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MOORE ROY E. JR.

Disclosed activity across 1 company

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113197
SEC CIK
0001784782

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ADVANCED DRAINAGE SYSTEMS, INC.WMS · Entity 2328Executive Vice PresidentMay 18, 2023May 24, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ADVANCED DRAINAGE SYSTEMS, INC.

Report date May 18, 2023 · Filed May 24, 2023 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect133,967 Last balance in matching sequence After 2023-05-19 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 1 · 2023-05-18 · Tax withholding · Disposed 290 · Balance 134,660

F1: Incorrectly reported on Form 4 as 192.

F2: Represents shares withheld to satisfy the Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer.

Row 2 · 2023-05-19 · Tax withholding · Disposed 485 · Balance 134,175

F2: Represents shares withheld to satisfy the Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer.

Row 3 · 2023-05-19 · Tax withholding · Disposed 208 · Balance 133,967

F2: Represents shares withheld to satisfy the Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: Incorrectly reported on Form 4 as 192.

F2: Represents shares withheld to satisfy the Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 19, 2023 Filed May 24, 2023 01:42 UTC Amendment ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 Tax withholdingCommon Stock 208 $96.55 $20,082.40
Disclosure

SEC source: 0000950170-23-023735 · ownership.xml · nonDerivative · entry 3

MOORE ROY E. JR. · CIK 0001784782 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,967

F2 · shares: Represents shares withheld to satisfy the Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer.

Read SEC document
May 19, 2023 Filed May 24, 2023 01:42 UTC Amendment ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 Tax withholdingCommon Stock 485 $96.55 $46,826.75
Disclosure

SEC source: 0000950170-23-023735 · ownership.xml · nonDerivative · entry 2

MOORE ROY E. JR. · CIK 0001784782 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,175

F2 · shares: Represents shares withheld to satisfy the Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer.

Read SEC document
May 18, 2023 Filed May 23, 2023 01:34 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 Tax withholdingCommon Stock 192 $98.40 $18,892.80
Disclosure

SEC source: 0000899243-23-013688 · doc4.xml · nonDerivative · entry 1

MOORE ROY E. JR. · CIK 0001784782 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,758

F1 · shares: Represents shares withheld to satisfy the Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer.

Read SEC document
May 18, 2023 Filed May 24, 2023 01:42 UTC Amendment ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 Tax withholdingCommon Stock 290 $98.40 $28,536.00
Disclosure

SEC source: 0000950170-23-023735 · ownership.xml · nonDerivative · entry 1

MOORE ROY E. JR. · CIK 0001784782 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,660

F1 · shares: Incorrectly reported on Form 4 as 192.

F2 · shares: Represents shares withheld to satisfy the Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer.

Read SEC document
May 17, 2023 Filed May 20, 2023 00:46 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 Tax withholdingCommon Stock 52 $88.67 $4,610.84
Disclosure

SEC source: 0000899243-23-013463 · doc4.xml · nonDerivative · entry 3

MOORE ROY E. JR. · CIK 0001784782 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,950

F2 · shares: Represents shares withheld to satisfy Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer.

Read SEC document
May 17, 2023 Filed May 20, 2023 00:46 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 Tax withholdingCommon Stock 4,155 $88.67 $368,423.85
Disclosure

SEC source: 0000899243-23-013463 · doc4.xml · nonDerivative · entry 2

MOORE ROY E. JR. · CIK 0001784782 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,002

F2 · shares: Represents shares withheld to satisfy Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer.

Read SEC document
May 17, 2023 Filed May 20, 2023 00:46 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 GrantCommon Stock 12,716 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-013463 · doc4.xml · nonDerivative · entry 1

MOORE ROY E. JR. · CIK 0001784782 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,157

F1 · shares: Reflects grant of performance-based units, originally granted pursuant to the Issuer's 2017 Omnibus Incentive Plan, earned after the Issuer determined that certain performance goals for the performance period ended March 31, 2023 had been met. Total includes dividend equivalents in the amount of 156 shares, which dividend equivalents are settled in common stock.

Read SEC document
December 12, 2022 Filed Jan 12, 2023 21:05 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 Tax withholdingCommon Stock 14,073 $88.31 $1,242,786.63
Disclosure

SEC source: 0000899243-23-001677 · doc4.xml · nonDerivative · entry 1

MOORE ROY E. JR. · CIK 0001784782 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,441

F1 · shares: Represents shares withheld to satisfy the Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer.

Read SEC document
May 19, 2022 Filed May 24, 2022 01:17 UTC Amendment ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 Tax withholdingCommon Stock 143 $103.88 $14,854.84
Disclosure

SEC source: 0000899243-22-019320 · doc4a.xml · nonDerivative · entry 7

MOORE ROY E. JR. · CIK 0001784782 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,514

Read SEC document
May 19, 2022 Filed May 24, 2022 01:17 UTC Amendment ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 Tax withholdingCommon Stock 333 $103.88 $34,592.04
Disclosure

SEC source: 0000899243-22-019320 · doc4a.xml · nonDerivative · entry 6

MOORE ROY E. JR. · CIK 0001784782 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,657

Read SEC document
May 18, 2022 Filed May 20, 2022 23:55 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 GrantOption to Purchase Common Stock · Derivative 4,378 $0.00 Strike: $99.29 $0.00
Disclosure

SEC source: 0000899243-22-019158 · doc4.xml · derivative · entry 8

MOORE ROY E. JR. · CIK 0001784782 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,378

Underlying: Common Stock · 4,378 shares

Expires 2032-05-17

F3 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 17, 2023, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date.

Read SEC document
May 18, 2022 Filed May 20, 2022 23:55 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 Tax withholdingCommon Stock 157 $99.29 $15,588.53
Disclosure

SEC source: 0000899243-22-019158 · doc4.xml · nonDerivative · entry 7

MOORE ROY E. JR. · CIK 0001784782 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,946

Read SEC document
May 18, 2022 Filed May 20, 2022 23:55 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 Tax withholdingCommon Stock 10,540 $99.29 $1,046,516.60
Disclosure

SEC source: 0000899243-22-019158 · doc4.xml · nonDerivative · entry 6

MOORE ROY E. JR. · CIK 0001784782 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,103

Read SEC document
May 18, 2022 Filed May 20, 2022 23:55 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 Tax withholdingCommon Stock 208 $99.29 $20,652.32
Disclosure

SEC source: 0000899243-22-019158 · doc4.xml · nonDerivative · entry 5

MOORE ROY E. JR. · CIK 0001784782 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,643

Read SEC document
May 18, 2022 Filed May 20, 2022 23:55 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 Tax withholdingCommon Stock 12,549 $99.29 $1,245,990.21
Disclosure

SEC source: 0000899243-22-019158 · doc4.xml · nonDerivative · entry 4

MOORE ROY E. JR. · CIK 0001784782 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,851

Read SEC document
May 18, 2022 Filed May 20, 2022 23:55 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 GrantCommon Stock 1,826 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-019158 · doc4.xml · nonDerivative · entry 3

MOORE ROY E. JR. · CIK 0001784782 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,400

Read SEC document
May 18, 2022 Filed May 20, 2022 23:55 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 GrantCommon Stock 30,545 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-019158 · doc4.xml · nonDerivative · entry 2

MOORE ROY E. JR. · CIK 0001784782 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,574

F2 · shares: Reflects grant of performance-based units, orginally granted pursuant to the Issuer's 2017 Omnibus Incentive Plan, earned after the Issuer determined that certain performance goals for the performance period ended March 31, 2022 had been met. Total includes dividend equivalents in the amount of 445 shares, which dividend equivalents are settled in common stock.

Read SEC document
May 18, 2022 Filed May 20, 2022 23:55 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 GrantCommon Stock 22,898 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-019158 · doc4.xml · nonDerivative · entry 1

MOORE ROY E. JR. · CIK 0001784782 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,029

F1 · shares: Reflects grant of performance-based units, orginally granted pursuant to the Issuer's 2017 Omnibus Incentive Plan, earned after the Issuer determined that certain performance goals for the performance period ended March 31, 2022 had been met. Total includes dividend equivalents in the amount of 334 shares, which dividend equivalents are settled in common stock.

Read SEC document
May 18, 2022 Filed May 24, 2022 01:17 UTC Amendment ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 GrantOption to Purchase Common Stock · Derivative 4,484 $0.00 Strike: $99.29 $0.00
Disclosure

SEC source: 0000899243-22-019320 · doc4a.xml · derivative · entry 8

MOORE ROY E. JR. · CIK 0001784782 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,484

Underlying: Common Stock · 4,484 shares

Expires 2032-05-17

F7 · shares: Incorrectly reported on Form 4 as 4,378.

F8 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 17, 2023, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date.

F7 · derivative.underlying_shares: Incorrectly reported on Form 4 as 4,378.

F7 · balance_after: Incorrectly reported on Form 4 as 4,378.

Read SEC document
May 18, 2022 Filed May 24, 2022 01:17 UTC Amendment ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 Tax withholdingCommon Stock 157 $99.29 $15,588.53
Disclosure

SEC source: 0000899243-22-019320 · doc4a.xml · nonDerivative · entry 5

MOORE ROY E. JR. · CIK 0001784782 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,990

F6 · balance_after: Incorrectly reported on Form 4 as 140,946.

Read SEC document
May 18, 2022 Filed May 24, 2022 01:17 UTC Amendment ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 Tax withholdingCommon Stock 10,540 $99.29 $1,046,516.60
Disclosure

SEC source: 0000899243-22-019320 · doc4a.xml · nonDerivative · entry 4

MOORE ROY E. JR. · CIK 0001784782 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,147

F5 · balance_after: Incorrectly reported on Form 4 as 141,103.

Read SEC document
May 18, 2022 Filed May 24, 2022 01:17 UTC Amendment ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 Tax withholdingCommon Stock 208 $99.29 $20,652.32
Disclosure

SEC source: 0000899243-22-019320 · doc4a.xml · nonDerivative · entry 3

MOORE ROY E. JR. · CIK 0001784782 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,687

F4 · balance_after: Incorrectly reported on Form 4 as 151,643.

Read SEC document
May 18, 2022 Filed May 24, 2022 01:17 UTC Amendment ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 Tax withholdingCommon Stock 12,549 $99.29 $1,245,990.21
Disclosure

SEC source: 0000899243-22-019320 · doc4a.xml · nonDerivative · entry 2

MOORE ROY E. JR. · CIK 0001784782 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,895

F3 · balance_after: Incorrectly reported on Form 4 as 151,851.

Read SEC document
May 18, 2022 Filed May 24, 2022 01:17 UTC Amendment ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 GrantCommon Stock 1,870 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-019320 · doc4a.xml · nonDerivative · entry 1

MOORE ROY E. JR. · CIK 0001784782 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,444

F1 · shares: Incorrectly reported on Form 4 as 1,826.

F2 · balance_after: Incorrectly reported on Form 4 as 164,400.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 22:00 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 Tax withholdingCommon Stock 4,008 $118.81 $476,190.48
Disclosure

SEC source: 0000899243-22-013426 · doc4.xml · nonDerivative · entry 1

MOORE ROY E. JR. · CIK 0001784782 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,131

F1 · shares: Represents shares withheld to satisfy the Reporting Person's tax obligations in connection with the vesting of shares of restricted common stock of the Issuer.

Read SEC document
May 19, 2021 Filed May 21, 2021 22:00 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 GrantOption to Purchase Common Stock · Derivative 3,435 $0.00 Strike: $105.82 $0.00
Disclosure

SEC source: 0000899243-21-020387 · doc4.xml · derivative · entry 2

MOORE ROY E. JR. · CIK 0001784782 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,435

Underlying: Common Stock · 3,435 shares

Expires 2031-05-18

F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 18, 2022, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date.

Read SEC document
May 19, 2021 Filed May 21, 2021 22:00 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 GrantCommon Stock 1,344 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-020387 · doc4.xml · nonDerivative · entry 1

MOORE ROY E. JR. · CIK 0001784782 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,139

Read SEC document
May 20, 2020 Filed May 22, 2020 21:47 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 GrantOption to Purchase Common Stock · Derivative 9,213 $0.00 Strike: $41.97 $0.00
Disclosure

SEC source: 0000899243-20-014059 · doc4.xml · derivative · entry 2

MOORE ROY E. JR. · CIK 0001784782 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,213

Underlying: Common Stock · 9,213 shares

Expires 2030-05-19

F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 19, 2021, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date.

Read SEC document
May 20, 2020 Filed May 22, 2020 21:47 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 GrantCommon Stock 2,826 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-014059 · doc4.xml · nonDerivative · entry 1

MOORE ROY E. JR. · CIK 0001784782 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,481

Read SEC document
May 20, 2020 Filed Jun 12, 2020 21:31 UTC Amendment ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 GrantOption to Purchase Common Stock · Derivative 10,237 $0.00 Strike: $41.97 $0.00
Disclosure

SEC source: 0000899243-20-016396 · doc4a.xml · derivative · entry 2

MOORE ROY E. JR. · CIK 0001784782 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,237

Underlying: Common Stock · 10,237 shares

Expires 2030-05-19

F3 · shares: Incorrectly reported on Form 4 as 9,213.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 19, 2021, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date.

F3 · derivative.underlying_shares: Incorrectly reported on Form 4 as 9,213.

F3 · balance_after: Incorrectly reported on Form 4 as 9,213.

Read SEC document
May 20, 2020 Filed Jun 12, 2020 21:31 UTC Amendment ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 GrantCommon Stock 3,140 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-016396 · doc4a.xml · nonDerivative · entry 1

MOORE ROY E. JR. · CIK 0001784782 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,795

F1 · shares: Incorrectly reported on Form 4 as 2,826.

F2 · balance_after: Incorrectly reported on Form 4 as 111,481.

Read SEC document
January 15, 2020 Filed Jan 16, 2020 21:30 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 GrantCommon Stock 30,367 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-001327 · doc4.xml · nonDerivative · entry 1

MOORE ROY E. JR. · CIK 0001784782 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,655

Read SEC document
September 10, 2019 Filed Sep 12, 2019 23:01 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 PurchaseCommon Stock 67,000 $29.75 $1,993,250.00
Disclosure

SEC source: 0000899243-19-023490 · doc4.xml · nonDerivative · entry 1

MOORE ROY E. JR. · CIK 0001784782 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,288

F1 · kind: The shares were purchased from the underwriters in the Issuer's underwritten public offering that closed on September 10, 2019.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 21:01 UTC ADVANCED DRAINAGE SYSTEMS, INC. WMS · Entity 2328 GrantCommon Stock 11,288 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-021588 · doc4.xml · nonDerivative · entry 1

MOORE ROY E. JR. · CIK 0001784782 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,288

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.