Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NORTECH SYSTEMS INCNSYS · Entity 7417 | Director | May 17, 2023 | May 20, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NORTECH SYSTEMS INC
Report date May 17, 2023 · Filed May 20, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,644 |
Last balance in matching sequence
After 2023-05-17 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2023-05-17 · Exercise / conversion · Acquired 1,000 · Balance 8,000 F1: Includes 3,000 Restricted Stock Units granted on 5/12/2023, with 1,500 shares vesting on each of 3/16/2024 and 3/16/2025, and 1,500 Restricted Stock Units granted on 3/17/2022, with 1,500 shares vesting on 3/17/2024. Row 2 · 2023-05-17 · Tax withholding · Disposed 356 · Balance 7,644 F1: Includes 3,000 Restricted Stock Units granted on 5/12/2023, with 1,500 shares vesting on each of 3/16/2024 and 3/16/2025, and 1,500 Restricted Stock Units granted on 3/17/2022, with 1,500 shares vesting on 3/17/2024. |
| Common Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $3.29 · Expires 2028-05-09 | Direct | 2,000 |
Reported balance
After 2023-05-17 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-05-17 · Exercise / conversion · Disposed 1,000 · Balance 2,000 F2: The option, representing a right to purchase a total of 3,000 shares, became exercisable in five equal annual installments of 600 shares each beginning on May 9, 2019, which was the first anniversary of the date on which the option was granted. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 3,000 Restricted Stock Units granted on 5/12/2023, with 1,500 shares vesting on each of 3/16/2024 and 3/16/2025, and 1,500 Restricted Stock Units granted on 3/17/2022, with 1,500 shares vesting on 3/17/2024.
F2: The option, representing a right to purchase a total of 3,000 shares, became exercisable in five equal annual installments of 600 shares each beginning on May 9, 2019, which was the first anniversary of the date on which the option was granted.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 17, 2023 Filed May 20, 2023 00:20 UTC | NORTECH SYSTEMS INC NSYS · Entity 7417 | Exercise / conversionCommon Stock Options · Derivative | 1,000 | $9.25 Strike: $3.29 | $9,250.00 |
DisclosureSEC source: 0001415889-23-008442 · form4-05202023_120509.xml · derivative · entry 3 Rosenstone Steven J · CIK 0001739269 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 1,000 shares Expires 2028-05-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option, representing a right to purchase a total of 3,000 shares, became exercisable in five equal annual installments of 600 shares each beginning on May 9, 2019, which was the first anniversary of the date on which the option was granted. Read SEC document |
| May 17, 2023 Filed May 20, 2023 00:20 UTC | NORTECH SYSTEMS INC NSYS · Entity 7417 | Tax withholdingCommon Stock | 356 | $9.25 | $3,293.00 |
DisclosureSEC source: 0001415889-23-008442 · form4-05202023_120509.xml · nonDerivative · entry 2 Rosenstone Steven J · CIK 0001739269 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,644 F1 · balance_after: Includes 3,000 Restricted Stock Units granted on 5/12/2023, with 1,500 shares vesting on each of 3/16/2024 and 3/16/2025, and 1,500 Restricted Stock Units granted on 3/17/2022, with 1,500 shares vesting on 3/17/2024. Read SEC document |
| May 17, 2023 Filed May 20, 2023 00:20 UTC | NORTECH SYSTEMS INC NSYS · Entity 7417 | Exercise / conversionCommon Stock | 1,000 | $3.29 | $3,290.00 |
DisclosureSEC source: 0001415889-23-008442 · form4-05202023_120509.xml · nonDerivative · entry 1 Rosenstone Steven J · CIK 0001739269 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 3,000 Restricted Stock Units granted on 5/12/2023, with 1,500 shares vesting on each of 3/16/2024 and 3/16/2025, and 1,500 Restricted Stock Units granted on 3/17/2022, with 1,500 shares vesting on 3/17/2024. Read SEC document |
| May 12, 2023 Filed May 17, 2023 00:11 UTC | NORTECH SYSTEMS INC NSYS · Entity 7417 | GrantCommon Stock | 3,000 | $9.39 | $28,170.00 |
DisclosureSEC source: 0001415889-23-008142 · form4-05172023_120508.xml · nonDerivative · entry 1 Rosenstone Steven J · CIK 0001739269 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,000 F1 · shares: Represents 3,000 Restricted Stock Units granted on 5/12/2023, with 1,500 shares vesting on each of 3/16/2024 and 3/16/2025. Read SEC document |
| March 17, 2022 Filed Mar 22, 2022 01:42 UTC | NORTECH SYSTEMS INC NSYS · Entity 7417 | GrantCommon Stock | 3,000 | $11.80 | $35,400.00 |
DisclosureSEC source: 0001179110-22-002356 · edgar.xml · nonDerivative · entry 1 Rosenstone Steven J · CIK 0001739269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 F1 · shares: Represents 3,000 Restricted Stock Units granted on 3/17/2022, with 1,500 shares vesting on each of 3/17/2023 and 3/17/2024. F1 · balance_after: Represents 3,000 Restricted Stock Units granted on 3/17/2022, with 1,500 shares vesting on each of 3/17/2023 and 3/17/2024. Read SEC document |
| November 20, 2020 Filed Dec 8, 2020 00:28 UTC | NORTECH SYSTEMS INC NSYS · Entity 7417 | PurchaseCommon Stock | 500 | $4.30 | $2,150.00 |
DisclosureSEC source: 0001179110-20-011739 · edgar.xml · nonDerivative · entry 2 Rosenstone Steven J · CIK 0001739269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| November 19, 2020 Filed Dec 8, 2020 00:28 UTC | NORTECH SYSTEMS INC NSYS · Entity 7417 | PurchaseCommon Stock | 500 | $4.33 | $2,165.00 |
DisclosureSEC source: 0001179110-20-011739 · edgar.xml · nonDerivative · entry 1 Rosenstone Steven J · CIK 0001739269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Read SEC document |
| May 09, 2018 Filed May 10, 2018 19:26 UTC | NORTECH SYSTEMS INC NSYS · Entity 7417 | GrantStock Options (right to buy) · Derivative | 3,000 | $0.00 Strike: $3.29 | $0.00 |
DisclosureSEC source: 0001179110-18-006550 · edgar.xml · derivative · entry 2 Rosenstone Steven J · CIK 0001739269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2028-05-09 F1 · derivative.exercise_date: 600 shares vest on each of 5/9/2019, 5/9/2020, 5/9/2021, 5/9/2022 and 5/9/2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.