Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ARROW FINANCIAL CORPAROW · Entity 5233 | Director · Chairman | May 26, 2023 | May 30, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ARROW FINANCIAL CORP
Report date May 26, 2023 · Filed May 30, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 190,629 |
Reported balance
After 2023-05-26 transaction · row 1
1 source rowRow 1 · 2023-05-26 · Gift · Disposed 16,587 · Balance 190,629 F1: On May 26, 2023 16,587 shares were gifted by the reporting person to his wife. |
| Common StockSEC Table I · non-derivative | IndirectBy Wife | 22,444 |
Reported balance
After 2023-05-26 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2023-05-26 · Gift · Acquired 16,587 · Balance 22,444 F1: On May 26, 2023 16,587 shares were gifted by the reporting person to his wife. |
| Common StockSEC Table I · non-derivative | IndirectWife's IRA | 3,207 |
Reported balance
Holding disclosure · report date 2023-05-26 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,207 |
Filing footnotes · ownership attribution and instrument terms
F1: On May 26, 2023 16,587 shares were gifted by the reporting person to his wife.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 04, 2017 Filed Feb 1, 2018 21:07 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 280 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-18-000027 · wf-form4_151751923866774.xml · nonDerivative · entry 1 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,546 Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 21:29 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 211 | $36.80 | $7,764.80 |
DisclosureSEC source: 0000717538-17-000197 · wf-form4_151216373573976.xml · nonDerivative · entry 1 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,826 F1 · shares: Semi-annual Director's Retainer Payment. Shares acquired by the Administrator of the Director's Stock Plan. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 11:33 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | SaleCommon Stock | 1,300 | $35.16 | $45,708.00 |
DisclosureSEC source: 0000717538-17-000174 · wf-form4_151126398746567.xml · nonDerivative · entry 3 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,615 Read SEC document |
| October 27, 2017 Filed Nov 21, 2017 11:33 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 282 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-17-000174 · wf-form4_151126398746567.xml · nonDerivative · entry 2 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,915 Read SEC document |
| October 26, 2017 Filed Nov 21, 2017 11:33 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 864 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-17-000174 · wf-form4_151126398746567.xml · nonDerivative · entry 1 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,633 F1 · balance_after: The information provided reflects 5127 shares acquired via a stock dividend since June 09, 2017 which were not required to be reported on a Form 4. This information is being furnished todisclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| June 08, 2017 Filed Jun 9, 2017 15:35 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | SaleCommon Stock | 1,000 | $32.75 | $32,750.00 |
DisclosureSEC source: 0000717538-17-000114 · wf-form4_149702254131486.xml · nonDerivative · entry 1 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,934 Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 20:55 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 245 | $31.65 | $7,754.25 |
DisclosureSEC source: 0000717538-17-000109 · wf-form4_149635048847885.xml · nonDerivative · entry 3 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,934 F1 · shares: Semi-annual Director's Retainer Payment. Shares acquired by the Administrator of the Director's Stock Plan. Read SEC document |
| May 26, 2017 Filed Jun 1, 2017 20:55 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 589 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-17-000109 · wf-form4_149635048847885.xml · nonDerivative · entry 2 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,689 Read SEC document |
| May 04, 2017 Filed Jun 1, 2017 20:55 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 165 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-17-000109 · wf-form4_149635048847885.xml · nonDerivative · entry 1 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,278 Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 19:13 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 7,981 | $0.00 Strike: $17.82 | $0.00 |
DisclosureSEC source: 0000717538-17-000077 · wf-form4_149340677548339.xml · derivative · entry 6 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,981 shares Expires 2017-11-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options vested annually in four equal installments beginning November 28, 2008 Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 19:13 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Tax withholdingCommon Stock | 5,722 | $34.75 | $198,839.50 |
DisclosureSEC source: 0000717538-17-000077 · wf-form4_149340677548339.xml · nonDerivative · entry 3 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,443 Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 19:13 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionCommon Stock | 7,981 | $17.82 | $142,221.42 |
DisclosureSEC source: 0000717538-17-000077 · wf-form4_149340677548339.xml · nonDerivative · entry 2 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2017 Filed Apr 28, 2017 19:13 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 275 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-17-000077 · wf-form4_149340677548339.xml · nonDerivative · entry 1 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,184 Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 23:25 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GrantDirector Stock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $37.20 | $0.00 |
DisclosureSEC source: 0000717538-17-000037 · wf-form4_148547314662174.xml · derivative · entry 5 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2027-01-25 F2 · derivative.exercise_date: The options vest in four equal installments beginning January 25, 2018 Read SEC document |
| December 05, 2016 Filed Jan 26, 2017 23:25 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 1,555 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-17-000037 · wf-form4_148547314662174.xml · nonDerivative · entry 1 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,459 Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 21:26 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 204 | $37.85 | $7,721.40 |
DisclosureSEC source: 0000717538-16-000381 · wf-form4_148062757693073.xml · nonDerivative · entry 4 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,014 Read SEC document |
| November 18, 2016 Filed Dec 1, 2016 21:26 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 432 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-16-000381 · wf-form4_148062757693073.xml · nonDerivative · entry 3 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,810 F1 · balance_after: The information provided reflects 5015 shares acquired via a stock dividend since June 06, 2016 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| September 01, 2016 Filed Dec 1, 2016 21:26 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 1,210 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-16-000381 · wf-form4_148062757693073.xml · nonDerivative · entry 2 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,227 Read SEC document |
| June 10, 2016 Filed Dec 1, 2016 21:26 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 425 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-16-000381 · wf-form4_148062757693073.xml · nonDerivative · entry 1 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,437 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.