Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BEYOND MEAT, INC.BYND · Entity 6266 | Director | May 24, 2023 | May 26, 2023 |
| TYSON FOODS, INC.TSN · Entity 3273 | Group Pres Prepared Foods | June 17, 2019 | August 08, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BEYOND MEAT, INC.
Report date May 24, 2023 · Filed May 26, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,615 |
Reported balance
After 2023-05-24 transaction · row 1
1 source rowRow 1 · 2023-05-24 · Grant · Acquired 8,228 · Balance 13,615 F1: Restricted stock units ("RSU") granted under the 2018 Equity Incentive Plan ("Plan") on May 24, 2023. The RSU award vests in equal monthly installments over the 12-month period following the grant date, subject to the Reporting Person's continued service through each vesting date, and subject to accelerated vesting upon a Change in Control (as defined in the Plan). |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units ("RSU") granted under the 2018 Equity Incentive Plan ("Plan") on May 24, 2023. The RSU award vests in equal monthly installments over the 12-month period following the grant date, subject to the Reporting Person's continued service through each vesting date, and subject to accelerated vesting upon a Change in Control (as defined in the Plan).
TYSON FOODS, INC.
Report date June 17, 2019 · Filed August 08, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectEmployee Stock Purchase Plan | 6,512.4741 |
Reported balance
After 2019-06-17 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-06-17 · Other · Acquired 29.6705 · Balance 6,512.4741 F1: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. |
| Class A Common StockSEC Table I · non-derivative | Direct | 92,863.561 |
Last balance in matching sequence
After 2019-08-06 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 2 · 2019-06-18 · Other · Acquired 105.805 · Balance 92,863.561 F2: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. F3: Includes 7,605.454 shares of Class A Common Stock which vest on November 18, 2019 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 6,631.766 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 8,986.355 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved. Row 3 · 2019-08-06 · Exercise / conversion · Acquired 21,015 · Balance 113,878.561 F3: Includes 7,605.454 shares of Class A Common Stock which vest on November 18, 2019 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 6,631.766 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 8,986.355 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved. Row 4 · 2019-08-06 · Exercise / conversion · Acquired 36,759 · Balance 150,637.561 F3: Includes 7,605.454 shares of Class A Common Stock which vest on November 18, 2019 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 6,631.766 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 8,986.355 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved. Row 5 · 2019-08-06 · Sale · Disposed 57,774 · Balance 92,863.561 F3: Includes 7,605.454 shares of Class A Common Stock which vest on November 18, 2019 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 6,631.766 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 8,986.355 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved. |
| Non-Qualified Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $58.34 · Expires 2026-11-28 | Direct | 10,507 |
Reported balance
After 2019-08-06 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-08-06 · Exercise / conversion · Disposed 21,015 · Balance 10,507 |
| Non-Qualified Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $50.00 · Expires 2025-11-30 | Direct | 0 |
Reported balance
After 2019-08-06 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-08-06 · Exercise / conversion · Disposed 36,759 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3.
F2: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.
F3: Includes 7,605.454 shares of Class A Common Stock which vest on November 18, 2019 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 6,631.766 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 8,986.355 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 24, 2023 Filed May 26, 2023 20:09 UTC | BEYOND MEAT, INC. BYND · Entity 6266 | GrantCommon Stock | 8,228 | $0.00 | $0.00 |
DisclosureSEC source: 0001655210-23-000126 · wk-form4_1685146135.xml · nonDerivative · entry 1 Grimes Sally · CIK 0001554533 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,615 F1 · shares: Restricted stock units ("RSU") granted under the 2018 Equity Incentive Plan ("Plan") on May 24, 2023. The RSU award vests in equal monthly installments over the 12-month period following the grant date, subject to the Reporting Person's continued service through each vesting date, and subject to accelerated vesting upon a Change in Control (as defined in the Plan). Read SEC document |
| May 24, 2022 Filed May 26, 2022 18:15 UTC | BEYOND MEAT, INC. BYND · Entity 6266 | GrantCommon Stock | 2,982 | $0.00 | $0.00 |
DisclosureSEC source: 0001655210-22-000114 · wf-form4_165360332403400.xml · nonDerivative · entry 1 Grimes Sally · CIK 0001554533 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,387 F1 · shares: Restricted stock units ("RSU") granted under the 2018 Equity Incentive Plan ("Plan") on May 24, 2022. The RSU award vests in equal monthly installments over the 12-month period following the grant date, subject to the Reporting Person's continued service through each vesting date, and subject to accelerated vesting upon a Change in Control (as defined in the Plan). Read SEC document |
| May 19, 2021 Filed May 21, 2021 18:08 UTC | BEYOND MEAT, INC. BYND · Entity 6266 | GrantCommon Stock | 842 | $0.00 | $0.00 |
DisclosureSEC source: 0001655210-21-000107 · wf-form4_162163488266243.xml · nonDerivative · entry 2 Grimes Sally · CIK 0001554533 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,405 F2 · shares: RSUs granted under the Plan on May 19, 2021. The RSU award vests in equal monthly installments over the 12-month period following the grant date, subject to the Reporting Person's continued service through each vesting date, and subject to accelerated vesting upon a Change in Control (as defined in the Plan). Read SEC document |
| May 19, 2021 Filed May 21, 2021 18:08 UTC | BEYOND MEAT, INC. BYND · Entity 6266 | GrantCommon Stock | 1,563 | $0.00 | $0.00 |
DisclosureSEC source: 0001655210-21-000107 · wf-form4_162163488266243.xml · nonDerivative · entry 1 Grimes Sally · CIK 0001554533 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,563 F1 · shares: Restricted stock units ("RSU") granted under the 2018 Equity Incentive Plan ("Plan") on May 19, 2021. The RSU award vests in equal monthly installments over the 3-year period following the grant date, subject to the Reporting Person's continued service through each vesting date, and subject to accelerated vesting upon a Change in Control (as defined in the Plan). Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 11:18 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative | 36,759 | $50.00 Strike: $50.00 | $1,837,950.00 |
DisclosureSEC source: 0000100493-19-000099 · wf-form4_156526307276983.xml · derivative · entry 7 Grimes Sally · CIK 0001554533 · Group Pres Prepared Foods 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 36,759 shares Expires 2025-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 11:18 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative | 21,015 | $58.34 Strike: $58.34 | $1,226,015.10 |
DisclosureSEC source: 0000100493-19-000099 · wf-form4_156526307276983.xml · derivative · entry 6 Grimes Sally · CIK 0001554533 · Group Pres Prepared Foods 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,507 Underlying: Class A Common Stock · 21,015 shares Expires 2026-11-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 11:18 UTC | TYSON FOODS, INC. TSN · Entity 3273 | SaleClass A Common Stock | 57,774 | $85.00 | $4,910,790.00 |
DisclosureSEC source: 0000100493-19-000099 · wf-form4_156526307276983.xml · nonDerivative · entry 5 Grimes Sally · CIK 0001554533 · Group Pres Prepared Foods 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,863.561 F3 · balance_after: Includes 7,605.454 shares of Class A Common Stock which vest on November 18, 2019 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 6,631.766 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 8,986.355 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 11:18 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionClass A Common Stock | 36,759 | $50.00 | $1,837,950.00 |
DisclosureSEC source: 0000100493-19-000099 · wf-form4_156526307276983.xml · nonDerivative · entry 4 Grimes Sally · CIK 0001554533 · Group Pres Prepared Foods 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,637.561 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: Includes 7,605.454 shares of Class A Common Stock which vest on November 18, 2019 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 6,631.766 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 8,986.355 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 11:18 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionClass A Common Stock | 21,015 | $58.34 | $1,226,015.10 |
DisclosureSEC source: 0000100493-19-000099 · wf-form4_156526307276983.xml · nonDerivative · entry 3 Grimes Sally · CIK 0001554533 · Group Pres Prepared Foods 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,878.561 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: Includes 7,605.454 shares of Class A Common Stock which vest on November 18, 2019 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 6,631.766 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 8,986.355 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| June 18, 2019 Filed Aug 8, 2019 11:18 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 105.805 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000099 · wf-form4_156526307276983.xml · nonDerivative · entry 2 Grimes Sally · CIK 0001554533 · Group Pres Prepared Foods 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,863.561 F2 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. F3 · balance_after: Includes 7,605.454 shares of Class A Common Stock which vest on November 18, 2019 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 6,631.766 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 8,986.355 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| June 17, 2019 Filed Aug 8, 2019 11:18 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 29.6705 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000099 · wf-form4_156526307276983.xml · nonDerivative · entry 1 Grimes Sally · CIK 0001554533 · Group Pres Prepared Foods 10b5-1 filing: Not disclosed Ownership: Indirect · Employee Stock Purchase Plan Disclosed balance after: 6,512.4741 F1 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. Read SEC document |
| May 09, 2019 Filed May 10, 2019 21:24 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative | 83,490 | $42.26 Strike: $42.26 | $3,528,287.40 |
DisclosureSEC source: 0000100493-19-000074 · wf-form4_155752344480615.xml · derivative · entry 5 Grimes Sally · CIK 0001554533 · Group Pres Prepared Foods 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 83,490 shares Expires 2024-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2019 Filed May 10, 2019 21:24 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionClass A Common Stock | 83,490 | $42.26 | $3,528,287.40 |
DisclosureSEC source: 0000100493-19-000074 · wf-form4_155752344480615.xml · nonDerivative · entry 3 Grimes Sally · CIK 0001554533 · Group Pres Prepared Foods 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,247.756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: Includes 7,570.804 shares of Class A Common Stock which vest on November 18, 2019 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 6,601.552 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 8,945.414 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric in the applicable SIA is achieved. Read SEC document |
| March 19, 2019 Filed May 10, 2019 21:24 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 284.286 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000074 · wf-form4_155752344480615.xml · nonDerivative · entry 2 Grimes Sally · CIK 0001554533 · Group Pres Prepared Foods 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,757.756 F2 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. F3 · balance_after: Includes 7,570.804 shares of Class A Common Stock which vest on November 18, 2019 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 6,601.552 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 8,945.414 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric in the applicable SIA is achieved. Read SEC document |
| March 15, 2019 Filed May 10, 2019 21:24 UTC | TYSON FOODS, INC. TSN · Entity 3273 | SaleClass A Common Stock | 83,490 | $78.00 | $6,512,220.00 |
DisclosureSEC source: 0000100493-19-000074 · wf-form4_155752344480615.xml · nonDerivative · entry 4 Grimes Sally · CIK 0001554533 · Group Pres Prepared Foods 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,757.756 F3 · balance_after: Includes 7,570.804 shares of Class A Common Stock which vest on November 18, 2019 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 6,601.552 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 8,945.414 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric in the applicable SIA is achieved. Read SEC document |
| March 15, 2019 Filed May 10, 2019 21:24 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 357.2831 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000074 · wf-form4_155752344480615.xml · nonDerivative · entry 1 Grimes Sally · CIK 0001554533 · Group Pres Prepared Foods 10b5-1 filing: Not disclosed Ownership: Indirect · Employee Stock Purchase Plan Disclosed balance after: 6,482.8036 F1 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. Read SEC document |
| December 01, 2018 Filed Dec 4, 2018 18:29 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionPerformance Shares · Derivative | 33,729.9 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-18-000154 · wf-form4_154394813437809.xml · derivative · entry 5 Grimes Sally · CIK 0001554533 · Group Pres Prepared Foods 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 33,729.9 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: A portion of these performance shares vested as described in footnote 2. The remainder of the award expired. F7 · derivative.exercise_date: A portion of these performance shares vested as described in footnote 2. The remainder of the award expired. F7 · derivative.expiration_date: A portion of these performance shares vested as described in footnote 2. The remainder of the award expired. Read SEC document |
| December 01, 2018 Filed Dec 4, 2018 18:29 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Tax withholdingClass A Common Stock | 3,890 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-18-000154 · wf-form4_154394813437809.xml · nonDerivative · entry 4 Grimes Sally · CIK 0001554533 · Group Pres Prepared Foods 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,473.47 F5 · kind: On December 1, 2018, 8,779.732 shares of restricted Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to an election made by the Reporting Person, 3,890 shares were sold by the Reporting Person to the Issuer to satisfy tax withholding obligations. F6 · balance_after: Includes 7,477.704 shares of Class A Common Stock which vest on November 18, 2019 if the performance metric described in the applicable SIA is achieved; and 6,520.371 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 8,835.409 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric in the applicable SIA is achieved. Read SEC document |
| December 01, 2018 Filed Dec 4, 2018 18:29 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Tax withholdingClass A Common Stock | 14,216 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-18-000154 · wf-form4_154394813437809.xml · nonDerivative · entry 3 Grimes Sally · CIK 0001554533 · Group Pres Prepared Foods 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,363.47 F4 · kind: Pursuant to an election made by the Reporting Person, 14,216 shares were sold by the Reporting Person to the Issuer to satisfy tax withholding obligations related to the vesting described in footnote 2. F3 · balance_after: Includes 8,779.732 shares of Class A Common Stock which vested on December 1, 2018 as described in footnote 5; 7,477.704 shares of Class A Common Stock which vest on November 18, 2019 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 6,520.371 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 8,835.409 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric in the applicable SIA is achieved. Read SEC document |
| December 01, 2018 Filed Dec 4, 2018 18:29 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionClass A Common Stock | 32,087.254 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-18-000154 · wf-form4_154394813437809.xml · nonDerivative · entry 2 Grimes Sally · CIK 0001554533 · Group Pres Prepared Foods 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,579.47 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: On November 30, 2015 the Reporting Person received a grant of 16,864.95 performance shares which vested or expired on December 1, 2018 subject to the achievement of performance criteria in the applicable Stock Incentive Agreement. The performance criteria were (a) a cumulative adjusted earnings before interest and taxes (EBIT) target of $6,877 million for the 2016-2018 fiscal years and (b) a favorable comparison of the Issuer's Class A common stock price relative to the stock prices of a predetermined peer group of publicly traded companies over the 2016-2018 fiscal years. The performance shares could vest at a level of 50%-200% and were previously reported as derivative securities at the 200% level. On December 1, 2018, 32,087.254 shares vested and are reported herein as acquired non-derivatives securities and 1,642.646 shares expired. F3 · balance_after: Includes 8,779.732 shares of Class A Common Stock which vested on December 1, 2018 as described in footnote 5; 7,477.704 shares of Class A Common Stock which vest on November 18, 2019 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 6,520.371 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 8,835.409 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric in the applicable SIA is achieved. Read SEC document |
| November 29, 2018 Filed Dec 4, 2018 18:29 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 65.6958 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-18-000154 · wf-form4_154394813437809.xml · nonDerivative · entry 1 Grimes Sally · CIK 0001554533 · Group Pres Prepared Foods 10b5-1 filing: Not disclosed Ownership: Indirect · Employee Stock Purchase Plan Disclosed balance after: 6,125.5205 F1 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 17:03 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantPerformance Shares · Derivative | 35,341.636 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000100493-18-000131 · wf-form4_154281981637518.xml · derivative · entry 5 Grimes Sally · CIK 0001554533 · Group Pres Prepared Foods 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,341.636 Underlying: Class A Common Stock · 35,341.636 shares Expires not disclosed F7 · derivative.exercise_price: Award of performance Class A Common Stock which vests on November 29, 2021 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2019-2021) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2019-2021) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. F7 · price: Award of performance Class A Common Stock which vests on November 29, 2021 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2019-2021) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2019-2021) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. F7 · derivative.exercise_date: Award of performance Class A Common Stock which vests on November 29, 2021 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2019-2021) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2019-2021) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. F7 · derivative.expiration_date: Award of performance Class A Common Stock which vests on November 29, 2021 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2019-2021) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2019-2021) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 17:03 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantNon-Qualified Stock Options (Right to Buy) · Derivative | 46,256 | $59.42 Strike: $59.42 | $2,748,531.52 |
DisclosureSEC source: 0000100493-18-000131 · wf-form4_154281981637518.xml · derivative · entry 4 Grimes Sally · CIK 0001554533 · Group Pres Prepared Foods 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,256 Underlying: Class A Common Stock · 46,256 shares Expires 2028-11-19 F6 · kind: The stock options vest at 33 1/3% on each of the first, second, and third anniversary dates of the grant. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 17:03 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantClass A Common Stock | 8,835.409 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-18-000131 · wf-form4_154281981637518.xml · nonDerivative · entry 3 Grimes Sally · CIK 0001554533 · Group Pres Prepared Foods 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,492.216 F4 · kind: Award of Class A Common Stock which vests on November 29, 2021 if the performance metric described in the applicable SIA is achieved. The performance metric is the achievement of a three year (fiscal 2019-2021) cumulative adjusted operating income target as set forth in the SIA. If the performance metric is not achieved, the award expires. F5 · balance_after: Includes 8,779.732 shares of Class A Common Stock which vest on December 1, 2018 if the performance metric described in the applicable SIA is achieved; 7,477.704 shares of Class A Common Stock which vest on November 18, 2019 if the performance metric described in the applicable SIA is achieved; 6,520.371 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 8,835.409 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| November 15, 2018 Filed Nov 21, 2018 17:03 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 633.7677 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-18-000131 · wf-form4_154281981637518.xml · nonDerivative · entry 2 Grimes Sally · CIK 0001554533 · Group Pres Prepared Foods 10b5-1 filing: Not disclosed Ownership: Indirect · Employee Stock Purchase Plan Disclosed balance after: 6,059.8247 F3 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. Read SEC document |
| September 18, 2018 Filed Nov 21, 2018 17:03 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 107.305 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-18-000131 · wf-form4_154281981637518.xml · nonDerivative · entry 1 Grimes Sally · CIK 0001554533 · Group Pres Prepared Foods 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,656.807 F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. F2 · balance_after: Includes 8,779.732 shares of Class A Common Stock which vest on December 1, 2018 if the performance metric described in the applicable Stock Incentive Agreement (the "SIA") is achieved; 7,477.704 shares of Class A Common Stock which vest on November 18, 2019 if the performance metric described in the applicable SIA is achieved; and 6,520.371 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| July 01, 2018 Filed Jul 5, 2018 17:55 UTC | TYSON FOODS, INC. TSN · Entity 3273 | SaleClass A Common Stock | 19,258 | $68.85 | $1,325,913.30 |
DisclosureSEC source: 0000100493-18-000072 · wf-form4_153081330956564.xml · nonDerivative · entry 3 Grimes Sally · CIK 0001554533 · Group Pres Prepared Foods 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,551.0533 F4 · kind: On July 1, 2018, 48,388.5647 shares of restricted Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to an election made by the Reporting Person, 19,258 shares were sold by the Reporting Person to the Issuer to satisfy tax withholding obligations. F5 · balance_after: Includes 8,738.371 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 7,442.477 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 6,489.654 shares of Class A Common Stock which vest on November 13, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. Read SEC document |
| June 28, 2018 Filed Jul 5, 2018 17:55 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 866.3143 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-18-000072 · wf-form4_153081330956564.xml · nonDerivative · entry 2 Grimes Sally · CIK 0001554533 · Group Pres Prepared Foods 10b5-1 filing: Not disclosed Ownership: Indirect · Employee Stock Purchase Plan Disclosed balance after: 5,426.057 F3 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. Read SEC document |
| June 19, 2018 Filed Jul 5, 2018 17:55 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 842.36 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-18-000072 · wf-form4_153081330956564.xml · nonDerivative · entry 1 Grimes Sally · CIK 0001554533 · Group Pres Prepared Foods 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,809.0533 F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. F2 · balance_after: Includes 48,388.5647 shares of Class A Common Stock which vested as described in footnote 4; 8,738.371 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 7,442.477 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 6,489.654 shares of Class A Common Stock which vest on November 13, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. Read SEC document |
| November 21, 2017 Filed Nov 21, 2017 21:45 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantPerformance Shares · Derivative | 25,650.892 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000100493-17-000162 · wf-form4_151130074233673.xml · derivative · entry 9 Grimes Sally · CIK 0001554533 · Group Pres Prepared Foods 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,650.892 Underlying: Class A Common Stock · 25,650.892 shares Expires not disclosed F11 · derivative.exercise_price: Award of performance Class A Common Stock which vests on November 13, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. The performance criteria set forth in the Stock Incentive Agreement are (1) achievement of a three year (fiscal 2018-2020) cumulative EBIT target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2018-2020 ) period. Subject to the achievement of the performance criteria, the performance shares could vest at a level of 50 percent to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance criteria is achieved, the award expires. F11 · price: Award of performance Class A Common Stock which vests on November 13, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. The performance criteria set forth in the Stock Incentive Agreement are (1) achievement of a three year (fiscal 2018-2020) cumulative EBIT target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2018-2020 ) period. Subject to the achievement of the performance criteria, the performance shares could vest at a level of 50 percent to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance criteria is achieved, the award expires. F11 · derivative.exercise_date: Award of performance Class A Common Stock which vests on November 13, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. The performance criteria set forth in the Stock Incentive Agreement are (1) achievement of a three year (fiscal 2018-2020) cumulative EBIT target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2018-2020 ) period. Subject to the achievement of the performance criteria, the performance shares could vest at a level of 50 percent to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance criteria is achieved, the award expires. F11 · derivative.expiration_date: Award of performance Class A Common Stock which vests on November 13, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. The performance criteria set forth in the Stock Incentive Agreement are (1) achievement of a three year (fiscal 2018-2020) cumulative EBIT target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2018-2020 ) period. Subject to the achievement of the performance criteria, the performance shares could vest at a level of 50 percent to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance criteria is achieved, the award expires. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 21:45 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantNon-Qualified Stock Options (Right to Buy) · Derivative | 27,428 | $77.97 Strike: $77.97 | $2,138,561.16 |
DisclosureSEC source: 0000100493-17-000162 · wf-form4_151130074233673.xml · derivative · entry 8 Grimes Sally · CIK 0001554533 · Group Pres Prepared Foods 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,428 Underlying: Class A Common Stock · 27,428 shares Expires 2027-11-17 F10 · kind: The stock options vest at 33 1/3% on each of the first, second, and third anniversary dates of the grant. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 21:45 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionPerformance Shares · Derivative | 24,609 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-17-000162 · wf-form4_151130074233673.xml · derivative · entry 7 Grimes Sally · CIK 0001554533 · Group Pres Prepared Foods 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 24,609 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: On November 21, 2014 the Reporting Person received a grant of 24,609 performance shares which vested (in whole or in part) or expired on November 17, 2017 subject to the achievement of performance criteria in the applicable Stock Incentive Agreement. The performance criteria were (a) a cumulative adjusted earnings before interest and taxes (EBIT) target of $8,704 million for the 2015-2017 fiscal years and (b) a favorable comparison of the Issuer's Class A common stock price relative to the stock prices of a predetermined peer group of publicly traded companies over the 2015-2017 fiscal years. The performance shares could vest at a level of 50%-200% and were previously reported as derivative securities at the 200% level. On November 17, 2017, 21,950.648 shares vested and are reported herein as acquired non-derivatives securities and 2,658.352 shares expired. F4 · derivative.exercise_date: On November 21, 2014 the Reporting Person received a grant of 24,609 performance shares which vested (in whole or in part) or expired on November 17, 2017 subject to the achievement of performance criteria in the applicable Stock Incentive Agreement. The performance criteria were (a) a cumulative adjusted earnings before interest and taxes (EBIT) target of $8,704 million for the 2015-2017 fiscal years and (b) a favorable comparison of the Issuer's Class A common stock price relative to the stock prices of a predetermined peer group of publicly traded companies over the 2015-2017 fiscal years. The performance shares could vest at a level of 50%-200% and were previously reported as derivative securities at the 200% level. On November 17, 2017, 21,950.648 shares vested and are reported herein as acquired non-derivatives securities and 2,658.352 shares expired. F4 · derivative.expiration_date: On November 21, 2014 the Reporting Person received a grant of 24,609 performance shares which vested (in whole or in part) or expired on November 17, 2017 subject to the achievement of performance criteria in the applicable Stock Incentive Agreement. The performance criteria were (a) a cumulative adjusted earnings before interest and taxes (EBIT) target of $8,704 million for the 2015-2017 fiscal years and (b) a favorable comparison of the Issuer's Class A common stock price relative to the stock prices of a predetermined peer group of publicly traded companies over the 2015-2017 fiscal years. The performance shares could vest at a level of 50%-200% and were previously reported as derivative securities at the 200% level. On November 17, 2017, 21,950.648 shares vested and are reported herein as acquired non-derivatives securities and 2,658.352 shares expired. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 21:45 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantClass A Common Stock | 6,412.723 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-17-000162 · wf-form4_151130074233673.xml · nonDerivative · entry 6 Grimes Sally · CIK 0001554533 · Group Pres Prepared Foods 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,966.6933 F8 · kind: Award of Class A Common Stock which vests on November 13, 2020 if the performance metric described in the applicable Stock Incentive Agreement (the Incentive Agreement) are achieved and the Reporting Person is employed by the Issuer on the vesting date. The performance metrics are achievement of a three year (fiscal 2018-2020) cumulative EBIT target as set forth in the Incentive Agreement. If the performance metric is not achieved, the award expires. F9 · balance_after: Includes 47,814.9497 shares of Class A Common Stock which vest on July 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 8,634.783 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 7,354.251 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 6,412.723 shares of Class A Common Stock which vest on November 13, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 21:45 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Tax withholdingClass A Common Stock | 2,569 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-17-000162 · wf-form4_151130074233673.xml · nonDerivative · entry 5 Grimes Sally · CIK 0001554533 · Group Pres Prepared Foods 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,553.9703 F6 · kind: On November 17, 2017, 7,952.3386 shares of restricted Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to an election made by the Reporting Person, 2,569 shares were sold by the Reporting Person to the Issuer on November 17, 2017, to satisfy tax withholding obligations. F7 · balance_after: Includes 47,814.9497 shares of Class A Common Stock which vest on July 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 8,634.783 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 7,354.251 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 21:45 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Tax withholdingClass A Common Stock | 9,584 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-17-000162 · wf-form4_151130074233673.xml · nonDerivative · entry 4 Grimes Sally · CIK 0001554533 · Group Pres Prepared Foods 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,122.9703 F5 · kind: Pursuant to an election made by the Reporting Person, 9,584 shares were sold by the Reporting Person to the Issuer on November 17, 2017, to satisfy tax withholding obligations related to the vesting described in footnote 4. F2 · balance_after: Includes 7,952.3386 shares of Class A Common Stock which vested as described in footnote 6; 47,814.9497 shares of Class A Common Stock which vest on July 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 8,634.783 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 7,354.251 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 21:45 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionClass A Common Stock | 21,950.648 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-17-000162 · wf-form4_151130074233673.xml · nonDerivative · entry 3 Grimes Sally · CIK 0001554533 · Group Pres Prepared Foods 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,706.9703 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: On November 21, 2014 the Reporting Person received a grant of 24,609 performance shares which vested (in whole or in part) or expired on November 17, 2017 subject to the achievement of performance criteria in the applicable Stock Incentive Agreement. The performance criteria were (a) a cumulative adjusted earnings before interest and taxes (EBIT) target of $8,704 million for the 2015-2017 fiscal years and (b) a favorable comparison of the Issuer's Class A common stock price relative to the stock prices of a predetermined peer group of publicly traded companies over the 2015-2017 fiscal years. The performance shares could vest at a level of 50%-200% and were previously reported as derivative securities at the 200% level. On November 17, 2017, 21,950.648 shares vested and are reported herein as acquired non-derivatives securities and 2,658.352 shares expired. F2 · balance_after: Includes 7,952.3386 shares of Class A Common Stock which vested as described in footnote 6; 47,814.9497 shares of Class A Common Stock which vest on July 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 8,634.783 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 7,354.251 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. Read SEC document |
| November 16, 2017 Filed Nov 21, 2017 21:45 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 1,486.7685 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-17-000162 · wf-form4_151130074233673.xml · nonDerivative · entry 2 Grimes Sally · CIK 0001554533 · Group Pres Prepared Foods 10b5-1 filing: Not disclosed Ownership: Indirect · Employee Stock Purchase Plan Disclosed balance after: 4,559.7427 F3 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. Read SEC document |
| September 19, 2017 Filed Nov 21, 2017 21:45 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 1,008.4063 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-17-000162 · wf-form4_151130074233673.xml · nonDerivative · entry 1 Grimes Sally · CIK 0001554533 · Group Pres Prepared Foods 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,756.3223 F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. F2 · balance_after: Includes 7,952.3386 shares of Class A Common Stock which vested as described in footnote 6; 47,814.9497 shares of Class A Common Stock which vest on July 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 8,634.783 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 7,354.251 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 21:31 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantPerformance Shares · Derivative | 29,003.6 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000100493-16-000303 · wf-form4_148054146774537.xml · derivative · entry 5 Grimes Sally · CIK 0001554533 · Chief Global Growth Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,003.6 Underlying: Class A Common Stock · 29,003.6 shares Expires not disclosed F7 · derivative.exercise_price: Award of performance Class A Common Stock which vests on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. The performance metrics are set forth in the Stock Incentive Agreement are (1) achievement of a three year (fiscal 2017-2019) cumulative EBIT target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2017-2019) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50%-200% and are reported as derivative securities at the 200% level. If neither of the performance metrics are achieved, the award expires. F7 · kind: Award of performance Class A Common Stock which vests on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. The performance metrics are set forth in the Stock Incentive Agreement are (1) achievement of a three year (fiscal 2017-2019) cumulative EBIT target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2017-2019) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50%-200% and are reported as derivative securities at the 200% level. If neither of the performance metrics are achieved, the award expires. F7 · price: Award of performance Class A Common Stock which vests on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. The performance metrics are set forth in the Stock Incentive Agreement are (1) achievement of a three year (fiscal 2017-2019) cumulative EBIT target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2017-2019) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50%-200% and are reported as derivative securities at the 200% level. If neither of the performance metrics are achieved, the award expires. F7 · derivative.exercise_date: Award of performance Class A Common Stock which vests on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. The performance metrics are set forth in the Stock Incentive Agreement are (1) achievement of a three year (fiscal 2017-2019) cumulative EBIT target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2017-2019) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50%-200% and are reported as derivative securities at the 200% level. If neither of the performance metrics are achieved, the award expires. F7 · derivative.expiration_date: Award of performance Class A Common Stock which vests on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. The performance metrics are set forth in the Stock Incentive Agreement are (1) achievement of a three year (fiscal 2017-2019) cumulative EBIT target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2017-2019) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50%-200% and are reported as derivative securities at the 200% level. If neither of the performance metrics are achieved, the award expires. Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 21:31 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantNon-Qualified Stock Options (Right to Buy) · Derivative | 31,522 | $58.34 Strike: $58.34 | $1,838,993.48 |
DisclosureSEC source: 0000100493-16-000303 · wf-form4_148054146774537.xml · derivative · entry 4 Grimes Sally · CIK 0001554533 · Chief Global Growth Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,522 Underlying: Class A Common Stock · 31,522 shares Expires 2026-11-28 F6 · kind: The stock options vest at 33 1/3% on each of the first, second, and third anniversary dates of the grant. Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 21:31 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantClass A Common Stock | 7,250.9 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-16-000303 · wf-form4_148054146774537.xml · nonDerivative · entry 3 Grimes Sally · CIK 0001554533 · Chief Global Growth Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,747.916 F4 · kind: Award of Class A Common Stock which vests on November 18, 2019 if the performance metric described in the applicable Stock Incentive Agreement is achieved. The performance metric is achievement of a three year (fiscal 2017-2019) cumulative EBIT target as set forth in the Stock Incentive Agreement. If the performance criterion is not achieved, the award expires. F5 · balance_after: Includes 7,840.583 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 47,142.996 shares of Class A Common Stock which vest on July 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 8,513.437 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 7,250.9 shares of Class A Common Stock which vest on November 18, 2019 if the performance metric described in the applicable Stock Incentive Agreement is achieved. Read SEC document |
| November 17, 2016 Filed Nov 30, 2016 21:31 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 1,887.9385 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-16-000303 · wf-form4_148054146774537.xml · nonDerivative · entry 2 Grimes Sally · CIK 0001554533 · Chief Global Growth Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Employee Stock Purchase Plan Disclosed balance after: 3,072.9742 F3 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. Read SEC document |
| September 20, 2016 Filed Nov 30, 2016 21:31 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 603.8527 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-16-000303 · wf-form4_148054146774537.xml · nonDerivative · entry 1 Grimes Sally · CIK 0001554533 · Chief Global Growth Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,497.016 F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. F2 · balance_after: Includes 7,840.583 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 47,142.996 shares of Class A Common Stock which vest on July 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 8,513.437 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.