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person · Reporting owner

RUSSELL MARK A

Disclosed activity across 2 companies

Tapewire entity
113493
SEC CIK
0001389418

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Nikola CorpNKLA · Entity 85360DirectorMay 11, 2023May 15, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Nikola Corp

Report date May 11, 2023 · Filed May 15, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,632,657 Ending reported balance After 2023-05-12 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2023-05-11 · Sale · Disposed 75,000 · Balance 1,884,917

F1: This transaction was executed in multiple trades at prices ranging from $0.790 to $0.7972. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Row 2 · 2023-05-12 · Sale · Disposed 11,600 · Balance 1,873,317

Row 3 · 2023-05-12 · Sale · Disposed 165,660 · Balance 1,707,657

F2: This transaction was executed in multiple trades at prices ranging from $0.780 to $0.7908. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Row 4 · 2023-05-12 · Sale · Disposed 75,000 · Balance 1,632,657

F3: This transaction was executed in multiple trades at prices ranging from $0.7753 to $0.7777. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $0.790 to $0.7972. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2: This transaction was executed in multiple trades at prices ranging from $0.780 to $0.7908. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F3: This transaction was executed in multiple trades at prices ranging from $0.7753 to $0.7777. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

WORTHINGTON ENTERPRISES, INC.

Report date August 22, 2018 · Filed August 24, 2018

Section 16 reporting ended · disclosed 2018-08-24. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect341,922 Ending reported balance After 2018-08-22 transaction · row 8
8 source rows · reconciled sequence

Row 1 · 2018-08-22 · Exercise / conversion · Acquired 40,000 · Balance 392,273

Row 2 · 2018-08-22 · Tax withholding · Disposed 24,845 · Balance 367,428

F1: Represents common shares withheld upon the exercise of the non-qualified stock option reported in Table II in order to satisfy the reporting person's tax withholding obligation upon such exercise.

Row 3 · 2018-08-22 · Tax withholding · Disposed 3,905 · Balance 363,523

F2: Represents common shares withheld upon the vesting of restricted common shares in order to satisfy the reporting person's tax withholding obligation upon such vesting.

Row 4 · 2018-08-22 · Disposition to issuer · Disposed 3,667 · Balance 359,856

F3: Represents forfeiture of restricted common shares.

Row 5 · 2018-08-22 · Tax withholding · Disposed 1,692 · Balance 358,164

F2: Represents common shares withheld upon the vesting of restricted common shares in order to satisfy the reporting person's tax withholding obligation upon such vesting.

Row 6 · 2018-08-22 · Disposition to issuer · Disposed 6,389 · Balance 351,775

F3: Represents forfeiture of restricted common shares.

Row 7 · 2018-08-22 · Tax withholding · Disposed 131 · Balance 351,644

F2: Represents common shares withheld upon the vesting of restricted common shares in order to satisfy the reporting person's tax withholding obligation upon such vesting.

Row 8 · 2018-08-22 · Disposition to issuer · Disposed 9,722 · Balance 341,922

F3: Represents forfeiture of restricted common shares.

Non-qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.25 · Expires 2019-07-16Direct0 Reported balance After 2018-08-22 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2018-08-22 · Exercise / conversion · Disposed 40,000 · Balance 0

F5: This non-qualified stock option was granted out of the Worthington Industries, Inc. Amended and Restated 2003 Stock Option Plan and vested at 20% per year beginning on the first anniversary of the grant date. The date listed is the first day any portion of the option vested.

Common SharesSEC Table I · non-derivativeIndirectBy 401(k)18,068 Reported balance Holding disclosure · report date 2018-08-22 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 18,068

F4: Amount listed is the most up-to-date information available regarding holdings in the Company Stock Fund under the Worthington Industries, Inc. Deferred Profit Sharing Plan and is based on a plan statement as of 7/31/2018.

Filing footnotes · ownership attribution and instrument terms

F1: Represents common shares withheld upon the exercise of the non-qualified stock option reported in Table II in order to satisfy the reporting person's tax withholding obligation upon such exercise.

F2: Represents common shares withheld upon the vesting of restricted common shares in order to satisfy the reporting person's tax withholding obligation upon such vesting.

F3: Represents forfeiture of restricted common shares.

F4: Amount listed is the most up-to-date information available regarding holdings in the Company Stock Fund under the Worthington Industries, Inc. Deferred Profit Sharing Plan and is based on a plan statement as of 7/31/2018.

F5: This non-qualified stock option was granted out of the Worthington Industries, Inc. Amended and Restated 2003 Stock Option Plan and vested at 20% per year beginning on the first anniversary of the grant date. The date listed is the first day any portion of the option vested.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 28, 2022 Filed Nov 30, 2022 17:42 UTC Nikola Corp NKLA · Entity 85360 Exercise / conversionCommon Stock 75,000 $1.06 $79,500.00
Disclosure

SEC source: 0001731289-22-000293 · wf-form4_166984814071778.xml · nonDerivative · entry 1

RUSSELL MARK A · CIK 0001389418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,887,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 25, 2022 Filed Nov 28, 2022 16:52 UTC Nikola Corp NKLA · Entity 85360 Exercise / conversionStock Option (right to buy) · Derivative 75,000 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001731289-22-000291 · wf-form4_166967226223514.xml · derivative · entry 8

RUSSELL MARK A · CIK 0001389418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,852,185

Underlying: Common Stock · 75,000 shares

Expires 2029-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Option is fully vested and exercisable.

Read SEC document
November 25, 2022 Filed Nov 28, 2022 16:52 UTC Nikola Corp NKLA · Entity 85360 SaleCommon Stock 73,500 $2.39 $175,665.00
Disclosure

SEC source: 0001731289-22-000291 · wf-form4_166967226223514.xml · nonDerivative · entry 6

RUSSELL MARK A · CIK 0001389418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,812,346

F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: This transaction was executed in multiple trades at prices ranging from $2.35 to $2.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 25, 2022 Filed Nov 28, 2022 16:52 UTC Nikola Corp NKLA · Entity 85360 SaleCommon Stock 1,500 $2.39 $3,585.00
Disclosure

SEC source: 0001731289-22-000291 · wf-form4_166967226223514.xml · nonDerivative · entry 5

RUSSELL MARK A · CIK 0001389418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,885,846

F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $2.36 to $2.42. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 25, 2022 Filed Nov 28, 2022 16:52 UTC Nikola Corp NKLA · Entity 85360 Exercise / conversionCommon Stock 75,000 $1.06 $79,500.00
Disclosure

SEC source: 0001731289-22-000291 · wf-form4_166967226223514.xml · nonDerivative · entry 4

RUSSELL MARK A · CIK 0001389418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,887,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 16:52 UTC Nikola Corp NKLA · Entity 85360 Exercise / conversionStock Option (right to buy) · Derivative 75,000 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001731289-22-000291 · wf-form4_166967226223514.xml · derivative · entry 7

RUSSELL MARK A · CIK 0001389418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,927,185

Underlying: Common Stock · 75,000 shares

Expires 2029-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Option is fully vested and exercisable.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 16:52 UTC Nikola Corp NKLA · Entity 85360 SaleCommon Stock 73,500 $2.36 $173,533.50
Disclosure

SEC source: 0001731289-22-000291 · wf-form4_166967226223514.xml · nonDerivative · entry 3

RUSSELL MARK A · CIK 0001389418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,812,346

F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $2.29 to $2.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 16:52 UTC Nikola Corp NKLA · Entity 85360 SaleCommon Stock 1,500 $2.36 $3,540.00
Disclosure

SEC source: 0001731289-22-000291 · wf-form4_166967226223514.xml · nonDerivative · entry 2

RUSSELL MARK A · CIK 0001389418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,885,846

F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $2.30 to $2.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 16:52 UTC Nikola Corp NKLA · Entity 85360 Exercise / conversionCommon Stock 75,000 $1.06 $79,500.00
Disclosure

SEC source: 0001731289-22-000291 · wf-form4_166967226223514.xml · nonDerivative · entry 1

RUSSELL MARK A · CIK 0001389418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,887,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 17:12 UTC Nikola Corp NKLA · Entity 85360 Exercise / conversionStock Option (right to buy) · Derivative 75,000 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001731289-22-000289 · wf-form4_166924152383678.xml · derivative · entry 4

RUSSELL MARK A · CIK 0001389418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,002,185

Underlying: Common Stock · 75,000 shares

Expires 2029-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Option is fully vested and exercisable.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 17:12 UTC Nikola Corp NKLA · Entity 85360 SaleCommon Stock 73,500 $2.34 $172,063.50
Disclosure

SEC source: 0001731289-22-000289 · wf-form4_166924152383678.xml · nonDerivative · entry 3

RUSSELL MARK A · CIK 0001389418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,812,346

F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $2.27 to $2.48. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 17:12 UTC Nikola Corp NKLA · Entity 85360 SaleCommon Stock 1,500 $2.34 $3,514.20
Disclosure

SEC source: 0001731289-22-000289 · wf-form4_166924152383678.xml · nonDerivative · entry 2

RUSSELL MARK A · CIK 0001389418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,885,846

F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $2.27 to $2.47. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 17:12 UTC Nikola Corp NKLA · Entity 85360 Exercise / conversionCommon Stock 75,000 $1.06 $79,500.00
Disclosure

SEC source: 0001731289-22-000289 · wf-form4_166924152383678.xml · nonDerivative · entry 1

RUSSELL MARK A · CIK 0001389418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,887,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2022 Filed Nov 22, 2022 18:21 UTC Nikola Corp NKLA · Entity 85360 Exercise / conversionStock Option (right to buy) · Derivative 75,000 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001731289-22-000287 · wf-form4_166915927882062.xml · derivative · entry 8

RUSSELL MARK A · CIK 0001389418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,077,185

Underlying: Common Stock · 75,000 shares

Expires 2029-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Option is fully vested and exercisable.

Read SEC document
November 21, 2022 Filed Nov 22, 2022 18:21 UTC Nikola Corp NKLA · Entity 85360 SaleCommon Stock 73,500 $2.57 $188,674.50
Disclosure

SEC source: 0001731289-22-000287 · wf-form4_166915927882062.xml · nonDerivative · entry 6

RUSSELL MARK A · CIK 0001389418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,812,346

F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: This transaction was executed in multiple trades at prices ranging from $2.50 to $2.68. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 21, 2022 Filed Nov 22, 2022 18:21 UTC Nikola Corp NKLA · Entity 85360 SaleCommon Stock 1,500 $2.57 $3,849.00
Disclosure

SEC source: 0001731289-22-000287 · wf-form4_166915927882062.xml · nonDerivative · entry 5

RUSSELL MARK A · CIK 0001389418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,885,846

F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $2.51 to $2.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 21, 2022 Filed Nov 22, 2022 18:21 UTC Nikola Corp NKLA · Entity 85360 Exercise / conversionCommon Stock 75,000 $1.06 $79,500.00
Disclosure

SEC source: 0001731289-22-000287 · wf-form4_166915927882062.xml · nonDerivative · entry 4

RUSSELL MARK A · CIK 0001389418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,887,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 18:21 UTC Nikola Corp NKLA · Entity 85360 Exercise / conversionStock Option (right to buy) · Derivative 75,000 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001731289-22-000287 · wf-form4_166915927882062.xml · derivative · entry 7

RUSSELL MARK A · CIK 0001389418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,152,185

Underlying: Common Stock · 75,000 shares

Expires 2029-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Option is fully vested and exercisable.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 18:21 UTC Nikola Corp NKLA · Entity 85360 SaleCommon Stock 73,500 $2.78 $203,962.50
Disclosure

SEC source: 0001731289-22-000287 · wf-form4_166915927882062.xml · nonDerivative · entry 3

RUSSELL MARK A · CIK 0001389418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,812,346

F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $2.72 to $2.91. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 18:21 UTC Nikola Corp NKLA · Entity 85360 SaleCommon Stock 1,500 $2.78 $4,167.00
Disclosure

SEC source: 0001731289-22-000287 · wf-form4_166915927882062.xml · nonDerivative · entry 2

RUSSELL MARK A · CIK 0001389418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,885,846

F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $2.71 to $2.91. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 18:21 UTC Nikola Corp NKLA · Entity 85360 Exercise / conversionCommon Stock 75,000 $1.06 $79,500.00
Disclosure

SEC source: 0001731289-22-000287 · wf-form4_166915927882062.xml · nonDerivative · entry 1

RUSSELL MARK A · CIK 0001389418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,887,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2022 Filed Nov 18, 2022 17:27 UTC Nikola Corp NKLA · Entity 85360 Exercise / conversionStock Option (right to buy) · Derivative 75,000 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001731289-22-000285 · wf-form4_166881044986205.xml · derivative · entry 8

RUSSELL MARK A · CIK 0001389418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,227,185

Underlying: Common Stock · 75,000 shares

Expires 2029-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Option is fully vested and exercisable.

Read SEC document
November 17, 2022 Filed Nov 18, 2022 17:27 UTC Nikola Corp NKLA · Entity 85360 SaleCommon Stock 73,500 $2.87 $211,239.00
Disclosure

SEC source: 0001731289-22-000285 · wf-form4_166881044986205.xml · nonDerivative · entry 6

RUSSELL MARK A · CIK 0001389418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,812,346

F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: This transaction was executed in multiple trades at prices ranging from $2.82 to $2.92. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 17, 2022 Filed Nov 18, 2022 17:27 UTC Nikola Corp NKLA · Entity 85360 SaleCommon Stock 1,500 $2.88 $4,312.50
Disclosure

SEC source: 0001731289-22-000285 · wf-form4_166881044986205.xml · nonDerivative · entry 5

RUSSELL MARK A · CIK 0001389418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,885,846

F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $2.82 to $2.91. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 17, 2022 Filed Nov 18, 2022 17:27 UTC Nikola Corp NKLA · Entity 85360 Exercise / conversionCommon Stock 75,000 $1.06 $79,500.00
Disclosure

SEC source: 0001731289-22-000285 · wf-form4_166881044986205.xml · nonDerivative · entry 4

RUSSELL MARK A · CIK 0001389418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,887,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 17:27 UTC Nikola Corp NKLA · Entity 85360 Exercise / conversionStock Option (right to buy) · Derivative 75,000 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001731289-22-000285 · wf-form4_166881044986205.xml · derivative · entry 7

RUSSELL MARK A · CIK 0001389418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,302,185

Underlying: Common Stock · 75,000 shares

Expires 2029-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Option is fully vested and exercisable.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 17:27 UTC Nikola Corp NKLA · Entity 85360 SaleCommon Stock 73,500 $2.95 $216,898.50
Disclosure

SEC source: 0001731289-22-000285 · wf-form4_166881044986205.xml · nonDerivative · entry 3

RUSSELL MARK A · CIK 0001389418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,812,346

F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $2.90 to $3.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

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November 16, 2022 Filed Nov 18, 2022 17:27 UTC Nikola Corp NKLA · Entity 85360 SaleCommon Stock 1,500 $2.95 $4,422.00
Disclosure

SEC source: 0001731289-22-000285 · wf-form4_166881044986205.xml · nonDerivative · entry 2

RUSSELL MARK A · CIK 0001389418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,885,846

F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $2.90 to $3.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 17:27 UTC Nikola Corp NKLA · Entity 85360 Exercise / conversionCommon Stock 75,000 $1.06 $79,500.00
Disclosure

SEC source: 0001731289-22-000285 · wf-form4_166881044986205.xml · nonDerivative · entry 1

RUSSELL MARK A · CIK 0001389418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,887,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2022 Filed Nov 16, 2022 17:31 UTC Nikola Corp NKLA · Entity 85360 Exercise / conversionStock Option (right to buy) · Derivative 75,000 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001731289-22-000277 · wf-form4_166863785242320.xml · derivative · entry 8

RUSSELL MARK A · CIK 0001389418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,377,185

Underlying: Common Stock · 75,000 shares

Expires 2029-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Option is fully vested and exercisable.

Read SEC document
November 15, 2022 Filed Nov 16, 2022 17:31 UTC Nikola Corp NKLA · Entity 85360 SaleCommon Stock 73,500 $3.05 $223,881.00
Disclosure

SEC source: 0001731289-22-000277 · wf-form4_166863785242320.xml · nonDerivative · entry 6

RUSSELL MARK A · CIK 0001389418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,812,346

F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: This transaction was executed in multiple trades at prices ranging from $2.97 to $3.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 15, 2022 Filed Nov 16, 2022 17:31 UTC Nikola Corp NKLA · Entity 85360 SaleCommon Stock 1,500 $3.05 $4,578.00
Disclosure

SEC source: 0001731289-22-000277 · wf-form4_166863785242320.xml · nonDerivative · entry 5

RUSSELL MARK A · CIK 0001389418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,885,846

F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $2.99 to $3.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 15, 2022 Filed Nov 16, 2022 17:31 UTC Nikola Corp NKLA · Entity 85360 Exercise / conversionCommon Stock 75,000 $1.06 $79,500.00
Disclosure

SEC source: 0001731289-22-000277 · wf-form4_166863785242320.xml · nonDerivative · entry 4

RUSSELL MARK A · CIK 0001389418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,887,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2022 Filed Nov 16, 2022 17:31 UTC Nikola Corp NKLA · Entity 85360 Exercise / conversionStock Option (right to buy) · Derivative 75,000 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001731289-22-000277 · wf-form4_166863785242320.xml · derivative · entry 7

RUSSELL MARK A · CIK 0001389418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,452,185

Underlying: Common Stock · 75,000 shares

Expires 2029-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Option is fully vested and exercisable.

Read SEC document
November 14, 2022 Filed Nov 16, 2022 17:31 UTC Nikola Corp NKLA · Entity 85360 SaleCommon Stock 73,500 $2.99 $219,544.50
Disclosure

SEC source: 0001731289-22-000277 · wf-form4_166863785242320.xml · nonDerivative · entry 3

RUSSELL MARK A · CIK 0001389418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,812,346

F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $2.84 to $3.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 14, 2022 Filed Nov 16, 2022 17:31 UTC Nikola Corp NKLA · Entity 85360 SaleCommon Stock 1,500 $2.99 $4,479.00
Disclosure

SEC source: 0001731289-22-000277 · wf-form4_166863785242320.xml · nonDerivative · entry 2

RUSSELL MARK A · CIK 0001389418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,885,846

F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $2.86 to $3.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 14, 2022 Filed Nov 16, 2022 17:31 UTC Nikola Corp NKLA · Entity 85360 Exercise / conversionCommon Stock 75,000 $1.06 $79,500.00
Disclosure

SEC source: 0001731289-22-000277 · wf-form4_166863785242320.xml · nonDerivative · entry 1

RUSSELL MARK A · CIK 0001389418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,887,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2022 Filed Nov 14, 2022 16:39 UTC Nikola Corp NKLA · Entity 85360 Exercise / conversionStock Option (right to buy) · Derivative 75,000 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001731289-22-000275 · wf-form4_166846196863725.xml · derivative · entry 8

RUSSELL MARK A · CIK 0001389418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,527,185

Underlying: Common Stock · 75,000 shares

Expires 2029-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Option is fully vested and exercisable.

Read SEC document
November 11, 2022 Filed Nov 14, 2022 16:39 UTC Nikola Corp NKLA · Entity 85360 SaleCommon Stock 73,500 $2.86 $210,504.00
Disclosure

SEC source: 0001731289-22-000275 · wf-form4_166846196863725.xml · nonDerivative · entry 6

RUSSELL MARK A · CIK 0001389418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,812,346

F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: This transaction was executed in multiple trades at prices ranging from $2.64 to $3.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 11, 2022 Filed Nov 14, 2022 16:39 UTC Nikola Corp NKLA · Entity 85360 SaleCommon Stock 1,500 $2.86 $4,296.00
Disclosure

SEC source: 0001731289-22-000275 · wf-form4_166846196863725.xml · nonDerivative · entry 5

RUSSELL MARK A · CIK 0001389418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,885,846

F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $2.65 to $2.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 11, 2022 Filed Nov 14, 2022 16:39 UTC Nikola Corp NKLA · Entity 85360 Exercise / conversionCommon Stock 75,000 $1.06 $79,500.00
Disclosure

SEC source: 0001731289-22-000275 · wf-form4_166846196863725.xml · nonDerivative · entry 4

RUSSELL MARK A · CIK 0001389418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,887,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 16:39 UTC Nikola Corp NKLA · Entity 85360 Exercise / conversionStock Option (right to buy) · Derivative 75,000 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001731289-22-000275 · wf-form4_166846196863725.xml · derivative · entry 7

RUSSELL MARK A · CIK 0001389418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,602,185

Underlying: Common Stock · 75,000 shares

Expires 2029-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Option is fully vested and exercisable.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 16:39 UTC Nikola Corp NKLA · Entity 85360 SaleCommon Stock 73,500 $2.70 $198,376.50
Disclosure

SEC source: 0001731289-22-000275 · wf-form4_166846196863725.xml · nonDerivative · entry 3

RUSSELL MARK A · CIK 0001389418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,812,346

F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $2.64 to $2.79. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 16:39 UTC Nikola Corp NKLA · Entity 85360 SaleCommon Stock 1,500 $2.69 $4,036.50
Disclosure

SEC source: 0001731289-22-000275 · wf-form4_166846196863725.xml · nonDerivative · entry 2

RUSSELL MARK A · CIK 0001389418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,885,846

F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $2.65 to $2.76. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 16:39 UTC Nikola Corp NKLA · Entity 85360 Exercise / conversionCommon Stock 75,000 $1.06 $79,500.00
Disclosure

SEC source: 0001731289-22-000275 · wf-form4_166846196863725.xml · nonDerivative · entry 1

RUSSELL MARK A · CIK 0001389418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,887,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2022 Filed Nov 10, 2022 16:44 UTC Nikola Corp NKLA · Entity 85360 Exercise / conversionStock Option (right to buy) · Derivative 75,000 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001731289-22-000273 · wf-form4_166811665642795.xml · derivative · entry 8

RUSSELL MARK A · CIK 0001389418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,677,185

Underlying: Common Stock · 75,000 shares

Expires 2029-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Option is fully vested and exercisable.

Read SEC document
November 09, 2022 Filed Nov 10, 2022 16:44 UTC Nikola Corp NKLA · Entity 85360 SaleCommon Stock 73,500 $2.61 $192,055.50
Disclosure

SEC source: 0001731289-22-000273 · wf-form4_166811665642795.xml · nonDerivative · entry 6

RUSSELL MARK A · CIK 0001389418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,812,346

F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $2.52 to $2.76. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 09, 2022 Filed Nov 10, 2022 16:44 UTC Nikola Corp NKLA · Entity 85360 SaleCommon Stock 1,500 $2.62 $3,924.00
Disclosure

SEC source: 0001731289-22-000273 · wf-form4_166811665642795.xml · nonDerivative · entry 5

RUSSELL MARK A · CIK 0001389418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,885,846

F1 · security: The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $2.52 to $2.76. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 09, 2022 Filed Nov 10, 2022 16:44 UTC Nikola Corp NKLA · Entity 85360 Exercise / conversionCommon Stock 75,000 $1.06 $79,500.00
Disclosure

SEC source: 0001731289-22-000273 · wf-form4_166811665642795.xml · nonDerivative · entry 4

RUSSELL MARK A · CIK 0001389418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,887,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2022 Filed Nov 10, 2022 16:44 UTC Nikola Corp NKLA · Entity 85360 Exercise / conversionStock Option (right to buy) · Derivative 75,000 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001731289-22-000273 · wf-form4_166811665642795.xml · derivative · entry 7

RUSSELL MARK A · CIK 0001389418 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,752,185

Underlying: Common Stock · 75,000 shares

Expires 2029-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Option is fully vested and exercisable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.