Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CATERPILLAR INCCAT · Entity 2808 | Chief Human Resources Officer | March 04, 2025 | March 05, 2025 |
| FLOWSERVE CORPFLS · Entity 3541 | Director | August 11, 2026 | August 12, 2026 |
| TEXTRON INCTXT · Entity 3391 | Executive VP, Human Resources | June 30, 2017 | July 05, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CATERPILLAR INC
Report date March 04, 2025 · Filed March 05, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,255 |
Reported balance
After 2025-03-04 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-03-04 · Tax withholding · Disposed 232 · Balance 15,255 F1: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted March 4, 2024. F2: Includes adjustments for dividends accrued. |
| Common StockSEC Table I · non-derivative | IndirectHeld by 401(k) Plan | 255 |
Reported balance
Holding disclosure · report date 2025-03-04 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 255 F3: The information in this report is based on a 401(k) plan statement as of February 28, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted March 4, 2024.
F2: Includes adjustments for dividends accrued.
F3: The information in this report is based on a 401(k) plan statement as of February 28, 2025.
FLOWSERVE CORP
Report date August 11, 2026 · Filed August 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security | Direct | 14,714 |
Reported balance
After 2026-08-11 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-11 · Grant · Acquired 445 · Balance 14,714 F1: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan. F2: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan.
F2: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.
TEXTRON INC
Report date June 30, 2017 · Filed July 05, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 33,202.68 |
Reported balance
After 2017-06-30 transaction · row 1
1 source rowRow 1 · 2017-06-30 · Tax withholding · Disposed 1,750 · Balance 33,202.68 |
| Common StockSEC Table I · non-derivative | IndirectHeld on behalf of the Reporting Person by the Textron Savings Plan (as of 06/30/2017). | 3,036.916 |
Reported balance
Holding disclosure · report date 2017-06-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,036.916 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 08, 2022 Filed Feb 10, 2022 18:41 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 2,986 | $200.77 | $599,499.22 |
DisclosureSEC source: 0000018230-22-000037 · wf-form4_164451848586813.xml · nonDerivative · entry 2 Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,653 F2 · shares: Represents shares withheld from the reporting person to satisfy tax obligations arising from the vesting of performance-based restricted stock units granted on March 4, 2019. Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 18:41 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 7,371 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-22-000037 · wf-form4_164451848586813.xml · nonDerivative · entry 1 Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,639 F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| January 07, 2022 Filed Jan 10, 2022 22:39 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Options · Derivative | 6,415 | $127.60 Strike: $127.60 | $818,554.00 |
DisclosureSEC source: 0000018230-22-000009 · wf-form4_164185431602267.xml · derivative · entry 4 Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,077 Underlying: Common Stock · 6,415 shares Expires 2030-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 2, 2020 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| January 07, 2022 Filed Jan 10, 2022 22:39 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon Stock | 6,415 | $225.00 | $1,443,375.00 |
DisclosureSEC source: 0000018230-22-000009 · wf-form4_164185431602267.xml · nonDerivative · entry 2 Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,268 F2 · price: This transaction was executed in multiple trades at prices ranging from $225.00 to $225.04. The price reported above reflects the weighted average sale (or purchase) price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 07, 2022 Filed Jan 10, 2022 22:39 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon Stock | 6,415 | $127.60 | $818,554.00 |
DisclosureSEC source: 0000018230-22-000009 · wf-form4_164185431602267.xml · nonDerivative · entry 1 Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,683 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 01:59 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantEmployee Stock Options · Derivative | 31,082 | $0.00 Strike: $219.76 | $0.00 |
DisclosureSEC source: 0000018230-21-000088 · wf-form4_161473676920717.xml · derivative · entry 1 Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,082 Underlying: Common Stock · 31,082 shares Expires 2031-03-01 F1 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 20:43 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 3,366 | $196.78 | $662,361.48 |
DisclosureSEC source: 0000018230-21-000055 · wf-form4_161307617708321.xml · nonDerivative · entry 2 Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,141 F2 · shares: Represents shares withheld from the reporting person to satisfy tax obligations arising from the vesting of performance-based restricted stock units granted on March 5, 2018. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 20:43 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 9,267 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-21-000055 · wf-form4_161307617708321.xml · nonDerivative · entry 1 Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,507 F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| July 25, 2020 Filed Jul 28, 2020 18:48 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 921 | $138.70 | $127,742.70 |
DisclosureSEC source: 0000018230-20-000208 · wf-form4_159596206476998.xml · nonDerivative · entry 1 Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,008 F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligations arising from the vesting of restricted stock units granted on July 25, 2017. F2 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 23:33 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantEmployee Stock Options · Derivative | 38,492 | $0.00 Strike: $127.60 | $0.00 |
DisclosureSEC source: 0000018230-20-000095 · wf-form4_158327841534895.xml · derivative · entry 1 Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,492 Underlying: Common Stock · 38,492 shares Expires 2030-03-02 F1 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan and vest equally in 1/3 increments beginning on the first anniversary of the grant date. Read SEC document |
| July 25, 2019 Filed Jul 29, 2019 17:45 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 1,393 | $132.96 | $185,213.28 |
DisclosureSEC source: 0000018230-19-000215 · wf-form4_156442229702273.xml · nonDerivative · entry 1 Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,861 F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligations arising from the vesting of restricted stock units granted on July 25, 2017. Read SEC document |
| March 04, 2019 Filed Mar 5, 2019 23:06 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantEmployee Stock Options · Derivative | 28,520 | $0.00 Strike: $138.35 | $0.00 |
DisclosureSEC source: 0000018230-19-000078 · wf-form4_155182715867993.xml · derivative · entry 1 Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,520 Underlying: Common Stock · 28,520 shares Expires 2029-03-04 F1 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan and vest equally in 1/3 increments beginning on the first anniversary of the grant date. Read SEC document |
| July 25, 2018 Filed Jul 27, 2018 19:13 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 3,461 | $138.86 | $480,594.46 |
DisclosureSEC source: 0000018230-18-000215 · wf-form4_153271880518791.xml · nonDerivative · entry 1 Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,254 F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligations arising from the vest of restricted stock units granted on 7/25/2017. Read SEC document |
| March 05, 2018 Filed Mar 8, 2018 00:03 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantEmployee Stock Option · Derivative | 36,589 | $0.00 Strike: $151.12 | $0.00 |
DisclosureSEC source: 0000018230-18-000088 · wf-form4_152046739149523.xml · derivative · entry 1 Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,589 Underlying: Common Stock · 36,589 shares Expires 2028-03-05 F1 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan and vest equally in 1/3 increments beginning on the first anniversary of the grant date. Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 15:44 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 15,715 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-17-000229 · edgar.xml · nonDerivative · entry 1 Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,715 Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 15:05 UTC | TEXTRON INC TXT · Entity 3391 | Tax withholdingCommon Stock | 1,750 | $47.10 | $82,425.00 |
DisclosureSEC source: 0000217346-17-000049 · edgar.xml · nonDerivative · entry 1 Johnson Cheryl H · CIK 0001552649 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,202.68 Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 19:00 UTC | TEXTRON INC TXT · Entity 3391 | Exercise / conversionCash-Settled Restricted Stock Units · Derivative | 514 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000217346-17-000023 · edgar.xml · derivative · entry 7 Johnson Cheryl H · CIK 0001552649 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 514 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each stock unit is valued based upon the value of one (1) share of Textron Inc. Common Stock. F5 · price: Issued pursuant to the Textron Inc. 2007 Long-Term Incentive Plan. F4 · derivative.exercise_date: Payable in cash in three (3) equal annual installments, beginning on March 1, 2015. F4 · derivative.expiration_date: Payable in cash in three (3) equal annual installments, beginning on March 1, 2015. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 19:00 UTC | TEXTRON INC TXT · Entity 3391 | GrantEmployee Stock Option - Right to Buy · Derivative | 15,647 | $0.00 Strike: $49.58 | $0.00 |
DisclosureSEC source: 0000217346-17-000023 · edgar.xml · derivative · entry 6 Johnson Cheryl H · CIK 0001552649 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,647 Underlying: Common Stock · 15,647 shares Expires 2027-03-01 F2 · price: Issued pursuant to the Textron Inc. 2015 Long-Term Incentive Plan. F1 · derivative.exercise_date: The option vests in three (3) equal annual installments, beginning on 03/01/2018. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 19:00 UTC | TEXTRON INC TXT · Entity 3391 | Disposition to issuerCommon Stock | 514 | $49.58 | $25,484.12 |
DisclosureSEC source: 0000217346-17-000023 · edgar.xml · nonDerivative · entry 4 Johnson Cheryl H · CIK 0001552649 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,952.68 Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 19:00 UTC | TEXTRON INC TXT · Entity 3391 | Exercise / conversionCommon Stock | 514 | $0.00 | $0.00 |
DisclosureSEC source: 0000217346-17-000023 · edgar.xml · nonDerivative · entry 3 Johnson Cheryl H · CIK 0001552649 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,466.68 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 19:00 UTC | TEXTRON INC TXT · Entity 3391 | Tax withholdingCommon Stock | 994 | $49.58 | $49,282.52 |
DisclosureSEC source: 0000217346-17-000023 · edgar.xml · nonDerivative · entry 2 Johnson Cheryl H · CIK 0001552649 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,952.68 Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 19:00 UTC | TEXTRON INC TXT · Entity 3391 | GrantCommon Stock | 4,299 | $0.00 | $0.00 |
DisclosureSEC source: 0000217346-17-000023 · edgar.xml · nonDerivative · entry 1 Johnson Cheryl H · CIK 0001552649 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,946.68 Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 20:10 UTC | TEXTRON INC TXT · Entity 3391 | GrantStock Units · Derivative | 185.537 | $48.56 Strike: $0.00 | $9,009.68 |
DisclosureSEC source: 0000217346-17-000019 · edgar.xml · derivative · entry 1 Johnson Cheryl H · CIK 0001552649 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 535.895 Underlying: Common Stock · 185.537 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is valued based upon the value of one (1) share of Textron Inc. Common Stock. F2 · derivative.exercise_date: Payable in cash upon the conclusion of Reporting Person's employment with Textron Inc. F2 · derivative.expiration_date: Payable in cash upon the conclusion of Reporting Person's employment with Textron Inc. F3 · balance_after: Acquired pursuant to the Textron Spillover Savings Plan; total includes stock units acquired in dividend reinvestment transactions not required to be reported. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.