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REESE C RICHARD

Disclosed activity across 1 company

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113419
SEC CIK
0001032365

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CHARLES RIVER LABORATORIES INTERNATIONAL, INC.CRL · Entity 3398DirectorMay 15, 2023May 17, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CHARLES RIVER LABORATORIES INTERNATIONAL, INC.

Report date May 15, 2023 · Filed May 17, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect65,541 Ending reported balance After 2023-05-15 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2023-05-15 · Grant · Acquired 664 · Balance 65,099

F1: The unvested restricted stock units vest upon the earlier of 5/15/2024 or the business day prior to the Company's next annual meeting of shareholders.

Row 2 · 2023-05-15 · Grant · Acquired 442 · Balance 65,541

F2: The grant was made in lieu of director service fees for the term commencing May 9, 2023. The restricted stock units vest upon the earlier of 5/15/2023 or the business day prior to the Company's next annual meeting of shareholders.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $192.36 · Expires 2033-05-15Direct1,669 Reported balance After 2023-05-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-05-15 · Grant · Acquired 1,669 · Balance 1,669

F3: The Stock Options become exercisable upon the earlier of 5/15/2024 or the business day prior to the Company's next annual meeting of shareholders.

Filing footnotes · ownership attribution and instrument terms

F1: The unvested restricted stock units vest upon the earlier of 5/15/2024 or the business day prior to the Company's next annual meeting of shareholders.

F2: The grant was made in lieu of director service fees for the term commencing May 9, 2023. The restricted stock units vest upon the earlier of 5/15/2023 or the business day prior to the Company's next annual meeting of shareholders.

F3: The Stock Options become exercisable upon the earlier of 5/15/2024 or the business day prior to the Company's next annual meeting of shareholders.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2023 Filed May 17, 2023 14:48 UTC CHARLES RIVER LABORATORIES INTERNATIONAL, INC. CRL · Entity 3398 GrantStock Options (Right to Buy) · Derivative 1,669 $192.36 Strike: $192.36 $321,048.84
Disclosure

SEC source: 0001127602-23-015854 · form4.xml · derivative · entry 3

REESE C RICHARD · CIK 0001032365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,669

Underlying: Common Stock · 1,669 shares

Expires 2033-05-15

F3 · shares: The Stock Options become exercisable upon the earlier of 5/15/2024 or the business day prior to the Company's next annual meeting of shareholders.

Read SEC document
May 15, 2023 Filed May 17, 2023 14:48 UTC CHARLES RIVER LABORATORIES INTERNATIONAL, INC. CRL · Entity 3398 GrantCommon Stock 442 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-015854 · form4.xml · nonDerivative · entry 2

REESE C RICHARD · CIK 0001032365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,541

F2 · shares: The grant was made in lieu of director service fees for the term commencing May 9, 2023. The restricted stock units vest upon the earlier of 5/15/2023 or the business day prior to the Company's next annual meeting of shareholders.

Read SEC document
May 15, 2023 Filed May 17, 2023 14:48 UTC CHARLES RIVER LABORATORIES INTERNATIONAL, INC. CRL · Entity 3398 GrantCommon Stock 664 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-015854 · form4.xml · nonDerivative · entry 1

REESE C RICHARD · CIK 0001032365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,099

F1 · shares: The unvested restricted stock units vest upon the earlier of 5/15/2024 or the business day prior to the Company's next annual meeting of shareholders.

Read SEC document
May 11, 2022 Filed May 13, 2022 16:41 UTC CHARLES RIVER LABORATORIES INTERNATIONAL, INC. CRL · Entity 3398 GrantStock Options (Right to Buy) · Derivative 1,582 $222.31 Strike: $222.31 $351,694.42
Disclosure

SEC source: 0001127602-22-014444 · form4.xml · derivative · entry 3

REESE C RICHARD · CIK 0001032365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,582

Underlying: Common Stock · 1,582 shares

Expires 2032-05-11

F3 · shares: The Stock Options become exercisable upon the earlier of 5/11/2023 or the business day prior to the Company's next annual meeting of shareholders.

Read SEC document
May 11, 2022 Filed May 13, 2022 16:41 UTC CHARLES RIVER LABORATORIES INTERNATIONAL, INC. CRL · Entity 3398 GrantCommon Stock 382 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-014444 · form4.xml · nonDerivative · entry 2

REESE C RICHARD · CIK 0001032365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,435

F2 · shares: The grant was made in lieu of director service fees for the term commencing May 10, 2022. The restricted stock units vest upon the earlier of 5/11/2023, or the business day prior to the Company's next annual meeting of shareholders.

Read SEC document
May 11, 2022 Filed May 13, 2022 16:41 UTC CHARLES RIVER LABORATORIES INTERNATIONAL, INC. CRL · Entity 3398 GrantCommon Stock 575 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-014444 · form4.xml · nonDerivative · entry 1

REESE C RICHARD · CIK 0001032365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,053

F1 · shares: The unvested restricted stock units vest upon the earlier of 5/11/2023 or the business day prior to the Company's next annual meeting of shareholders.

Read SEC document
May 07, 2021 Filed May 10, 2021 17:43 UTC CHARLES RIVER LABORATORIES INTERNATIONAL, INC. CRL · Entity 3398 GrantStock Options (Right to Buy) · Derivative 1,151 $0.00 Strike: $342.55 $0.00
Disclosure

SEC source: 0001127602-21-016115 · form4.xml · derivative · entry 3

REESE C RICHARD · CIK 0001032365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,151

Underlying: Common Stock · 1,151 shares

Expires 2031-05-07

F3 · shares: The Stock Options become exercisable upon the earlier of 5/7/2022 or the business day prior to the Company's next annual meeting of shareholders.

Read SEC document
May 07, 2021 Filed May 10, 2021 17:43 UTC CHARLES RIVER LABORATORIES INTERNATIONAL, INC. CRL · Entity 3398 GrantCommon Stock 234 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-016115 · form4.xml · nonDerivative · entry 2

REESE C RICHARD · CIK 0001032365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,478

F2 · shares: The grant was made in lieu of director service fees for the term commencing May 5, 2021. The restricted stock units vest upon the earlier of 5/7/2021, or the business day prior to the Company's next annual meeting of shareholders.

Read SEC document
May 07, 2021 Filed May 10, 2021 17:43 UTC CHARLES RIVER LABORATORIES INTERNATIONAL, INC. CRL · Entity 3398 GrantCommon Stock 355 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-016115 · form4.xml · nonDerivative · entry 1

REESE C RICHARD · CIK 0001032365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,244

F1 · shares: The unvested restricted stock units vest upon the earlier of 5/7/2022 or the business day prior to the Company's next annual meeting of shareholders.

Read SEC document
May 11, 2020 Filed May 12, 2020 14:02 UTC CHARLES RIVER LABORATORIES INTERNATIONAL, INC. CRL · Entity 3398 GrantStock Options (Right to Buy) · Derivative 2,539 $0.00 Strike: $164.24 $0.00
Disclosure

SEC source: 0001127602-20-016240 · form4.xml · derivative · entry 3

REESE C RICHARD · CIK 0001032365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,539

Underlying: Common Stock · 2,539 shares

Expires 2030-05-11

F3 · derivative.exercise_date: The Stock Options become exercisable upon the earlier of 5/11/2021 or the business day prior to the Company's next annual meeting of shareholders.

Read SEC document
May 11, 2020 Filed May 12, 2020 14:02 UTC CHARLES RIVER LABORATORIES INTERNATIONAL, INC. CRL · Entity 3398 GrantCommon Stock 487 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-016240 · form4.xml · nonDerivative · entry 2

REESE C RICHARD · CIK 0001032365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,889

F2 · shares: The grant was made in lieu of director service fees for the term commencing May 6, 2020. The restricted stock units vest upon the earlier of 5/11/2021, or the business day prior to the Company's next annual meeting of shareholders.

Read SEC document
May 11, 2020 Filed May 12, 2020 14:02 UTC CHARLES RIVER LABORATORIES INTERNATIONAL, INC. CRL · Entity 3398 GrantCommon Stock 741 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-016240 · form4.xml · nonDerivative · entry 1

REESE C RICHARD · CIK 0001032365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,402

F1 · shares: The unvested restricted stock units vest upon the earlier of 5/11/2021 or the business day prior to the Company's next annual meeting of shareholders.

Read SEC document
May 22, 2019 Filed May 23, 2019 20:18 UTC CHARLES RIVER LABORATORIES INTERNATIONAL, INC. CRL · Entity 3398 GrantCommon Stock 619 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019736 · form4.xml · nonDerivative · entry 2

REESE C RICHARD · CIK 0001032365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,661

F2 · kind: This grant was made in lieu of director service fees for the term commencing May 21, 2019. The restricted stock units vest upon the earlier of 5/22/2020, or the business day prior to the Company's next annual meeting of shareholders.

Read SEC document
May 22, 2019 Filed May 23, 2019 20:18 UTC CHARLES RIVER LABORATORIES INTERNATIONAL, INC. CRL · Entity 3398 GrantCommon Stock 1,882 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019736 · form4.xml · nonDerivative · entry 1

REESE C RICHARD · CIK 0001032365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,042

F1 · kind: Consists of 1,882 unvested restricted stock units that vest upon the earlier of 5/22/2020, or the business day prior to the Company's next annual meeting of shareholders.

Read SEC document
May 14, 2018 Filed May 15, 2018 16:06 UTC CHARLES RIVER LABORATORIES INTERNATIONAL, INC. CRL · Entity 3398 GrantCommon Stock 699 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017515 · form4.xml · nonDerivative · entry 2

REESE C RICHARD · CIK 0001032365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,160

F2 · kind: This grant was made in lieu of director service fees for the term commencing May 8, 2018. The restricted stock units vest upon the earlier of 5/14/2019 or the business day prior to the Company's next annual meeting of shareholders.

Read SEC document
May 14, 2018 Filed May 15, 2018 16:06 UTC CHARLES RIVER LABORATORIES INTERNATIONAL, INC. CRL · Entity 3398 GrantCommon Stock 2,004 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-017515 · form4.xml · nonDerivative · entry 1

REESE C RICHARD · CIK 0001032365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,461

F1 · kind: Consists of 2,004 unvested restricted stock units that vest upon the earlier of 5/14/2019, or the business day prior to the Company's next annual meeting of shareholders.

Read SEC document
December 06, 2017 Filed Dec 8, 2017 10:06 UTC CHARLES RIVER LABORATORIES INTERNATIONAL, INC. CRL · Entity 3398 Exercise / conversionStock Options (Right to Buy) · Derivative 3,140 $0.00 Strike: $70.29 $0.00
Disclosure

SEC source: 0001127602-17-034175 · form4.xml · derivative · entry 11

REESE C RICHARD · CIK 0001032365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,140 shares

Expires 2020-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2017 Filed Dec 8, 2017 10:06 UTC CHARLES RIVER LABORATORIES INTERNATIONAL, INC. CRL · Entity 3398 Exercise / conversionStock Options (Right to Buy) · Derivative 3,530 $0.00 Strike: $52.29 $0.00
Disclosure

SEC source: 0001127602-17-034175 · form4.xml · derivative · entry 10

REESE C RICHARD · CIK 0001032365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,530 shares

Expires 2021-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2017 Filed Dec 8, 2017 10:06 UTC CHARLES RIVER LABORATORIES INTERNATIONAL, INC. CRL · Entity 3398 Exercise / conversionStock Options (Right to Buy) · Derivative 4,030 $0.00 Strike: $43.39 $0.00
Disclosure

SEC source: 0001127602-17-034175 · form4.xml · derivative · entry 9

REESE C RICHARD · CIK 0001032365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,030 shares

Expires 2020-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2017 Filed Dec 8, 2017 10:06 UTC CHARLES RIVER LABORATORIES INTERNATIONAL, INC. CRL · Entity 3398 Exercise / conversionStock Options (Right to Buy) · Derivative 4,540 $0.00 Strike: $33.93 $0.00
Disclosure

SEC source: 0001127602-17-034175 · form4.xml · derivative · entry 8

REESE C RICHARD · CIK 0001032365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,540 shares

Expires 2019-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2017 Filed Dec 8, 2017 10:06 UTC CHARLES RIVER LABORATORIES INTERNATIONAL, INC. CRL · Entity 3398 Exercise / conversionStock Options (Right to Buy) · Derivative 7,740 $0.00 Strike: $40.27 $0.00
Disclosure

SEC source: 0001127602-17-034175 · form4.xml · derivative · entry 7

REESE C RICHARD · CIK 0001032365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,740 shares

Expires 2018-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2017 Filed Dec 8, 2017 10:06 UTC CHARLES RIVER LABORATORIES INTERNATIONAL, INC. CRL · Entity 3398 SaleCommon Stock 10,227 $102.40 $1,047,244.80
Disclosure

SEC source: 0001127602-17-034175 · form4.xml · nonDerivative · entry 6

REESE C RICHARD · CIK 0001032365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,457

Read SEC document
December 06, 2017 Filed Dec 8, 2017 10:06 UTC CHARLES RIVER LABORATORIES INTERNATIONAL, INC. CRL · Entity 3398 Exercise / conversionCommon Stock 3,140 $70.29 $220,710.60
Disclosure

SEC source: 0001127602-17-034175 · form4.xml · nonDerivative · entry 5

REESE C RICHARD · CIK 0001032365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,684

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2017 Filed Dec 8, 2017 10:06 UTC CHARLES RIVER LABORATORIES INTERNATIONAL, INC. CRL · Entity 3398 Exercise / conversionCommon Stock 3,530 $52.29 $184,583.70
Disclosure

SEC source: 0001127602-17-034175 · form4.xml · nonDerivative · entry 4

REESE C RICHARD · CIK 0001032365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2017 Filed Dec 8, 2017 10:06 UTC CHARLES RIVER LABORATORIES INTERNATIONAL, INC. CRL · Entity 3398 Exercise / conversionCommon Stock 4,030 $43.39 $174,861.70
Disclosure

SEC source: 0001127602-17-034175 · form4.xml · nonDerivative · entry 3

REESE C RICHARD · CIK 0001032365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2017 Filed Dec 8, 2017 10:06 UTC CHARLES RIVER LABORATORIES INTERNATIONAL, INC. CRL · Entity 3398 Exercise / conversionCommon Stock 4,540 $33.93 $154,042.20
Disclosure

SEC source: 0001127602-17-034175 · form4.xml · nonDerivative · entry 2

REESE C RICHARD · CIK 0001032365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2017 Filed Dec 8, 2017 10:06 UTC CHARLES RIVER LABORATORIES INTERNATIONAL, INC. CRL · Entity 3398 Exercise / conversionCommon Stock 7,740 $40.27 $311,689.80
Disclosure

SEC source: 0001127602-17-034175 · form4.xml · nonDerivative · entry 1

REESE C RICHARD · CIK 0001032365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2017 Filed May 15, 2017 18:17 UTC CHARLES RIVER LABORATORIES INTERNATIONAL, INC. CRL · Entity 3398 GrantCommon Stock 864 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-018148 · form4.xml · nonDerivative · entry 2

REESE C RICHARD · CIK 0001032365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,704

F2 · kind: This grant was made in lieu of director service fees for the term commencing May 9, 2017, and includes an increase to the fee he receives for being Chair of the Compensation Committee fee, which was effective at the beginning of 2017. The restricted stock units vest upon the earlier of 5/12/2018, or the business day prior to the Company's next annual meeting of shareholders.

Read SEC document
May 12, 2017 Filed May 15, 2017 18:17 UTC CHARLES RIVER LABORATORIES INTERNATIONAL, INC. CRL · Entity 3398 GrantCommon Stock 2,436 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-018148 · form4.xml · nonDerivative · entry 1

REESE C RICHARD · CIK 0001032365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,840

F1 · kind: Consists of 2,436 unvested restricted stock units that vest upon the earlier of 5/12/2018, or the business day prior to the Company's next annual meeting of shareholders.

Read SEC document
November 28, 2016 Filed Nov 29, 2016 08:43 UTC CHARLES RIVER LABORATORIES INTERNATIONAL, INC. CRL · Entity 3398 Exercise / conversionStock Options (Right to Buy) · Derivative 10,710 $0.00 Strike: $30.44 $0.00
Disclosure

SEC source: 0001127602-16-068550 · form4.xml · derivative · entry 4

REESE C RICHARD · CIK 0001032365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,710 shares

Expires 2017-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2016 Filed Nov 29, 2016 08:43 UTC CHARLES RIVER LABORATORIES INTERNATIONAL, INC. CRL · Entity 3398 SaleCommon Stock 3,988 $71.93 $286,856.84
Disclosure

SEC source: 0001127602-16-068550 · form4.xml · nonDerivative · entry 3

REESE C RICHARD · CIK 0001032365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,404

Read SEC document
November 28, 2016 Filed Nov 29, 2016 08:43 UTC CHARLES RIVER LABORATORIES INTERNATIONAL, INC. CRL · Entity 3398 SaleCommon Stock 551 $71.92 $39,627.92
Disclosure

SEC source: 0001127602-16-068550 · form4.xml · nonDerivative · entry 2

REESE C RICHARD · CIK 0001032365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,392

Read SEC document
November 28, 2016 Filed Nov 29, 2016 08:43 UTC CHARLES RIVER LABORATORIES INTERNATIONAL, INC. CRL · Entity 3398 Exercise / conversionCommon Stock 10,710 $30.44 $326,012.40
Disclosure

SEC source: 0001127602-16-068550 · form4.xml · nonDerivative · entry 1

REESE C RICHARD · CIK 0001032365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.