Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ARROW FINANCIAL CORPAROW · Entity 5233 | Director · Chairman | May 26, 2023 | May 30, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ARROW FINANCIAL CORP
Report date May 26, 2023 · Filed May 30, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 190,629 |
Reported balance
After 2023-05-26 transaction · row 1
1 source rowRow 1 · 2023-05-26 · Gift · Disposed 16,587 · Balance 190,629 F1: On May 26, 2023 16,587 shares were gifted by the reporting person to his wife. |
| Common StockSEC Table I · non-derivative | IndirectBy Wife | 22,444 |
Reported balance
After 2023-05-26 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2023-05-26 · Gift · Acquired 16,587 · Balance 22,444 F1: On May 26, 2023 16,587 shares were gifted by the reporting person to his wife. |
| Common StockSEC Table I · non-derivative | IndirectWife's IRA | 3,207 |
Reported balance
Holding disclosure · report date 2023-05-26 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,207 |
Filing footnotes · ownership attribution and instrument terms
F1: On May 26, 2023 16,587 shares were gifted by the reporting person to his wife.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 26, 2023 Filed May 30, 2023 19:31 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 16,587 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-23-000124 · wk-form4_1685475101.xml · nonDerivative · entry 2 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · By Wife Disclosed balance after: 22,444 F1 · shares: On May 26, 2023 16,587 shares were gifted by the reporting person to his wife. Read SEC document |
| May 26, 2023 Filed May 30, 2023 19:31 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 16,587 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-23-000124 · wk-form4_1685475101.xml · nonDerivative · entry 1 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 190,629 F1 · shares: On May 26, 2023 16,587 shares were gifted by the reporting person to his wife. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 00:12 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GrantDirector Stock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $32.41 | $0.00 |
DisclosureSEC source: 0000717538-23-000073 · wf-form4_167538316455526.xml · derivative · entry 4 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2033-02-01 F1 · derivative.exercise_date: The options vests in four equal installments beginning February 01, 2024 Read SEC document |
| January 11, 2023 Filed Jan 12, 2023 13:59 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 378 | $33.38 | $12,617.64 |
DisclosureSEC source: 0000717538-23-000024 · wf-form4_167353192597277.xml · nonDerivative · entry 2 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,216 F1 · kind: Quarterly Director's Retainer payment. Read SEC document |
| January 09, 2023 Filed Jan 12, 2023 13:59 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 900 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-23-000024 · wf-form4_167353192597277.xml · nonDerivative · entry 1 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,838 Read SEC document |
| October 12, 2022 Filed Oct 13, 2022 14:06 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 395 | $29.10 | $11,494.50 |
DisclosureSEC source: 0000717538-22-000215 · wf-form4_166566999985266.xml · nonDerivative · entry 1 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,738 F1 · kind: Quarterly Director's Retainer payment. F2 · balance_after: The information provided reflects 6038 shares acquired via a stock dividend since July 13, 2022 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| July 13, 2022 Filed Jul 13, 2022 21:44 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 295 | $31.35 | $9,248.25 |
DisclosureSEC source: 0000717538-22-000163 · wf-form4_165774863256961.xml · nonDerivative · entry 2 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,305 F1 · kind: Quarterly Director's Retainer payment. Read SEC document |
| July 08, 2022 Filed Jul 13, 2022 21:44 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 900 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-22-000163 · wf-form4_165774863256961.xml · nonDerivative · entry 1 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,010 Read SEC document |
| April 13, 2022 Filed Apr 14, 2022 15:59 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 293 | $31.53 | $9,238.29 |
DisclosureSEC source: 0000717538-22-000117 · wf-form4_164995194684943.xml · nonDerivative · entry 3 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,910 F1 · kind: Quarterly Director's Retainer payment. Read SEC document |
| February 11, 2022 Filed Apr 14, 2022 15:59 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 700 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-22-000117 · wf-form4_164995194684943.xml · nonDerivative · entry 2 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,617 Read SEC document |
| February 09, 2022 Filed Apr 14, 2022 15:59 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 800 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-22-000117 · wf-form4_164995194684943.xml · nonDerivative · entry 1 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,317 Read SEC document |
| January 26, 2022 Filed Jan 27, 2022 15:46 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GrantDirector Stock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $35.83 | $0.00 |
DisclosureSEC source: 0000717538-22-000050 · wf-form4_164329837030446.xml · derivative · entry 4 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2032-01-26 F1 · derivative.exercise_date: The options vests in four equal installments beginning January 26, 2023 Read SEC document |
| January 12, 2022 Filed Jan 13, 2022 18:01 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 260 | $35.64 | $9,266.40 |
DisclosureSEC source: 0000717538-22-000019 · wf-form4_164209689608023.xml · nonDerivative · entry 1 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,117 F1 · kind: Quarterly Director's Retainer payment. Read SEC document |
| October 13, 2021 Filed Oct 14, 2021 18:24 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 245 | $35.74 | $8,756.30 |
DisclosureSEC source: 0000717538-21-000216 · wf-form4_163423584065960.xml · nonDerivative · entry 1 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,857 F1 · kind: Quarterly Director's Retainer payment. F2 · balance_after: The information provided reflects 5899 shares acquired via a stock dividend since July 14, 2021 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| July 14, 2021 Filed Jul 15, 2021 19:03 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 243 | $36.09 | $8,769.87 |
DisclosureSEC source: 0000717538-21-000155 · wf-form4_162637579755137.xml · nonDerivative · entry 1 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,713 F1 · kind: Quarterly Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan. Read SEC document |
| April 14, 2021 Filed Apr 15, 2021 17:23 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 258 | $33.93 | $8,753.94 |
DisclosureSEC source: 0000717538-21-000103 · wf-form4_161850738210192.xml · nonDerivative · entry 3 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,470 F1 · kind: Quarterly Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan. Read SEC document |
| March 12, 2021 Filed Apr 15, 2021 17:23 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-21-000103 · wf-form4_161850738210192.xml · nonDerivative · entry 2 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,212 Read SEC document |
| March 02, 2021 Filed Apr 15, 2021 17:23 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 800 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-21-000103 · wf-form4_161850738210192.xml · nonDerivative · entry 1 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,612 Read SEC document |
| January 27, 2021 Filed Jan 28, 2021 20:16 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GrantDirector Stock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $29.55 | $0.00 |
DisclosureSEC source: 0000717538-21-000054 · wf-form4_161186499796833.xml · derivative · entry 4 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2031-01-27 F1 · derivative.exercise_date: The options vests in four equal installments beginning January 27, 2022 Read SEC document |
| January 13, 2021 Filed Jan 14, 2021 18:30 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 282 | $30.98 | $8,736.36 |
DisclosureSEC source: 0000717538-21-000021 · wf-form4_161064900145229.xml · nonDerivative · entry 4 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,412 F2 · kind: Quarterly Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan. Read SEC document |
| December 03, 2020 Filed Jan 14, 2021 18:30 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 675 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-21-000021 · wf-form4_161064900145229.xml · nonDerivative · entry 3 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,130 Read SEC document |
| October 26, 2020 Filed Jan 14, 2021 18:30 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 175 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-21-000021 · wf-form4_161064900145229.xml · nonDerivative · entry 2 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,805 Read SEC document |
| October 07, 2020 Filed Jan 14, 2021 18:30 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-21-000021 · wf-form4_161064900145229.xml · nonDerivative · entry 5 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 5,521 F3 · balance_after: The information provided reflects 175 shares acquired via a stock dividend since July 31,2020 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| October 07, 2020 Filed Jan 14, 2021 18:30 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-21-000021 · wf-form4_161064900145229.xml · nonDerivative · entry 1 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,980 F1 · balance_after: The information provided reflects 5823 shares acquired via a stock dividend since July 31, 2020 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| July 31, 2020 Filed Aug 3, 2020 18:08 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | PurchaseCommon Stock | 3,000 | $27.41 | $82,233.00 |
DisclosureSEC source: 0000717538-20-000156 · wf-form4_159647807717305.xml · nonDerivative · entry 1 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,157 Read SEC document |
| May 28, 2020 Filed May 29, 2020 19:22 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 323 | $29.45 | $9,512.35 |
DisclosureSEC source: 0000717538-20-000125 · wf-form4_159078011279870.xml · nonDerivative · entry 1 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,157 F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan. Read SEC document |
| January 29, 2020 Filed Jan 30, 2020 20:57 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GrantDirector Stock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $35.28 | $0.00 |
DisclosureSEC source: 0000717538-20-000033 · wf-form4_158041786267980.xml · derivative · entry 4 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2030-01-29 F1 · derivative.exercise_date: The options vests in four equal installments beginning January 29, 2021 Read SEC document |
| December 09, 2019 Filed Jan 7, 2020 20:31 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | SaleCommon Stock | 1,000 | $35.57 | $35,570.00 |
DisclosureSEC source: 0000717538-20-000003 · wf-form4_157842906689895.xml · nonDerivative · entry 1 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,834 Read SEC document |
| November 29, 2019 Filed Dec 2, 2019 22:20 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 265 | $35.86 | $9,502.90 |
DisclosureSEC source: 0000717538-19-000255 · wf-form4_157532518858764.xml · nonDerivative · entry 2 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,834 F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan. Read SEC document |
| November 14, 2019 Filed Dec 2, 2019 22:20 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 900 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-19-000255 · wf-form4_157532518858764.xml · nonDerivative · entry 1 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,569 Read SEC document |
| November 05, 2019 Filed Nov 6, 2019 13:51 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | SaleCommon Stock | 1,500 | $36.05 | $54,070.35 |
DisclosureSEC source: 0000717538-19-000225 · wf-form4_157304828116556.xml · nonDerivative · entry 2 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,469 Read SEC document |
| November 05, 2019 Filed Nov 6, 2019 13:51 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 185 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-19-000225 · wf-form4_157304828116556.xml · nonDerivative · entry 1 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,969 F1 · balance_after: The information provided reflects 5653 shares acquired via a stock dividend since May 30, 2019 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| May 30, 2019 Filed May 31, 2019 17:48 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 292 | $32.49 | $9,487.08 |
DisclosureSEC source: 0000717538-19-000148 · wf-form4_155932488313422.xml · nonDerivative · entry 1 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,501 F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan. Read SEC document |
| May 08, 2019 Filed May 9, 2019 16:55 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 15,228 | $20.90 Strike: $20.90 | $318,265.20 |
DisclosureSEC source: 0000717538-19-000127 · wf-form4_155742088920927.xml · derivative · entry 6 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,228 shares Expires 2021-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option vested in four equal installments starting January 26,2012 Read SEC document |
| May 08, 2019 Filed May 9, 2019 16:55 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Tax withholdingCommon Stock | 11,570 | $33.48 | $387,363.60 |
DisclosureSEC source: 0000717538-19-000127 · wf-form4_155742088920927.xml · nonDerivative · entry 3 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,209 Read SEC document |
| May 08, 2019 Filed May 9, 2019 16:55 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionCommon Stock | 15,228 | $20.90 | $318,265.20 |
DisclosureSEC source: 0000717538-19-000127 · wf-form4_155742088920927.xml · nonDerivative · entry 2 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,779 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2019 Filed May 9, 2019 16:55 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-19-000127 · wf-form4_155742088920927.xml · nonDerivative · entry 1 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,551 Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 23:42 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 15,686 | $0.00 Strike: $19.58 | $0.00 |
DisclosureSEC source: 0000717538-19-000068 · wf-form4_155070612542002.xml · derivative · entry 5 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,686 shares Expires 2020-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested in four equal installments starting January 27, 2011. Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 23:42 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Tax withholdingCommon Stock | 11,357 | $35.90 | $407,716.30 |
DisclosureSEC source: 0000717538-19-000068 · wf-form4_155070612542002.xml · nonDerivative · entry 2 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,051 Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 23:42 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionCommon Stock | 15,686 | $19.58 | $307,131.88 |
DisclosureSEC source: 0000717538-19-000068 · wf-form4_155070612542002.xml · nonDerivative · entry 1 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,408 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2019 Filed Jan 31, 2019 21:32 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GrantDirector Stock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $31.71 | $0.00 |
DisclosureSEC source: 0000717538-19-000044 · wf-form4_154897034236313.xml · derivative · entry 4 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2029-01-30 F1 · derivative.exercise_date: The options vests in four equal installments beginning January 30, 2020 Read SEC document |
| November 29, 2018 Filed Nov 30, 2018 21:33 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 221 | $35.13 | $7,763.73 |
DisclosureSEC source: 0000717538-18-000206 · wf-form4_154361358517415.xml · nonDerivative · entry 2 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,722 F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan. F2 · balance_after: The information provided reflects 5286 shares acquired via a stock dividend since May 30, 2018 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| June 01, 2018 Filed Nov 30, 2018 21:33 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 761 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-18-000206 · wf-form4_154361358517415.xml · nonDerivative · entry 1 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,215 Read SEC document |
| May 30, 2018 Filed May 31, 2018 19:36 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 204 | $37.95 | $7,741.80 |
DisclosureSEC source: 0000717538-18-000122 · wf-form4_152779537131876.xml · nonDerivative · entry 1 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,976 F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan. Read SEC document |
| May 10, 2018 Filed May 10, 2018 23:45 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 15,686 | $0.00 Strike: $18.00 | $0.00 |
DisclosureSEC source: 0000717538-18-000100 · wf-form4_152599592253450.xml · derivative · entry 6 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,686 shares Expires 2019-01-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options vested in four equal annual installments starting January 21, 2010. Read SEC document |
| May 10, 2018 Filed May 10, 2018 23:45 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Tax withholdingCommon Stock | 10,730 | $37.35 | $400,765.50 |
DisclosureSEC source: 0000717538-18-000100 · wf-form4_152599592253450.xml · nonDerivative · entry 3 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,772 Read SEC document |
| May 10, 2018 Filed May 10, 2018 23:45 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionCommon Stock | 15,686 | $18.00 | $282,348.00 |
DisclosureSEC source: 0000717538-18-000100 · wf-form4_152599592253450.xml · nonDerivative · entry 2 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,502 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2018 Filed May 10, 2018 23:45 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 830 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-18-000100 · wf-form4_152599592253450.xml · nonDerivative · entry 1 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,816 Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 21:07 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GrantDirector Stock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $32.80 | $0.00 |
DisclosureSEC source: 0000717538-18-000027 · wf-form4_151751923866774.xml · derivative · entry 5 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2028-01-31 F1 · derivative.exercise_date: The options vests in four equal installments beginning January 31, 2019 Read SEC document |
| December 05, 2017 Filed Feb 1, 2018 21:07 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 900 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-18-000027 · wf-form4_151751923866774.xml · nonDerivative · entry 2 HOY THOMAS L · CIK 0001184486 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,646 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.