Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SHF Holdings, Inc.SHFS · Entity 8514 | Chief Financial Officer | May 23, 2023 | May 30, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SHF Holdings, Inc.
Report date May 23, 2023 · Filed May 30, 2023 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A Common SharesSEC Table I · non-derivative | Direct | 166,667 |
Last balance in matching sequence
After 2023-05-24 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2023-05-23 · Purchase · Acquired 25,000 · Balance 141,667 Row 2 · 2023-05-24 · Purchase · Acquired 25,000 · Balance 166,667 |
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AGILYSYS INC
Report date January 03, 2017 · Filed January 11, 2017
Section 16 reporting ended · disclosed 2017-01-11. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Flash Sports & Media Holdings, Inc.
Report date August 26, 2022 · Filed September 09, 2022
Section 16 reporting ended · disclosed 2022-09-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock subject to Vesting/forfeitureSEC Table I · non-derivative | Direct | 37,837 |
Reported balance
After 2022-08-26 transaction · row 1
1 source rowRow 1 · 2022-08-26 · Disposition to issuer · Disposed 129,190 · Balance 37,837 F1: On August 26, 2022, the Issuer announced that the Reporting Person (also has reported as Dennedy, James H. in prior filings) is resigning from his positions as a Director and Executive Officer of the Issuer. The 129,190 Shares of Common Stock represent Shares previously reported by the Reporting Person that will not vest or be issued in the future. The Reporting Person directly owns 37,873 Shares of Common Stock following the forfeiture of non-vesting restricted stock grants. |
| Common Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $7.20 · Expires 2028-08-22 | Direct | 16,667 |
Reported balance
After 2018-08-22 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-08-22 · Grant · Acquired 16,667 · Balance 16,667 F3: The stock option was issued in connection with the Reporting Person serving as Board Director and vested proportionately over a three-year period on each annual period beginning on August 22, 2019; the stock option fully vested on August 22, 2021. The 16,667 shares are as adjusted for a reverse stock split which occurred on 12/31/2020. |
| Common Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $7.20 · Expires 2029-04-01 | Direct | 20,000 |
Reported balance
After 2019-04-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-04-01 · Grant · Acquired 3,333 · Balance 20,000 F4: The stock option was issued in connection with the Reporting Person serving on Board Committees for the prior year and immediately vested upon issuance. The 3,333 shares are as adjusted for a reverse stock split which occurred on 12/31/2020. |
| Common StockSEC Table I · non-derivative | IndirectOwnership of entity which holds the stock in the Issuer | 160,155 |
Reported balance
Holding disclosure · report date 2022-08-26 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 160,155 F2: The Reporting Person is the sole equity holder of Hamilton-Madison Group, LLC and as such may be deemed to beneficially own the shares held by it. The reporting person was the managing member of HMG Partners I, LLC and such entity has subsequently been dissolved and its shares distributed to its members. |
Filing footnotes · ownership attribution and instrument terms
F1: On August 26, 2022, the Issuer announced that the Reporting Person (also has reported as Dennedy, James H. in prior filings) is resigning from his positions as a Director and Executive Officer of the Issuer. The 129,190 Shares of Common Stock represent Shares previously reported by the Reporting Person that will not vest or be issued in the future. The Reporting Person directly owns 37,873 Shares of Common Stock following the forfeiture of non-vesting restricted stock grants.
F2: The Reporting Person is the sole equity holder of Hamilton-Madison Group, LLC and as such may be deemed to beneficially own the shares held by it. The reporting person was the managing member of HMG Partners I, LLC and such entity has subsequently been dissolved and its shares distributed to its members.
F3: The stock option was issued in connection with the Reporting Person serving as Board Director and vested proportionately over a three-year period on each annual period beginning on August 22, 2019; the stock option fully vested on August 22, 2021. The 16,667 shares are as adjusted for a reverse stock split which occurred on 12/31/2020.
F4: The stock option was issued in connection with the Reporting Person serving on Board Committees for the prior year and immediately vested upon issuance. The 3,333 shares are as adjusted for a reverse stock split which occurred on 12/31/2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 24, 2023 Filed May 24, 2023 22:00 UTC | SHF Holdings, Inc. SHFS) · Entity 8514 | PurchaseSeries A Common Shares | 25,000 | $0.40 | $10,000.00 |
DisclosureSEC source: 0001493152-23-018964 · ownership.xml · nonDerivative · entry 3 Dennedy James H · CIK 0001249723 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 166,667 Read SEC document |
| May 24, 2023 Filed May 30, 2023 20:30 UTC Amendment | SHF Holdings, Inc. SHFS · Entity 8514 | PurchaseSeries A Common Shares | 25,000 | $0.40 | $10,000.00 |
DisclosureSEC source: 0001493152-23-019473 · ownership.xml · nonDerivative · entry 2 Dennedy James H · CIK 0001249723 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 166,667 Read SEC document |
| May 23, 2023 Filed May 24, 2023 22:00 UTC | SHF Holdings, Inc. SHFS) · Entity 8514 | PurchaseSeries A Common Shares | 25,000 | $0.38 | $9,500.00 |
DisclosureSEC source: 0001493152-23-018964 · ownership.xml · nonDerivative · entry 2 Dennedy James H · CIK 0001249723 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 141,667 Read SEC document |
| May 23, 2023 Filed May 30, 2023 20:30 UTC Amendment | SHF Holdings, Inc. SHFS · Entity 8514 | PurchaseSeries A Common Shares | 25,000 | $0.38 | $9,500.00 |
DisclosureSEC source: 0001493152-23-019473 · ownership.xml · nonDerivative · entry 1 Dennedy James H · CIK 0001249723 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 141,667 Read SEC document |
| May 09, 2023 Filed May 24, 2023 22:00 UTC | SHF Holdings, Inc. SHFS) · Entity 8514 | GrantSeries A Common Shares | 116,667 | $0.50 | $58,333.50 |
DisclosureSEC source: 0001493152-23-018964 · ownership.xml · nonDerivative · entry 1 Dennedy James H · CIK 0001249723 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,667 Read SEC document |
| August 26, 2022 Filed Sep 9, 2022 21:30 UTC | Flash Sports & Media Holdings, Inc. UGRO · Entity 8355 | Disposition to issuerCommon Stock subject to Vesting/forfeiture | 129,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-025545 · ownership.xml · nonDerivative · entry 1 DENNEDY JIM · CIK 0001249723 · Former Director, Pres. and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,837 F1 · kind: On August 26, 2022, the Issuer announced that the Reporting Person (also has reported as Dennedy, James H. in prior filings) is resigning from his positions as a Director and Executive Officer of the Issuer. The 129,190 Shares of Common Stock represent Shares previously reported by the Reporting Person that will not vest or be issued in the future. The Reporting Person directly owns 37,873 Shares of Common Stock following the forfeiture of non-vesting restricted stock grants. F1 · shares: On August 26, 2022, the Issuer announced that the Reporting Person (also has reported as Dennedy, James H. in prior filings) is resigning from his positions as a Director and Executive Officer of the Issuer. The 129,190 Shares of Common Stock represent Shares previously reported by the Reporting Person that will not vest or be issued in the future. The Reporting Person directly owns 37,873 Shares of Common Stock following the forfeiture of non-vesting restricted stock grants. Read SEC document |
| May 16, 2022 Filed May 17, 2022 14:17 UTC | Flash Sports & Media Holdings, Inc. UGRO · Entity 8355 | PurchaseCommon Stock | 3,889 | $6.29 | $24,461.81 |
DisclosureSEC source: 0001474506-22-000050 · primary_doc.xml · nonDerivative · entry 1 DENNEDY JIM · CIK 0001249723 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Indirect · By Hamilton-Madison Group LLC Disclosed balance after: 217,991 Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 17:24 UTC Amendment | Flash Sports & Media Holdings, Inc. UGRO · Entity 8355 | GrantCommon Stock | 4,500 | $9.09 | $40,905.00 |
DisclosureSEC source: 0001493152-21-030489 · ownership.xml · nonDerivative · entry 2 DENNEDY JIM · CIK 0001249723 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,758 Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 17:24 UTC Amendment | Flash Sports & Media Holdings, Inc. UGRO · Entity 8355 | GrantCommon Stock | 5,500 | $9.24 | $50,820.00 |
DisclosureSEC source: 0001493152-21-030489 · ownership.xml · nonDerivative · entry 1 DENNEDY JIM · CIK 0001249723 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,258 Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 15:29 UTC | Flash Sports & Media Holdings, Inc. UGRO · Entity 8355 | GrantCommon Stock | 59,968 | $0.00 | $0.00 |
DisclosureSEC source: 0001474506-21-000113 · primary_doc.xml · nonDerivative · entry 1 DENNEDY JIM · CIK 0001249723 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,593 Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 21:49 UTC Amendment | Flash Sports & Media Holdings, Inc. UGRO · Entity 8355 | GrantCommon Stock | 59,968 | $0.00 | $0.00 |
DisclosureSEC source: 0001474506-21-000118 · primary_doc.xml · nonDerivative · entry 2 DENNEDY JIM · CIK 0001249723 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 456,356 Read SEC document |
| May 19, 2021 Filed May 21, 2021 14:39 UTC | Flash Sports & Media Holdings, Inc. UGRO · Entity 8355 | PurchaseCommon Stock | 8,500 | $7.70 | $65,450.00 |
DisclosureSEC source: 0001474506-21-000112 · primary_doc.xml · nonDerivative · entry 3 DENNEDY JIM · CIK 0001249723 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Indirect · Ownership of entity which holds the stock in urban-gro Disclosed balance after: 358,334 Read SEC document |
| May 17, 2021 Filed May 21, 2021 14:39 UTC | Flash Sports & Media Holdings, Inc. UGRO · Entity 8355 | PurchaseCommon Stock | 10,000 | $7.95 | $79,500.00 |
DisclosureSEC source: 0001474506-21-000112 · primary_doc.xml · nonDerivative · entry 2 DENNEDY JIM · CIK 0001249723 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Indirect · Ownership of entity which holds the stock in urban-gro Disclosed balance after: 349,834 Read SEC document |
| May 14, 2021 Filed May 21, 2021 14:39 UTC | Flash Sports & Media Holdings, Inc. UGRO · Entity 8355 | PurchaseCommon Stock | 6,500 | $7.48 | $48,620.00 |
DisclosureSEC source: 0001474506-21-000112 · primary_doc.xml · nonDerivative · entry 1 DENNEDY JIM · CIK 0001249723 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Indirect · Ownership of entity which holds the stock in urban-gro Disclosed balance after: 339,834 Read SEC document |
| May 28, 2020 Filed Jun 1, 2021 15:29 UTC | Flash Sports & Media Holdings, Inc. UGRO · Entity 8355 | GrantCommon Stock | 15,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001474506-21-000113 · primary_doc.xml · nonDerivative · entry 2 DENNEDY JIM · CIK 0001249723 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,593 Read SEC document |
| May 28, 2020 Filed Jun 1, 2021 21:49 UTC Amendment | Flash Sports & Media Holdings, Inc. UGRO · Entity 8355 | GrantCommon Stock | 15,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001474506-21-000118 · primary_doc.xml · nonDerivative · entry 1 DENNEDY JIM · CIK 0001249723 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 396,388 Read SEC document |
| April 01, 2019 Filed Feb 4, 2022 17:25 UTC Amendment | Flash Sports & Media Holdings, Inc. UGRO · Entity 8355 | GrantCommon Stock Option · Derivative | 3,333 | $0.00 Strike: $7.20 | $0.00 |
DisclosureSEC source: 0001493152-22-003291 · ownership.xml · derivative · entry 3 DENNEDY JIM · CIK 0001249723 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 3,333 shares Expires 2029-04-01 F3 · derivative.exercise_date: The stock option was issued with the Reporting Person serving on Board Committees for the prior year and immediately vested upon issuance. Read SEC document |
| April 01, 2019 Filed Sep 9, 2022 21:30 UTC | Flash Sports & Media Holdings, Inc. UGRO · Entity 8355 | GrantCommon Stock Option · Derivative | 3,333 | $0.00 Strike: $7.20 | $0.00 |
DisclosureSEC source: 0001493152-22-025545 · ownership.xml · derivative · entry 4 DENNEDY JIM · CIK 0001249723 · Former Director, Pres. and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 3,333 shares Expires 2029-04-01 F4 · derivative.exercise_date: The stock option was issued in connection with the Reporting Person serving on Board Committees for the prior year and immediately vested upon issuance. The 3,333 shares are as adjusted for a reverse stock split which occurred on 12/31/2020. Read SEC document |
| August 22, 2018 Filed Feb 4, 2022 17:25 UTC Amendment | Flash Sports & Media Holdings, Inc. UGRO · Entity 8355 | GrantCommon Stock Option · Derivative | 16,667 | $0.00 Strike: $7.20 | $0.00 |
DisclosureSEC source: 0001493152-22-003291 · ownership.xml · derivative · entry 2 DENNEDY JIM · CIK 0001249723 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,667 Underlying: Common Stock · 16,667 shares Expires 2028-08-22 F2 · derivative.exercise_date: The stock option was issued in Connection with the Reporting Person serving as Board Director and vested proportionately over a three-year period on each annual period beginning on August 22, 2019; the stock option fully vested on August 22, 2021. Read SEC document |
| August 22, 2018 Filed Sep 9, 2022 21:30 UTC | Flash Sports & Media Holdings, Inc. UGRO · Entity 8355 | GrantCommon Stock Option · Derivative | 16,667 | $0.00 Strike: $7.20 | $0.00 |
DisclosureSEC source: 0001493152-22-025545 · ownership.xml · derivative · entry 3 DENNEDY JIM · CIK 0001249723 · Former Director, Pres. and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,667 Underlying: Common Stock · 16,667 shares Expires 2028-08-22 F3 · derivative.exercise_date: The stock option was issued in connection with the Reporting Person serving as Board Director and vested proportionately over a three-year period on each annual period beginning on August 22, 2019; the stock option fully vested on August 22, 2021. The 16,667 shares are as adjusted for a reverse stock split which occurred on 12/31/2020. Read SEC document |
| September 15, 2016 Filed Sep 20, 2016 01:41 UTC | AGILYSYS INC AGYS · Entity 897 | GrantPerformance Rights · Derivative | 47,499 | $0.00 | $0.00 |
DisclosureSEC source: 0000950138-16-001350 · edgar.xml · derivative · entry 1 DENNEDY JIM · CIK 0001249723 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,499 Underlying: Common Stock · 47,499 shares Expires 2018-04-01 F1 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of AGYS common stock. The performance rights vest upon AGYS's common stock achieving a closing stock price on NASDAQ greater than or equal to $17.00 per share for a period of at least thirty consecutive days at any time after March 31, 2016 and before April 1, 2018. F1 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of AGYS common stock. The performance rights vest upon AGYS's common stock achieving a closing stock price on NASDAQ greater than or equal to $17.00 per share for a period of at least thirty consecutive days at any time after March 31, 2016 and before April 1, 2018. F2 · derivative.underlying: Restricted shares granted under the Agilysys, Inc. 2016 Stock Incentive Plan. The shares vest on the later of one year from the date of grant or the date that the performance goal is achieved. Upon a "Change in Control" (as defined in the 2016 Stock Incentive Plan), the restricted shares would automatically be deemed earned, regardless of achievement of the performance goal, and would automatically vest. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.