Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Nikola CorpNKLA · Entity 85360 | Director | May 11, 2023 | May 15, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Nikola Corp
Report date May 11, 2023 · Filed May 15, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,632,657 |
Ending reported balance
After 2023-05-12 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2023-05-11 · Sale · Disposed 75,000 · Balance 1,884,917 F1: This transaction was executed in multiple trades at prices ranging from $0.790 to $0.7972. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Row 2 · 2023-05-12 · Sale · Disposed 11,600 · Balance 1,873,317 Row 3 · 2023-05-12 · Sale · Disposed 165,660 · Balance 1,707,657 F2: This transaction was executed in multiple trades at prices ranging from $0.780 to $0.7908. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Row 4 · 2023-05-12 · Sale · Disposed 75,000 · Balance 1,632,657 F3: This transaction was executed in multiple trades at prices ranging from $0.7753 to $0.7777. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $0.790 to $0.7972. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F2: This transaction was executed in multiple trades at prices ranging from $0.780 to $0.7908. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3: This transaction was executed in multiple trades at prices ranging from $0.7753 to $0.7777. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
WORTHINGTON ENTERPRISES, INC.
Report date August 22, 2018 · Filed August 24, 2018
Section 16 reporting ended · disclosed 2018-08-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 341,922 |
Ending reported balance
After 2018-08-22 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2018-08-22 · Exercise / conversion · Acquired 40,000 · Balance 392,273 Row 2 · 2018-08-22 · Tax withholding · Disposed 24,845 · Balance 367,428 F1: Represents common shares withheld upon the exercise of the non-qualified stock option reported in Table II in order to satisfy the reporting person's tax withholding obligation upon such exercise. Row 3 · 2018-08-22 · Tax withholding · Disposed 3,905 · Balance 363,523 F2: Represents common shares withheld upon the vesting of restricted common shares in order to satisfy the reporting person's tax withholding obligation upon such vesting. Row 4 · 2018-08-22 · Disposition to issuer · Disposed 3,667 · Balance 359,856 F3: Represents forfeiture of restricted common shares. Row 5 · 2018-08-22 · Tax withholding · Disposed 1,692 · Balance 358,164 F2: Represents common shares withheld upon the vesting of restricted common shares in order to satisfy the reporting person's tax withholding obligation upon such vesting. Row 6 · 2018-08-22 · Disposition to issuer · Disposed 6,389 · Balance 351,775 F3: Represents forfeiture of restricted common shares. Row 7 · 2018-08-22 · Tax withholding · Disposed 131 · Balance 351,644 F2: Represents common shares withheld upon the vesting of restricted common shares in order to satisfy the reporting person's tax withholding obligation upon such vesting. Row 8 · 2018-08-22 · Disposition to issuer · Disposed 9,722 · Balance 341,922 F3: Represents forfeiture of restricted common shares. |
| Non-qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.25 · Expires 2019-07-16 | Direct | 0 |
Reported balance
After 2018-08-22 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2018-08-22 · Exercise / conversion · Disposed 40,000 · Balance 0 F5: This non-qualified stock option was granted out of the Worthington Industries, Inc. Amended and Restated 2003 Stock Option Plan and vested at 20% per year beginning on the first anniversary of the grant date. The date listed is the first day any portion of the option vested. |
| Common SharesSEC Table I · non-derivative | IndirectBy 401(k) | 18,068 |
Reported balance
Holding disclosure · report date 2018-08-22 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 18,068 F4: Amount listed is the most up-to-date information available regarding holdings in the Company Stock Fund under the Worthington Industries, Inc. Deferred Profit Sharing Plan and is based on a plan statement as of 7/31/2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents common shares withheld upon the exercise of the non-qualified stock option reported in Table II in order to satisfy the reporting person's tax withholding obligation upon such exercise.
F2: Represents common shares withheld upon the vesting of restricted common shares in order to satisfy the reporting person's tax withholding obligation upon such vesting.
F3: Represents forfeiture of restricted common shares.
F4: Amount listed is the most up-to-date information available regarding holdings in the Company Stock Fund under the Worthington Industries, Inc. Deferred Profit Sharing Plan and is based on a plan statement as of 7/31/2018.
F5: This non-qualified stock option was granted out of the Worthington Industries, Inc. Amended and Restated 2003 Stock Option Plan and vested at 20% per year beginning on the first anniversary of the grant date. The date listed is the first day any portion of the option vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 08, 2022 Filed Nov 10, 2022 16:44 UTC | Nikola Corp NKLA · Entity 85360 | SaleCommon Stock | 73,500 | $2.86 | $210,430.50 |
DisclosureSEC source: 0001731289-22-000273 · wf-form4_166811665642795.xml · nonDerivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,812,346 F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: This transaction was executed in multiple trades at prices ranging from $2.80 to $2.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 08, 2022 Filed Nov 10, 2022 16:44 UTC | Nikola Corp NKLA · Entity 85360 | SaleCommon Stock | 1,500 | $2.86 | $4,294.50 |
DisclosureSEC source: 0001731289-22-000273 · wf-form4_166811665642795.xml · nonDerivative · entry 2 RUSSELL MARK A · CIK 0001389418 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,885,846 F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: This transaction was executed in multiple trades at prices ranging from $2.80 to $2.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 08, 2022 Filed Nov 10, 2022 16:44 UTC | Nikola Corp NKLA · Entity 85360 | Exercise / conversionCommon Stock | 75,000 | $1.06 | $79,500.00 |
DisclosureSEC source: 0001731289-22-000273 · wf-form4_166811665642795.xml · nonDerivative · entry 1 RUSSELL MARK A · CIK 0001389418 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,887,346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2022 Filed Nov 8, 2022 17:33 UTC | Nikola Corp NKLA · Entity 85360 | Exercise / conversionStock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001731289-22-000271 · wf-form4_166794682269244.xml · derivative · entry 8 RUSSELL MARK A · CIK 0001389418 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,827,185 Underlying: Common Stock · 75,000 shares Expires 2029-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Option is fully vested and exercisable. Read SEC document |
| November 07, 2022 Filed Nov 8, 2022 17:33 UTC | Nikola Corp NKLA · Entity 85360 | SaleCommon Stock | 73,500 | $2.86 | $210,357.00 |
DisclosureSEC source: 0001731289-22-000271 · wf-form4_166794682269244.xml · nonDerivative · entry 6 RUSSELL MARK A · CIK 0001389418 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,812,346 F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F5 · price: This transaction was executed in multiple trades at prices ranging from $2.82 to $3.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 07, 2022 Filed Nov 8, 2022 17:33 UTC | Nikola Corp NKLA · Entity 85360 | SaleCommon Stock | 1,500 | $2.86 | $4,290.00 |
DisclosureSEC source: 0001731289-22-000271 · wf-form4_166794682269244.xml · nonDerivative · entry 5 RUSSELL MARK A · CIK 0001389418 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,885,846 F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: This transaction was executed in multiple trades at prices ranging from $2.83 to $3.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 07, 2022 Filed Nov 8, 2022 17:33 UTC | Nikola Corp NKLA · Entity 85360 | Exercise / conversionCommon Stock | 75,000 | $1.06 | $79,500.00 |
DisclosureSEC source: 0001731289-22-000271 · wf-form4_166794682269244.xml · nonDerivative · entry 4 RUSSELL MARK A · CIK 0001389418 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,887,346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2022 Filed Nov 8, 2022 17:33 UTC | Nikola Corp NKLA · Entity 85360 | Exercise / conversionStock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001731289-22-000271 · wf-form4_166794682269244.xml · derivative · entry 7 RUSSELL MARK A · CIK 0001389418 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,902,185 Underlying: Common Stock · 75,000 shares Expires 2029-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Option is fully vested and exercisable. Read SEC document |
| November 04, 2022 Filed Nov 8, 2022 17:33 UTC | Nikola Corp NKLA · Entity 85360 | SaleCommon Stock | 73,500 | $2.95 | $216,531.00 |
DisclosureSEC source: 0001731289-22-000271 · wf-form4_166794682269244.xml · nonDerivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,812,346 F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: This transaction was executed in multiple trades at prices ranging from $2.85 to $3.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 04, 2022 Filed Nov 8, 2022 17:33 UTC | Nikola Corp NKLA · Entity 85360 | SaleCommon Stock | 1,500 | $2.95 | $4,417.50 |
DisclosureSEC source: 0001731289-22-000271 · wf-form4_166794682269244.xml · nonDerivative · entry 2 RUSSELL MARK A · CIK 0001389418 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,885,846 F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: This transaction was executed in multiple trades at prices ranging from $2.87 to $3.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 04, 2022 Filed Nov 8, 2022 17:33 UTC | Nikola Corp NKLA · Entity 85360 | Exercise / conversionCommon Stock | 75,000 | $1.06 | $79,500.00 |
DisclosureSEC source: 0001731289-22-000271 · wf-form4_166794682269244.xml · nonDerivative · entry 1 RUSSELL MARK A · CIK 0001389418 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,887,346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2022 Filed Nov 4, 2022 18:27 UTC | Nikola Corp NKLA · Entity 85360 | Exercise / conversionStock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001731289-22-000263 · wf-form4_166760081135856.xml · derivative · entry 8 RUSSELL MARK A · CIK 0001389418 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,977,185 Underlying: Common Stock · 75,000 shares Expires 2029-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Option is fully vested and exercisable. Read SEC document |
| November 03, 2022 Filed Nov 4, 2022 18:27 UTC | Nikola Corp NKLA · Entity 85360 | SaleCommon Stock | 73,500 | $3.15 | $231,745.50 |
DisclosureSEC source: 0001731289-22-000263 · wf-form4_166760081135856.xml · nonDerivative · entry 6 RUSSELL MARK A · CIK 0001389418 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,812,346 F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F5 · price: This transaction was executed in multiple trades at prices ranging from $2.93 to $3.67. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 03, 2022 Filed Nov 4, 2022 18:27 UTC | Nikola Corp NKLA · Entity 85360 | SaleCommon Stock | 1,500 | $3.16 | $4,740.00 |
DisclosureSEC source: 0001731289-22-000263 · wf-form4_166760081135856.xml · nonDerivative · entry 5 RUSSELL MARK A · CIK 0001389418 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,885,846 F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: This transaction was executed in multiple trades at prices ranging from $2.93 to $3.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 03, 2022 Filed Nov 4, 2022 18:27 UTC | Nikola Corp NKLA · Entity 85360 | Exercise / conversionCommon Stock | 75,000 | $1.06 | $79,500.00 |
DisclosureSEC source: 0001731289-22-000263 · wf-form4_166760081135856.xml · nonDerivative · entry 4 RUSSELL MARK A · CIK 0001389418 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,887,346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2022 Filed Nov 4, 2022 18:27 UTC | Nikola Corp NKLA · Entity 85360 | Exercise / conversionStock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001731289-22-000263 · wf-form4_166760081135856.xml · derivative · entry 7 RUSSELL MARK A · CIK 0001389418 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,052,185 Underlying: Common Stock · 75,000 shares Expires 2029-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Option is fully vested and exercisable. Read SEC document |
| November 02, 2022 Filed Nov 4, 2022 18:27 UTC | Nikola Corp NKLA · Entity 85360 | SaleCommon Stock | 73,500 | $3.41 | $250,929.00 |
DisclosureSEC source: 0001731289-22-000263 · wf-form4_166760081135856.xml · nonDerivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,812,346 F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: This transaction was executed in multiple trades at prices ranging from $3.29 to $3.52. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 02, 2022 Filed Nov 4, 2022 18:27 UTC | Nikola Corp NKLA · Entity 85360 | SaleCommon Stock | 1,500 | $3.41 | $5,109.00 |
DisclosureSEC source: 0001731289-22-000263 · wf-form4_166760081135856.xml · nonDerivative · entry 2 RUSSELL MARK A · CIK 0001389418 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,885,846 F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: This transaction was executed in multiple trades at prices ranging from $3.29 to $3.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 02, 2022 Filed Nov 4, 2022 18:27 UTC | Nikola Corp NKLA · Entity 85360 | Exercise / conversionCommon Stock | 75,000 | $1.06 | $79,500.00 |
DisclosureSEC source: 0001731289-22-000263 · wf-form4_166760081135856.xml · nonDerivative · entry 1 RUSSELL MARK A · CIK 0001389418 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,887,346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2022 Filed Nov 2, 2022 18:12 UTC | Nikola Corp NKLA · Entity 85360 | Exercise / conversionStock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001731289-22-000247 · wf-form4_166742710493511.xml · derivative · entry 8 RUSSELL MARK A · CIK 0001389418 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,127,185 Underlying: Common Stock · 75,000 shares Expires 2029-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Option is fully vested and exercisable. Read SEC document |
| November 01, 2022 Filed Nov 2, 2022 18:12 UTC | Nikola Corp NKLA · Entity 85360 | SaleCommon Stock | 73,500 | $3.53 | $259,528.50 |
DisclosureSEC source: 0001731289-22-000247 · wf-form4_166742710493511.xml · nonDerivative · entry 6 RUSSELL MARK A · CIK 0001389418 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,812,346 F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F5 · price: This transaction was executed in multiple trades at prices ranging from $3.38 to $3.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 01, 2022 Filed Nov 2, 2022 18:12 UTC | Nikola Corp NKLA · Entity 85360 | SaleCommon Stock | 1,500 | $3.53 | $5,301.00 |
DisclosureSEC source: 0001731289-22-000247 · wf-form4_166742710493511.xml · nonDerivative · entry 5 RUSSELL MARK A · CIK 0001389418 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,885,846 F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: This transaction was executed in multiple trades at prices ranging from $3.38 to $3.92. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 01, 2022 Filed Nov 2, 2022 18:12 UTC | Nikola Corp NKLA · Entity 85360 | Exercise / conversionCommon Stock | 75,000 | $1.06 | $79,500.00 |
DisclosureSEC source: 0001731289-22-000247 · wf-form4_166742710493511.xml · nonDerivative · entry 4 RUSSELL MARK A · CIK 0001389418 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,887,346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2022 Filed Nov 2, 2022 18:12 UTC | Nikola Corp NKLA · Entity 85360 | Exercise / conversionStock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001731289-22-000247 · wf-form4_166742710493511.xml · derivative · entry 7 RUSSELL MARK A · CIK 0001389418 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,202,185 Underlying: Common Stock · 75,000 shares Expires 2029-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Option is fully vested and exercisable. Read SEC document |
| October 31, 2022 Filed Nov 2, 2022 18:12 UTC | Nikola Corp NKLA · Entity 85360 | SaleCommon Stock | 73,500 | $3.52 | $258,646.50 |
DisclosureSEC source: 0001731289-22-000247 · wf-form4_166742710493511.xml · nonDerivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,812,346 F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: This transaction was executed in multiple trades at prices ranging from $3.19 to $3.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| October 31, 2022 Filed Nov 2, 2022 18:12 UTC | Nikola Corp NKLA · Entity 85360 | SaleCommon Stock | 1,500 | $3.53 | $5,289.00 |
DisclosureSEC source: 0001731289-22-000247 · wf-form4_166742710493511.xml · nonDerivative · entry 2 RUSSELL MARK A · CIK 0001389418 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,885,846 F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: This transaction was executed in multiple trades at prices ranging from $3.20 to $3.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| October 31, 2022 Filed Nov 2, 2022 18:12 UTC | Nikola Corp NKLA · Entity 85360 | Exercise / conversionCommon Stock | 75,000 | $1.06 | $79,500.00 |
DisclosureSEC source: 0001731289-22-000247 · wf-form4_166742710493511.xml · nonDerivative · entry 1 RUSSELL MARK A · CIK 0001389418 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,887,346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2022 Filed Oct 31, 2022 19:53 UTC | Nikola Corp NKLA · Entity 85360 | Exercise / conversionStock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001731289-22-000245 · wf-form4_166726041245756.xml · derivative · entry 8 RUSSELL MARK A · CIK 0001389418 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,277,185 Underlying: Common Stock · 75,000 shares Expires 2029-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Option is fully vested and exercisable. Read SEC document |
| October 28, 2022 Filed Oct 31, 2022 19:53 UTC | Nikola Corp NKLA · Entity 85360 | SaleCommon Stock | 73,500 | $3.14 | $230,422.50 |
DisclosureSEC source: 0001731289-22-000245 · wf-form4_166726041245756.xml · nonDerivative · entry 6 RUSSELL MARK A · CIK 0001389418 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,812,346 F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F5 · price: This transaction was executed in multiple trades at prices ranging from $3.04 to $3.22. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| October 28, 2022 Filed Oct 31, 2022 19:53 UTC | Nikola Corp NKLA · Entity 85360 | SaleCommon Stock | 1,500 | $3.14 | $4,704.00 |
DisclosureSEC source: 0001731289-22-000245 · wf-form4_166726041245756.xml · nonDerivative · entry 5 RUSSELL MARK A · CIK 0001389418 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,885,846 F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: This transaction was executed in multiple trades at prices ranging from $3.06 to $3.22. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| October 28, 2022 Filed Oct 31, 2022 19:53 UTC | Nikola Corp NKLA · Entity 85360 | Exercise / conversionCommon Stock | 75,000 | $1.06 | $79,500.00 |
DisclosureSEC source: 0001731289-22-000245 · wf-form4_166726041245756.xml · nonDerivative · entry 4 RUSSELL MARK A · CIK 0001389418 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,887,346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2022 Filed Oct 31, 2022 19:53 UTC | Nikola Corp NKLA · Entity 85360 | Exercise / conversionStock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001731289-22-000245 · wf-form4_166726041245756.xml · derivative · entry 7 RUSSELL MARK A · CIK 0001389418 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,352,185 Underlying: Common Stock · 75,000 shares Expires 2029-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Option is fully vested and exercisable. Read SEC document |
| October 27, 2022 Filed Oct 31, 2022 19:53 UTC | Nikola Corp NKLA · Entity 85360 | SaleCommon Stock | 73,500 | $3.09 | $227,409.00 |
DisclosureSEC source: 0001731289-22-000245 · wf-form4_166726041245756.xml · nonDerivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,812,346 F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: This transaction was executed in multiple trades at prices ranging from $3.03 to $3.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| October 27, 2022 Filed Oct 31, 2022 19:53 UTC | Nikola Corp NKLA · Entity 85360 | SaleCommon Stock | 1,500 | $3.10 | $4,644.00 |
DisclosureSEC source: 0001731289-22-000245 · wf-form4_166726041245756.xml · nonDerivative · entry 2 RUSSELL MARK A · CIK 0001389418 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,885,846 F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: This transaction was executed in multiple trades at prices ranging from $3.04 to $3.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| October 27, 2022 Filed Oct 31, 2022 19:53 UTC | Nikola Corp NKLA · Entity 85360 | Exercise / conversionCommon Stock | 75,000 | $1.06 | $79,500.00 |
DisclosureSEC source: 0001731289-22-000245 · wf-form4_166726041245756.xml · nonDerivative · entry 1 RUSSELL MARK A · CIK 0001389418 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,887,346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 26, 2022 Filed Oct 27, 2022 19:39 UTC | Nikola Corp NKLA · Entity 85360 | Exercise / conversionStock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001731289-22-000241 · wf-form4_166691392373256.xml · derivative · entry 8 RUSSELL MARK A · CIK 0001389418 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,427,185 Underlying: Common Stock · 75,000 shares Expires 2029-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Option is fully vested and exercisable. Read SEC document |
| October 26, 2022 Filed Oct 27, 2022 19:39 UTC | Nikola Corp NKLA · Entity 85360 | SaleCommon Stock | 73,500 | $3.15 | $231,672.00 |
DisclosureSEC source: 0001731289-22-000241 · wf-form4_166691392373256.xml · nonDerivative · entry 6 RUSSELL MARK A · CIK 0001389418 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,812,346 F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F5 · price: This transaction was executed in multiple trades at prices ranging from $3.06 to $3.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| October 26, 2022 Filed Oct 27, 2022 19:39 UTC | Nikola Corp NKLA · Entity 85360 | SaleCommon Stock | 1,500 | $3.15 | $4,723.50 |
DisclosureSEC source: 0001731289-22-000241 · wf-form4_166691392373256.xml · nonDerivative · entry 5 RUSSELL MARK A · CIK 0001389418 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,885,846 F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: This transaction was executed in multiple trades at prices ranging from $3.06 to $3.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| October 26, 2022 Filed Oct 27, 2022 19:39 UTC | Nikola Corp NKLA · Entity 85360 | Exercise / conversionCommon Stock | 75,000 | $1.06 | $79,500.00 |
DisclosureSEC source: 0001731289-22-000241 · wf-form4_166691392373256.xml · nonDerivative · entry 4 RUSSELL MARK A · CIK 0001389418 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,887,346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 25, 2022 Filed Oct 27, 2022 19:39 UTC | Nikola Corp NKLA · Entity 85360 | Exercise / conversionStock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001731289-22-000241 · wf-form4_166691392373256.xml · derivative · entry 7 RUSSELL MARK A · CIK 0001389418 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,502,185 Underlying: Common Stock · 75,000 shares Expires 2029-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Option is fully vested and exercisable. Read SEC document |
| October 25, 2022 Filed Oct 27, 2022 19:39 UTC | Nikola Corp NKLA · Entity 85360 | SaleCommon Stock | 73,500 | $3.09 | $226,894.50 |
DisclosureSEC source: 0001731289-22-000241 · wf-form4_166691392373256.xml · nonDerivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,812,346 F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: This transaction was executed in multiple trades at prices ranging from $2.96 to $3.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| October 25, 2022 Filed Oct 27, 2022 19:39 UTC | Nikola Corp NKLA · Entity 85360 | SaleCommon Stock | 1,500 | $3.09 | $4,632.00 |
DisclosureSEC source: 0001731289-22-000241 · wf-form4_166691392373256.xml · nonDerivative · entry 2 RUSSELL MARK A · CIK 0001389418 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,885,846 F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: This transaction was executed in multiple trades at prices ranging from $2.96 to $3.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| October 25, 2022 Filed Oct 27, 2022 19:39 UTC | Nikola Corp NKLA · Entity 85360 | Exercise / conversionCommon Stock | 75,000 | $1.06 | $79,500.00 |
DisclosureSEC source: 0001731289-22-000241 · wf-form4_166691392373256.xml · nonDerivative · entry 1 RUSSELL MARK A · CIK 0001389418 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,887,346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 24, 2022 Filed Oct 25, 2022 17:58 UTC | Nikola Corp NKLA · Entity 85360 | Exercise / conversionStock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001731289-22-000239 · wf-form4_166673508663025.xml · derivative · entry 8 RUSSELL MARK A · CIK 0001389418 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,577,185 Underlying: Common Stock · 75,000 shares Expires 2029-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Option is fully vested and exercisable. Read SEC document |
| October 24, 2022 Filed Oct 25, 2022 17:58 UTC | Nikola Corp NKLA · Entity 85360 | SaleCommon Stock | 73,500 | $2.90 | $212,856.00 |
DisclosureSEC source: 0001731289-22-000239 · wf-form4_166673508663025.xml · nonDerivative · entry 6 RUSSELL MARK A · CIK 0001389418 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,812,346 F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F5 · price: This transaction was executed in multiple trades at prices ranging from $2.82 to $2.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| October 24, 2022 Filed Oct 25, 2022 17:58 UTC | Nikola Corp NKLA · Entity 85360 | SaleCommon Stock | 1,500 | $2.90 | $4,347.00 |
DisclosureSEC source: 0001731289-22-000239 · wf-form4_166673508663025.xml · nonDerivative · entry 5 RUSSELL MARK A · CIK 0001389418 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,885,846 F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: This transaction was executed in multiple trades at prices ranging from $2.83 to $2.94. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| October 24, 2022 Filed Oct 25, 2022 17:58 UTC | Nikola Corp NKLA · Entity 85360 | Exercise / conversionCommon Stock | 75,000 | $1.06 | $79,500.00 |
DisclosureSEC source: 0001731289-22-000239 · wf-form4_166673508663025.xml · nonDerivative · entry 4 RUSSELL MARK A · CIK 0001389418 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,887,346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 21, 2022 Filed Oct 25, 2022 17:58 UTC | Nikola Corp NKLA · Entity 85360 | Exercise / conversionStock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001731289-22-000239 · wf-form4_166673508663025.xml · derivative · entry 7 RUSSELL MARK A · CIK 0001389418 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,652,185 Underlying: Common Stock · 75,000 shares Expires 2029-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Option is fully vested and exercisable. Read SEC document |
| October 21, 2022 Filed Oct 25, 2022 17:58 UTC | Nikola Corp NKLA · Entity 85360 | SaleCommon Stock | 73,500 | $2.92 | $214,326.00 |
DisclosureSEC source: 0001731289-22-000239 · wf-form4_166673508663025.xml · nonDerivative · entry 3 RUSSELL MARK A · CIK 0001389418 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,812,346 F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: This transaction was executed in multiple trades at prices ranging from $2.82 to $3.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| October 21, 2022 Filed Oct 25, 2022 17:58 UTC | Nikola Corp NKLA · Entity 85360 | SaleCommon Stock | 1,500 | $2.91 | $4,368.00 |
DisclosureSEC source: 0001731289-22-000239 · wf-form4_166673508663025.xml · nonDerivative · entry 2 RUSSELL MARK A · CIK 0001389418 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,885,846 F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: This transaction was executed in multiple trades at prices ranging from $2.83 to $3.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.