Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CATERPILLAR INCCAT · Entity 2808 | Chief Human Resources Officer | March 04, 2025 | March 05, 2025 |
| FLOWSERVE CORPFLS · Entity 3541 | Director | August 11, 2026 | August 12, 2026 |
| TEXTRON INCTXT · Entity 3391 | Executive VP, Human Resources | June 30, 2017 | July 05, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CATERPILLAR INC
Report date March 04, 2025 · Filed March 05, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,255 |
Reported balance
After 2025-03-04 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-03-04 · Tax withholding · Disposed 232 · Balance 15,255 F1: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted March 4, 2024. F2: Includes adjustments for dividends accrued. |
| Common StockSEC Table I · non-derivative | IndirectHeld by 401(k) Plan | 255 |
Reported balance
Holding disclosure · report date 2025-03-04 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 255 F3: The information in this report is based on a 401(k) plan statement as of February 28, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted March 4, 2024.
F2: Includes adjustments for dividends accrued.
F3: The information in this report is based on a 401(k) plan statement as of February 28, 2025.
FLOWSERVE CORP
Report date August 11, 2026 · Filed August 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security | Direct | 14,714 |
Reported balance
After 2026-08-11 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-11 · Grant · Acquired 445 · Balance 14,714 F1: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan. F2: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan.
F2: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.
TEXTRON INC
Report date June 30, 2017 · Filed July 05, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 33,202.68 |
Reported balance
After 2017-06-30 transaction · row 1
1 source rowRow 1 · 2017-06-30 · Tax withholding · Disposed 1,750 · Balance 33,202.68 |
| Common StockSEC Table I · non-derivative | IndirectHeld on behalf of the Reporting Person by the Textron Savings Plan (as of 06/30/2017). | 3,036.916 |
Reported balance
Holding disclosure · report date 2017-06-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,036.916 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 11, 2026 Filed Aug 12, 2026 20:51 UTC | FLOWSERVE CORP FLS · Entity 3541 | GrantPhantom Stock · Derivative | 445 | $80.64 | $35,884.80 |
DisclosureSEC source: 0001628280-26-056311 · wk-form4_1786567878.xml · derivative · entry 1 Johnson Cheryl H · CIK 0001552649 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,714 Underlying: Common Stock · 445 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan. F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors. F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors. Read SEC document |
| May 14, 2026 Filed May 15, 2026 20:27 UTC | FLOWSERVE CORP FLS · Entity 3541 | GrantPhantom Stock · Derivative | 2,573 | $67.99 | $174,938.27 |
DisclosureSEC source: 0001628280-26-035626 · wk-form4_1778876842.xml · derivative · entry 2 Johnson Cheryl H · CIK 0001552649 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,269 Underlying: Common Stock · 2,573 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan. F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors. F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors. Read SEC document |
| May 14, 2026 Filed May 15, 2026 20:27 UTC | FLOWSERVE CORP FLS · Entity 3541 | GrantPhantom Stock · Derivative | 463 | $68.38 | $31,659.94 |
DisclosureSEC source: 0001628280-26-035626 · wk-form4_1778876842.xml · derivative · entry 1 Johnson Cheryl H · CIK 0001552649 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,696 Underlying: Common Stock · 463 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan. F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors. F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors. Read SEC document |
| February 11, 2026 Filed Feb 12, 2026 21:16 UTC | FLOWSERVE CORP FLS · Entity 3541 | GrantPhantom Stock · Derivative | 345 | $87.37 | $30,142.65 |
DisclosureSEC source: 0001628280-26-007690 · wk-form4_1770931010.xml · derivative · entry 1 Johnson Cheryl H · CIK 0001552649 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,233 Underlying: Common Stock · 345 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan. F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors. F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors. Read SEC document |
| November 13, 2025 Filed Nov 13, 2025 21:49 UTC | FLOWSERVE CORP FLS · Entity 3541 | GrantPhantom Stock · Derivative | 435 | $69.27 | $30,132.45 |
DisclosureSEC source: 0001628280-25-052103 · wk-form4_1763070539.xml · derivative · entry 1 Johnson Cheryl H · CIK 0001552649 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,888 Underlying: Common Stock · 435 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan. F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors. F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors. Read SEC document |
| July 30, 2025 Filed Jul 30, 2025 20:29 UTC | FLOWSERVE CORP FLS · Entity 3541 | GrantPhantom Stock · Derivative | 540 | $55.95 | $30,213.00 |
DisclosureSEC source: 0001628280-25-036737 · wk-form4_1753907385.xml · derivative · entry 1 Johnson Cheryl H · CIK 0001552649 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,453 Underlying: Common Stock · 540 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan. F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors. F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors. Read SEC document |
| May 16, 2025 Filed May 19, 2025 22:24 UTC | FLOWSERVE CORP FLS · Entity 3541 | GrantPhantom Stock · Derivative | 3,099 | $51.62 | $159,970.38 |
DisclosureSEC source: 0001628280-25-026659 · wk-form4_1747693485.xml · derivative · entry 1 Johnson Cheryl H · CIK 0001552649 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,913 Underlying: Common Stock · 3,099 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan. F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors. F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors. Read SEC document |
| May 05, 2025 Filed May 5, 2025 21:33 UTC | FLOWSERVE CORP FLS · Entity 3541 | GrantPhantom Stock · Derivative | 639 | $47.25 | $30,192.75 |
DisclosureSEC source: 0001552649-25-000004 · wk-form4_1746480816.xml · derivative · entry 1 Johnson Cheryl H · CIK 0001552649 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,814 Underlying: Common Stock · 639 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan. F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors. F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors. Read SEC document |
| March 04, 2025 Filed Mar 5, 2025 23:33 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 232 | $325.30 | $75,469.60 |
DisclosureSEC source: 0001104659-25-021007 · tm258358-2_4seq1.xml · nonDerivative · entry 1 Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,255 F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted March 4, 2024. F2 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| February 21, 2025 Filed Feb 24, 2025 22:18 UTC | FLOWSERVE CORP FLS · Entity 3541 | GrantPhantom Stock · Derivative | 549 | $54.99 | $30,189.51 |
DisclosureSEC source: 0000030625-25-000034 · wk-form4_1740435528.xml · derivative · entry 1 Johnson Cheryl H · CIK 0001552649 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,175 Underlying: Common Stock · 549 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan. F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors. F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors. Read SEC document |
| February 11, 2025 Filed Feb 13, 2025 19:37 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 919 | $362.70 | $333,321.30 |
DisclosureSEC source: 0001104659-25-012849 · tm255985-6_4seq1.xml · nonDerivative · entry 2 Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,435 F2 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based restricted stock units granted March 7, 2022. Read SEC document |
| February 11, 2025 Filed Feb 13, 2025 19:37 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 3,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-012849 · tm255985-6_4seq1.xml · nonDerivative · entry 1 Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,354 F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| November 06, 2024 Filed Nov 6, 2024 22:18 UTC | FLOWSERVE CORP FLS · Entity 3541 | GrantPhantom Stock · Derivative | 509 | $59.24 | $30,153.16 |
DisclosureSEC source: 0000030625-24-000097 · wk-form4_1730931474.xml · derivative · entry 1 Johnson Cheryl H · CIK 0001552649 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,626 Underlying: Common Stock · 509 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan. F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors. F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors. Read SEC document |
| November 04, 2024 Filed Nov 5, 2024 16:26 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon Stock | 2,664 | $378.84 | $1,009,229.76 |
DisclosureSEC source: 0001104659-24-114185 · tm2427462-1_4seq1.xml · nonDerivative · entry 1 Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,951 F1 · shares: This transaction was executed in multiple trades at prices ranging from $378.76 to $378.87. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 22, 2024 Filed Aug 23, 2024 15:38 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon Stock | 2,975 | $342.48 | $1,018,878.00 |
DisclosureSEC source: 0001104659-24-092303 · tm2422558-1_4seq1.xml · nonDerivative · entry 1 Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,615 F1 · shares: This transaction was executed in multiple trades at prices ranging from $342.43 to $342.58 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| August 01, 2024 Filed Aug 1, 2024 20:11 UTC | FLOWSERVE CORP FLS · Entity 3541 | GrantPhantom Stock · Derivative | 615 | $49.04 | $30,159.60 |
DisclosureSEC source: 0000030625-24-000088 · wk-form4_1722543101.xml · derivative · entry 1 Johnson Cheryl H · CIK 0001552649 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,117 Underlying: Common Stock · 615 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan. F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors. F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors. Read SEC document |
| July 16, 2024 Filed Jul 17, 2024 17:39 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon Stock | 1,508 | $350.00 | $527,800.00 |
DisclosureSEC source: 0001104659-24-080498 · tm2419406-2_4seq1.xml · nonDerivative · entry 1 Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 18,515 F1 · shares: This transaction was entered as multiple trades, all executed at the price reported above. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares at which the transaction was effected. Read SEC document |
| May 30, 2024 Filed May 31, 2024 16:32 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon Stock | 1,508 | $340.00 | $512,720.00 |
DisclosureSEC source: 0001104659-24-067037 · tm2416149-1_4seq1.xml · nonDerivative · entry 1 Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 20,023 F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| May 16, 2024 Filed May 17, 2024 20:11 UTC | FLOWSERVE CORP FLS · Entity 3541 | GrantPhantom Stock · Derivative | 3,210 | $49.84 | $159,986.40 |
DisclosureSEC source: 0000030625-24-000068 · wk-form4_1715976679.xml · derivative · entry 1 Johnson Cheryl H · CIK 0001552649 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,502 Underlying: Common Stock · 3,210 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan. F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors. F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors. Read SEC document |
| May 02, 2024 Filed May 2, 2024 20:41 UTC | FLOWSERVE CORP FLS · Entity 3541 | GrantPhantom Stock · Derivative | 610 | $47.10 | $28,731.00 |
DisclosureSEC source: 0000030625-24-000047 · wk-form4_1714682468.xml · derivative · entry 1 Johnson Cheryl H · CIK 0001552649 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,292 Underlying: Common Stock · 610 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan. F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors. F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 17:21 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantEmployee Stock Options · Derivative | 5,994 | $0.00 Strike: $338.65 | $0.00 |
DisclosureSEC source: 0001104659-24-031367 · tm248078-4_4seq1.xml · derivative · entry 3 Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,994 Underlying: Common Stock · 5,994 shares Expires 2034-03-04 F3 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 17:21 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 1,846 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-031367 · tm248078-4_4seq1.xml · nonDerivative · entry 1 Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,452 F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| February 27, 2024 Filed Feb 27, 2024 21:31 UTC | FLOWSERVE CORP FLS · Entity 3541 | GrantPhantom Stock · Derivative | 682 | $42.17 | $28,759.94 |
DisclosureSEC source: 0000030625-24-000036 · wk-form4_1709069477.xml · derivative · entry 1 Johnson Cheryl H · CIK 0001552649 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 682 Underlying: Common Stock · 682 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan. F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors. F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors. Read SEC document |
| February 13, 2024 Filed Feb 15, 2024 11:01 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 1,197 | $313.40 | $375,139.80 |
DisclosureSEC source: 0001104659-24-024291 · tm245322-5_4seq1.xml · nonDerivative · entry 2 Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,540 F2 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based stock units granted March 1, 2021. Read SEC document |
| February 13, 2024 Filed Feb 15, 2024 11:01 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 4,213 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-024291 · tm245322-5_4seq1.xml · nonDerivative · entry 1 Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,737 F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| December 07, 2023 Filed Dec 11, 2023 21:02 UTC | FLOWSERVE CORP FLS · Entity 3541 | GrantCommon Stock | 1,623 | $0.00 | $0.00 |
DisclosureSEC source: 0000030625-23-000147 · wk-form4_1702328552.xml · nonDerivative · entry 1 Johnson Cheryl H · CIK 0001552649 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,623 F1 · shares: Represents the pro-rata annual restricted stock grant for the director under the Flowserve Long-Term Incentive Plan. The shares vest on May 25, 2024. Read SEC document |
| August 09, 2023 Filed Aug 10, 2023 21:50 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Options · Derivative | 18,294 | $151.12 Strike: $151.12 | $2,764,589.28 |
DisclosureSEC source: 0001104659-23-089917 · tm2323048-3_4seq1.xml · derivative · entry 5 Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,294 shares Expires 2028-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 5, 2018 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| August 09, 2023 Filed Aug 10, 2023 21:50 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon Stock | 1,400 | $287.06 | $401,884.00 |
DisclosureSEC source: 0001104659-23-089917 · tm2323048-3_4seq1.xml · nonDerivative · entry 3 Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,362 F2 · price: This transaction was executed in multiple trades at prices ranging from $287.00 to $287.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 09, 2023 Filed Aug 10, 2023 21:50 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon Stock | 16,894 | $286.27 | $4,836,245.38 |
DisclosureSEC source: 0001104659-23-089917 · tm2323048-3_4seq1.xml · nonDerivative · entry 2 Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,762 F1 · price: This transaction was executed in multiple trades at prices ranging from $286.00 to $286.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 09, 2023 Filed Aug 10, 2023 21:50 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon Stock | 18,294 | $151.12 | $2,764,589.28 |
DisclosureSEC source: 0001104659-23-089917 · tm2323048-3_4seq1.xml · nonDerivative · entry 1 Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,656 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 18, 2023 Filed Jul 19, 2023 23:22 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Options · Derivative | 6,415 | $127.60 Strike: $127.60 | $818,554.00 |
DisclosureSEC source: 0001104659-23-082464 · tm2321642-1_4seq1.xml · derivative · entry 4 Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,415 shares Expires 2030-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 2, 2020 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| July 18, 2023 Filed Jul 19, 2023 23:22 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon Stock | 6,415 | $260.00 | $1,667,900.00 |
DisclosureSEC source: 0001104659-23-082464 · tm2321642-1_4seq1.xml · nonDerivative · entry 2 Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 16,362 F2 · shares: This transaction was executed as multiple trades, all executed at the price reported above. The reporting person herby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares at which the transaction was effected. Read SEC document |
| July 18, 2023 Filed Jul 19, 2023 23:22 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon Stock | 6,415 | $127.60 | $818,554.00 |
DisclosureSEC source: 0001104659-23-082464 · tm2321642-1_4seq1.xml · nonDerivative · entry 1 Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 22,777 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| March 06, 2023 Filed Mar 8, 2023 18:38 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantEmployee Stock Options · Derivative | 24,410 | $0.00 Strike: $253.98 | $0.00 |
DisclosureSEC source: 0001104659-23-030006 · tm238923-4_4seq1.xml · derivative · entry 1 Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,410 Underlying: Common Stock · 24,410 shares Expires 2033-03-06 F1 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| February 07, 2023 Filed Feb 9, 2023 02:06 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 1,829 | $248.68 | $454,835.72 |
DisclosureSEC source: 0001104659-23-014712 · tm236025-3_4seq1.xml · nonDerivative · entry 2 Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,202 F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based stock units granted March 2, 2020. Read SEC document |
| February 07, 2023 Filed Feb 9, 2023 02:06 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 4,174 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-014712 · tm236025-3_4seq1.xml · nonDerivative · entry 1 Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,031 Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 02:55 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Options · Derivative | 9,623 | $127.60 Strike: $127.60 | $1,227,894.80 |
DisclosureSEC source: 0001104659-23-011402 · tm235646-1_4seq1.xml · derivative · entry 14 Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,415 Underlying: Common Stock · 9,623 shares Expires 2030-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 2, 2020 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 02:55 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Options · Derivative | 14,260 | $138.35 Strike: $138.35 | $1,972,871.00 |
DisclosureSEC source: 0001104659-23-011402 · tm235646-1_4seq1.xml · derivative · entry 13 Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,260 shares Expires 2029-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 4, 2019 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 02:55 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon Stock | 9,623 | $250.68 | $2,412,293.64 |
DisclosureSEC source: 0001104659-23-011402 · tm235646-1_4seq1.xml · nonDerivative · entry 6 Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,857 F3 · price: This transaction was executed in multiple trades at prices ranging from $250.50 to $250.865. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 02:55 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon Stock | 9,623 | $127.60 | $1,227,894.80 |
DisclosureSEC source: 0001104659-23-011402 · tm235646-1_4seq1.xml · nonDerivative · entry 5 Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,480 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 02:55 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon Stock | 14,260 | $250.27 | $3,568,850.20 |
DisclosureSEC source: 0001104659-23-011402 · tm235646-1_4seq1.xml · nonDerivative · entry 4 Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,857 F2 · price: This transaction was executed in multiple trades at prices ranging from $249.83 to $250.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 02:55 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon Stock | 14,260 | $138.35 | $1,972,871.00 |
DisclosureSEC source: 0001104659-23-011402 · tm235646-1_4seq1.xml · nonDerivative · entry 3 Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,117 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 02:55 UTC | CATERPILLAR INC CAT · Entity 2808 | GiftCommon Stock | 693 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-011402 · tm235646-1_4seq1.xml · nonDerivative · entry 2 Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,857 F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| January 20, 2023 Filed Feb 7, 2023 02:55 UTC | CATERPILLAR INC CAT · Entity 2808 | OtherEmployee Stock Options · Derivative | 12,091 | $0.00 Strike: $196.70 | $0.00 |
DisclosureSEC source: 0001104659-23-011402 · tm235646-1_4seq1.xml · derivative · entry 12 Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,090 Underlying: Common Stock · 12,091 shares Expires 2032-03-07 F5 · shares: Reflects stock options transferred to a former spouse pursuant to a domestic relations order. F10 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 7, 2022 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| January 20, 2023 Filed Feb 7, 2023 02:55 UTC | CATERPILLAR INC CAT · Entity 2808 | OtherEmployee Stock Options · Derivative | 15,541 | $0.00 Strike: $219.76 | $0.00 |
DisclosureSEC source: 0001104659-23-011402 · tm235646-1_4seq1.xml · derivative · entry 11 Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,541 Underlying: Common Stock · 15,541 shares Expires 2031-03-01 F5 · shares: Reflects stock options transferred to a former spouse pursuant to a domestic relations order. F9 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 1, 2021 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| January 20, 2023 Filed Feb 7, 2023 02:55 UTC | CATERPILLAR INC CAT · Entity 2808 | OtherEmployee Stock Options · Derivative | 16,039 | $0.00 Strike: $127.60 | $0.00 |
DisclosureSEC source: 0001104659-23-011402 · tm235646-1_4seq1.xml · derivative · entry 10 Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,038 Underlying: Common Stock · 16,039 shares Expires 2030-03-02 F5 · shares: Reflects stock options transferred to a former spouse pursuant to a domestic relations order. F8 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 2, 2020 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| January 20, 2023 Filed Feb 7, 2023 02:55 UTC | CATERPILLAR INC CAT · Entity 2808 | OtherEmployee Stock Options · Derivative | 14,260 | $0.00 Strike: $138.35 | $0.00 |
DisclosureSEC source: 0001104659-23-011402 · tm235646-1_4seq1.xml · derivative · entry 9 Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,260 Underlying: Common Stock · 14,260 shares Expires 2029-03-04 F5 · shares: Reflects stock options transferred to a former spouse pursuant to a domestic relations order. F7 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 4, 2019 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| January 20, 2023 Filed Feb 7, 2023 02:55 UTC | CATERPILLAR INC CAT · Entity 2808 | OtherEmployee Stock Options · Derivative | 18,295 | $0.00 Strike: $151.12 | $0.00 |
DisclosureSEC source: 0001104659-23-011402 · tm235646-1_4seq1.xml · derivative · entry 8 Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,294 Underlying: Common Stock · 18,295 shares Expires 2028-03-05 F5 · shares: Reflects stock options transferred to a former spouse pursuant to a domestic relations order. F6 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 5, 2018 and vested equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| November 09, 2022 Filed Feb 7, 2023 02:55 UTC | CATERPILLAR INC CAT · Entity 2808 | GiftCommon Stock | 6,607 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-011402 · tm235646-1_4seq1.xml · nonDerivative · entry 1 Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,440 F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| March 07, 2022 Filed Mar 8, 2022 23:23 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantEmployee Stock Options · Derivative | 24,181 | $0.00 Strike: $196.70 | $0.00 |
DisclosureSEC source: 0000018230-22-000071 · wf-form4_164678178092660.xml · derivative · entry 1 Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,181 Underlying: Common Stock · 24,181 shares Expires 2032-03-07 F1 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.