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person · Reporting owner

Xu Peixin

Disclosed activity across 2 companies

Tapewire entity
112969
SEC CIK
0001705781

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Cineverse Corp.CIDM · Entity 7143Director · 10% ownerJanuary 13, 2020May 31, 2023
XYNOMIC PHARMACEUTICALS HOLDINGS, INC.XYN · Entity 157082Former Dir. & 10% more ownerMay 15, 2019May 21, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Cineverse Corp.

Report date January 13, 2020 · Filed May 31, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect431,704 Ending reported balance After 2022-11-30 transaction · row 16
4 source rows · reconciled sequence

Row 1 · 2020-01-13 · Grant · Acquired 71,428 · Balance 146,140

F1: Constitutes the stock portion of the annual retainer for the year of board service by the Reporting Person commencing on October 1, 2019. Such shares vest quarterly on December 31, 2019, March 31, 2020, June 30, 2020 and September 30, 2020, so long as the Reporting Person is a director on each such date.

Row 2 · 2021-02-19 · Grant · Acquired 77,543 · Balance 223,683

F2: Constitutes the stock portion of the annual retainer for the year of board service by the Reporting Person commencing on October 1, 2020. Such shares vest quarterly on December 31, 2020, March 31, 2021, June 30, 2021 and September 30, 2021, so long as the Reporting Person is a director on each such date.

Row 3 · 2021-11-03 · Grant · Acquired 37,015 · Balance 260,698

F3: Constitutes the stock portion of the annual retainer for the year of board service by the Reporting Person commencing on October 1, 2021. Such shares vest quarterly on December 31, 2021, March 31, 2022, June 30, 2022 and September 30, 2022, so long as the Reporting Person is a director on each such date.

Row 16 · 2022-11-30 · Grant · Acquired 171,006 · Balance 431,704

F29: Constitutes the stock portion of the annual retainer for the year of board service by the Reporting Person commencing on October 1, 2022. Such shares vest quarterly on December 31, 2022, March 31, 2023, June 30, 2023 and September 30, 2023, so long as the Reporting Person is a director on each such date.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote19,966,002 Reported balance After 2022-09-27 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2022-09-27 · Sale · Disposed 204,752 · Balance 19,966,002

F4: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai Investment LP ("Mingtai") in multiple transactions at prices ranging from $0.4450 to $0.4660, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: Includes (i) 8,801,020 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai Investment LP ("Antai"), and (iii) 7,266,367 shares of Class A Common Stock held by Shangtai Asset Management LP ("Shangtai").

F6: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote19,910,754 Reported balance After 2022-09-27 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2022-09-27 · Sale · Disposed 55,248 · Balance 19,910,754

F7: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4450 to $0.4575, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F8: Includes (i) 8,801,020 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 7,211,119 shares of Class A Common Stock held by Shangtai.

F6: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote19,818,133 Reported balance After 2022-09-28 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 6 · 2022-09-28 · Sale · Disposed 92,621 · Balance 19,818,133

F9: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4400 to $0.4529, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F10: Includes (i) 8,708,399 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 7,211,119 shares of Class A Common Stock held by Shangtai.

F6: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote19,725,470 Reported balance After 2022-09-28 transaction · row 7 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 7 · 2022-09-28 · Sale · Disposed 92,663 · Balance 19,725,470

F11: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4400 to $0.4529, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F12: Includes (i) 8,708,399 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 7,118,456 shares of Class A Common Stock held by Shangtai.

F6: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote19,380,522 Reported balance After 2022-09-30 transaction · row 8 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 8 · 2022-09-30 · Sale · Disposed 344,948 · Balance 19,380,522

F13: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.3930 to $0.4246, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F14: Includes (i) 8,363,451 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 7,118,456 shares of Class A Common Stock held by Shangtai.

F6: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote19,035,470 Reported balance After 2022-09-30 transaction · row 9 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 9 · 2022-09-30 · Sale · Disposed 345,052 · Balance 19,035,470

F15: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.3930 to $0.4246, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F16: Includes (i) 8,363,451 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,773,404 shares of Class A Common Stock held by Shangtai.

F6: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote18,985,470 Reported balance After 2022-11-17 transaction · row 10 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 10 · 2022-11-17 · Sale · Disposed 50,000 · Balance 18,985,470

F17: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4510 to $0.5100, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F18: Includes (i) 8,313,451 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,773,404 shares of Class A Common Stock held by Shangtai.

F6: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote18,935,470 Reported balance After 2022-11-17 transaction · row 11 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 11 · 2022-11-17 · Sale · Disposed 50,000 · Balance 18,935,470

F19: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4510 to $0.5100, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F20: Includes (i) 8,313,451 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,723,404 shares of Class A Common Stock held by Shangtai.

F6: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote18,910,270 Reported balance After 2022-11-18 transaction · row 12 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 12 · 2022-11-18 · Sale · Disposed 25,200 · Balance 18,910,270

F21: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4586 to $0.4900, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F22: Includes (i) 8,288,251 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,723,404 shares of Class A Common Stock held by Shangtai.

F6: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote18,885,070 Reported balance After 2022-11-18 transaction · row 13 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 13 · 2022-11-18 · Sale · Disposed 25,200 · Balance 18,885,070

F23: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4585 to $0.4900, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F24: Includes (i) 8,288,251 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,698,204 shares of Class A Common Stock held by Shangtai.

F6: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote18,854,070 Reported balance After 2022-11-21 transaction · row 14 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 14 · 2022-11-21 · Sale · Disposed 31,000 · Balance 18,854,070

F25: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4500 to $0.4603, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F26: Includes (i) 8,257,251 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,698,204 shares of Class A Common Stock held by Shangtai.

F6: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote18,823,070 Reported balance After 2022-11-21 transaction · row 15 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 15 · 2022-11-21 · Sale · Disposed 31,000 · Balance 18,823,070

F27: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4500 to $0.4603, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F28: Includes (i) 8,257,251 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,667,204 shares of Class A Common Stock held by Shangtai.

F6: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote18,814,570 Reported balance After 2022-12-14 transaction · row 17 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 17 · 2022-12-14 · Sale · Disposed 8,500 · Balance 18,814,570

F30: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4751 to $0.4918, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F31: Includes (i) 8,248,751 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,667,204 shares of Class A Common Stock held by Shangtai.

F6: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote18,806,070 Reported balance After 2022-12-14 transaction · row 18 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 18 · 2022-12-14 · Sale · Disposed 8,500 · Balance 18,806,070

F32: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4751 to $0.4918, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F33: Includes (i) 8,248,751 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,658,704 shares of Class A Common Stock held by Shangtai.

F6: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote18,782,357 Reported balance After 2022-12-20 transaction · row 19 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 19 · 2022-12-20 · Sale · Disposed 23,713 · Balance 18,782,357

F34: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4150 to $0.4450, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F35: Includes (i) 8,225,038 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,658,704 shares of Class A Common Stock held by Shangtai.

F6: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote18,758,644 Reported balance After 2022-12-20 transaction · row 20 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 20 · 2022-12-20 · Sale · Disposed 23,713 · Balance 18,758,644

F36: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4150 to $0.4450, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F37: Includes (i) 8,225,038 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,634,991 shares of Class A Common Stock held by Shangtai.

F6: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote18,751,289 Reported balance After 2022-12-21 transaction · row 21 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 21 · 2022-12-21 · Sale · Disposed 7,355 · Balance 18,751,289

F38: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4200 to $0.4321, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F39: Includes (i) 8,217,683 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,634,991 shares of Class A Common Stock held by Shangtai.

F6: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai.

Class A Common StockSEC Table I · non-derivativeIndirectSee footnote18,743,934 Reported balance After 2022-12-21 transaction · row 22 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 22 · 2022-12-21 · Sale · Disposed 7,355 · Balance 18,743,934

F40: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4200 to $0.4321, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F41: Includes (i) 8,217,683 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,627,636 shares of Class A Common Stock held by Shangtai.

F6: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai.

Filing footnotes · ownership attribution and instrument terms

F1: Constitutes the stock portion of the annual retainer for the year of board service by the Reporting Person commencing on October 1, 2019. Such shares vest quarterly on December 31, 2019, March 31, 2020, June 30, 2020 and September 30, 2020, so long as the Reporting Person is a director on each such date.

F2: Constitutes the stock portion of the annual retainer for the year of board service by the Reporting Person commencing on October 1, 2020. Such shares vest quarterly on December 31, 2020, March 31, 2021, June 30, 2021 and September 30, 2021, so long as the Reporting Person is a director on each such date.

F3: Constitutes the stock portion of the annual retainer for the year of board service by the Reporting Person commencing on October 1, 2021. Such shares vest quarterly on December 31, 2021, March 31, 2022, June 30, 2022 and September 30, 2022, so long as the Reporting Person is a director on each such date.

F4: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai Investment LP ("Mingtai") in multiple transactions at prices ranging from $0.4450 to $0.4660, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: Includes (i) 8,801,020 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai Investment LP ("Antai"), and (iii) 7,266,367 shares of Class A Common Stock held by Shangtai Asset Management LP ("Shangtai").

F6: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai.

F7: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4450 to $0.4575, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F8: Includes (i) 8,801,020 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 7,211,119 shares of Class A Common Stock held by Shangtai.

F9: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4400 to $0.4529, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F10: Includes (i) 8,708,399 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 7,211,119 shares of Class A Common Stock held by Shangtai.

F11: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4400 to $0.4529, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F12: Includes (i) 8,708,399 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 7,118,456 shares of Class A Common Stock held by Shangtai.

F13: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.3930 to $0.4246, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F14: Includes (i) 8,363,451 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 7,118,456 shares of Class A Common Stock held by Shangtai.

F15: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.3930 to $0.4246, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F16: Includes (i) 8,363,451 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,773,404 shares of Class A Common Stock held by Shangtai.

F17: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4510 to $0.5100, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F18: Includes (i) 8,313,451 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,773,404 shares of Class A Common Stock held by Shangtai.

F19: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4510 to $0.5100, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F20: Includes (i) 8,313,451 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,723,404 shares of Class A Common Stock held by Shangtai.

F21: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4586 to $0.4900, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F22: Includes (i) 8,288,251 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,723,404 shares of Class A Common Stock held by Shangtai.

F23: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4585 to $0.4900, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F24: Includes (i) 8,288,251 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,698,204 shares of Class A Common Stock held by Shangtai.

F25: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4500 to $0.4603, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F26: Includes (i) 8,257,251 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,698,204 shares of Class A Common Stock held by Shangtai.

F27: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4500 to $0.4603, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F28: Includes (i) 8,257,251 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,667,204 shares of Class A Common Stock held by Shangtai.

F29: Constitutes the stock portion of the annual retainer for the year of board service by the Reporting Person commencing on October 1, 2022. Such shares vest quarterly on December 31, 2022, March 31, 2023, June 30, 2023 and September 30, 2023, so long as the Reporting Person is a director on each such date.

F30: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4751 to $0.4918, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F31: Includes (i) 8,248,751 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,667,204 shares of Class A Common Stock held by Shangtai.

F32: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4751 to $0.4918, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F33: Includes (i) 8,248,751 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,658,704 shares of Class A Common Stock held by Shangtai.

F34: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4150 to $0.4450, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F35: Includes (i) 8,225,038 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,658,704 shares of Class A Common Stock held by Shangtai.

F36: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4150 to $0.4450, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F37: Includes (i) 8,225,038 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,634,991 shares of Class A Common Stock held by Shangtai.

F38: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4200 to $0.4321, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F39: Includes (i) 8,217,683 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,634,991 shares of Class A Common Stock held by Shangtai.

F40: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4200 to $0.4321, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F41: Includes (i) 8,217,683 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,627,636 shares of Class A Common Stock held by Shangtai.

XYNOMIC PHARMACEUTICALS HOLDINGS, INC.

Report date May 15, 2019 · Filed May 21, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.0001 per shareSEC Table I · non-derivativeIndirectSee Footnote1,628,580 Reported balance After 2019-05-15 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2019-05-15 · Purchase · Acquired 108,980 · Balance 1,628,580

F1: In connection with the closing of a business combination with Xynomic Pharmaceuticals, Inc. (the "Closing"), Bison Capital Holding Company Limited, a Cayman Islands company ("Bison Capital"), (A) purchased 13,793 shares (the "Backstop Shares") of common stock of Bison Capital Acquisition Corp., a Delaware corporation (now known as Xynomic Pharmaceuticals Holdings, Inc., the "Company"), par value $0.001 per share pursuant to a Backstop and Subscription Agreement dated May 1, 2019 between the Company and Yiling Mark Xu; (B) converted its $500,000 promissory notes issued by the Company into 55,000 common shares and 25,000 warrants, each exercisable to purchase one share of common stock at $11.50 per whole share; and (C) received 40,187 common shares upon the exchange of its rights immediately outstanding prior to the Closing.

F3: Fengyun Jiang, who has 100% ownership interest in Bison Capital and is Peixin Xu's spouse, has voting and dispositive power over the shares held by such entity. Mr. Xu was the Chairman of the Company but resigned at the closing of a business combination, effective May 15, 2019.

WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2024-05-15IndirectSee Footnote225,937 Reported balance After 2019-05-15 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-05-15 · Purchase · Acquired 25,000 · Balance 225,937

F1: In connection with the closing of a business combination with Xynomic Pharmaceuticals, Inc. (the "Closing"), Bison Capital Holding Company Limited, a Cayman Islands company ("Bison Capital"), (A) purchased 13,793 shares (the "Backstop Shares") of common stock of Bison Capital Acquisition Corp., a Delaware corporation (now known as Xynomic Pharmaceuticals Holdings, Inc., the "Company"), par value $0.001 per share pursuant to a Backstop and Subscription Agreement dated May 1, 2019 between the Company and Yiling Mark Xu; (B) converted its $500,000 promissory notes issued by the Company into 55,000 common shares and 25,000 warrants, each exercisable to purchase one share of common stock at $11.50 per whole share; and (C) received 40,187 common shares upon the exchange of its rights immediately outstanding prior to the Closing.

F2: Pursuant to the promissory note and warrant agreement, each unit consists of one share; each whole warrant entitles the holder to one common share exercisable at $11.50 per share, expiring at the 5th anniversary of the Closing.

F3: Fengyun Jiang, who has 100% ownership interest in Bison Capital and is Peixin Xu's spouse, has voting and dispositive power over the shares held by such entity. Mr. Xu was the Chairman of the Company but resigned at the closing of a business combination, effective May 15, 2019.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with the closing of a business combination with Xynomic Pharmaceuticals, Inc. (the "Closing"), Bison Capital Holding Company Limited, a Cayman Islands company ("Bison Capital"), (A) purchased 13,793 shares (the "Backstop Shares") of common stock of Bison Capital Acquisition Corp., a Delaware corporation (now known as Xynomic Pharmaceuticals Holdings, Inc., the "Company"), par value $0.001 per share pursuant to a Backstop and Subscription Agreement dated May 1, 2019 between the Company and Yiling Mark Xu; (B) converted its $500,000 promissory notes issued by the Company into 55,000 common shares and 25,000 warrants, each exercisable to purchase one share of common stock at $11.50 per whole share; and (C) received 40,187 common shares upon the exchange of its rights immediately outstanding prior to the Closing.

F2: Pursuant to the promissory note and warrant agreement, each unit consists of one share; each whole warrant entitles the holder to one common share exercisable at $11.50 per share, expiring at the 5th anniversary of the Closing.

F3: Fengyun Jiang, who has 100% ownership interest in Bison Capital and is Peixin Xu's spouse, has voting and dispositive power over the shares held by such entity. Mr. Xu was the Chairman of the Company but resigned at the closing of a business combination, effective May 15, 2019.

Transaction history

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 21, 2022 Filed May 31, 2023 21:17 UTC Cineverse Corp. CIDM · Entity 7143 SaleClass A Common Stock 7,355 $0.43 $3,136.91
Disclosure

SEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 22

Xu Peixin · CIK 0001705781 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 18,743,934

F40 · price: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4200 to $0.4321, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F41 · balance_after: Includes (i) 8,217,683 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,627,636 shares of Class A Common Stock held by Shangtai.

F6 · ownership.nature: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai.

Read SEC document
December 21, 2022 Filed May 31, 2023 21:17 UTC Cineverse Corp. CIDM · Entity 7143 SaleClass A Common Stock 7,355 $0.43 $3,136.91
Disclosure

SEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 21

Xu Peixin · CIK 0001705781 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 18,751,289

F38 · price: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4200 to $0.4321, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F39 · balance_after: Includes (i) 8,217,683 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,634,991 shares of Class A Common Stock held by Shangtai.

F6 · ownership.nature: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai.

Read SEC document
December 20, 2022 Filed May 31, 2023 21:17 UTC Cineverse Corp. CIDM · Entity 7143 SaleClass A Common Stock 23,713 $0.42 $9,995.03
Disclosure

SEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 20

Xu Peixin · CIK 0001705781 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 18,758,644

F36 · price: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4150 to $0.4450, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F37 · balance_after: Includes (i) 8,225,038 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,634,991 shares of Class A Common Stock held by Shangtai.

F6 · ownership.nature: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai.

Read SEC document
December 20, 2022 Filed May 31, 2023 21:17 UTC Cineverse Corp. CIDM · Entity 7143 SaleClass A Common Stock 23,713 $0.42 $9,995.03
Disclosure

SEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 19

Xu Peixin · CIK 0001705781 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 18,782,357

F34 · price: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4150 to $0.4450, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F35 · balance_after: Includes (i) 8,225,038 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,658,704 shares of Class A Common Stock held by Shangtai.

F6 · ownership.nature: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai.

Read SEC document
December 14, 2022 Filed May 31, 2023 21:17 UTC Cineverse Corp. CIDM · Entity 7143 SaleClass A Common Stock 8,500 $0.48 $4,080.85
Disclosure

SEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 18

Xu Peixin · CIK 0001705781 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 18,806,070

F32 · price: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4751 to $0.4918, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F33 · balance_after: Includes (i) 8,248,751 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,658,704 shares of Class A Common Stock held by Shangtai.

F6 · ownership.nature: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai.

Read SEC document
December 14, 2022 Filed May 31, 2023 21:17 UTC Cineverse Corp. CIDM · Entity 7143 SaleClass A Common Stock 8,500 $0.48 $4,080.00
Disclosure

SEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 17

Xu Peixin · CIK 0001705781 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 18,814,570

F30 · price: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4751 to $0.4918, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F31 · balance_after: Includes (i) 8,248,751 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,667,204 shares of Class A Common Stock held by Shangtai.

F6 · ownership.nature: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai.

Read SEC document
November 30, 2022 Filed May 31, 2023 21:17 UTC Cineverse Corp. CIDM · Entity 7143 GrantClass A Common Stock 171,006 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 16

Xu Peixin · CIK 0001705781 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 431,704

F29 · shares: Constitutes the stock portion of the annual retainer for the year of board service by the Reporting Person commencing on October 1, 2022. Such shares vest quarterly on December 31, 2022, March 31, 2023, June 30, 2023 and September 30, 2023, so long as the Reporting Person is a director on each such date.

Read SEC document
November 21, 2022 Filed May 31, 2023 21:17 UTC Cineverse Corp. CIDM · Entity 7143 SaleClass A Common Stock 31,000 $0.45 $14,077.10
Disclosure

SEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 15

Xu Peixin · CIK 0001705781 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 18,823,070

F27 · price: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4500 to $0.4603, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F28 · balance_after: Includes (i) 8,257,251 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,667,204 shares of Class A Common Stock held by Shangtai.

F6 · ownership.nature: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai.

Read SEC document
November 21, 2022 Filed May 31, 2023 21:17 UTC Cineverse Corp. CIDM · Entity 7143 SaleClass A Common Stock 31,000 $0.45 $14,077.10
Disclosure

SEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 14

Xu Peixin · CIK 0001705781 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 18,854,070

F25 · price: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4500 to $0.4603, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F26 · balance_after: Includes (i) 8,257,251 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,698,204 shares of Class A Common Stock held by Shangtai.

F6 · ownership.nature: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai.

Read SEC document
November 18, 2022 Filed May 31, 2023 21:17 UTC Cineverse Corp. CIDM · Entity 7143 SaleClass A Common Stock 25,200 $0.47 $11,728.08
Disclosure

SEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 13

Xu Peixin · CIK 0001705781 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 18,885,070

F23 · price: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4585 to $0.4900, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F24 · balance_after: Includes (i) 8,288,251 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,698,204 shares of Class A Common Stock held by Shangtai.

F6 · ownership.nature: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai.

Read SEC document
November 18, 2022 Filed May 31, 2023 21:17 UTC Cineverse Corp. CIDM · Entity 7143 SaleClass A Common Stock 25,200 $0.47 $11,728.08
Disclosure

SEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 12

Xu Peixin · CIK 0001705781 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 18,910,270

F21 · price: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4586 to $0.4900, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F22 · balance_after: Includes (i) 8,288,251 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,723,404 shares of Class A Common Stock held by Shangtai.

F6 · ownership.nature: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai.

Read SEC document
November 17, 2022 Filed May 31, 2023 21:17 UTC Cineverse Corp. CIDM · Entity 7143 SaleClass A Common Stock 50,000 $0.46 $23,240.00
Disclosure

SEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 11

Xu Peixin · CIK 0001705781 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 18,935,470

F19 · price: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4510 to $0.5100, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F20 · balance_after: Includes (i) 8,313,451 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,723,404 shares of Class A Common Stock held by Shangtai.

F6 · ownership.nature: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai.

Read SEC document
November 17, 2022 Filed May 31, 2023 21:17 UTC Cineverse Corp. CIDM · Entity 7143 SaleClass A Common Stock 50,000 $0.46 $23,240.00
Disclosure

SEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 10

Xu Peixin · CIK 0001705781 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 18,985,470

F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4510 to $0.5100, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F18 · balance_after: Includes (i) 8,313,451 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,773,404 shares of Class A Common Stock held by Shangtai.

F6 · ownership.nature: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai.

Read SEC document
September 30, 2022 Filed May 31, 2023 21:17 UTC Cineverse Corp. CIDM · Entity 7143 SaleClass A Common Stock 345,052 $0.40 $139,332.00
Disclosure

SEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 9

Xu Peixin · CIK 0001705781 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 19,035,470

F15 · price: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.3930 to $0.4246, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F16 · balance_after: Includes (i) 8,363,451 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,773,404 shares of Class A Common Stock held by Shangtai.

F6 · ownership.nature: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai.

Read SEC document
September 30, 2022 Filed May 31, 2023 21:17 UTC Cineverse Corp. CIDM · Entity 7143 SaleClass A Common Stock 344,948 $0.40 $139,290.00
Disclosure

SEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 8

Xu Peixin · CIK 0001705781 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 19,380,522

F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.3930 to $0.4246, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F14 · balance_after: Includes (i) 8,363,451 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 7,118,456 shares of Class A Common Stock held by Shangtai.

F6 · ownership.nature: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai.

Read SEC document
September 28, 2022 Filed May 31, 2023 21:17 UTC Cineverse Corp. CIDM · Entity 7143 SaleClass A Common Stock 92,663 $0.45 $41,235.04
Disclosure

SEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 7

Xu Peixin · CIK 0001705781 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 19,725,470

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4400 to $0.4529, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F12 · balance_after: Includes (i) 8,708,399 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 7,118,456 shares of Class A Common Stock held by Shangtai.

F6 · ownership.nature: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai.

Read SEC document
September 28, 2022 Filed May 31, 2023 21:17 UTC Cineverse Corp. CIDM · Entity 7143 SaleClass A Common Stock 92,621 $0.45 $41,216.35
Disclosure

SEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 6

Xu Peixin · CIK 0001705781 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 19,818,133

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4400 to $0.4529, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F10 · balance_after: Includes (i) 8,708,399 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 7,211,119 shares of Class A Common Stock held by Shangtai.

F6 · ownership.nature: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai.

Read SEC document
September 27, 2022 Filed May 31, 2023 21:17 UTC Cineverse Corp. CIDM · Entity 7143 SaleClass A Common Stock 55,248 $0.45 $24,734.53
Disclosure

SEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 5

Xu Peixin · CIK 0001705781 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 19,910,754

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4450 to $0.4575, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F8 · balance_after: Includes (i) 8,801,020 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 7,211,119 shares of Class A Common Stock held by Shangtai.

F6 · ownership.nature: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai.

Read SEC document
September 27, 2022 Filed May 31, 2023 21:17 UTC Cineverse Corp. CIDM · Entity 7143 SaleClass A Common Stock 204,752 $0.46 $93,633.09
Disclosure

SEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 4

Xu Peixin · CIK 0001705781 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 19,966,002

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai Investment LP ("Mingtai") in multiple transactions at prices ranging from $0.4450 to $0.4660, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5 · balance_after: Includes (i) 8,801,020 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai Investment LP ("Antai"), and (iii) 7,266,367 shares of Class A Common Stock held by Shangtai Asset Management LP ("Shangtai").

F6 · ownership.nature: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai.

Read SEC document
November 03, 2021 Filed May 31, 2023 21:17 UTC Cineverse Corp. CIDM · Entity 7143 GrantClass A Common Stock 37,015 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 3

Xu Peixin · CIK 0001705781 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 260,698

F3 · shares: Constitutes the stock portion of the annual retainer for the year of board service by the Reporting Person commencing on October 1, 2021. Such shares vest quarterly on December 31, 2021, March 31, 2022, June 30, 2022 and September 30, 2022, so long as the Reporting Person is a director on each such date.

Read SEC document
March 23, 2021 Filed Aug 26, 2021 19:42 UTC Cineverse Corp. CIDM · Entity 7143 SaleClass A Common Stock 6,666,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-21-045021 · ownership.xml · nonDerivative · entry 2

Xu Peixin · CIK 0001705781 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 20,323,009

F2 · shares: Representing an aggregate 6,666,667 shares of Class A Common Stock that Bison Global (defined below) sold in open market during a period from February 25, 2021 to March 23,2021.

F2 · price: Representing an aggregate 6,666,667 shares of Class A Common Stock that Bison Global (defined below) sold in open market during a period from February 25, 2021 to March 23,2021.

F3 · balance_after: Including (i) 152,255 shares of Class A common stock issued as part of the annual retainer for board service by the reporting person, (ii) 9,005,772 shares held by MingTai (defined below), (iii) 7,266,367 shares of Class A common stock held by Shangtai (defined below), and (iv) 3,898,615 shares of Class A common stock held by Antai Investment LP, a Cayman Islands registered limited partnership, and the manager of its general partner is controlled by Mr. Peixin Xu, who acquired the shares pursuant to the April Stock Purchase Agreement.

F4 · ownership.direct: The Reporting Person through his control of Bison Finance Group Limited ("BFGL"), which is a Hong Kong listed company and BFGL's subsidiaries, indirectly manages Bison Global Investment SPC for and on behalf of Bison Global Investment SPC-Bison Global No. 1 ("Bison Global"), Huatai Investment LP ("Huatai"), Antai Investment LP ("Antai"), Mingtai Investment LP ("Mingtai") and Shangtai Asset Management LP ("Shangtai", collectively with Bison Global, Huatai, Antai, Mingtai and Shangtai, the "April investors"). BEIL is a wholly-owned subsidiary of Bison Entertainment and Media Group ("BEMG") which is wholly owned by Bison Capital Holding Company Limited ("Bison Capital"). Ms. Fengyun Jiang is the shareholder of 100% ownership of Bison Capital and also spouse of Mr. Xu and therefore beneficially holds the Issuer's outstanding common stock through Bison Capital's ownership of BEIL. Mr. Xu, being Ms. Jiang's husband indirectly beneficially holds the Issuer's outstanding common stock as set forth in this Form 4.

F4 · ownership.nature: The Reporting Person through his control of Bison Finance Group Limited ("BFGL"), which is a Hong Kong listed company and BFGL's subsidiaries, indirectly manages Bison Global Investment SPC for and on behalf of Bison Global Investment SPC-Bison Global No. 1 ("Bison Global"), Huatai Investment LP ("Huatai"), Antai Investment LP ("Antai"), Mingtai Investment LP ("Mingtai") and Shangtai Asset Management LP ("Shangtai", collectively with Bison Global, Huatai, Antai, Mingtai and Shangtai, the "April investors"). BEIL is a wholly-owned subsidiary of Bison Entertainment and Media Group ("BEMG") which is wholly owned by Bison Capital Holding Company Limited ("Bison Capital"). Ms. Fengyun Jiang is the shareholder of 100% ownership of Bison Capital and also spouse of Mr. Xu and therefore beneficially holds the Issuer's outstanding common stock through Bison Capital's ownership of BEIL. Mr. Xu, being Ms. Jiang's husband indirectly beneficially holds the Issuer's outstanding common stock as set forth in this Form 4.

Read SEC document
March 23, 2021 Filed Aug 26, 2021 19:42 UTC Cineverse Corp. CIDM · Entity 7143 SaleClass A Common Stock 3,900,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-21-045021 · ownership.xml · nonDerivative · entry 1

Xu Peixin · CIK 0001705781 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 20,323,009

F1 · shares: Representing an aggregate 3,900,000 shares of Class A Common Stock that BEIL(defined below) sold in open market during a period from March 12, 2021 to March 23, 2021.

F1 · price: Representing an aggregate 3,900,000 shares of Class A Common Stock that BEIL(defined below) sold in open market during a period from March 12, 2021 to March 23, 2021.

F3 · balance_after: Including (i) 152,255 shares of Class A common stock issued as part of the annual retainer for board service by the reporting person, (ii) 9,005,772 shares held by MingTai (defined below), (iii) 7,266,367 shares of Class A common stock held by Shangtai (defined below), and (iv) 3,898,615 shares of Class A common stock held by Antai Investment LP, a Cayman Islands registered limited partnership, and the manager of its general partner is controlled by Mr. Peixin Xu, who acquired the shares pursuant to the April Stock Purchase Agreement.

F4 · ownership.direct: The Reporting Person through his control of Bison Finance Group Limited ("BFGL"), which is a Hong Kong listed company and BFGL's subsidiaries, indirectly manages Bison Global Investment SPC for and on behalf of Bison Global Investment SPC-Bison Global No. 1 ("Bison Global"), Huatai Investment LP ("Huatai"), Antai Investment LP ("Antai"), Mingtai Investment LP ("Mingtai") and Shangtai Asset Management LP ("Shangtai", collectively with Bison Global, Huatai, Antai, Mingtai and Shangtai, the "April investors"). BEIL is a wholly-owned subsidiary of Bison Entertainment and Media Group ("BEMG") which is wholly owned by Bison Capital Holding Company Limited ("Bison Capital"). Ms. Fengyun Jiang is the shareholder of 100% ownership of Bison Capital and also spouse of Mr. Xu and therefore beneficially holds the Issuer's outstanding common stock through Bison Capital's ownership of BEIL. Mr. Xu, being Ms. Jiang's husband indirectly beneficially holds the Issuer's outstanding common stock as set forth in this Form 4.

F4 · ownership.nature: The Reporting Person through his control of Bison Finance Group Limited ("BFGL"), which is a Hong Kong listed company and BFGL's subsidiaries, indirectly manages Bison Global Investment SPC for and on behalf of Bison Global Investment SPC-Bison Global No. 1 ("Bison Global"), Huatai Investment LP ("Huatai"), Antai Investment LP ("Antai"), Mingtai Investment LP ("Mingtai") and Shangtai Asset Management LP ("Shangtai", collectively with Bison Global, Huatai, Antai, Mingtai and Shangtai, the "April investors"). BEIL is a wholly-owned subsidiary of Bison Entertainment and Media Group ("BEMG") which is wholly owned by Bison Capital Holding Company Limited ("Bison Capital"). Ms. Fengyun Jiang is the shareholder of 100% ownership of Bison Capital and also spouse of Mr. Xu and therefore beneficially holds the Issuer's outstanding common stock through Bison Capital's ownership of BEIL. Mr. Xu, being Ms. Jiang's husband indirectly beneficially holds the Issuer's outstanding common stock as set forth in this Form 4.

Read SEC document
February 19, 2021 Filed May 31, 2023 21:17 UTC Cineverse Corp. CIDM · Entity 7143 GrantClass A Common Stock 77,543 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 2

Xu Peixin · CIK 0001705781 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,683

F2 · shares: Constitutes the stock portion of the annual retainer for the year of board service by the Reporting Person commencing on October 1, 2020. Such shares vest quarterly on December 31, 2020, March 31, 2021, June 30, 2021 and September 30, 2021, so long as the Reporting Person is a director on each such date.

Read SEC document
December 31, 2020 Filed Jan 13, 2021 22:53 UTC Cineverse Corp. CIDM · Entity 7143 SaleClass A Common Stock 3,865,387 $0.61 $2,357,886.07
Disclosure

SEC source: 0001213900-21-002034 · ownership.xml · nonDerivative · entry 4

Xu Peixin · CIK 0001705781 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 30,812,133

F2 · shares: Representing an aggregate 8,224,114 shares of Class A Common Stock that Bison Global (defined below) sold in open market.

F3 · balance_after: Including (i) 3,900,000 shares of Class A common stock owned by Bison Entertainment Investment Limited ("BEIL"), (ii) 74,712 shares of Class A common stock issued as part of the annual retainer for board service by the reporting person; (iii) 6,666,667 shares, held by Bison Global (defined below); (iv) 9,005,772 shares held by MingTai (defined below); (v) 7,266,367 shares of Class A common stock held by Shangtai (defined below), and (vi) 3,898,615 shares of Class A common stock held by Antai Investment LP, a Cayman Islands registered limited partnership, and the manager of its general partner is controlled by Mr. Peixin Xu, who acquired the shares pursuant to the April Stock Purchase Agreement.

F4 · ownership.direct: The Reporting Person through his control of Bison Finance Group Limited ("BFGL"), which is a Hong Kong listed company and BFGL's subsidiaries, indirectly manages Bison Global Investment SPC for and on behalf of Bison Global Investment SPC-Bison Global No. 1 ("Bison Global"), Huatai Investment LP ("Huatai"), Antai Investment LP ("Antai"), Mingtai Investment LP ("Mingtai") and Shangtai Asset Management LP ("Shangtai", collectively with Bison Global, Huatai, Antai, Mingtai and Shangtai, the "April investors"). BEIL is a wholly-owned subsidiary of BEMG which is wholly owned by Bison Capital Holding Company Limited ("Bison Capital"). Ms. Fengyun Jiang is the shareholder of 100% ownership of Bison Capital and also spouse of Mr. Xu and therefore beneficially holds the Issuer's outstanding common stock through Bison Capital's ownership of BEIL. Mr. Xu, being Ms. Jiang's husband indirectly beneficially holds the Issuer's outstanding common stock as set forth in this Form 4.

F3 · ownership.nature: Including (i) 3,900,000 shares of Class A common stock owned by Bison Entertainment Investment Limited ("BEIL"), (ii) 74,712 shares of Class A common stock issued as part of the annual retainer for board service by the reporting person; (iii) 6,666,667 shares, held by Bison Global (defined below); (iv) 9,005,772 shares held by MingTai (defined below); (v) 7,266,367 shares of Class A common stock held by Shangtai (defined below), and (vi) 3,898,615 shares of Class A common stock held by Antai Investment LP, a Cayman Islands registered limited partnership, and the manager of its general partner is controlled by Mr. Peixin Xu, who acquired the shares pursuant to the April Stock Purchase Agreement.

Read SEC document
December 30, 2020 Filed Jan 13, 2021 22:53 UTC Cineverse Corp. CIDM · Entity 7143 SaleClass A Common Stock 4,358,727 $0.62 $2,702,410.74
Disclosure

SEC source: 0001213900-21-002034 · ownership.xml · nonDerivative · entry 3

Xu Peixin · CIK 0001705781 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 34,677,520

F2 · shares: Representing an aggregate 8,224,114 shares of Class A Common Stock that Bison Global (defined below) sold in open market.

F4 · ownership.direct: The Reporting Person through his control of Bison Finance Group Limited ("BFGL"), which is a Hong Kong listed company and BFGL's subsidiaries, indirectly manages Bison Global Investment SPC for and on behalf of Bison Global Investment SPC-Bison Global No. 1 ("Bison Global"), Huatai Investment LP ("Huatai"), Antai Investment LP ("Antai"), Mingtai Investment LP ("Mingtai") and Shangtai Asset Management LP ("Shangtai", collectively with Bison Global, Huatai, Antai, Mingtai and Shangtai, the "April investors"). BEIL is a wholly-owned subsidiary of BEMG which is wholly owned by Bison Capital Holding Company Limited ("Bison Capital"). Ms. Fengyun Jiang is the shareholder of 100% ownership of Bison Capital and also spouse of Mr. Xu and therefore beneficially holds the Issuer's outstanding common stock through Bison Capital's ownership of BEIL. Mr. Xu, being Ms. Jiang's husband indirectly beneficially holds the Issuer's outstanding common stock as set forth in this Form 4.

F3 · ownership.nature: Including (i) 3,900,000 shares of Class A common stock owned by Bison Entertainment Investment Limited ("BEIL"), (ii) 74,712 shares of Class A common stock issued as part of the annual retainer for board service by the reporting person; (iii) 6,666,667 shares, held by Bison Global (defined below); (iv) 9,005,772 shares held by MingTai (defined below); (v) 7,266,367 shares of Class A common stock held by Shangtai (defined below), and (vi) 3,898,615 shares of Class A common stock held by Antai Investment LP, a Cayman Islands registered limited partnership, and the manager of its general partner is controlled by Mr. Peixin Xu, who acquired the shares pursuant to the April Stock Purchase Agreement.

Read SEC document
December 28, 2020 Filed Jan 13, 2021 22:53 UTC Cineverse Corp. CIDM · Entity 7143 SaleClass A Common Stock 1,831,918 $0.63 $1,154,108.34
Disclosure

SEC source: 0001213900-21-002034 · ownership.xml · nonDerivative · entry 2

Xu Peixin · CIK 0001705781 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 39,036,247

F1 · shares: Representing an aggregate 4,793,546 shares of Class A Common Stock that Huatai (defined below) sold in open market.

F4 · ownership.direct: The Reporting Person through his control of Bison Finance Group Limited ("BFGL"), which is a Hong Kong listed company and BFGL's subsidiaries, indirectly manages Bison Global Investment SPC for and on behalf of Bison Global Investment SPC-Bison Global No. 1 ("Bison Global"), Huatai Investment LP ("Huatai"), Antai Investment LP ("Antai"), Mingtai Investment LP ("Mingtai") and Shangtai Asset Management LP ("Shangtai", collectively with Bison Global, Huatai, Antai, Mingtai and Shangtai, the "April investors"). BEIL is a wholly-owned subsidiary of BEMG which is wholly owned by Bison Capital Holding Company Limited ("Bison Capital"). Ms. Fengyun Jiang is the shareholder of 100% ownership of Bison Capital and also spouse of Mr. Xu and therefore beneficially holds the Issuer's outstanding common stock through Bison Capital's ownership of BEIL. Mr. Xu, being Ms. Jiang's husband indirectly beneficially holds the Issuer's outstanding common stock as set forth in this Form 4.

Read SEC document
December 24, 2020 Filed Jan 13, 2021 22:53 UTC Cineverse Corp. CIDM · Entity 7143 SaleClass A Common Stock 2,961,628 $0.65 $1,925,058.20
Disclosure

SEC source: 0001213900-21-002034 · ownership.xml · nonDerivative · entry 1

Xu Peixin · CIK 0001705781 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 40,868,165

F1 · shares: Representing an aggregate 4,793,546 shares of Class A Common Stock that Huatai (defined below) sold in open market.

F4 · ownership.direct: The Reporting Person through his control of Bison Finance Group Limited ("BFGL"), which is a Hong Kong listed company and BFGL's subsidiaries, indirectly manages Bison Global Investment SPC for and on behalf of Bison Global Investment SPC-Bison Global No. 1 ("Bison Global"), Huatai Investment LP ("Huatai"), Antai Investment LP ("Antai"), Mingtai Investment LP ("Mingtai") and Shangtai Asset Management LP ("Shangtai", collectively with Bison Global, Huatai, Antai, Mingtai and Shangtai, the "April investors"). BEIL is a wholly-owned subsidiary of BEMG which is wholly owned by Bison Capital Holding Company Limited ("Bison Capital"). Ms. Fengyun Jiang is the shareholder of 100% ownership of Bison Capital and also spouse of Mr. Xu and therefore beneficially holds the Issuer's outstanding common stock through Bison Capital's ownership of BEIL. Mr. Xu, being Ms. Jiang's husband indirectly beneficially holds the Issuer's outstanding common stock as set forth in this Form 4.

Read SEC document
April 15, 2020 Filed May 20, 2020 23:07 UTC Cineverse Corp. CIDM · Entity 7143 PurchaseConvertible Note · Derivative 1 $10,000,000.00 Strike: $1.50 $10,000,000.00
Disclosure

SEC source: 0001213900-20-013158 · ownership.xml · derivative · entry 2

Xu Peixin · CIK 0001705781 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,666,667

Underlying: Class A Common Stock · 6,666,667 shares

Expires 2021-03-04

F3 · derivative.expiration_date: Representing 6,666,666 shares of Class A Common Stock underlying a convertible note issued by the Company to Bison Global dated July 12, 2019, in the principal amount of $10,000,000, convertible into shares of Class A Common Stock at $1.50 per share. On April 15, 2020, the Company executed a letter amendment to the Note. Among other things, the Letter Amendment amended the Bison Note, effective as of March 4, 2020, to change the maturity date of the note to March 4, 2021

F3 · derivative.underlying_shares: Representing 6,666,666 shares of Class A Common Stock underlying a convertible note issued by the Company to Bison Global dated July 12, 2019, in the principal amount of $10,000,000, convertible into shares of Class A Common Stock at $1.50 per share. On April 15, 2020, the Company executed a letter amendment to the Note. Among other things, the Letter Amendment amended the Bison Note, effective as of March 4, 2020, to change the maturity date of the note to March 4, 2021

F1 · ownership.nature: The Reporting Person through his control of Bison Finance Group Limited ("BFGL"), which is a Hong Kong listed company and BFGL's subsidiaries, indirectly manages Bison Global Investment SPC for and on behalf of Global Investment SPC-Bison Global No. 1 ("Bison Global"), Huatai Investment LP ("Huatai"), Antai Investment LP ("Antai"), Mingtai Investment LP ("Mingtai") and Shangtai Asset Management LP ("Shangtai", collectively with Bison Global, Huatai, Antai, Mingtai and Shangtai, the "April investors").

Read SEC document
April 15, 2020 Filed May 20, 2020 23:07 UTC Cineverse Corp. CIDM · Entity 7143 PurchaseClass A Common Stock 29,855,081 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-20-013158 · ownership.xml · nonDerivative · entry 1

Xu Peixin · CIK 0001705781 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 53,421,748

F2 · shares: Representing the aggregate 29,855,081 shares of Class A Common Stock issued to the April Investors pursuant to a stock purchase agreement among Cinedigm Corp.(the "Company") and the April Investors to buy an aggregate of 223,380,000 outstanding ordinary shares of Starrise Media Holdings Limited, a leading Chinese entertainment company ("Starrise") from the April Investors and for the Company to issue to them an aggregate of 29,855,081 shares of its Class A common stock in consideration therefor (the "April Share Acquisition"). On April 15, 2020, the April Share Acquisition was consummated.

F2 · price: Representing the aggregate 29,855,081 shares of Class A Common Stock issued to the April Investors pursuant to a stock purchase agreement among Cinedigm Corp.(the "Company") and the April Investors to buy an aggregate of 223,380,000 outstanding ordinary shares of Starrise Media Holdings Limited, a leading Chinese entertainment company ("Starrise") from the April Investors and for the Company to issue to them an aggregate of 29,855,081 shares of its Class A common stock in consideration therefor (the "April Share Acquisition"). On April 15, 2020, the April Share Acquisition was consummated.

F1 · ownership.direct: The Reporting Person through his control of Bison Finance Group Limited ("BFGL"), which is a Hong Kong listed company and BFGL's subsidiaries, indirectly manages Bison Global Investment SPC for and on behalf of Global Investment SPC-Bison Global No. 1 ("Bison Global"), Huatai Investment LP ("Huatai"), Antai Investment LP ("Antai"), Mingtai Investment LP ("Mingtai") and Shangtai Asset Management LP ("Shangtai", collectively with Bison Global, Huatai, Antai, Mingtai and Shangtai, the "April investors").

F1 · ownership.nature: The Reporting Person through his control of Bison Finance Group Limited ("BFGL"), which is a Hong Kong listed company and BFGL's subsidiaries, indirectly manages Bison Global Investment SPC for and on behalf of Global Investment SPC-Bison Global No. 1 ("Bison Global"), Huatai Investment LP ("Huatai"), Antai Investment LP ("Antai"), Mingtai Investment LP ("Mingtai") and Shangtai Asset Management LP ("Shangtai", collectively with Bison Global, Huatai, Antai, Mingtai and Shangtai, the "April investors").

Read SEC document
January 13, 2020 Filed May 31, 2023 21:17 UTC Cineverse Corp. CIDM · Entity 7143 GrantClass A Common Stock 71,428 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 1

Xu Peixin · CIK 0001705781 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,140

F1 · shares: Constitutes the stock portion of the annual retainer for the year of board service by the Reporting Person commencing on October 1, 2019. Such shares vest quarterly on December 31, 2019, March 31, 2020, June 30, 2020 and September 30, 2020, so long as the Reporting Person is a director on each such date.

Read SEC document
August 02, 2019 Filed Nov 21, 2019 22:51 UTC Cineverse Corp. CIDM · Entity 7143 PurchaseClass A Common Stock 1,900,000 $2,850,000.00 $5,415,000,000,000.00
Disclosure

SEC source: 0001213900-19-024381 · ownership.xml · nonDerivative · entry 2

Xu Peixin · CIK 0001705781 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 23,566,667

F3 · shares: Representing 1,900,000 shares of Class A Common Stock originally issued to BEMG at $1.50 per share pursuant to a purchase agreement between the Company and BEMG dated August 2, 2019 and later transferred by BEMG to BEI pursuant to a share transfer agreement among BEMG and BEI dated October 24, 2019.

F1 · ownership.nature: The Reporting Person is the spouse of the sole owner of Bison Capital Holding Company Limited, which owns 100% equity interest of Bison Entertainment and Media Group ("BEMG") who then holds 100% equity interest of Bison Entertainment Investment Limited ("BEI"). In addition, the Reporting Person through several holding entities, is the controlling beneficially owner of MingTai Investment LP ("MingTai") and Bison Global Investment SPC for and on behalf of Global Investment SPC-Bison Global No. 1 ("Bison Global")

Read SEC document
July 12, 2019 Filed Nov 21, 2019 22:51 UTC Cineverse Corp. CIDM · Entity 7143 PurchaseConvertible Note · Derivative 1 $10,000,000.00 Strike: $1.50 $10,000,000.00
Disclosure

SEC source: 0001213900-19-024381 · ownership.xml · derivative · entry 4

Xu Peixin · CIK 0001705781 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 6,666,666

Underlying: Class A Common Stock · 6,666,666 shares

Expires 2020-03-04

F5 · derivative.underlying_shares: Representing 6,666,666 shares of Class A Common Stock underlying a convertible note issued by the Company to Bison Global dated July 12, 2019, in the principal amount of $10,000,000, convertible into shares of Class A Common Stock at $1.50 per share.

F1 · ownership.nature: The Reporting Person is the spouse of the sole owner of Bison Capital Holding Company Limited, which owns 100% equity interest of Bison Entertainment and Media Group ("BEMG") who then holds 100% equity interest of Bison Entertainment Investment Limited ("BEI"). In addition, the Reporting Person through several holding entities, is the controlling beneficially owner of MingTai Investment LP ("MingTai") and Bison Global Investment SPC for and on behalf of Global Investment SPC-Bison Global No. 1 ("Bison Global")

F5 · ownership.nature: Representing 6,666,666 shares of Class A Common Stock underlying a convertible note issued by the Company to Bison Global dated July 12, 2019, in the principal amount of $10,000,000, convertible into shares of Class A Common Stock at $1.50 per share.

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July 09, 2019 Filed Nov 21, 2019 22:51 UTC Cineverse Corp. CIDM · Entity 7143 PurchaseClass A Common Stock 2,000,000 $4,500,000.00 $9,000,000,000,000.00
Disclosure

SEC source: 0001213900-19-024381 · ownership.xml · nonDerivative · entry 1

Xu Peixin · CIK 0001705781 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 21,666,667

F2 · shares: Representing 2,000, 000 shares of Class A Common Stock originally issued to BEMG at $1.50 per share pursuant to a purchase agreement between the Cinedigam Corp. (the "Company") and BEMG dated July 9, 2019 and transferred by BEMG to BEI pursuant to a share transfer agreement among BEMG and BEI dated October 24, 2019.

F1 · ownership.nature: The Reporting Person is the spouse of the sole owner of Bison Capital Holding Company Limited, which owns 100% equity interest of Bison Entertainment and Media Group ("BEMG") who then holds 100% equity interest of Bison Entertainment Investment Limited ("BEI"). In addition, the Reporting Person through several holding entities, is the controlling beneficially owner of MingTai Investment LP ("MingTai") and Bison Global Investment SPC for and on behalf of Global Investment SPC-Bison Global No. 1 ("Bison Global")

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May 15, 2019 Filed May 21, 2019 13:59 UTC XYNOMIC PHARMACEUTICALS HOLDINGS, INC. XYN · Entity 157082 PurchaseWarrants · Derivative 25,000 $11.50 Strike: $11.50 $287,500.00
Disclosure

SEC source: 0001213900-19-009297 · ownership.xml · derivative · entry 2

Xu Peixin · CIK 0001705781 · Former Dir. & 10% more owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 225,937

Underlying: Common Stock · 25,000 shares

Expires 2024-05-15

F1 · kind: In connection with the closing of a business combination with Xynomic Pharmaceuticals, Inc. (the "Closing"), Bison Capital Holding Company Limited, a Cayman Islands company ("Bison Capital"), (A) purchased 13,793 shares (the "Backstop Shares") of common stock of Bison Capital Acquisition Corp., a Delaware corporation (now known as Xynomic Pharmaceuticals Holdings, Inc., the "Company"), par value $0.001 per share pursuant to a Backstop and Subscription Agreement dated May 1, 2019 between the Company and Yiling Mark Xu; (B) converted its $500,000 promissory notes issued by the Company into 55,000 common shares and 25,000 warrants, each exercisable to purchase one share of common stock at $11.50 per whole share; and (C) received 40,187 common shares upon the exchange of its rights immediately outstanding prior to the Closing.

F1 · price: In connection with the closing of a business combination with Xynomic Pharmaceuticals, Inc. (the "Closing"), Bison Capital Holding Company Limited, a Cayman Islands company ("Bison Capital"), (A) purchased 13,793 shares (the "Backstop Shares") of common stock of Bison Capital Acquisition Corp., a Delaware corporation (now known as Xynomic Pharmaceuticals Holdings, Inc., the "Company"), par value $0.001 per share pursuant to a Backstop and Subscription Agreement dated May 1, 2019 between the Company and Yiling Mark Xu; (B) converted its $500,000 promissory notes issued by the Company into 55,000 common shares and 25,000 warrants, each exercisable to purchase one share of common stock at $11.50 per whole share; and (C) received 40,187 common shares upon the exchange of its rights immediately outstanding prior to the Closing.

F2 · derivative.underlying_shares: Pursuant to the promissory note and warrant agreement, each unit consists of one share; each whole warrant entitles the holder to one common share exercisable at $11.50 per share, expiring at the 5th anniversary of the Closing.

F3 · ownership.nature: Fengyun Jiang, who has 100% ownership interest in Bison Capital and is Peixin Xu's spouse, has voting and dispositive power over the shares held by such entity. Mr. Xu was the Chairman of the Company but resigned at the closing of a business combination, effective May 15, 2019.

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May 15, 2019 Filed May 21, 2019 13:59 UTC XYNOMIC PHARMACEUTICALS HOLDINGS, INC. XYN · Entity 157082 PurchaseCommon Stock, par value $0.0001 per share 108,980 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-19-009297 · ownership.xml · nonDerivative · entry 1

Xu Peixin · CIK 0001705781 · Former Dir. & 10% more owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,628,580

F1 · kind: In connection with the closing of a business combination with Xynomic Pharmaceuticals, Inc. (the "Closing"), Bison Capital Holding Company Limited, a Cayman Islands company ("Bison Capital"), (A) purchased 13,793 shares (the "Backstop Shares") of common stock of Bison Capital Acquisition Corp., a Delaware corporation (now known as Xynomic Pharmaceuticals Holdings, Inc., the "Company"), par value $0.001 per share pursuant to a Backstop and Subscription Agreement dated May 1, 2019 between the Company and Yiling Mark Xu; (B) converted its $500,000 promissory notes issued by the Company into 55,000 common shares and 25,000 warrants, each exercisable to purchase one share of common stock at $11.50 per whole share; and (C) received 40,187 common shares upon the exchange of its rights immediately outstanding prior to the Closing.

F1 · shares: In connection with the closing of a business combination with Xynomic Pharmaceuticals, Inc. (the "Closing"), Bison Capital Holding Company Limited, a Cayman Islands company ("Bison Capital"), (A) purchased 13,793 shares (the "Backstop Shares") of common stock of Bison Capital Acquisition Corp., a Delaware corporation (now known as Xynomic Pharmaceuticals Holdings, Inc., the "Company"), par value $0.001 per share pursuant to a Backstop and Subscription Agreement dated May 1, 2019 between the Company and Yiling Mark Xu; (B) converted its $500,000 promissory notes issued by the Company into 55,000 common shares and 25,000 warrants, each exercisable to purchase one share of common stock at $11.50 per whole share; and (C) received 40,187 common shares upon the exchange of its rights immediately outstanding prior to the Closing.

F1 · price: In connection with the closing of a business combination with Xynomic Pharmaceuticals, Inc. (the "Closing"), Bison Capital Holding Company Limited, a Cayman Islands company ("Bison Capital"), (A) purchased 13,793 shares (the "Backstop Shares") of common stock of Bison Capital Acquisition Corp., a Delaware corporation (now known as Xynomic Pharmaceuticals Holdings, Inc., the "Company"), par value $0.001 per share pursuant to a Backstop and Subscription Agreement dated May 1, 2019 between the Company and Yiling Mark Xu; (B) converted its $500,000 promissory notes issued by the Company into 55,000 common shares and 25,000 warrants, each exercisable to purchase one share of common stock at $11.50 per whole share; and (C) received 40,187 common shares upon the exchange of its rights immediately outstanding prior to the Closing.

F3 · ownership.nature: Fengyun Jiang, who has 100% ownership interest in Bison Capital and is Peixin Xu's spouse, has voting and dispositive power over the shares held by such entity. Mr. Xu was the Chairman of the Company but resigned at the closing of a business combination, effective May 15, 2019.

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December 12, 2018 Filed Dec 19, 2018 22:15 UTC Cineverse Corp. CIDM · Entity 7143 GrantClass A Common Stock 43,103 $0.00 $0.00
Disclosure

SEC source: 0000932440-18-000114 · edgar.xml · nonDerivative · entry 1

Xu Peixin · CIK 0001705781 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,712

F3 · shares: Includes 43,103 shares of Class A Common Stock issued on December 12, 2018 as part of the annual retainer for board service by the Reporting Person for the period from October 1, 2018 to September 30, 2019. Such shares vest as follows: 10,776 on each of December 31, 2018, March 31, 2019 and June 30, 2019 and 10,775 on September 30, 2019, so long as the Reporting Person is a director on each such date.

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October 09, 2018 Filed Nov 21, 2019 22:51 UTC Cineverse Corp. CIDM · Entity 7143 PurchaseConvertible Note · Derivative 1 $5,000,000.00 Strike: $1.50 $5,000,000.00
Disclosure

SEC source: 0001213900-19-024381 · ownership.xml · derivative · entry 3

Xu Peixin · CIK 0001705781 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,333,333

Underlying: Class A Common Stock · 3,333,333 shares

Expires 2020-10-08

F4 · derivative.underlying_shares: Representing 3,333,333 shares of Class A Common Stock underlying a convertible note issued by the Company to MingTai dated October 8, 2018, in the principal amount of $5,000,000, convertible into shares of Class A Common Stock at $1.50 per share.

F1 · ownership.nature: The Reporting Person is the spouse of the sole owner of Bison Capital Holding Company Limited, which owns 100% equity interest of Bison Entertainment and Media Group ("BEMG") who then holds 100% equity interest of Bison Entertainment Investment Limited ("BEI"). In addition, the Reporting Person through several holding entities, is the controlling beneficially owner of MingTai Investment LP ("MingTai") and Bison Global Investment SPC for and on behalf of Global Investment SPC-Bison Global No. 1 ("Bison Global")

F4 · ownership.nature: Representing 3,333,333 shares of Class A Common Stock underlying a convertible note issued by the Company to MingTai dated October 8, 2018, in the principal amount of $5,000,000, convertible into shares of Class A Common Stock at $1.50 per share.

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January 29, 2018 Filed Jan 30, 2018 19:22 UTC Cineverse Corp. CIDM · Entity 7143 GrantClass A Common Stock 31,609 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-002234 · doc4.xml · nonDerivative · entry 1

Xu Peixin · CIK 0001705781 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,609

F1 · shares: Includes 31,609 shares of Class A Common Stock issued on January 29, 2018 as part of the annual retainer for board service by the Reporting Person for the period from November 1, 2017 to September 30, 2018. Such shares vest as follows: 5,746 shares immediately, and 8,621 shares on each of March 31, 2018, June 30, 2018 and September 30, 2018, so long as the Reporting Person is a director on each such date.

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December 29, 2017 Filed Jan 2, 2018 17:24 UTC Cineverse Corp. CIDM · Entity 7143 OtherWarrants (right to buy) · Derivative 1,400,000 $0.00 Strike: $1.80 $0.00
Disclosure

SEC source: 0000899243-18-000033 · doc4.xml · derivative · entry 2

Xu Peixin · CIK 0001705781 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,400,000

Underlying: Class A Common Stock · 1,400,000 shares

Expires 2022-12-29

F2 · kind: Warrants held by BEMG. The warrants to purchase up to 1,400,000 shares of Class A Common Stock of the Company were issued by Cinedigm Corp. (the "Company") to BEMG on December 29, 2017 in connection with its agreement to make a loan to the Company in the principal amount of US$10,000,000.00.

F2 · price: Warrants held by BEMG. The warrants to purchase up to 1,400,000 shares of Class A Common Stock of the Company were issued by Cinedigm Corp. (the "Company") to BEMG on December 29, 2017 in connection with its agreement to make a loan to the Company in the principal amount of US$10,000,000.00.

F1 · ownership.nature: The Reporting Person is the spouse of the sole owner of Bison Capital Holding Company Limited, which indirectly owns 19,666,667 shares of Class A Common Stock of the company through Bison Entertainment Investment Limited, a wholly owned subsidiary of Bison Entertainment and Media Group ("BEMG"), which is wholly owned by Bison Capital Holding Company Limited.

F2 · ownership.nature: Warrants held by BEMG. The warrants to purchase up to 1,400,000 shares of Class A Common Stock of the Company were issued by Cinedigm Corp. (the "Company") to BEMG on December 29, 2017 in connection with its agreement to make a loan to the Company in the principal amount of US$10,000,000.00.

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June 28, 2017 Filed Jun 28, 2017 17:11 UTC XYNOMIC PHARMACEUTICALS HOLDINGS, INC. BCACU · Entity 157082 PurchaseWarrants · Derivative 19,688 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001213900-17-006914 · f4062817xu_bisoncapital.xml · derivative · entry 3

Xu Peixin · CIK 0001705781 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · (3) See Footnote

Disclosed balance after: 200,938

Underlying: Ordinary share · 19,688 shares

Expires not disclosed

F1 · kind: In connection with the exercise of the over-allotment option in full on June 28, 2017, Bison Capital Holding Company Limited, a Cayman Islands company ("Bison Capital"), purchased 39,375 units of Bison Capital Acquisition Corp., a British Islands company (the "Company"), at a price of $10.00 per unit, pursuant to certain amended and restated unit subscription agreement dated June 19, 2017 between the Company and Bison Capital (the "Unit Subscription Agreement").

F1 · price: In connection with the exercise of the over-allotment option in full on June 28, 2017, Bison Capital Holding Company Limited, a Cayman Islands company ("Bison Capital"), purchased 39,375 units of Bison Capital Acquisition Corp., a British Islands company (the "Company"), at a price of $10.00 per unit, pursuant to certain amended and restated unit subscription agreement dated June 19, 2017 between the Company and Bison Capital (the "Unit Subscription Agreement").

F2 · derivative.exercise_date: Pursuant to the Unit Subscription Agreement, each unit consists of one share, one right and one-half of one warrant. Each right entitles the holder to receive one-tenth of one share upon consummation of the Company's initial business combination, expiring at the 5th anniversary of the business combination. Each whole warrant entitles the holder to one Ordinary Share exercisable at $11.50 per share, expiring at the 5th anniversary of the business combination.

F2 · derivative.expiration_date: Pursuant to the Unit Subscription Agreement, each unit consists of one share, one right and one-half of one warrant. Each right entitles the holder to receive one-tenth of one share upon consummation of the Company's initial business combination, expiring at the 5th anniversary of the business combination. Each whole warrant entitles the holder to one Ordinary Share exercisable at $11.50 per share, expiring at the 5th anniversary of the business combination.

F2 · derivative.underlying_shares: Pursuant to the Unit Subscription Agreement, each unit consists of one share, one right and one-half of one warrant. Each right entitles the holder to receive one-tenth of one share upon consummation of the Company's initial business combination, expiring at the 5th anniversary of the business combination. Each whole warrant entitles the holder to one Ordinary Share exercisable at $11.50 per share, expiring at the 5th anniversary of the business combination.

F3 · ownership.direct: Mr. Peixin Xu holds 20% ownership of Bison Capital and his spouse, Ms. Fengyun Jiang, holds 80% ownership of Bison Capital. With Ms. Jiang, Mr. Xu jointly and indirectly control 1,519,600 ordinary shares of the Company through his joint and direct ownership of Bison Capital.

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June 28, 2017 Filed Jun 28, 2017 17:11 UTC XYNOMIC PHARMACEUTICALS HOLDINGS, INC. BCACU · Entity 157082 PurchaseRights · Derivative 39,375 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001213900-17-006914 · f4062817xu_bisoncapital.xml · derivative · entry 2

Xu Peixin · CIK 0001705781 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · (3) See Footnote

Disclosed balance after: 401,875

Underlying: Ordinary share · 3,937 shares

Expires not disclosed

F1 · kind: In connection with the exercise of the over-allotment option in full on June 28, 2017, Bison Capital Holding Company Limited, a Cayman Islands company ("Bison Capital"), purchased 39,375 units of Bison Capital Acquisition Corp., a British Islands company (the "Company"), at a price of $10.00 per unit, pursuant to certain amended and restated unit subscription agreement dated June 19, 2017 between the Company and Bison Capital (the "Unit Subscription Agreement").

F1 · price: In connection with the exercise of the over-allotment option in full on June 28, 2017, Bison Capital Holding Company Limited, a Cayman Islands company ("Bison Capital"), purchased 39,375 units of Bison Capital Acquisition Corp., a British Islands company (the "Company"), at a price of $10.00 per unit, pursuant to certain amended and restated unit subscription agreement dated June 19, 2017 between the Company and Bison Capital (the "Unit Subscription Agreement").

F2 · derivative.exercise_date: Pursuant to the Unit Subscription Agreement, each unit consists of one share, one right and one-half of one warrant. Each right entitles the holder to receive one-tenth of one share upon consummation of the Company's initial business combination, expiring at the 5th anniversary of the business combination. Each whole warrant entitles the holder to one Ordinary Share exercisable at $11.50 per share, expiring at the 5th anniversary of the business combination.

F2 · derivative.expiration_date: Pursuant to the Unit Subscription Agreement, each unit consists of one share, one right and one-half of one warrant. Each right entitles the holder to receive one-tenth of one share upon consummation of the Company's initial business combination, expiring at the 5th anniversary of the business combination. Each whole warrant entitles the holder to one Ordinary Share exercisable at $11.50 per share, expiring at the 5th anniversary of the business combination.

F2 · derivative.underlying_shares: Pursuant to the Unit Subscription Agreement, each unit consists of one share, one right and one-half of one warrant. Each right entitles the holder to receive one-tenth of one share upon consummation of the Company's initial business combination, expiring at the 5th anniversary of the business combination. Each whole warrant entitles the holder to one Ordinary Share exercisable at $11.50 per share, expiring at the 5th anniversary of the business combination.

F3 · ownership.direct: Mr. Peixin Xu holds 20% ownership of Bison Capital and his spouse, Ms. Fengyun Jiang, holds 80% ownership of Bison Capital. With Ms. Jiang, Mr. Xu jointly and indirectly control 1,519,600 ordinary shares of the Company through his joint and direct ownership of Bison Capital.

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June 28, 2017 Filed Jun 28, 2017 17:11 UTC XYNOMIC PHARMACEUTICALS HOLDINGS, INC. BCACU · Entity 157082 PurchaseOrdinary share, no par value 39,375 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-17-006914 · f4062817xu_bisoncapital.xml · nonDerivative · entry 1

Xu Peixin · CIK 0001705781 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · (3) See Footnote

Disclosed balance after: 1,519,600

F1 · kind: In connection with the exercise of the over-allotment option in full on June 28, 2017, Bison Capital Holding Company Limited, a Cayman Islands company ("Bison Capital"), purchased 39,375 units of Bison Capital Acquisition Corp., a British Islands company (the "Company"), at a price of $10.00 per unit, pursuant to certain amended and restated unit subscription agreement dated June 19, 2017 between the Company and Bison Capital (the "Unit Subscription Agreement").

F1 · shares: In connection with the exercise of the over-allotment option in full on June 28, 2017, Bison Capital Holding Company Limited, a Cayman Islands company ("Bison Capital"), purchased 39,375 units of Bison Capital Acquisition Corp., a British Islands company (the "Company"), at a price of $10.00 per unit, pursuant to certain amended and restated unit subscription agreement dated June 19, 2017 between the Company and Bison Capital (the "Unit Subscription Agreement").

F1 · price: In connection with the exercise of the over-allotment option in full on June 28, 2017, Bison Capital Holding Company Limited, a Cayman Islands company ("Bison Capital"), purchased 39,375 units of Bison Capital Acquisition Corp., a British Islands company (the "Company"), at a price of $10.00 per unit, pursuant to certain amended and restated unit subscription agreement dated June 19, 2017 between the Company and Bison Capital (the "Unit Subscription Agreement").

F3 · ownership.direct: Mr. Peixin Xu holds 20% ownership of Bison Capital and his spouse, Ms. Fengyun Jiang, holds 80% ownership of Bison Capital. With Ms. Jiang, Mr. Xu jointly and indirectly control 1,519,600 ordinary shares of the Company through his joint and direct ownership of Bison Capital.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.