIK 0001389418 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,859,000 Underlying: Common Stock · 4,859,000 shares Expires not disclosed F2 · derivative.exercise_price: Maximum number of shares issuable upon settlement of a market-based restricted stock unit award based upon the achievement of share price milestones of the Company's common stock between July 20, 2020 through June 3, 2023, subject to continued service with the Issuer through June 3, 2023. F2 · derivative.exercise_date: Maximum number of shares issuable upon settlement of a market-based restricted stock unit award based upon the achievement of share price milestones of the Company's common stock between July 20, 2020 through June 3, 2023, subject to continued service with the Issuer through June 3, 2023. F2 · derivative.expiration_date: Maximum number of shares issuable upon settlement of a market-based restricted stock unit award based upon the achievement of share price milestones of the Company's common stock between July 20, 2020 through June 3, 2023, subject to continued service with the Issuer through June 3, 2023. Read SEC document |
| August 21, 2020 Filed Aug 25, 2020 16:42 UTC | Nikola Corp NKLA · Entity 85360 | GrantCommon Stock | 600,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001731289-20-000031 · wf-form4_159838811723390.xml · nonDerivative · entry 1 RUSSELL MARK A · CIK 0001389418 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,654,691 F1 · security: Shares issuable upon settlement of a restricted stock unit award that vests on June 3, 2023, subject to continued service with the Issuer through such date. Read SEC document |
| June 03, 2020 Filed Jun 5, 2020 19:18 UTC | Nikola Corp NKLA · Entity 85360 | GrantStock Option (right to buy) · Derivative | 8,843,299 | Not disclosed Strike: $1.05 | Not disclosed |
DisclosureSEC source: 0001104659-20-070557 · a4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Director · President and CEO · 10% owner T&M Residual, LLC · CIK 0001813430 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,843,299 Underlying: Common Stock · 8,843,299 shares Expires 2029-02-26 F1 · price: Received pursuant to the Business Combination Agreement, dated as of March 2, 2020, by and among VectoIQ Acquisition Corp. ("VectoIQ"), Nikola Corporation ("Legacy Nikola") and VCTIQ Merger Sub Corp., a wholly-owned subsidiary of VectoIQ ("Merger Sub"), pursuant to which Merger Sub merged with and into Legacy Nikola, with Legacy Nikola surviving the merger as a wholly-owned subsidiary of VectoIQ (which subsequently changed its name to "Nikola Corporation", the "Issuer"). F4 · price: Received in exchange for an option to purchase 4,651,920 shares of Legacy Nikola common stock. F3 · derivative.exercise_date: Option is fully vested and exercisable. Read SEC document |
| June 03, 2020 Filed Jun 5, 2020 19:18 UTC | Nikola Corp NKLA · Entity 85360 | GrantCommon Stock | 39,876,497 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-070557 · a4.xml · nonDerivative · entry 2 RUSSELL MARK A · CIK 0001389418 · Director · President and CEO · 10% owner T&M Residual, LLC · CIK 0001813430 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By T&M Residual, LLC Disclosed balance after: 40,931,188 F1 · price: Received pursuant to the Business Combination Agreement, dated as of March 2, 2020, by and among VectoIQ Acquisition Corp. ("VectoIQ"), Nikola Corporation ("Legacy Nikola") and VCTIQ Merger Sub Corp., a wholly-owned subsidiary of VectoIQ ("Merger Sub"), pursuant to which Merger Sub merged with and into Legacy Nikola, with Legacy Nikola surviving the merger as a wholly-owned subsidiary of VectoIQ (which subsequently changed its name to "Nikola Corporation", the "Issuer"). F2 · ownership.nature: Consists of 39,876,497 shares beneficially owned by T&M Residual, LLC ("T&M"). As manager of T&M, Mr. Russell may be deemed to indirectly beneficially own shares held by such entity. Read SEC document |
| June 03, 2020 Filed Jun 5, 2020 19:18 UTC | Nikola Corp NKLA · Entity 85360 | GrantCommon Stock | 1,054,691 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-070557 · a4.xml · nonDerivative · entry 1 RUSSELL MARK A · CIK 0001389418 · Director · President and CEO · 10% owner T&M Residual, LLC · CIK 0001813430 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,054,691 F1 · price: Received pursuant to the Business Combination Agreement, dated as of March 2, 2020, by and among VectoIQ Acquisition Corp. ("VectoIQ"), Nikola Corporation ("Legacy Nikola") and VCTIQ Merger Sub Corp., a wholly-owned subsidiary of VectoIQ ("Merger Sub"), pursuant to which Merger Sub merged with and into Legacy Nikola, with Legacy Nikola surviving the merger as a wholly-owned subsidiary of VectoIQ (which subsequently changed its name to "Nikola Corporation", the "Issuer"). Read SEC document |
| August 22, 2018 Filed Aug 24, 2018 19:41 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $13.25 | $0.00 |
DisclosureSEC source: 0001209191-18-048353 · doc4.xml · derivative · entry 10 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 40,000 shares Expires 2019-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This non-qualified stock option was granted out of the Worthington Industries, Inc. Amended and Restated 2003 Stock Option Plan and vested at 20% per year beginning on the first anniversary of the grant date. The date listed is the first day any portion of the option vested. Read SEC document |
| August 22, 2018 Filed Aug 24, 2018 19:41 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Disposition to issuerCommon Shares | 9,722 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-048353 · doc4.xml · nonDerivative · entry 8 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 341,922 F3 · shares: Represents forfeiture of restricted common shares. Read SEC document |
| August 22, 2018 Filed Aug 24, 2018 19:41 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Tax withholdingCommon Shares | 131 | $46.13 | $6,043.03 |
DisclosureSEC source: 0001209191-18-048353 · doc4.xml · nonDerivative · entry 7 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,644 F2 · shares: Represents common shares withheld upon the vesting of restricted common shares in order to satisfy the reporting person's tax withholding obligation upon such vesting. Read SEC document |
| August 22, 2018 Filed Aug 24, 2018 19:41 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Disposition to issuerCommon Shares | 6,389 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-048353 · doc4.xml · nonDerivative · entry 6 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,775 F3 · shares: Represents forfeiture of restricted common shares. Read SEC document |
| August 22, 2018 Filed Aug 24, 2018 19:41 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Tax withholdingCommon Shares | 1,692 | $46.13 | $78,051.96 |
DisclosureSEC source: 0001209191-18-048353 · doc4.xml · nonDerivative · entry 5 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,164 F2 · shares: Represents common shares withheld upon the vesting of restricted common shares in order to satisfy the reporting person's tax withholding obligation upon such vesting. Read SEC document |
| August 22, 2018 Filed Aug 24, 2018 19:41 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Disposition to issuerCommon Shares | 3,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-048353 · doc4.xml · nonDerivative · entry 4 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,856 F3 · shares: Represents forfeiture of restricted common shares. Read SEC document |
| August 22, 2018 Filed Aug 24, 2018 19:41 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Tax withholdingCommon Shares | 3,905 | $46.13 | $180,137.65 |
DisclosureSEC source: 0001209191-18-048353 · doc4.xml · nonDerivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,523 F2 · shares: Represents common shares withheld upon the vesting of restricted common shares in order to satisfy the reporting person's tax withholding obligation upon such vesting. Read SEC document |
| August 22, 2018 Filed Aug 24, 2018 19:41 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Tax withholdingCommon Shares | 24,845 | $46.13 | $1,146,099.85 |
DisclosureSEC source: 0001209191-18-048353 · doc4.xml · nonDerivative · entry 2 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,428 F1 · shares: Represents common shares withheld upon the exercise of the non-qualified stock option reported in Table II in order to satisfy the reporting person's tax withholding obligation upon such exercise. Read SEC document |
| August 22, 2018 Filed Aug 24, 2018 19:41 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Exercise / conversionCommon Shares | 40,000 | $13.25 | $530,000.00 |
DisclosureSEC source: 0001209191-18-048353 · doc4.xml · nonDerivative · entry 1 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,273 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2018 Filed Aug 20, 2018 14:45 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | GrantPhantom Stock · Derivative | 48 | $45.11 | $2,165.28 |
DisclosureSEC source: 0001209191-18-047570 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,826 Underlying: Common Shares · 48 shares Expires not disclosed F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis. F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F4 · derivative.expiration_date: The Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "Plan"), provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving employment with the Company. Read SEC document |
| August 03, 2018 Filed Aug 6, 2018 16:09 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | GrantPhantom Stock · Derivative | 46 | $46.78 | $2,151.88 |
DisclosureSEC source: 0001209191-18-045473 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,778 Underlying: Common Shares · 46 shares Expires not disclosed F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis. F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F4 · derivative.expiration_date: The Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "Plan"), provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving employment with the Company. Read SEC document |
| July 20, 2018 Filed Jul 23, 2018 16:22 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | GrantPhantom Stock · Derivative | 46 | $46.18 | $2,124.28 |
DisclosureSEC source: 0001209191-18-043581 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,732 Underlying: Common Shares · 46 shares Expires not disclosed F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis. F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F4 · derivative.expiration_date: The Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "Plan"), provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving employment with the Company. Read SEC document |
| July 06, 2018 Filed Jul 9, 2018 14:56 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | GrantPhantom Stock · Derivative | 48 | $44.87 | $2,153.76 |
DisclosureSEC source: 0001209191-18-041947 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,686 Underlying: Common Shares · 48 shares Expires not disclosed F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis. F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F4 · derivative.expiration_date: The Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "Plan"), provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving employment with the Company. F5 · balance_after: The amount reported represents an additional 1,198 unfunded theoretical common shares (i.e., phantom stock) credited to participant's account pursuant to the dividend reinvestment feature of the Worthington Industries, Inc.'s Deferred Compensation Plans. Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 18:19 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Tax withholdingCommon Shares | 4,381 | $42.85 | $187,725.85 |
DisclosureSEC source: 0001209191-18-041469 · doc4.xml · nonDerivative · entry 2 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,273 F2 · shares: Represents shares withheld upon the vesting of restricted stock in order to satisfy the reporting person's tax withholding obligation upon such vesting. Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 18:19 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | GrantCommon Shares | 9,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-041469 · doc4.xml · nonDerivative · entry 1 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,654 F1 · shares: A long-term performance share award was granted on June 1, 2015 pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. Common Shares were to be earned based on the level of achievement of specified performance objectives over the three-year period ended July 2, 2018. On June 26, 2018, the Compensation Committee of the Company's Board of Directors met and approved the payout of the reported common shares based on the performance of the Company for the three-year period ended May 31, 2018. Read SEC document |
| June 29, 2018 Filed Jul 2, 2018 20:18 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Exercise / conversionNon-qualified stock option (right to acquire) · Derivative | 30,000 | $0.00 Strike: $20.21 | $0.00 |
DisclosureSEC source: 0001209191-18-040313 · doc4.xml · derivative · entry 6 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 30,000 shares Expires 2018-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option was granted out of the Worthington Industries, Inc. 2003 Stock Option Plan and vested at 20% per year beginning on the first anniversary of the grant date (7/1/2008). Date listed is the first day any portion of the option vested. Additional portions of 20% of the option vested annually on 7/01/2010, 7/01/2011, 7/01/2012 and 7/01/2013. Read SEC document |
| June 29, 2018 Filed Jul 2, 2018 20:18 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Tax withholdingCommon Shares | 21,732 | $41.97 | $912,092.04 |
DisclosureSEC source: 0001209191-18-040313 · doc4.xml · nonDerivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,304 Read SEC document |
| June 29, 2018 Filed Jul 2, 2018 20:18 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Exercise / conversionCommon Shares | 30,000 | $20.21 | $606,300.00 |
DisclosureSEC source: 0001209191-18-040313 · doc4.xml · nonDerivative · entry 2 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,036 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 28, 2018 Filed Jul 2, 2018 20:18 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | GrantNon-qualified stock option (right to acquire) · Derivative | 11,500 | $0.00 Strike: $42.91 | $0.00 |
DisclosureSEC source: 0001209191-18-040313 · doc4.xml · derivative · entry 5 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,500 Underlying: Common Shares · 11,500 shares Expires 2028-06-28 F3 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option will vest. Additional portions of 33.33% of the option vest annually on 6/28/2020 and 6/28/2021. Read SEC document |
| June 28, 2018 Filed Jul 2, 2018 20:18 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | GrantCommon Shares | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-040313 · doc4.xml · nonDerivative · entry 1 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,036 F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. The restricted stock will vest on the third anniversary of the grant date (6/28/2021). Read SEC document |
| June 26, 2018 Filed Jun 28, 2018 14:16 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | Tax withholdingCommon Shares | 7,496 | $47.31 | $354,635.76 |
DisclosureSEC source: 0001209191-18-039783 · doc4.xml · nonDerivative · entry 1 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,036 F1 · shares: Represents shares withheld upon the vesting of restricted stock in order to satisfy the reporting person's tax withholding obligation upon such vesting. Read SEC document |
| June 22, 2018 Filed Jun 25, 2018 13:36 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | GrantPhantom stock · Derivative | 45 | $47.91 | $2,155.95 |
DisclosureSEC source: 0001209191-18-039352 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,440 Underlying: Common Shares · 45 shares Expires not disclosed F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis. F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F4 · derivative.expiration_date: The Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "Plan"), provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving employment with the Company. F5 · balance_after: The amount shown reflects additional theoretical common shares (i.e. phantom stock) which were credited pursuant to the dividend reinvestment feature of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan. Read SEC document |
| June 08, 2018 Filed Jun 11, 2018 15:13 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | GrantPhantom stock · Derivative | 44 | $48.27 | $2,123.88 |
DisclosureSEC source: 0001209191-18-036852 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,395 Underlying: Common Shares · 44 shares Expires not disclosed F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis. F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F4 · derivative.expiration_date: The Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "Plan"), provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving employment with the Company. F5 · balance_after: The amount shown reflects additional theoretical common shares (i.e. phantom stock) which were credited pursuant to the dividend reinvestment feature of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan. Read SEC document |
| May 25, 2018 Filed May 29, 2018 13:32 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | GrantPhantom stock · Derivative | 46 | $46.81 | $2,153.26 |
DisclosureSEC source: 0001209191-18-033673 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,351 Underlying: Common Shares · 46 shares Expires not disclosed F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis. F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F4 · derivative.expiration_date: The Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "Plan"), provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving employment with the Company. F5 · balance_after: The amount shown reflects additional theoretical common shares (i.e. phantom stock) which were credited pursuant to the dividend reinvestment feature of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan. Read SEC document |
| May 11, 2018 Filed May 14, 2018 18:10 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | GrantPhantom stock · Derivative | 46 | $46.22 | $2,126.12 |
DisclosureSEC source: 0001209191-18-029772 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,305 Underlying: Common Shares · 46 shares Expires not disclosed F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis. F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F4 · derivative.expiration_date: The Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "Plan"), provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving employment with the Company. F5 · balance_after: The amount shown reflects additional theoretical common shares (i.e. phantom stock) which were credited pursuant to the dividend reinvestment feature of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan. Read SEC document |
| April 27, 2018 Filed Apr 30, 2018 17:26 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | GrantPhantom stock · Derivative | 47 | $45.63 | $2,144.61 |
DisclosureSEC source: 0001209191-18-026812 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,259 Underlying: Common Shares · 47 shares Expires not disclosed F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis. F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F4 · derivative.expiration_date: The Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "Plan"), provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving employment with the Company. F5 · balance_after: The amount shown reflects additional theoretical common shares (i.e. phantom stock) which were credited pursuant to the dividend reinvestment feature of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan. Read SEC document |
| April 13, 2018 Filed Apr 16, 2018 18:56 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | GrantPhantom stock · Derivative | 49 | $43.33 | $2,123.17 |
DisclosureSEC source: 0001209191-18-024932 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,212 Underlying: Common Shares · 49 shares Expires not disclosed F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis. F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F4 · derivative.expiration_date: The Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "Plan"), provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving employment with the Company. F5 · balance_after: The amount shown reflects additional theoretical common shares (i.e. phantom stock) which were credited pursuant to the dividend reinvestment feature of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 20:14 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | GrantPhantom stock · Derivative | 1,306 | $42.92 | $56,053.52 |
DisclosureSEC source: 0001209191-18-022362 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,162 Underlying: Common Shares · 1,306 shares Expires not disclosed F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis. F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F4 · derivative.expiration_date: The Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "Plan"), provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving employment with the Company. F5 · balance_after: The amount shown reflects additional theoretical common shares (i.e. phantom stock) which were credited pursuant to the dividend reinvestment feature of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan. Read SEC document |
| March 16, 2018 Filed Mar 19, 2018 13:56 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | GrantPhantom stock · Derivative | 48 | $44.92 | $2,156.16 |
DisclosureSEC source: 0001209191-18-020471 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,698 Underlying: Common Shares · 48 shares Expires not disclosed F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis. F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F4 · derivative.expiration_date: The Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "Plan"), provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving employment with the Company. F5 · balance_after: The amount shown reflects additional theoretical common shares (i.e. phantom stock) which were credited pursuant to the dividend reinvestment feature of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan. Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 19:16 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | GrantPhantom stock · Derivative | 48 | $44.52 | $2,136.96 |
DisclosureSEC source: 0001209191-18-016232 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,651 Underlying: Common Shares · 48 shares Expires not disclosed F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis. F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F4 · derivative.expiration_date: The Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "Plan"), provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving employment with the Company. F5 · balance_after: The amount shown reflects additional theoretical common shares (i.e. phantom stock) which were credited pursuant to the dividend reinvestment feature of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 13:44 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | GrantPhantom stock · Derivative | 46 | $46.70 | $2,148.20 |
DisclosureSEC source: 0001209191-18-011099 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,603 Underlying: Common Shares · 46 shares Expires not disclosed F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis. F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F4 · derivative.expiration_date: The Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "Plan"), provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving employment with the Company. F5 · balance_after: The amount shown reflects additional theoretical common shares (i.e. phantom stock) which were credited pursuant to the dividend reinvestment feature of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 14:38 UTC | WORTHINGTON ENTERPRISES, INC. WOR · Entity 4282 | GrantPhantom stock · Derivative | 47 | $45.58 | $2,142.26 |
DisclosureSEC source: 0001209191-18-007749 · doc4.xml · derivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Pres/COO, Worthington Industri 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,557 Underlying: Common Shares · 47 shares Expires not disclosed F2 · derivative.exercise_price: The accounts track common shares on a one-for-one basis. F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Company common share investment option could be immediately transferred to other investment options under the terms of the deferred compensation plan. F4 · derivative.expiration_date: The Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "Plan"), provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving employment with the Company. F5 · balance_after: The amount shown reflects additional theoretical common shares (i.e. phantom stock) which were credited pursuant to the dividend reinvestment feature of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.