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person · Reporting owner

Gurewitz Aaron

Disclosed activity across 5 companies

Tapewire entity
113133
SEC CIK
0001810223

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
QualTek Services Inc.ROCRU · Entity 115163Co-PresidentMarch 05, 2021March 08, 2021
Reservoir Media, Inc.ROCCU · Entity 5296Co-PresidentDecember 15, 2020December 17, 2020
Roth CH Acquisition I CoROCHU · Entity 148912Co-PresidentMay 26, 2020May 28, 2020
Roth CH Acquisition V Co.ROCLU · Entity 85136Co-PresidentDecember 03, 2021December 06, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

QualTek Services Inc.

Report date March 05, 2021 · Filed March 08, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnote119,540 Reported balance After 2021-03-05 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2021-03-05 · Purchase · Acquired 14,857 · Balance 119,540

F1: The reporting person acquired units, consisting of shares and warrants.

F2: Consists of shares owned by the AMG Trust Established January 23, 2007, for which Aaron Gurewitz is trustee.

Warrants to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50IndirectSee Footnote3,714 Reported balance After 2021-03-05 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-03-05 · Purchase · Acquired 3,714 · Balance 3,714

F1: The reporting person acquired units, consisting of shares and warrants.

F3: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

F4: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

F5: Consists of warrants owned by the AMG Trust Established January 23, 2007, for which Aaron Gurewitz is trustee.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person acquired units, consisting of shares and warrants.

F2: Consists of shares owned by the AMG Trust Established January 23, 2007, for which Aaron Gurewitz is trustee.

F3: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

F4: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

F5: Consists of warrants owned by the AMG Trust Established January 23, 2007, for which Aaron Gurewitz is trustee.

Reservoir Media, Inc.

Report date December 15, 2020 · Filed December 17, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnote30,425 Reported balance After 2020-12-15 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2020-12-15 · Purchase · Acquired 2,656 · Balance 30,425

F1: The reporting person acquired units, consisting of shares and warrants.

F2: Consists of shares owned by the AMG Trust Established January 23, 2007, for which Aaron Gurewitz is trustee.

Warrants to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50IndirectSee Footnote1,328 Reported balance After 2020-12-15 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-12-15 · Purchase · Acquired 1,328 · Balance 1,328

F1: The reporting person acquired units, consisting of shares and warrants.

F3: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

F4: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

F5: Consists of warrants owned by the AMG Trust Established January 23, 2007, for which Aaron Gurewitz is trustee.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person acquired units, consisting of shares and warrants.

F2: Consists of shares owned by the AMG Trust Established January 23, 2007, for which Aaron Gurewitz is trustee.

F3: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

F4: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

F5: Consists of warrants owned by the AMG Trust Established January 23, 2007, for which Aaron Gurewitz is trustee.

Roth CH Acquisition I Co

Report date May 26, 2020 · Filed May 28, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect9,250 Reported balance After 2020-05-26 transaction · row 1
1 source row

Row 1 · 2020-05-26 · Purchase · Acquired 115 · Balance 9,250

F1: The reporting person acquired units, consisting of shares and warrants.

Common StockSEC Table I · non-derivativeIndirectSee footnote106,674 Reported balance After 2020-05-26 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2020-05-26 · Other · Disposed 15,088 · Balance 106,674

F2: In connection with the partial exercise of the underwriters' over-allotment option, a portion of the holders founders shares was forfeited back to the issuer.

F3: Consists of shares owned by the AMG Trust Established January 23, 2007, for which Aaron Gurewitz is trustee.

Warrants to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50Direct6,937 Reported balance After 2020-05-26 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-05-26 · Purchase · Acquired 86 · Balance 6,937

F1: The reporting person acquired units, consisting of shares and warrants.

F4: The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.

F5: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person acquired units, consisting of shares and warrants.

F2: In connection with the partial exercise of the underwriters' over-allotment option, a portion of the holders founders shares was forfeited back to the issuer.

F3: Consists of shares owned by the AMG Trust Established January 23, 2007, for which Aaron Gurewitz is trustee.

F4: The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.

F5: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Roth CH Acquisition V Co.

Report date December 03, 2021 · Filed December 06, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnote128,570 Reported balance After 2021-12-03 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2021-12-03 · Purchase · Acquired 17,942 · Balance 128,570

F1: The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant.

F2: Owned by the AMG Trust Established January 23, 2007, for which Aaron Gurewitz is trustee.

Warrants to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50IndirectSee Footnote8,971 Reported balance After 2021-12-03 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-12-03 · Purchase · Acquired 8,971 · Balance 8,971

F1: The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant.

F3: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

F4: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

F2: Owned by the AMG Trust Established January 23, 2007, for which Aaron Gurewitz is trustee.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant.

F2: Owned by the AMG Trust Established January 23, 2007, for which Aaron Gurewitz is trustee.

F3: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

F4: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

TIGO ENERGY, INC.

Report date May 23, 2023 · Filed May 25, 2023

Section 16 reporting ended · disclosed 2023-05-25. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnote48,773 Reported balance After 2023-05-23 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2023-05-23 · Sale · Disposed 79,613 · Balance 48,773

F1: The reporting person disposed of (i) 63,298 shares of common stock and (ii) 16,315 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $88,501.41.

F2: Owned by the AMG Trust Established January 23, 2007, for which Aaron Gurewitz is trustee.

Warrants to purchase common stockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50IndirectSee Footnote722 Reported balance After 2023-05-23 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-05-23 · Sale · Disposed 8,158 · Balance 722

F1: The reporting person disposed of (i) 63,298 shares of common stock and (ii) 16,315 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $88,501.41.

F3: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

F4: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

F2: Owned by the AMG Trust Established January 23, 2007, for which Aaron Gurewitz is trustee.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person disposed of (i) 63,298 shares of common stock and (ii) 16,315 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $88,501.41.

F2: Owned by the AMG Trust Established January 23, 2007, for which Aaron Gurewitz is trustee.

F3: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

F4: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 23, 2023 Filed May 25, 2023 21:33 UTC TIGO ENERGY, INC. TYGO · Entity 6903 SaleWarrants to purchase common stock · Derivative 8,158 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001104659-23-064775 · tm2316861-1_4seq1.xml · derivative · entry 2

Gurewitz Aaron · CIK 0001810223 · former officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 722

Underlying: Common Stock · 8,158 shares

Expires not disclosed

F1 · price: The reporting person disposed of (i) 63,298 shares of common stock and (ii) 16,315 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $88,501.41.

F3 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

F4 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

F2 · ownership.nature: Owned by the AMG Trust Established January 23, 2007, for which Aaron Gurewitz is trustee.

Read SEC document
May 23, 2023 Filed May 25, 2023 21:33 UTC TIGO ENERGY, INC. TYGO · Entity 6903 SaleCommon Stock 79,613 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-064775 · tm2316861-1_4seq1.xml · nonDerivative · entry 1

Gurewitz Aaron · CIK 0001810223 · former officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 48,773

F1 · price: The reporting person disposed of (i) 63,298 shares of common stock and (ii) 16,315 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $88,501.41.

F2 · ownership.nature: Owned by the AMG Trust Established January 23, 2007, for which Aaron Gurewitz is trustee.

Read SEC document
December 03, 2021 Filed Dec 6, 2021 21:40 UTC Roth CH Acquisition V Co. ROCLU · Entity 85136 PurchaseWarrants to purchase Common Stock · Derivative 8,971 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001104659-21-146930 · tm2134740-2_4seq1.xml · derivative · entry 2

Gurewitz Aaron · CIK 0001810223 · Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 8,971

Underlying: Common Stock · 8,971 shares

Expires not disclosed

F1 · price: The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant.

F3 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

F4 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

F2 · ownership.nature: Owned by the AMG Trust Established January 23, 2007, for which Aaron Gurewitz is trustee.

Read SEC document
December 03, 2021 Filed Dec 6, 2021 21:40 UTC Roth CH Acquisition V Co. ROCLU · Entity 85136 PurchaseCommon Stock 17,942 $10.00 $179,420.00
Disclosure

SEC source: 0001104659-21-146930 · tm2134740-2_4seq1.xml · nonDerivative · entry 1

Gurewitz Aaron · CIK 0001810223 · Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 128,570

F1 · shares: The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant.

F2 · ownership.nature: Owned by the AMG Trust Established January 23, 2007, for which Aaron Gurewitz is trustee.

Read SEC document
August 10, 2021 Filed Aug 11, 2021 20:58 UTC TIGO ENERGY, INC. ROCGU · Entity 6903 PurchaseWarrants to purchase Common Stock · Derivative 8,879 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001104659-21-103535 · tm2124740-1_4seq1.xml · derivative · entry 2

Gurewitz Aaron · CIK 0001810223 · Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 8,879

Underlying: Common Stock · 8,879 shares

Expires not disclosed

F1 · price: The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant.

F3 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

F4 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

F2 · ownership.nature: Owned by the AMG Trust Established January 23, 2007, for which Aaron Gurewitz is trustee.

Read SEC document
August 10, 2021 Filed Aug 11, 2021 20:58 UTC TIGO ENERGY, INC. ROCGU · Entity 6903 PurchaseCommon Stock 17,758 $10.00 $177,580.00
Disclosure

SEC source: 0001104659-21-103535 · tm2124740-1_4seq1.xml · nonDerivative · entry 1

Gurewitz Aaron · CIK 0001810223 · Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 128,386

F1 · shares: The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant.

F2 · ownership.nature: Owned by the AMG Trust Established January 23, 2007, for which Aaron Gurewitz is trustee.

Read SEC document
March 05, 2021 Filed Mar 8, 2021 16:21 UTC QualTek Services Inc. ROCRU · Entity 115163 PurchaseWarrants to purchase Common Stock · Derivative 3,714 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001104659-21-033276 · tm218954-1_4seq1.xml · derivative · entry 2

Gurewitz Aaron · CIK 0001810223 · Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,714

Underlying: Common Stock · 3,714 shares

Expires not disclosed

F1 · price: The reporting person acquired units, consisting of shares and warrants.

F3 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

F4 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

F5 · ownership.nature: Consists of warrants owned by the AMG Trust Established January 23, 2007, for which Aaron Gurewitz is trustee.

Read SEC document
March 05, 2021 Filed Mar 8, 2021 16:21 UTC QualTek Services Inc. ROCRU · Entity 115163 PurchaseCommon Stock 14,857 $10.00 $148,570.00
Disclosure

SEC source: 0001104659-21-033276 · tm218954-1_4seq1.xml · nonDerivative · entry 1

Gurewitz Aaron · CIK 0001810223 · Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 119,540

F1 · shares: The reporting person acquired units, consisting of shares and warrants.

F2 · ownership.nature: Consists of shares owned by the AMG Trust Established January 23, 2007, for which Aaron Gurewitz is trustee.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 16:17 UTC Reservoir Media, Inc. ROCCU · Entity 5296 PurchaseWarrants to purchase Common Stock · Derivative 1,328 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001104659-20-136860 · tm2036996-25_4.xml · derivative · entry 2

Gurewitz Aaron · CIK 0001810223 · Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,328

Underlying: Common Stock · 1,328 shares

Expires not disclosed

F1 · price: The reporting person acquired units, consisting of shares and warrants.

F3 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

F4 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

F5 · ownership.nature: Consists of warrants owned by the AMG Trust Established January 23, 2007, for which Aaron Gurewitz is trustee.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 16:17 UTC Reservoir Media, Inc. ROCCU · Entity 5296 PurchaseCommon Stock 2,656 $10.00 $26,560.00
Disclosure

SEC source: 0001104659-20-136860 · tm2036996-25_4.xml · nonDerivative · entry 1

Gurewitz Aaron · CIK 0001810223 · Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 30,425

F1 · shares: The reporting person acquired units, consisting of shares and warrants.

F2 · ownership.nature: Consists of shares owned by the AMG Trust Established January 23, 2007, for which Aaron Gurewitz is trustee.

Read SEC document
May 26, 2020 Filed May 28, 2020 17:47 UTC Roth CH Acquisition I Co ROCHU · Entity 148912 PurchaseWarrants to purchase Common Stock · Derivative 86 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001104659-20-067174 · tm2021247d13_form4.xml · derivative · entry 3

Gurewitz Aaron · CIK 0001810223 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,937

Underlying: Common Stock · 86 shares

Expires not disclosed

F1 · price: The reporting person acquired units, consisting of shares and warrants.

F4 · derivative.exercise_date: The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.

F5 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Read SEC document
May 26, 2020 Filed May 28, 2020 17:47 UTC Roth CH Acquisition I Co ROCHU · Entity 148912 OtherCommon Stock 15,088 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-067174 · tm2021247d13_form4.xml · nonDerivative · entry 2

Gurewitz Aaron · CIK 0001810223 · Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 106,674

F2 · kind: In connection with the partial exercise of the underwriters' over-allotment option, a portion of the holders founders shares was forfeited back to the issuer.

F3 · ownership.nature: Consists of shares owned by the AMG Trust Established January 23, 2007, for which Aaron Gurewitz is trustee.

Read SEC document
May 26, 2020 Filed May 28, 2020 17:47 UTC Roth CH Acquisition I Co ROCHU · Entity 148912 PurchaseCommon Stock 115 $10.00 $1,150.00
Disclosure

SEC source: 0001104659-20-067174 · tm2021247d13_form4.xml · nonDerivative · entry 1

Gurewitz Aaron · CIK 0001810223 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,250

F1 · shares: The reporting person acquired units, consisting of shares and warrants.

Read SEC document
May 07, 2020 Filed May 11, 2020 17:27 UTC Roth CH Acquisition I Co ROCHU · Entity 148912 PurchaseWarrants to purchase Common Stock · Derivative 7,500 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001104659-20-059678 · tm2019305-2_form4.xml · derivative · entry 3

Gurewitz Aaron · CIK 0001810223 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires not disclosed

F1 · price: The reporting person acquired units, consisting of shares and warrants.

F3 · derivative.exercise_date: The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.

F4 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Read SEC document
May 07, 2020 Filed May 11, 2020 17:27 UTC Roth CH Acquisition I Co ROCHU · Entity 148912 PurchaseCommon Stock 10,000 $10.00 $100,000.00
Disclosure

SEC source: 0001104659-20-059678 · tm2019305-2_form4.xml · nonDerivative · entry 1

Gurewitz Aaron · CIK 0001810223 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · shares: The reporting person acquired units, consisting of shares and warrants.

Read SEC document
May 07, 2020 Filed May 28, 2020 17:28 UTC Amendment Roth CH Acquisition I Co ROCHU · Entity 148912 PurchaseWarrants to purchase Common Stock · Derivative 6,851 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001104659-20-067164 · tm2021247d6_form4a.xml · derivative · entry 3

Gurewitz Aaron · CIK 0001810223 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,851

Underlying: Common Stock · 6,851 shares

Expires not disclosed

F1 · price: The reporting person acquired units, consisting of shares and warrants.

F3 · derivative.exercise_date: The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.

F4 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Read SEC document
May 07, 2020 Filed May 28, 2020 17:28 UTC Amendment Roth CH Acquisition I Co ROCHU · Entity 148912 PurchaseCommon Stock 9,135 $10.00 $91,350.00
Disclosure

SEC source: 0001104659-20-067164 · tm2021247d6_form4a.xml · nonDerivative · entry 1

Gurewitz Aaron · CIK 0001810223 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,135

F1 · shares: The reporting person acquired units, consisting of shares and warrants.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.