Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Cineverse Corp.CIDM · Entity 7143 | Director · 10% owner | January 13, 2020 | May 31, 2023 |
| XYNOMIC PHARMACEUTICALS HOLDINGS, INC.XYN · Entity 157082 | Former Dir. & 10% more owner | May 15, 2019 | May 21, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Cineverse Corp.
Report date January 13, 2020 · Filed May 31, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 431,704 |
Ending reported balance
After 2022-11-30 transaction · row 16
4 source rows · reconciled sequenceRow 1 · 2020-01-13 · Grant · Acquired 71,428 · Balance 146,140 F1: Constitutes the stock portion of the annual retainer for the year of board service by the Reporting Person commencing on October 1, 2019. Such shares vest quarterly on December 31, 2019, March 31, 2020, June 30, 2020 and September 30, 2020, so long as the Reporting Person is a director on each such date. Row 2 · 2021-02-19 · Grant · Acquired 77,543 · Balance 223,683 F2: Constitutes the stock portion of the annual retainer for the year of board service by the Reporting Person commencing on October 1, 2020. Such shares vest quarterly on December 31, 2020, March 31, 2021, June 30, 2021 and September 30, 2021, so long as the Reporting Person is a director on each such date. Row 3 · 2021-11-03 · Grant · Acquired 37,015 · Balance 260,698 F3: Constitutes the stock portion of the annual retainer for the year of board service by the Reporting Person commencing on October 1, 2021. Such shares vest quarterly on December 31, 2021, March 31, 2022, June 30, 2022 and September 30, 2022, so long as the Reporting Person is a director on each such date. Row 16 · 2022-11-30 · Grant · Acquired 171,006 · Balance 431,704 F29: Constitutes the stock portion of the annual retainer for the year of board service by the Reporting Person commencing on October 1, 2022. Such shares vest quarterly on December 31, 2022, March 31, 2023, June 30, 2023 and September 30, 2023, so long as the Reporting Person is a director on each such date. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 19,966,002 |
Reported balance
After 2022-09-27 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2022-09-27 · Sale · Disposed 204,752 · Balance 19,966,002 F4: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai Investment LP ("Mingtai") in multiple transactions at prices ranging from $0.4450 to $0.4660, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5: Includes (i) 8,801,020 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai Investment LP ("Antai"), and (iii) 7,266,367 shares of Class A Common Stock held by Shangtai Asset Management LP ("Shangtai"). F6: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 19,910,754 |
Reported balance
After 2022-09-27 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2022-09-27 · Sale · Disposed 55,248 · Balance 19,910,754 F7: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4450 to $0.4575, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F8: Includes (i) 8,801,020 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 7,211,119 shares of Class A Common Stock held by Shangtai. F6: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 19,818,133 |
Reported balance
After 2022-09-28 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2022-09-28 · Sale · Disposed 92,621 · Balance 19,818,133 F9: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4400 to $0.4529, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F10: Includes (i) 8,708,399 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 7,211,119 shares of Class A Common Stock held by Shangtai. F6: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 19,725,470 |
Reported balance
After 2022-09-28 transaction · row 7
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 7 · 2022-09-28 · Sale · Disposed 92,663 · Balance 19,725,470 F11: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4400 to $0.4529, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F12: Includes (i) 8,708,399 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 7,118,456 shares of Class A Common Stock held by Shangtai. F6: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 19,380,522 |
Reported balance
After 2022-09-30 transaction · row 8
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 8 · 2022-09-30 · Sale · Disposed 344,948 · Balance 19,380,522 F13: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.3930 to $0.4246, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F14: Includes (i) 8,363,451 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 7,118,456 shares of Class A Common Stock held by Shangtai. F6: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 19,035,470 |
Reported balance
After 2022-09-30 transaction · row 9
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 9 · 2022-09-30 · Sale · Disposed 345,052 · Balance 19,035,470 F15: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.3930 to $0.4246, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F16: Includes (i) 8,363,451 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,773,404 shares of Class A Common Stock held by Shangtai. F6: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 18,985,470 |
Reported balance
After 2022-11-17 transaction · row 10
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 10 · 2022-11-17 · Sale · Disposed 50,000 · Balance 18,985,470 F17: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4510 to $0.5100, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F18: Includes (i) 8,313,451 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,773,404 shares of Class A Common Stock held by Shangtai. F6: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 18,935,470 |
Reported balance
After 2022-11-17 transaction · row 11
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 11 · 2022-11-17 · Sale · Disposed 50,000 · Balance 18,935,470 F19: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4510 to $0.5100, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F20: Includes (i) 8,313,451 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,723,404 shares of Class A Common Stock held by Shangtai. F6: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 18,910,270 |
Reported balance
After 2022-11-18 transaction · row 12
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 12 · 2022-11-18 · Sale · Disposed 25,200 · Balance 18,910,270 F21: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4586 to $0.4900, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F22: Includes (i) 8,288,251 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,723,404 shares of Class A Common Stock held by Shangtai. F6: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 18,885,070 |
Reported balance
After 2022-11-18 transaction · row 13
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 13 · 2022-11-18 · Sale · Disposed 25,200 · Balance 18,885,070 F23: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4585 to $0.4900, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F24: Includes (i) 8,288,251 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,698,204 shares of Class A Common Stock held by Shangtai. F6: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 18,854,070 |
Reported balance
After 2022-11-21 transaction · row 14
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 14 · 2022-11-21 · Sale · Disposed 31,000 · Balance 18,854,070 F25: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4500 to $0.4603, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F26: Includes (i) 8,257,251 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,698,204 shares of Class A Common Stock held by Shangtai. F6: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 18,823,070 |
Reported balance
After 2022-11-21 transaction · row 15
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 15 · 2022-11-21 · Sale · Disposed 31,000 · Balance 18,823,070 F27: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4500 to $0.4603, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F28: Includes (i) 8,257,251 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,667,204 shares of Class A Common Stock held by Shangtai. F6: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 18,814,570 |
Reported balance
After 2022-12-14 transaction · row 17
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 17 · 2022-12-14 · Sale · Disposed 8,500 · Balance 18,814,570 F30: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4751 to $0.4918, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F31: Includes (i) 8,248,751 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,667,204 shares of Class A Common Stock held by Shangtai. F6: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 18,806,070 |
Reported balance
After 2022-12-14 transaction · row 18
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 18 · 2022-12-14 · Sale · Disposed 8,500 · Balance 18,806,070 F32: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4751 to $0.4918, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F33: Includes (i) 8,248,751 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,658,704 shares of Class A Common Stock held by Shangtai. F6: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 18,782,357 |
Reported balance
After 2022-12-20 transaction · row 19
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 19 · 2022-12-20 · Sale · Disposed 23,713 · Balance 18,782,357 F34: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4150 to $0.4450, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F35: Includes (i) 8,225,038 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,658,704 shares of Class A Common Stock held by Shangtai. F6: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 18,758,644 |
Reported balance
After 2022-12-20 transaction · row 20
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 20 · 2022-12-20 · Sale · Disposed 23,713 · Balance 18,758,644 F36: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4150 to $0.4450, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F37: Includes (i) 8,225,038 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,634,991 shares of Class A Common Stock held by Shangtai. F6: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 18,751,289 |
Reported balance
After 2022-12-21 transaction · row 21
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 21 · 2022-12-21 · Sale · Disposed 7,355 · Balance 18,751,289 F38: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4200 to $0.4321, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F39: Includes (i) 8,217,683 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,634,991 shares of Class A Common Stock held by Shangtai. F6: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 18,743,934 |
Reported balance
After 2022-12-21 transaction · row 22
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 22 · 2022-12-21 · Sale · Disposed 7,355 · Balance 18,743,934 F40: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4200 to $0.4321, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F41: Includes (i) 8,217,683 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,627,636 shares of Class A Common Stock held by Shangtai. F6: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai. |
Filing footnotes · ownership attribution and instrument terms
F1: Constitutes the stock portion of the annual retainer for the year of board service by the Reporting Person commencing on October 1, 2019. Such shares vest quarterly on December 31, 2019, March 31, 2020, June 30, 2020 and September 30, 2020, so long as the Reporting Person is a director on each such date.
F2: Constitutes the stock portion of the annual retainer for the year of board service by the Reporting Person commencing on October 1, 2020. Such shares vest quarterly on December 31, 2020, March 31, 2021, June 30, 2021 and September 30, 2021, so long as the Reporting Person is a director on each such date.
F3: Constitutes the stock portion of the annual retainer for the year of board service by the Reporting Person commencing on October 1, 2021. Such shares vest quarterly on December 31, 2021, March 31, 2022, June 30, 2022 and September 30, 2022, so long as the Reporting Person is a director on each such date.
F4: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai Investment LP ("Mingtai") in multiple transactions at prices ranging from $0.4450 to $0.4660, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: Includes (i) 8,801,020 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai Investment LP ("Antai"), and (iii) 7,266,367 shares of Class A Common Stock held by Shangtai Asset Management LP ("Shangtai").
F6: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai.
F7: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4450 to $0.4575, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8: Includes (i) 8,801,020 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 7,211,119 shares of Class A Common Stock held by Shangtai.
F9: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4400 to $0.4529, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10: Includes (i) 8,708,399 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 7,211,119 shares of Class A Common Stock held by Shangtai.
F11: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4400 to $0.4529, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F12: Includes (i) 8,708,399 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 7,118,456 shares of Class A Common Stock held by Shangtai.
F13: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.3930 to $0.4246, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F14: Includes (i) 8,363,451 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 7,118,456 shares of Class A Common Stock held by Shangtai.
F15: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.3930 to $0.4246, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F16: Includes (i) 8,363,451 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,773,404 shares of Class A Common Stock held by Shangtai.
F17: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4510 to $0.5100, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F18: Includes (i) 8,313,451 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,773,404 shares of Class A Common Stock held by Shangtai.
F19: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4510 to $0.5100, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F20: Includes (i) 8,313,451 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,723,404 shares of Class A Common Stock held by Shangtai.
F21: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4586 to $0.4900, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F22: Includes (i) 8,288,251 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,723,404 shares of Class A Common Stock held by Shangtai.
F23: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4585 to $0.4900, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F24: Includes (i) 8,288,251 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,698,204 shares of Class A Common Stock held by Shangtai.
F25: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4500 to $0.4603, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F26: Includes (i) 8,257,251 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,698,204 shares of Class A Common Stock held by Shangtai.
F27: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4500 to $0.4603, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F28: Includes (i) 8,257,251 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,667,204 shares of Class A Common Stock held by Shangtai.
F29: Constitutes the stock portion of the annual retainer for the year of board service by the Reporting Person commencing on October 1, 2022. Such shares vest quarterly on December 31, 2022, March 31, 2023, June 30, 2023 and September 30, 2023, so long as the Reporting Person is a director on each such date.
F30: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4751 to $0.4918, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F31: Includes (i) 8,248,751 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,667,204 shares of Class A Common Stock held by Shangtai.
F32: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4751 to $0.4918, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F33: Includes (i) 8,248,751 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,658,704 shares of Class A Common Stock held by Shangtai.
F34: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4150 to $0.4450, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F35: Includes (i) 8,225,038 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,658,704 shares of Class A Common Stock held by Shangtai.
F36: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4150 to $0.4450, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F37: Includes (i) 8,225,038 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,634,991 shares of Class A Common Stock held by Shangtai.
F38: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4200 to $0.4321, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F39: Includes (i) 8,217,683 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,634,991 shares of Class A Common Stock held by Shangtai.
F40: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4200 to $0.4321, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F41: Includes (i) 8,217,683 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,627,636 shares of Class A Common Stock held by Shangtai.
XYNOMIC PHARMACEUTICALS HOLDINGS, INC.
Report date May 15, 2019 · Filed May 21, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee Footnote | 1,628,580 |
Reported balance
After 2019-05-15 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-05-15 · Purchase · Acquired 108,980 · Balance 1,628,580 F1: In connection with the closing of a business combination with Xynomic Pharmaceuticals, Inc. (the "Closing"), Bison Capital Holding Company Limited, a Cayman Islands company ("Bison Capital"), (A) purchased 13,793 shares (the "Backstop Shares") of common stock of Bison Capital Acquisition Corp., a Delaware corporation (now known as Xynomic Pharmaceuticals Holdings, Inc., the "Company"), par value $0.001 per share pursuant to a Backstop and Subscription Agreement dated May 1, 2019 between the Company and Yiling Mark Xu; (B) converted its $500,000 promissory notes issued by the Company into 55,000 common shares and 25,000 warrants, each exercisable to purchase one share of common stock at $11.50 per whole share; and (C) received 40,187 common shares upon the exchange of its rights immediately outstanding prior to the Closing. F3: Fengyun Jiang, who has 100% ownership interest in Bison Capital and is Peixin Xu's spouse, has voting and dispositive power over the shares held by such entity. Mr. Xu was the Chairman of the Company but resigned at the closing of a business combination, effective May 15, 2019. |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2024-05-15 | IndirectSee Footnote | 225,937 |
Reported balance
After 2019-05-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-05-15 · Purchase · Acquired 25,000 · Balance 225,937 F1: In connection with the closing of a business combination with Xynomic Pharmaceuticals, Inc. (the "Closing"), Bison Capital Holding Company Limited, a Cayman Islands company ("Bison Capital"), (A) purchased 13,793 shares (the "Backstop Shares") of common stock of Bison Capital Acquisition Corp., a Delaware corporation (now known as Xynomic Pharmaceuticals Holdings, Inc., the "Company"), par value $0.001 per share pursuant to a Backstop and Subscription Agreement dated May 1, 2019 between the Company and Yiling Mark Xu; (B) converted its $500,000 promissory notes issued by the Company into 55,000 common shares and 25,000 warrants, each exercisable to purchase one share of common stock at $11.50 per whole share; and (C) received 40,187 common shares upon the exchange of its rights immediately outstanding prior to the Closing. F2: Pursuant to the promissory note and warrant agreement, each unit consists of one share; each whole warrant entitles the holder to one common share exercisable at $11.50 per share, expiring at the 5th anniversary of the Closing. F3: Fengyun Jiang, who has 100% ownership interest in Bison Capital and is Peixin Xu's spouse, has voting and dispositive power over the shares held by such entity. Mr. Xu was the Chairman of the Company but resigned at the closing of a business combination, effective May 15, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the closing of a business combination with Xynomic Pharmaceuticals, Inc. (the "Closing"), Bison Capital Holding Company Limited, a Cayman Islands company ("Bison Capital"), (A) purchased 13,793 shares (the "Backstop Shares") of common stock of Bison Capital Acquisition Corp., a Delaware corporation (now known as Xynomic Pharmaceuticals Holdings, Inc., the "Company"), par value $0.001 per share pursuant to a Backstop and Subscription Agreement dated May 1, 2019 between the Company and Yiling Mark Xu; (B) converted its $500,000 promissory notes issued by the Company into 55,000 common shares and 25,000 warrants, each exercisable to purchase one share of common stock at $11.50 per whole share; and (C) received 40,187 common shares upon the exchange of its rights immediately outstanding prior to the Closing.
F2: Pursuant to the promissory note and warrant agreement, each unit consists of one share; each whole warrant entitles the holder to one common share exercisable at $11.50 per share, expiring at the 5th anniversary of the Closing.
F3: Fengyun Jiang, who has 100% ownership interest in Bison Capital and is Peixin Xu's spouse, has voting and dispositive power over the shares held by such entity. Mr. Xu was the Chairman of the Company but resigned at the closing of a business combination, effective May 15, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 21, 2022 Filed May 31, 2023 21:17 UTC | Cineverse Corp. CIDM · Entity 7143 | SaleClass A Common Stock | 7,355 | $0.43 | $3,136.91 |
DisclosureSEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 22 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 18,743,934 F40 · price: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4200 to $0.4321, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F41 · balance_after: Includes (i) 8,217,683 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,627,636 shares of Class A Common Stock held by Shangtai. F6 · ownership.nature: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai. Read SEC document |
| December 21, 2022 Filed May 31, 2023 21:17 UTC | Cineverse Corp. CIDM · Entity 7143 | SaleClass A Common Stock | 7,355 | $0.43 | $3,136.91 |
DisclosureSEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 21 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 18,751,289 F38 · price: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4200 to $0.4321, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F39 · balance_after: Includes (i) 8,217,683 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,634,991 shares of Class A Common Stock held by Shangtai. F6 · ownership.nature: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai. Read SEC document |
| December 20, 2022 Filed May 31, 2023 21:17 UTC | Cineverse Corp. CIDM · Entity 7143 | SaleClass A Common Stock | 23,713 | $0.42 | $9,995.03 |
DisclosureSEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 20 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 18,758,644 F36 · price: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4150 to $0.4450, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F37 · balance_after: Includes (i) 8,225,038 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,634,991 shares of Class A Common Stock held by Shangtai. F6 · ownership.nature: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai. Read SEC document |
| December 20, 2022 Filed May 31, 2023 21:17 UTC | Cineverse Corp. CIDM · Entity 7143 | SaleClass A Common Stock | 23,713 | $0.42 | $9,995.03 |
DisclosureSEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 19 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 18,782,357 F34 · price: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4150 to $0.4450, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F35 · balance_after: Includes (i) 8,225,038 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,658,704 shares of Class A Common Stock held by Shangtai. F6 · ownership.nature: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai. Read SEC document |
| December 14, 2022 Filed May 31, 2023 21:17 UTC | Cineverse Corp. CIDM · Entity 7143 | SaleClass A Common Stock | 8,500 | $0.48 | $4,080.85 |
DisclosureSEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 18 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 18,806,070 F32 · price: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4751 to $0.4918, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F33 · balance_after: Includes (i) 8,248,751 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,658,704 shares of Class A Common Stock held by Shangtai. F6 · ownership.nature: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai. Read SEC document |
| December 14, 2022 Filed May 31, 2023 21:17 UTC | Cineverse Corp. CIDM · Entity 7143 | SaleClass A Common Stock | 8,500 | $0.48 | $4,080.00 |
DisclosureSEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 17 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 18,814,570 F30 · price: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4751 to $0.4918, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F31 · balance_after: Includes (i) 8,248,751 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,667,204 shares of Class A Common Stock held by Shangtai. F6 · ownership.nature: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai. Read SEC document |
| November 30, 2022 Filed May 31, 2023 21:17 UTC | Cineverse Corp. CIDM · Entity 7143 | GrantClass A Common Stock | 171,006 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 16 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 431,704 F29 · shares: Constitutes the stock portion of the annual retainer for the year of board service by the Reporting Person commencing on October 1, 2022. Such shares vest quarterly on December 31, 2022, March 31, 2023, June 30, 2023 and September 30, 2023, so long as the Reporting Person is a director on each such date. Read SEC document |
| November 21, 2022 Filed May 31, 2023 21:17 UTC | Cineverse Corp. CIDM · Entity 7143 | SaleClass A Common Stock | 31,000 | $0.45 | $14,077.10 |
DisclosureSEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 15 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 18,823,070 F27 · price: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4500 to $0.4603, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F28 · balance_after: Includes (i) 8,257,251 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,667,204 shares of Class A Common Stock held by Shangtai. F6 · ownership.nature: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai. Read SEC document |
| November 21, 2022 Filed May 31, 2023 21:17 UTC | Cineverse Corp. CIDM · Entity 7143 | SaleClass A Common Stock | 31,000 | $0.45 | $14,077.10 |
DisclosureSEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 14 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 18,854,070 F25 · price: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4500 to $0.4603, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F26 · balance_after: Includes (i) 8,257,251 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,698,204 shares of Class A Common Stock held by Shangtai. F6 · ownership.nature: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai. Read SEC document |
| November 18, 2022 Filed May 31, 2023 21:17 UTC | Cineverse Corp. CIDM · Entity 7143 | SaleClass A Common Stock | 25,200 | $0.47 | $11,728.08 |
DisclosureSEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 13 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 18,885,070 F23 · price: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4585 to $0.4900, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F24 · balance_after: Includes (i) 8,288,251 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,698,204 shares of Class A Common Stock held by Shangtai. F6 · ownership.nature: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai. Read SEC document |
| November 18, 2022 Filed May 31, 2023 21:17 UTC | Cineverse Corp. CIDM · Entity 7143 | SaleClass A Common Stock | 25,200 | $0.47 | $11,728.08 |
DisclosureSEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 12 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 18,910,270 F21 · price: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4586 to $0.4900, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F22 · balance_after: Includes (i) 8,288,251 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,723,404 shares of Class A Common Stock held by Shangtai. F6 · ownership.nature: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai. Read SEC document |
| November 17, 2022 Filed May 31, 2023 21:17 UTC | Cineverse Corp. CIDM · Entity 7143 | SaleClass A Common Stock | 50,000 | $0.46 | $23,240.00 |
DisclosureSEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 11 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 18,935,470 F19 · price: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4510 to $0.5100, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F20 · balance_after: Includes (i) 8,313,451 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,723,404 shares of Class A Common Stock held by Shangtai. F6 · ownership.nature: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai. Read SEC document |
| November 17, 2022 Filed May 31, 2023 21:17 UTC | Cineverse Corp. CIDM · Entity 7143 | SaleClass A Common Stock | 50,000 | $0.46 | $23,240.00 |
DisclosureSEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 10 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 18,985,470 F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4510 to $0.5100, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F18 · balance_after: Includes (i) 8,313,451 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,773,404 shares of Class A Common Stock held by Shangtai. F6 · ownership.nature: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai. Read SEC document |
| September 30, 2022 Filed May 31, 2023 21:17 UTC | Cineverse Corp. CIDM · Entity 7143 | SaleClass A Common Stock | 345,052 | $0.40 | $139,332.00 |
DisclosureSEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 9 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 19,035,470 F15 · price: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.3930 to $0.4246, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F16 · balance_after: Includes (i) 8,363,451 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,773,404 shares of Class A Common Stock held by Shangtai. F6 · ownership.nature: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai. Read SEC document |
| September 30, 2022 Filed May 31, 2023 21:17 UTC | Cineverse Corp. CIDM · Entity 7143 | SaleClass A Common Stock | 344,948 | $0.40 | $139,290.00 |
DisclosureSEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 8 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 19,380,522 F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.3930 to $0.4246, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F14 · balance_after: Includes (i) 8,363,451 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 7,118,456 shares of Class A Common Stock held by Shangtai. F6 · ownership.nature: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai. Read SEC document |
| September 28, 2022 Filed May 31, 2023 21:17 UTC | Cineverse Corp. CIDM · Entity 7143 | SaleClass A Common Stock | 92,663 | $0.45 | $41,235.04 |
DisclosureSEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 7 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 19,725,470 F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4400 to $0.4529, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F12 · balance_after: Includes (i) 8,708,399 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 7,118,456 shares of Class A Common Stock held by Shangtai. F6 · ownership.nature: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai. Read SEC document |
| September 28, 2022 Filed May 31, 2023 21:17 UTC | Cineverse Corp. CIDM · Entity 7143 | SaleClass A Common Stock | 92,621 | $0.45 | $41,216.35 |
DisclosureSEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 6 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 19,818,133 F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4400 to $0.4529, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F10 · balance_after: Includes (i) 8,708,399 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 7,211,119 shares of Class A Common Stock held by Shangtai. F6 · ownership.nature: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai. Read SEC document |
| September 27, 2022 Filed May 31, 2023 21:17 UTC | Cineverse Corp. CIDM · Entity 7143 | SaleClass A Common Stock | 55,248 | $0.45 | $24,734.53 |
DisclosureSEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 5 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 19,910,754 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4450 to $0.4575, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F8 · balance_after: Includes (i) 8,801,020 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 7,211,119 shares of Class A Common Stock held by Shangtai. F6 · ownership.nature: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai. Read SEC document |
| September 27, 2022 Filed May 31, 2023 21:17 UTC | Cineverse Corp. CIDM · Entity 7143 | SaleClass A Common Stock | 204,752 | $0.46 | $93,633.09 |
DisclosureSEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 4 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 19,966,002 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai Investment LP ("Mingtai") in multiple transactions at prices ranging from $0.4450 to $0.4660, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · balance_after: Includes (i) 8,801,020 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai Investment LP ("Antai"), and (iii) 7,266,367 shares of Class A Common Stock held by Shangtai Asset Management LP ("Shangtai"). F6 · ownership.nature: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai. Read SEC document |
| November 03, 2021 Filed May 31, 2023 21:17 UTC | Cineverse Corp. CIDM · Entity 7143 | GrantClass A Common Stock | 37,015 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 3 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 260,698 F3 · shares: Constitutes the stock portion of the annual retainer for the year of board service by the Reporting Person commencing on October 1, 2021. Such shares vest quarterly on December 31, 2021, March 31, 2022, June 30, 2022 and September 30, 2022, so long as the Reporting Person is a director on each such date. Read SEC document |
| March 23, 2021 Filed Aug 26, 2021 19:42 UTC | Cineverse Corp. CIDM · Entity 7143 | SaleClass A Common Stock | 6,666,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-21-045021 · ownership.xml · nonDerivative · entry 2 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 20,323,009 F2 · shares: Representing an aggregate 6,666,667 shares of Class A Common Stock that Bison Global (defined below) sold in open market during a period from February 25, 2021 to March 23,2021. F2 · price: Representing an aggregate 6,666,667 shares of Class A Common Stock that Bison Global (defined below) sold in open market during a period from February 25, 2021 to March 23,2021. F3 · balance_after: Including (i) 152,255 shares of Class A common stock issued as part of the annual retainer for board service by the reporting person, (ii) 9,005,772 shares held by MingTai (defined below), (iii) 7,266,367 shares of Class A common stock held by Shangtai (defined below), and (iv) 3,898,615 shares of Class A common stock held by Antai Investment LP, a Cayman Islands registered limited partnership, and the manager of its general partner is controlled by Mr. Peixin Xu, who acquired the shares pursuant to the April Stock Purchase Agreement. F4 · ownership.direct: The Reporting Person through his control of Bison Finance Group Limited ("BFGL"), which is a Hong Kong listed company and BFGL's subsidiaries, indirectly manages Bison Global Investment SPC for and on behalf of Bison Global Investment SPC-Bison Global No. 1 ("Bison Global"), Huatai Investment LP ("Huatai"), Antai Investment LP ("Antai"), Mingtai Investment LP ("Mingtai") and Shangtai Asset Management LP ("Shangtai", collectively with Bison Global, Huatai, Antai, Mingtai and Shangtai, the "April investors"). BEIL is a wholly-owned subsidiary of Bison Entertainment and Media Group ("BEMG") which is wholly owned by Bison Capital Holding Company Limited ("Bison Capital"). Ms. Fengyun Jiang is the shareholder of 100% ownership of Bison Capital and also spouse of Mr. Xu and therefore beneficially holds the Issuer's outstanding common stock through Bison Capital's ownership of BEIL. Mr. Xu, being Ms. Jiang's husband indirectly beneficially holds the Issuer's outstanding common stock as set forth in this Form 4. F4 · ownership.nature: The Reporting Person through his control of Bison Finance Group Limited ("BFGL"), which is a Hong Kong listed company and BFGL's subsidiaries, indirectly manages Bison Global Investment SPC for and on behalf of Bison Global Investment SPC-Bison Global No. 1 ("Bison Global"), Huatai Investment LP ("Huatai"), Antai Investment LP ("Antai"), Mingtai Investment LP ("Mingtai") and Shangtai Asset Management LP ("Shangtai", collectively with Bison Global, Huatai, Antai, Mingtai and Shangtai, the "April investors"). BEIL is a wholly-owned subsidiary of Bison Entertainment and Media Group ("BEMG") which is wholly owned by Bison Capital Holding Company Limited ("Bison Capital"). Ms. Fengyun Jiang is the shareholder of 100% ownership of Bison Capital and also spouse of Mr. Xu and therefore beneficially holds the Issuer's outstanding common stock through Bison Capital's ownership of BEIL. Mr. Xu, being Ms. Jiang's husband indirectly beneficially holds the Issuer's outstanding common stock as set forth in this Form 4. Read SEC document |
| March 23, 2021 Filed Aug 26, 2021 19:42 UTC | Cineverse Corp. CIDM · Entity 7143 | SaleClass A Common Stock | 3,900,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-21-045021 · ownership.xml · nonDerivative · entry 1 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 20,323,009 F1 · shares: Representing an aggregate 3,900,000 shares of Class A Common Stock that BEIL(defined below) sold in open market during a period from March 12, 2021 to March 23, 2021. F1 · price: Representing an aggregate 3,900,000 shares of Class A Common Stock that BEIL(defined below) sold in open market during a period from March 12, 2021 to March 23, 2021. F3 · balance_after: Including (i) 152,255 shares of Class A common stock issued as part of the annual retainer for board service by the reporting person, (ii) 9,005,772 shares held by MingTai (defined below), (iii) 7,266,367 shares of Class A common stock held by Shangtai (defined below), and (iv) 3,898,615 shares of Class A common stock held by Antai Investment LP, a Cayman Islands registered limited partnership, and the manager of its general partner is controlled by Mr. Peixin Xu, who acquired the shares pursuant to the April Stock Purchase Agreement. F4 · ownership.direct: The Reporting Person through his control of Bison Finance Group Limited ("BFGL"), which is a Hong Kong listed company and BFGL's subsidiaries, indirectly manages Bison Global Investment SPC for and on behalf of Bison Global Investment SPC-Bison Global No. 1 ("Bison Global"), Huatai Investment LP ("Huatai"), Antai Investment LP ("Antai"), Mingtai Investment LP ("Mingtai") and Shangtai Asset Management LP ("Shangtai", collectively with Bison Global, Huatai, Antai, Mingtai and Shangtai, the "April investors"). BEIL is a wholly-owned subsidiary of Bison Entertainment and Media Group ("BEMG") which is wholly owned by Bison Capital Holding Company Limited ("Bison Capital"). Ms. Fengyun Jiang is the shareholder of 100% ownership of Bison Capital and also spouse of Mr. Xu and therefore beneficially holds the Issuer's outstanding common stock through Bison Capital's ownership of BEIL. Mr. Xu, being Ms. Jiang's husband indirectly beneficially holds the Issuer's outstanding common stock as set forth in this Form 4. F4 · ownership.nature: The Reporting Person through his control of Bison Finance Group Limited ("BFGL"), which is a Hong Kong listed company and BFGL's subsidiaries, indirectly manages Bison Global Investment SPC for and on behalf of Bison Global Investment SPC-Bison Global No. 1 ("Bison Global"), Huatai Investment LP ("Huatai"), Antai Investment LP ("Antai"), Mingtai Investment LP ("Mingtai") and Shangtai Asset Management LP ("Shangtai", collectively with Bison Global, Huatai, Antai, Mingtai and Shangtai, the "April investors"). BEIL is a wholly-owned subsidiary of Bison Entertainment and Media Group ("BEMG") which is wholly owned by Bison Capital Holding Company Limited ("Bison Capital"). Ms. Fengyun Jiang is the shareholder of 100% ownership of Bison Capital and also spouse of Mr. Xu and therefore beneficially holds the Issuer's outstanding common stock through Bison Capital's ownership of BEIL. Mr. Xu, being Ms. Jiang's husband indirectly beneficially holds the Issuer's outstanding common stock as set forth in this Form 4. Read SEC document |
| February 19, 2021 Filed May 31, 2023 21:17 UTC | Cineverse Corp. CIDM · Entity 7143 | GrantClass A Common Stock | 77,543 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 2 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 223,683 F2 · shares: Constitutes the stock portion of the annual retainer for the year of board service by the Reporting Person commencing on October 1, 2020. Such shares vest quarterly on December 31, 2020, March 31, 2021, June 30, 2021 and September 30, 2021, so long as the Reporting Person is a director on each such date. Read SEC document |
| December 31, 2020 Filed Jan 13, 2021 22:53 UTC | Cineverse Corp. CIDM · Entity 7143 | SaleClass A Common Stock | 3,865,387 | $0.61 | $2,357,886.07 |
DisclosureSEC source: 0001213900-21-002034 · ownership.xml · nonDerivative · entry 4 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,812,133 F2 · shares: Representing an aggregate 8,224,114 shares of Class A Common Stock that Bison Global (defined below) sold in open market. F3 · balance_after: Including (i) 3,900,000 shares of Class A common stock owned by Bison Entertainment Investment Limited ("BEIL"), (ii) 74,712 shares of Class A common stock issued as part of the annual retainer for board service by the reporting person; (iii) 6,666,667 shares, held by Bison Global (defined below); (iv) 9,005,772 shares held by MingTai (defined below); (v) 7,266,367 shares of Class A common stock held by Shangtai (defined below), and (vi) 3,898,615 shares of Class A common stock held by Antai Investment LP, a Cayman Islands registered limited partnership, and the manager of its general partner is controlled by Mr. Peixin Xu, who acquired the shares pursuant to the April Stock Purchase Agreement. F4 · ownership.direct: The Reporting Person through his control of Bison Finance Group Limited ("BFGL"), which is a Hong Kong listed company and BFGL's subsidiaries, indirectly manages Bison Global Investment SPC for and on behalf of Bison Global Investment SPC-Bison Global No. 1 ("Bison Global"), Huatai Investment LP ("Huatai"), Antai Investment LP ("Antai"), Mingtai Investment LP ("Mingtai") and Shangtai Asset Management LP ("Shangtai", collectively with Bison Global, Huatai, Antai, Mingtai and Shangtai, the "April investors"). BEIL is a wholly-owned subsidiary of BEMG which is wholly owned by Bison Capital Holding Company Limited ("Bison Capital"). Ms. Fengyun Jiang is the shareholder of 100% ownership of Bison Capital and also spouse of Mr. Xu and therefore beneficially holds the Issuer's outstanding common stock through Bison Capital's ownership of BEIL. Mr. Xu, being Ms. Jiang's husband indirectly beneficially holds the Issuer's outstanding common stock as set forth in this Form 4. F3 · ownership.nature: Including (i) 3,900,000 shares of Class A common stock owned by Bison Entertainment Investment Limited ("BEIL"), (ii) 74,712 shares of Class A common stock issued as part of the annual retainer for board service by the reporting person; (iii) 6,666,667 shares, held by Bison Global (defined below); (iv) 9,005,772 shares held by MingTai (defined below); (v) 7,266,367 shares of Class A common stock held by Shangtai (defined below), and (vi) 3,898,615 shares of Class A common stock held by Antai Investment LP, a Cayman Islands registered limited partnership, and the manager of its general partner is controlled by Mr. Peixin Xu, who acquired the shares pursuant to the April Stock Purchase Agreement. Read SEC document |
| December 30, 2020 Filed Jan 13, 2021 22:53 UTC | Cineverse Corp. CIDM · Entity 7143 | SaleClass A Common Stock | 4,358,727 | $0.62 | $2,702,410.74 |
DisclosureSEC source: 0001213900-21-002034 · ownership.xml · nonDerivative · entry 3 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 34,677,520 F2 · shares: Representing an aggregate 8,224,114 shares of Class A Common Stock that Bison Global (defined below) sold in open market. F4 · ownership.direct: The Reporting Person through his control of Bison Finance Group Limited ("BFGL"), which is a Hong Kong listed company and BFGL's subsidiaries, indirectly manages Bison Global Investment SPC for and on behalf of Bison Global Investment SPC-Bison Global No. 1 ("Bison Global"), Huatai Investment LP ("Huatai"), Antai Investment LP ("Antai"), Mingtai Investment LP ("Mingtai") and Shangtai Asset Management LP ("Shangtai", collectively with Bison Global, Huatai, Antai, Mingtai and Shangtai, the "April investors"). BEIL is a wholly-owned subsidiary of BEMG which is wholly owned by Bison Capital Holding Company Limited ("Bison Capital"). Ms. Fengyun Jiang is the shareholder of 100% ownership of Bison Capital and also spouse of Mr. Xu and therefore beneficially holds the Issuer's outstanding common stock through Bison Capital's ownership of BEIL. Mr. Xu, being Ms. Jiang's husband indirectly beneficially holds the Issuer's outstanding common stock as set forth in this Form 4. F3 · ownership.nature: Including (i) 3,900,000 shares of Class A common stock owned by Bison Entertainment Investment Limited ("BEIL"), (ii) 74,712 shares of Class A common stock issued as part of the annual retainer for board service by the reporting person; (iii) 6,666,667 shares, held by Bison Global (defined below); (iv) 9,005,772 shares held by MingTai (defined below); (v) 7,266,367 shares of Class A common stock held by Shangtai (defined below), and (vi) 3,898,615 shares of Class A common stock held by Antai Investment LP, a Cayman Islands registered limited partnership, and the manager of its general partner is controlled by Mr. Peixin Xu, who acquired the shares pursuant to the April Stock Purchase Agreement. Read SEC document |
| December 28, 2020 Filed Jan 13, 2021 22:53 UTC | Cineverse Corp. CIDM · Entity 7143 | SaleClass A Common Stock | 1,831,918 | $0.63 | $1,154,108.34 |
DisclosureSEC source: 0001213900-21-002034 · ownership.xml · nonDerivative · entry 2 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 39,036,247 F1 · shares: Representing an aggregate 4,793,546 shares of Class A Common Stock that Huatai (defined below) sold in open market. F4 · ownership.direct: The Reporting Person through his control of Bison Finance Group Limited ("BFGL"), which is a Hong Kong listed company and BFGL's subsidiaries, indirectly manages Bison Global Investment SPC for and on behalf of Bison Global Investment SPC-Bison Global No. 1 ("Bison Global"), Huatai Investment LP ("Huatai"), Antai Investment LP ("Antai"), Mingtai Investment LP ("Mingtai") and Shangtai Asset Management LP ("Shangtai", collectively with Bison Global, Huatai, Antai, Mingtai and Shangtai, the "April investors"). BEIL is a wholly-owned subsidiary of BEMG which is wholly owned by Bison Capital Holding Company Limited ("Bison Capital"). Ms. Fengyun Jiang is the shareholder of 100% ownership of Bison Capital and also spouse of Mr. Xu and therefore beneficially holds the Issuer's outstanding common stock through Bison Capital's ownership of BEIL. Mr. Xu, being Ms. Jiang's husband indirectly beneficially holds the Issuer's outstanding common stock as set forth in this Form 4. Read SEC document |
| December 24, 2020 Filed Jan 13, 2021 22:53 UTC | Cineverse Corp. CIDM · Entity 7143 | SaleClass A Common Stock | 2,961,628 | $0.65 | $1,925,058.20 |
DisclosureSEC source: 0001213900-21-002034 · ownership.xml · nonDerivative · entry 1 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 40,868,165 F1 · shares: Representing an aggregate 4,793,546 shares of Class A Common Stock that Huatai (defined below) sold in open market. F4 · ownership.direct: The Reporting Person through his control of Bison Finance Group Limited ("BFGL"), which is a Hong Kong listed company and BFGL's subsidiaries, indirectly manages Bison Global Investment SPC for and on behalf of Bison Global Investment SPC-Bison Global No. 1 ("Bison Global"), Huatai Investment LP ("Huatai"), Antai Investment LP ("Antai"), Mingtai Investment LP ("Mingtai") and Shangtai Asset Management LP ("Shangtai", collectively with Bison Global, Huatai, Antai, Mingtai and Shangtai, the "April investors"). BEIL is a wholly-owned subsidiary of BEMG which is wholly owned by Bison Capital Holding Company Limited ("Bison Capital"). Ms. Fengyun Jiang is the shareholder of 100% ownership of Bison Capital and also spouse of Mr. Xu and therefore beneficially holds the Issuer's outstanding common stock through Bison Capital's ownership of BEIL. Mr. Xu, being Ms. Jiang's husband indirectly beneficially holds the Issuer's outstanding common stock as set forth in this Form 4. Read SEC document |
| April 15, 2020 Filed May 20, 2020 23:07 UTC | Cineverse Corp. CIDM · Entity 7143 | PurchaseConvertible Note · Derivative | 1 | $10,000,000.00 Strike: $1.50 | $10,000,000.00 |
DisclosureSEC source: 0001213900-20-013158 · ownership.xml · derivative · entry 2 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,666,667 Underlying: Class A Common Stock · 6,666,667 shares Expires 2021-03-04 F3 · derivative.expiration_date: Representing 6,666,666 shares of Class A Common Stock underlying a convertible note issued by the Company to Bison Global dated July 12, 2019, in the principal amount of $10,000,000, convertible into shares of Class A Common Stock at $1.50 per share. On April 15, 2020, the Company executed a letter amendment to the Note. Among other things, the Letter Amendment amended the Bison Note, effective as of March 4, 2020, to change the maturity date of the note to March 4, 2021 F3 · derivative.underlying_shares: Representing 6,666,666 shares of Class A Common Stock underlying a convertible note issued by the Company to Bison Global dated July 12, 2019, in the principal amount of $10,000,000, convertible into shares of Class A Common Stock at $1.50 per share. On April 15, 2020, the Company executed a letter amendment to the Note. Among other things, the Letter Amendment amended the Bison Note, effective as of March 4, 2020, to change the maturity date of the note to March 4, 2021 F1 · ownership.nature: The Reporting Person through his control of Bison Finance Group Limited ("BFGL"), which is a Hong Kong listed company and BFGL's subsidiaries, indirectly manages Bison Global Investment SPC for and on behalf of Global Investment SPC-Bison Global No. 1 ("Bison Global"), Huatai Investment LP ("Huatai"), Antai Investment LP ("Antai"), Mingtai Investment LP ("Mingtai") and Shangtai Asset Management LP ("Shangtai", collectively with Bison Global, Huatai, Antai, Mingtai and Shangtai, the "April investors"). Read SEC document |
| April 15, 2020 Filed May 20, 2020 23:07 UTC | Cineverse Corp. CIDM · Entity 7143 | PurchaseClass A Common Stock | 29,855,081 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-20-013158 · ownership.xml · nonDerivative · entry 1 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 53,421,748 F2 · shares: Representing the aggregate 29,855,081 shares of Class A Common Stock issued to the April Investors pursuant to a stock purchase agreement among Cinedigm Corp.(the "Company") and the April Investors to buy an aggregate of 223,380,000 outstanding ordinary shares of Starrise Media Holdings Limited, a leading Chinese entertainment company ("Starrise") from the April Investors and for the Company to issue to them an aggregate of 29,855,081 shares of its Class A common stock in consideration therefor (the "April Share Acquisition"). On April 15, 2020, the April Share Acquisition was consummated. F2 · price: Representing the aggregate 29,855,081 shares of Class A Common Stock issued to the April Investors pursuant to a stock purchase agreement among Cinedigm Corp.(the "Company") and the April Investors to buy an aggregate of 223,380,000 outstanding ordinary shares of Starrise Media Holdings Limited, a leading Chinese entertainment company ("Starrise") from the April Investors and for the Company to issue to them an aggregate of 29,855,081 shares of its Class A common stock in consideration therefor (the "April Share Acquisition"). On April 15, 2020, the April Share Acquisition was consummated. F1 · ownership.direct: The Reporting Person through his control of Bison Finance Group Limited ("BFGL"), which is a Hong Kong listed company and BFGL's subsidiaries, indirectly manages Bison Global Investment SPC for and on behalf of Global Investment SPC-Bison Global No. 1 ("Bison Global"), Huatai Investment LP ("Huatai"), Antai Investment LP ("Antai"), Mingtai Investment LP ("Mingtai") and Shangtai Asset Management LP ("Shangtai", collectively with Bison Global, Huatai, Antai, Mingtai and Shangtai, the "April investors"). F1 · ownership.nature: The Reporting Person through his control of Bison Finance Group Limited ("BFGL"), which is a Hong Kong listed company and BFGL's subsidiaries, indirectly manages Bison Global Investment SPC for and on behalf of Global Investment SPC-Bison Global No. 1 ("Bison Global"), Huatai Investment LP ("Huatai"), Antai Investment LP ("Antai"), Mingtai Investment LP ("Mingtai") and Shangtai Asset Management LP ("Shangtai", collectively with Bison Global, Huatai, Antai, Mingtai and Shangtai, the "April investors"). Read SEC document |
| January 13, 2020 Filed May 31, 2023 21:17 UTC | Cineverse Corp. CIDM · Entity 7143 | GrantClass A Common Stock | 71,428 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 1 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 146,140 F1 · shares: Constitutes the stock portion of the annual retainer for the year of board service by the Reporting Person commencing on October 1, 2019. Such shares vest quarterly on December 31, 2019, March 31, 2020, June 30, 2020 and September 30, 2020, so long as the Reporting Person is a director on each such date. Read SEC document |
| August 02, 2019 Filed Nov 21, 2019 22:51 UTC | Cineverse Corp. CIDM · Entity 7143 | PurchaseClass A Common Stock | 1,900,000 | $2,850,000.00 | $5,415,000,000,000.00 |
DisclosureSEC source: 0001213900-19-024381 · ownership.xml · nonDerivative · entry 2 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 23,566,667 F3 · shares: Representing 1,900,000 shares of Class A Common Stock originally issued to BEMG at $1.50 per share pursuant to a purchase agreement between the Company and BEMG dated August 2, 2019 and later transferred by BEMG to BEI pursuant to a share transfer agreement among BEMG and BEI dated October 24, 2019. F1 · ownership.nature: The Reporting Person is the spouse of the sole owner of Bison Capital Holding Company Limited, which owns 100% equity interest of Bison Entertainment and Media Group ("BEMG") who then holds 100% equity interest of Bison Entertainment Investment Limited ("BEI"). In addition, the Reporting Person through several holding entities, is the controlling beneficially owner of MingTai Investment LP ("MingTai") and Bison Global Investment SPC for and on behalf of Global Investment SPC-Bison Global No. 1 ("Bison Global") Read SEC document |
| July 12, 2019 Filed Nov 21, 2019 22:51 UTC | Cineverse Corp. CIDM · Entity 7143 | PurchaseConvertible Note · Derivative | 1 | $10,000,000.00 Strike: $1.50 | $10,000,000.00 |
DisclosureSEC source: 0001213900-19-024381 · ownership.xml · derivative · entry 4 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 6,666,666 Underlying: Class A Common Stock · 6,666,666 shares Expires 2020-03-04 F5 · derivative.underlying_shares: Representing 6,666,666 shares of Class A Common Stock underlying a convertible note issued by the Company to Bison Global dated July 12, 2019, in the principal amount of $10,000,000, convertible into shares of Class A Common Stock at $1.50 per share. F1 · ownership.nature: The Reporting Person is the spouse of the sole owner of Bison Capital Holding Company Limited, which owns 100% equity interest of Bison Entertainment and Media Group ("BEMG") who then holds 100% equity interest of Bison Entertainment Investment Limited ("BEI"). In addition, the Reporting Person through several holding entities, is the controlling beneficially owner of MingTai Investment LP ("MingTai") and Bison Global Investment SPC for and on behalf of Global Investment SPC-Bison Global No. 1 ("Bison Global") F5 · ownership.nature: Representing 6,666,666 shares of Class A Common Stock underlying a convertible note issued by the Company to Bison Global dated July 12, 2019, in the principal amount of $10,000,000, convertible into shares of Class A Common Stock at $1.50 per share. Read SEC document |
| July 09, 2019 Filed Nov 21, 2019 22:51 UTC | Cineverse Corp. CIDM · Entity 7143 | PurchaseClass A Common Stock | 2,000,000 | $4,500,000.00 | $9,000,000,000,000.00 |
DisclosureSEC source: 0001213900-19-024381 · ownership.xml · nonDerivative · entry 1 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 21,666,667 F2 · shares: Representing 2,000, 000 shares of Class A Common Stock originally issued to BEMG at $1.50 per share pursuant to a purchase agreement between the Cinedigam Corp. (the "Company") and BEMG dated July 9, 2019 and transferred by BEMG to BEI pursuant to a share transfer agreement among BEMG and BEI dated October 24, 2019. F1 · ownership.nature: The Reporting Person is the spouse of the sole owner of Bison Capital Holding Company Limited, which owns 100% equity interest of Bison Entertainment and Media Group ("BEMG") who then holds 100% equity interest of Bison Entertainment Investment Limited ("BEI"). In addition, the Reporting Person through several holding entities, is the controlling beneficially owner of MingTai Investment LP ("MingTai") and Bison Global Investment SPC for and on behalf of Global Investment SPC-Bison Global No. 1 ("Bison Global") Read SEC document |
| May 15, 2019 Filed May 21, 2019 13:59 UTC | XYNOMIC PHARMACEUTICALS HOLDINGS, INC. XYN · Entity 157082 | PurchaseWarrants · Derivative | 25,000 | $11.50 Strike: $11.50 | $287,500.00 |
DisclosureSEC source: 0001213900-19-009297 · ownership.xml · derivative · entry 2 Xu Peixin · CIK 0001705781 · Former Dir. & 10% more owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 225,937 Underlying: Common Stock · 25,000 shares Expires 2024-05-15 F1 · kind: In connection with the closing of a business combination with Xynomic Pharmaceuticals, Inc. (the "Closing"), Bison Capital Holding Company Limited, a Cayman Islands company ("Bison Capital"), (A) purchased 13,793 shares (the "Backstop Shares") of common stock of Bison Capital Acquisition Corp., a Delaware corporation (now known as Xynomic Pharmaceuticals Holdings, Inc., the "Company"), par value $0.001 per share pursuant to a Backstop and Subscription Agreement dated May 1, 2019 between the Company and Yiling Mark Xu; (B) converted its $500,000 promissory notes issued by the Company into 55,000 common shares and 25,000 warrants, each exercisable to purchase one share of common stock at $11.50 per whole share; and (C) received 40,187 common shares upon the exchange of its rights immediately outstanding prior to the Closing. F1 · price: In connection with the closing of a business combination with Xynomic Pharmaceuticals, Inc. (the "Closing"), Bison Capital Holding Company Limited, a Cayman Islands company ("Bison Capital"), (A) purchased 13,793 shares (the "Backstop Shares") of common stock of Bison Capital Acquisition Corp., a Delaware corporation (now known as Xynomic Pharmaceuticals Holdings, Inc., the "Company"), par value $0.001 per share pursuant to a Backstop and Subscription Agreement dated May 1, 2019 between the Company and Yiling Mark Xu; (B) converted its $500,000 promissory notes issued by the Company into 55,000 common shares and 25,000 warrants, each exercisable to purchase one share of common stock at $11.50 per whole share; and (C) received 40,187 common shares upon the exchange of its rights immediately outstanding prior to the Closing. F2 · derivative.underlying_shares: Pursuant to the promissory note and warrant agreement, each unit consists of one share; each whole warrant entitles the holder to one common share exercisable at $11.50 per share, expiring at the 5th anniversary of the Closing. F3 · ownership.nature: Fengyun Jiang, who has 100% ownership interest in Bison Capital and is Peixin Xu's spouse, has voting and dispositive power over the shares held by such entity. Mr. Xu was the Chairman of the Company but resigned at the closing of a business combination, effective May 15, 2019. Read SEC document |
| May 15, 2019 Filed May 21, 2019 13:59 UTC | XYNOMIC PHARMACEUTICALS HOLDINGS, INC. XYN · Entity 157082 | PurchaseCommon Stock, par value $0.0001 per share | 108,980 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-19-009297 · ownership.xml · nonDerivative · entry 1 Xu Peixin · CIK 0001705781 · Former Dir. & 10% more owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,628,580 F1 · kind: In connection with the closing of a business combination with Xynomic Pharmaceuticals, Inc. (the "Closing"), Bison Capital Holding Company Limited, a Cayman Islands company ("Bison Capital"), (A) purchased 13,793 shares (the "Backstop Shares") of common stock of Bison Capital Acquisition Corp., a Delaware corporation (now known as Xynomic Pharmaceuticals Holdings, Inc., the "Company"), par value $0.001 per share pursuant to a Backstop and Subscription Agreement dated May 1, 2019 between the Company and Yiling Mark Xu; (B) converted its $500,000 promissory notes issued by the Company into 55,000 common shares and 25,000 warrants, each exercisable to purchase one share of common stock at $11.50 per whole share; and (C) received 40,187 common shares upon the exchange of its rights immediately outstanding prior to the Closing. F1 · shares: In connection with the closing of a business combination with Xynomic Pharmaceuticals, Inc. (the "Closing"), Bison Capital Holding Company Limited, a Cayman Islands company ("Bison Capital"), (A) purchased 13,793 shares (the "Backstop Shares") of common stock of Bison Capital Acquisition Corp., a Delaware corporation (now known as Xynomic Pharmaceuticals Holdings, Inc., the "Company"), par value $0.001 per share pursuant to a Backstop and Subscription Agreement dated May 1, 2019 between the Company and Yiling Mark Xu; (B) converted its $500,000 promissory notes issued by the Company into 55,000 common shares and 25,000 warrants, each exercisable to purchase one share of common stock at $11.50 per whole share; and (C) received 40,187 common shares upon the exchange of its rights immediately outstanding prior to the Closing. F1 · price: In connection with the closing of a business combination with Xynomic Pharmaceuticals, Inc. (the "Closing"), Bison Capital Holding Company Limited, a Cayman Islands company ("Bison Capital"), (A) purchased 13,793 shares (the "Backstop Shares") of common stock of Bison Capital Acquisition Corp., a Delaware corporation (now known as Xynomic Pharmaceuticals Holdings, Inc., the "Company"), par value $0.001 per share pursuant to a Backstop and Subscription Agreement dated May 1, 2019 between the Company and Yiling Mark Xu; (B) converted its $500,000 promissory notes issued by the Company into 55,000 common shares and 25,000 warrants, each exercisable to purchase one share of common stock at $11.50 per whole share; and (C) received 40,187 common shares upon the exchange of its rights immediately outstanding prior to the Closing. F3 · ownership.nature: Fengyun Jiang, who has 100% ownership interest in Bison Capital and is Peixin Xu's spouse, has voting and dispositive power over the shares held by such entity. Mr. Xu was the Chairman of the Company but resigned at the closing of a business combination, effective May 15, 2019. Read SEC document |
| December 12, 2018 Filed Dec 19, 2018 22:15 UTC | Cineverse Corp. CIDM · Entity 7143 | GrantClass A Common Stock | 43,103 | $0.00 | $0.00 |
DisclosureSEC source: 0000932440-18-000114 · edgar.xml · nonDerivative · entry 1 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,712 F3 · shares: Includes 43,103 shares of Class A Common Stock issued on December 12, 2018 as part of the annual retainer for board service by the Reporting Person for the period from October 1, 2018 to September 30, 2019. Such shares vest as follows: 10,776 on each of December 31, 2018, March 31, 2019 and June 30, 2019 and 10,775 on September 30, 2019, so long as the Reporting Person is a director on each such date. Read SEC document |
| October 09, 2018 Filed Nov 21, 2019 22:51 UTC | Cineverse Corp. CIDM · Entity 7143 | PurchaseConvertible Note · Derivative | 1 | $5,000,000.00 Strike: $1.50 | $5,000,000.00 |
DisclosureSEC source: 0001213900-19-024381 · ownership.xml · derivative · entry 3 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,333,333 Underlying: Class A Common Stock · 3,333,333 shares Expires 2020-10-08 F4 · derivative.underlying_shares: Representing 3,333,333 shares of Class A Common Stock underlying a convertible note issued by the Company to MingTai dated October 8, 2018, in the principal amount of $5,000,000, convertible into shares of Class A Common Stock at $1.50 per share. F1 · ownership.nature: The Reporting Person is the spouse of the sole owner of Bison Capital Holding Company Limited, which owns 100% equity interest of Bison Entertainment and Media Group ("BEMG") who then holds 100% equity interest of Bison Entertainment Investment Limited ("BEI"). In addition, the Reporting Person through several holding entities, is the controlling beneficially owner of MingTai Investment LP ("MingTai") and Bison Global Investment SPC for and on behalf of Global Investment SPC-Bison Global No. 1 ("Bison Global") F4 · ownership.nature: Representing 3,333,333 shares of Class A Common Stock underlying a convertible note issued by the Company to MingTai dated October 8, 2018, in the principal amount of $5,000,000, convertible into shares of Class A Common Stock at $1.50 per share. Read SEC document |
| January 29, 2018 Filed Jan 30, 2018 19:22 UTC | Cineverse Corp. CIDM · Entity 7143 | GrantClass A Common Stock | 31,609 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-002234 · doc4.xml · nonDerivative · entry 1 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,609 F1 · shares: Includes 31,609 shares of Class A Common Stock issued on January 29, 2018 as part of the annual retainer for board service by the Reporting Person for the period from November 1, 2017 to September 30, 2018. Such shares vest as follows: 5,746 shares immediately, and 8,621 shares on each of March 31, 2018, June 30, 2018 and September 30, 2018, so long as the Reporting Person is a director on each such date. Read SEC document |
| December 29, 2017 Filed Jan 2, 2018 17:24 UTC | Cineverse Corp. CIDM · Entity 7143 | OtherWarrants (right to buy) · Derivative | 1,400,000 | $0.00 Strike: $1.80 | $0.00 |
DisclosureSEC source: 0000899243-18-000033 · doc4.xml · derivative · entry 2 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,400,000 Underlying: Class A Common Stock · 1,400,000 shares Expires 2022-12-29 F2 · kind: Warrants held by BEMG. The warrants to purchase up to 1,400,000 shares of Class A Common Stock of the Company were issued by Cinedigm Corp. (the "Company") to BEMG on December 29, 2017 in connection with its agreement to make a loan to the Company in the principal amount of US$10,000,000.00. F2 · price: Warrants held by BEMG. The warrants to purchase up to 1,400,000 shares of Class A Common Stock of the Company were issued by Cinedigm Corp. (the "Company") to BEMG on December 29, 2017 in connection with its agreement to make a loan to the Company in the principal amount of US$10,000,000.00. F1 · ownership.nature: The Reporting Person is the spouse of the sole owner of Bison Capital Holding Company Limited, which indirectly owns 19,666,667 shares of Class A Common Stock of the company through Bison Entertainment Investment Limited, a wholly owned subsidiary of Bison Entertainment and Media Group ("BEMG"), which is wholly owned by Bison Capital Holding Company Limited. F2 · ownership.nature: Warrants held by BEMG. The warrants to purchase up to 1,400,000 shares of Class A Common Stock of the Company were issued by Cinedigm Corp. (the "Company") to BEMG on December 29, 2017 in connection with its agreement to make a loan to the Company in the principal amount of US$10,000,000.00. Read SEC document |
| June 28, 2017 Filed Jun 28, 2017 17:11 UTC | XYNOMIC PHARMACEUTICALS HOLDINGS, INC. BCACU · Entity 157082 | PurchaseWarrants · Derivative | 19,688 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001213900-17-006914 · f4062817xu_bisoncapital.xml · derivative · entry 3 Xu Peixin · CIK 0001705781 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · (3) See Footnote Disclosed balance after: 200,938 Underlying: Ordinary share · 19,688 shares Expires not disclosed F1 · kind: In connection with the exercise of the over-allotment option in full on June 28, 2017, Bison Capital Holding Company Limited, a Cayman Islands company ("Bison Capital"), purchased 39,375 units of Bison Capital Acquisition Corp., a British Islands company (the "Company"), at a price of $10.00 per unit, pursuant to certain amended and restated unit subscription agreement dated June 19, 2017 between the Company and Bison Capital (the "Unit Subscription Agreement"). F1 · price: In connection with the exercise of the over-allotment option in full on June 28, 2017, Bison Capital Holding Company Limited, a Cayman Islands company ("Bison Capital"), purchased 39,375 units of Bison Capital Acquisition Corp., a British Islands company (the "Company"), at a price of $10.00 per unit, pursuant to certain amended and restated unit subscription agreement dated June 19, 2017 between the Company and Bison Capital (the "Unit Subscription Agreement"). F2 · derivative.exercise_date: Pursuant to the Unit Subscription Agreement, each unit consists of one share, one right and one-half of one warrant. Each right entitles the holder to receive one-tenth of one share upon consummation of the Company's initial business combination, expiring at the 5th anniversary of the business combination. Each whole warrant entitles the holder to one Ordinary Share exercisable at $11.50 per share, expiring at the 5th anniversary of the business combination. F2 · derivative.expiration_date: Pursuant to the Unit Subscription Agreement, each unit consists of one share, one right and one-half of one warrant. Each right entitles the holder to receive one-tenth of one share upon consummation of the Company's initial business combination, expiring at the 5th anniversary of the business combination. Each whole warrant entitles the holder to one Ordinary Share exercisable at $11.50 per share, expiring at the 5th anniversary of the business combination. F2 · derivative.underlying_shares: Pursuant to the Unit Subscription Agreement, each unit consists of one share, one right and one-half of one warrant. Each right entitles the holder to receive one-tenth of one share upon consummation of the Company's initial business combination, expiring at the 5th anniversary of the business combination. Each whole warrant entitles the holder to one Ordinary Share exercisable at $11.50 per share, expiring at the 5th anniversary of the business combination. F3 · ownership.direct: Mr. Peixin Xu holds 20% ownership of Bison Capital and his spouse, Ms. Fengyun Jiang, holds 80% ownership of Bison Capital. With Ms. Jiang, Mr. Xu jointly and indirectly control 1,519,600 ordinary shares of the Company through his joint and direct ownership of Bison Capital. Read SEC document |
| June 28, 2017 Filed Jun 28, 2017 17:11 UTC | XYNOMIC PHARMACEUTICALS HOLDINGS, INC. BCACU · Entity 157082 | PurchaseRights · Derivative | 39,375 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001213900-17-006914 · f4062817xu_bisoncapital.xml · derivative · entry 2 Xu Peixin · CIK 0001705781 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · (3) See Footnote Disclosed balance after: 401,875 Underlying: Ordinary share · 3,937 shares Expires not disclosed F1 · kind: In connection with the exercise of the over-allotment option in full on June 28, 2017, Bison Capital Holding Company Limited, a Cayman Islands company ("Bison Capital"), purchased 39,375 units of Bison Capital Acquisition Corp., a British Islands company (the "Company"), at a price of $10.00 per unit, pursuant to certain amended and restated unit subscription agreement dated June 19, 2017 between the Company and Bison Capital (the "Unit Subscription Agreement"). F1 · price: In connection with the exercise of the over-allotment option in full on June 28, 2017, Bison Capital Holding Company Limited, a Cayman Islands company ("Bison Capital"), purchased 39,375 units of Bison Capital Acquisition Corp., a British Islands company (the "Company"), at a price of $10.00 per unit, pursuant to certain amended and restated unit subscription agreement dated June 19, 2017 between the Company and Bison Capital (the "Unit Subscription Agreement"). F2 · derivative.exercise_date: Pursuant to the Unit Subscription Agreement, each unit consists of one share, one right and one-half of one warrant. Each right entitles the holder to receive one-tenth of one share upon consummation of the Company's initial business combination, expiring at the 5th anniversary of the business combination. Each whole warrant entitles the holder to one Ordinary Share exercisable at $11.50 per share, expiring at the 5th anniversary of the business combination. F2 · derivative.expiration_date: Pursuant to the Unit Subscription Agreement, each unit consists of one share, one right and one-half of one warrant. Each right entitles the holder to receive one-tenth of one share upon consummation of the Company's initial business combination, expiring at the 5th anniversary of the business combination. Each whole warrant entitles the holder to one Ordinary Share exercisable at $11.50 per share, expiring at the 5th anniversary of the business combination. F2 · derivative.underlying_shares: Pursuant to the Unit Subscription Agreement, each unit consists of one share, one right and one-half of one warrant. Each right entitles the holder to receive one-tenth of one share upon consummation of the Company's initial business combination, expiring at the 5th anniversary of the business combination. Each whole warrant entitles the holder to one Ordinary Share exercisable at $11.50 per share, expiring at the 5th anniversary of the business combination. F3 · ownership.direct: Mr. Peixin Xu holds 20% ownership of Bison Capital and his spouse, Ms. Fengyun Jiang, holds 80% ownership of Bison Capital. With Ms. Jiang, Mr. Xu jointly and indirectly control 1,519,600 ordinary shares of the Company through his joint and direct ownership of Bison Capital. Read SEC document |
| June 28, 2017 Filed Jun 28, 2017 17:11 UTC | XYNOMIC PHARMACEUTICALS HOLDINGS, INC. BCACU · Entity 157082 | PurchaseOrdinary share, no par value | 39,375 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-17-006914 · f4062817xu_bisoncapital.xml · nonDerivative · entry 1 Xu Peixin · CIK 0001705781 · Director · President · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · (3) See Footnote Disclosed balance after: 1,519,600 F1 · kind: In connection with the exercise of the over-allotment option in full on June 28, 2017, Bison Capital Holding Company Limited, a Cayman Islands company ("Bison Capital"), purchased 39,375 units of Bison Capital Acquisition Corp., a British Islands company (the "Company"), at a price of $10.00 per unit, pursuant to certain amended and restated unit subscription agreement dated June 19, 2017 between the Company and Bison Capital (the "Unit Subscription Agreement"). F1 · shares: In connection with the exercise of the over-allotment option in full on June 28, 2017, Bison Capital Holding Company Limited, a Cayman Islands company ("Bison Capital"), purchased 39,375 units of Bison Capital Acquisition Corp., a British Islands company (the "Company"), at a price of $10.00 per unit, pursuant to certain amended and restated unit subscription agreement dated June 19, 2017 between the Company and Bison Capital (the "Unit Subscription Agreement"). F1 · price: In connection with the exercise of the over-allotment option in full on June 28, 2017, Bison Capital Holding Company Limited, a Cayman Islands company ("Bison Capital"), purchased 39,375 units of Bison Capital Acquisition Corp., a British Islands company (the "Company"), at a price of $10.00 per unit, pursuant to certain amended and restated unit subscription agreement dated June 19, 2017 between the Company and Bison Capital (the "Unit Subscription Agreement"). F3 · ownership.direct: Mr. Peixin Xu holds 20% ownership of Bison Capital and his spouse, Ms. Fengyun Jiang, holds 80% ownership of Bison Capital. With Ms. Jiang, Mr. Xu jointly and indirectly control 1,519,600 ordinary shares of the Company through his joint and direct ownership of Bison Capital. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.