Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALTABA INC.YHOO · Entity 13268 | Director | December 31, 2016 | January 04, 2017 |
| Broadcom Inc.AVGO · Entity 2789 | Director | April 21, 2025 | April 23, 2025 |
| Broadcom LtdAVGO · Entity 167990 | Director | April 05, 2017 | April 06, 2017 |
| SIRIUS XM HOLDINGS INC.(SIRI) · Entity 3564 | Director | September 09, 2026 | September 10, 2026 |
| Tribune Publishing CoTPCO · Entity 138878 | Director | May 15, 2019 | May 17, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALTABA INC.
Report date December 31, 2016 · Filed January 04, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,629 |
Reported balance
After 2016-12-31 transaction · row 1
1 source rowRow 1 · 2016-12-31 · Grant · Acquired 452 · Balance 8,629 F1: These shares represent an automatic grant of restricted stock units under the Yahoo! Inc. Directors' Stock Plan (which permits directors to elect to receive payment of quarterly directors' fees in the form of restricted stock units). This grant was made in lieu of cash fees of $17,500.00. Each restricted stock unit represents the right to receive one share of Yahoo! Inc. common stock. These units are fully vested on the date of grant. Vested shares will generally be delivered on the earlier of the date the director's service terminates or the first anniversary of the date of grant, subject to any election by the reporting person to defer payment. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares represent an automatic grant of restricted stock units under the Yahoo! Inc. Directors' Stock Plan (which permits directors to elect to receive payment of quarterly directors' fees in the form of restricted stock units). This grant was made in lieu of cash fees of $17,500.00. Each restricted stock unit represents the right to receive one share of Yahoo! Inc. common stock. These units are fully vested on the date of grant. Vested shares will generally be delivered on the earlier of the date the director's service terminates or the first anniversary of the date of grant, subject to any election by the reporting person to defer payment.
Broadcom Inc.
Report date April 21, 2025 · Filed April 23, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 3,492 |
Reported balance
After 2025-04-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-04-21 · Grant · Acquired 1,602 · Balance 3,492 F1: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of the Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 21, 2025. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of the Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to the Reporting Person's continuing service on the vesting date. F2: Includes 1,602 RSUs. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | IndirectSee Footnote | 46,400 |
Reported balance
Holding disclosure · report date 2025-04-21 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 46,400 F3: Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of the Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 21, 2025. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of the Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to the Reporting Person's continuing service on the vesting date.
F2: Includes 1,602 RSUs.
F3: Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee.
Broadcom Ltd
Report date April 05, 2017 · Filed April 06, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary Shares, no par valueSEC Table I · non-derivative | Direct | 34,141 |
Reported balance
After 2017-04-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-04-05 · Grant · Acquired 906 · Balance 34,141 F1: Grant of Restricted Share Units ("RSUs") pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan (the "Avago Plan"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) Ordinary Share for each one (1) RSU. The Vesting Commencement Date is April 5, 2017. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual general meeting of Company shareholders immediately following the Vesting Commencement Date is held, subject to the director's continuing service on the vesting date. F2: Includes 906 RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of Restricted Share Units ("RSUs") pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan (the "Avago Plan"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) Ordinary Share for each one (1) RSU. The Vesting Commencement Date is April 5, 2017. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual general meeting of Company shareholders immediately following the Vesting Commencement Date is held, subject to the director's continuing service on the vesting date.
F2: Includes 906 RSUs.
SIRIUS XM HOLDINGS INC.
Report date September 09, 2026 · Filed September 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,835 |
Reported balance
After 2026-09-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-09 · Gift · Disposed 8,193 · Balance 6,835 F1: The reporting person transferred 8,193 shares of SIRI common stock to the Hartenstein Family Trust and the reporting person and members of his immediate family are the sole beneficiaries of the trust. The reporting person remans the beneficial owner of the securities held by the trust. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 37,117 |
Reported balance
After 2026-09-09 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-09-09 · Gift · Acquired 8,193 · Balance 37,117 F1: The reporting person transferred 8,193 shares of SIRI common stock to the Hartenstein Family Trust and the reporting person and members of his immediate family are the sole beneficiaries of the trust. The reporting person remans the beneficial owner of the securities held by the trust. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person transferred 8,193 shares of SIRI common stock to the Hartenstein Family Trust and the reporting person and members of his immediate family are the sole beneficiaries of the trust. The reporting person remans the beneficial owner of the securities held by the trust.
Tribune Publishing Co
Report date May 15, 2019 · Filed May 17, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 105,560 |
Reported balance
After 2019-05-15 transaction · row 1
1 source rowRow 1 · 2019-05-15 · Grant · Acquired 12,833 · Balance 105,560 F1: This award will vest on May 15, 2020 if the reporting person provides service through such date or, if earlier, the date immediately preceding the Issuer's next annual meeting of stockholders, subject to acceleration upon certain events. |
Filing footnotes · ownership attribution and instrument terms
F1: This award will vest on May 15, 2020 if the reporting person provides service through such date or, if earlier, the date immediately preceding the Issuer's next annual meeting of stockholders, subject to acceleration upon certain events.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Rovi Corp
Report date September 07, 2016 · Filed September 08, 2016
Section 16 reporting ended · disclosed 2016-09-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-09-07 transaction · row 1
1 source rowRow 1 · 2016-09-07 · Disposition to issuer · Disposed 48,087 · Balance 0 F1: Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of April 28, 2016 (the "Merger Agreement"), by and among the issuer, TiVo Corporation (f/k/a Titan Technologies Corporation), TiVo Inc., Titan Acquisition Sub, Inc., and Nova Acquisition Sub, Inc., and related statutory merger agreement between Nova Acquisition Sub, Inc. and issuer (the "Rovi Merger Agreement"), in a one-for-one exchange of TiVo Corporation common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of April 28, 2016 (the "Merger Agreement"), by and among the issuer, TiVo Corporation (f/k/a Titan Technologies Corporation), TiVo Inc., Titan Acquisition Sub, Inc., and Nova Acquisition Sub, Inc., and related statutory merger agreement between Nova Acquisition Sub, Inc. and issuer (the "Rovi Merger Agreement"), in a one-for-one exchange of TiVo Corporation common stock.
TiVo Corp
Report date June 01, 2020 · Filed June 03, 2020
Section 16 reporting ended · disclosed 2020-06-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-06-01 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2020-06-01 · Disposition to issuer · Disposed 11,896 · Balance 0 F1: Shares of common stock of the Issuer were converted into shares of Xperi Holding Corporation, a Delaware corporation ("HoldCo") pursuant to that certain Agreement and Plan of Merger and Reorganization, dated as of December 18, 2019, as amended on January 31, 2020 (the "Merger Agreement"), by and among the Issuer, Xperi Corporation, a Delaware corporation, HoldCo, XRAY Merger Sub Corporation, a Delaware corporation, and TWOLF Merger Sub Corporation, a Delaware corporation. Pursuant to the terms of the Merger Agreement, each share of Issuer common stock was exchanged for 0.455 shares of HoldCo common stock, in addition to cash in lieu of any fractional shares. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-06-01 transaction · row 3
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 3 · 2020-06-01 · Disposition to issuer · Disposed 21,709 · Balance 0 F2: Shares of common stock of the Issuer, subject to a restricted stock award, were vested and converted into shares of HoldCo pursuant to the Merger Agreement. Pursuant to the terms of the Merger Agreement, each share of Issuer common stock was exchanged for 0.455 shares of HoldCo common stock. |
| Common StockSEC Table I · non-derivative | IndirectBy Hartenstein Family Trust | 0 |
Reported balance
After 2020-06-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2020-06-01 · Disposition to issuer · Disposed 64,775 · Balance 0 F1: Shares of common stock of the Issuer were converted into shares of Xperi Holding Corporation, a Delaware corporation ("HoldCo") pursuant to that certain Agreement and Plan of Merger and Reorganization, dated as of December 18, 2019, as amended on January 31, 2020 (the "Merger Agreement"), by and among the Issuer, Xperi Corporation, a Delaware corporation, HoldCo, XRAY Merger Sub Corporation, a Delaware corporation, and TWOLF Merger Sub Corporation, a Delaware corporation. Pursuant to the terms of the Merger Agreement, each share of Issuer common stock was exchanged for 0.455 shares of HoldCo common stock, in addition to cash in lieu of any fractional shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of common stock of the Issuer were converted into shares of Xperi Holding Corporation, a Delaware corporation ("HoldCo") pursuant to that certain Agreement and Plan of Merger and Reorganization, dated as of December 18, 2019, as amended on January 31, 2020 (the "Merger Agreement"), by and among the Issuer, Xperi Corporation, a Delaware corporation, HoldCo, XRAY Merger Sub Corporation, a Delaware corporation, and TWOLF Merger Sub Corporation, a Delaware corporation. Pursuant to the terms of the Merger Agreement, each share of Issuer common stock was exchanged for 0.455 shares of HoldCo common stock, in addition to cash in lieu of any fractional shares.
F2: Shares of common stock of the Issuer, subject to a restricted stock award, were vested and converted into shares of HoldCo pursuant to the Merger Agreement. Pursuant to the terms of the Merger Agreement, each share of Issuer common stock was exchanged for 0.455 shares of HoldCo common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 31, 2018 Filed Sep 4, 2018 20:06 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 28 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-013035 · doc4.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,432 F1 · shares: On August 31, 2018, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.011 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, August 10, 2018. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 22:18 UTC | TiVo Corp TIVO · Entity 148712 | GrantCommon Stock | 11,896 | $0.00 | $11.90 |
DisclosureSEC source: 0001593678-18-000054 · edgar.xml · nonDerivative · entry 2 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,670 F2 · shares: Granted July 1, 2018, this restricted stock award vests 100% on the first anniversary of the grant date. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 22:18 UTC | TiVo Corp TIVO · Entity 148712 | GrantCommon Stock | 1,022 | $0.00 | $1.02 |
DisclosureSEC source: 0001593678-18-000054 · edgar.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,774 F1 · shares: Shares granted pursuant to the Company's non-employee director compensation policy which permits the non-employee director to elect to receive Board retainers in cash or in the form of a fully-vested restricted stock grant. Grant reflects director compensation for the second quarter of 2018. Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 20:06 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantStock Option (Right to Buy) · Derivative | 24,700 | $7.06 Strike: $7.06 | $174,382.00 |
DisclosureSEC source: 0001225208-18-010332 · doc4.xml · derivative · entry 2 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,700 Underlying: Common Stock · 24,700 shares Expires 2028-06-05 F2 · shares: Approximately one-third of options will vest on each of 6/5/19; 6/5/20 and 6/5/21. Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 20:06 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 9,207 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-010332 · doc4.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,404 F1 · shares: One-third of restricted stock units will vest on each of 6/5/19, 6/5/20 and 6/5/21. Read SEC document |
| May 31, 2018 Filed Jun 1, 2018 22:40 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 23 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-010058 · doc4.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,197 F1 · shares: On May 31, 2018, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.011 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, May 10, 2018. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Read SEC document |
| May 18, 2018 Filed May 22, 2018 20:33 UTC | Tribune Publishing Co TRNC · Entity 138878 | GrantCommon Stock | 8,131 | $0.00 | $0.00 |
DisclosureSEC source: 0001593195-18-000033 · wf-form4_152702120663640.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,727 F1 · shares: This award will vest on May 18, 2019 if the reporting person provides service through such date or, if earlier, the date immediately preceding the Issuer's next annual meeting of stockholders, subject to acceleration upon certain events. Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 20:06 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 807 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-009655 · doc4.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,948 F1 · shares: Grant of Restricted Stock Units ("RSUs") pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 4, 2018. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to Reporting Person's continuing service on the vesting date. F2 · balance_after: Includes 807 restricted stock units. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 23:21 UTC | TiVo Corp TIVO · Entity 148712 | GrantCommon Stock | 1,014 | $0.00 | $1.01 |
DisclosureSEC source: 0001593678-18-000026 · edgar.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,752 F1 · shares: Shares granted pursuant to the Company's non-employee director compensation policy which permits the non-employee director to elect to receive Board retainers in cash or in the form of a fully-vested restricted stock grant. Grant reflects director compensation for the first quarter of 2018. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 21:27 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 26 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004925 · doc4.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,174 F1 · shares: On February 28, 2018, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.011 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, February 7, 2018. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These restricted stock units are shown on page 1 of this Form 4. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 23:34 UTC | TiVo Corp TIVO · Entity 148712 | GrantCommon Stock | 910 | $0.00 | $0.91 |
DisclosureSEC source: 0001593678-18-000004 · edgar.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,738 F1 · shares: Shares granted pursuant to the Company's non-employee director compensation policy which permits the non-employee director to elect to receive Board retainers in cash or in the form of a fully-vested restricted stock grant. Grant reflects director compensation for the fourth quarter of 2017. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 21:06 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | Exercise / conversionStock Option (Right to Buy) · Derivative | 214,237 | $0.30 Strike: $0.30 | $64,271.10 |
DisclosureSEC source: 0001225208-17-018211 · doc4.xml · derivative · entry 6 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 214,237 shares Expires 2019-05-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 21:06 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | Exercise / conversionStock Option (Right to Buy) · Derivative | 53,973 | $0.49 Strike: $0.49 | $26,446.77 |
DisclosureSEC source: 0001225208-17-018211 · doc4.xml · derivative · entry 5 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 53,973 shares Expires 2019-05-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 21:06 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | SaleCommon Stock | 252,209 | $5.66 | $1,427,654.27 |
DisclosureSEC source: 0001225208-17-018211 · doc4.xml · nonDerivative · entry 4 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,148 F2 · price: Represents the weighted average sales price for the price increments ranging from $5.66 to $5.6650. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 21:06 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | Tax withholdingCommon Stock | 16,001 | $5.67 | $90,725.67 |
DisclosureSEC source: 0001225208-17-018211 · doc4.xml · nonDerivative · entry 3 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,357 F1 · price: Represents the exercise price of the stock option referenced in Table II which was paid by way of the withholding by the Company of shares with a value equal to the exercise price. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 21:06 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | Exercise / conversionCommon Stock | 53,973 | $0.49 | $26,446.77 |
DisclosureSEC source: 0001225208-17-018211 · doc4.xml · nonDerivative · entry 2 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 21:06 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | Exercise / conversionCommon Stock | 214,237 | $0.30 | $64,271.10 |
DisclosureSEC source: 0001225208-17-018211 · doc4.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,385 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 21:09 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 26 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018078 · doc4.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,148 F1 · shares: On November 30, 2017, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.011 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, November 9, 2017. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These restricted stock units are shown on page 1 of this Form 4. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 22:47 UTC | TiVo Corp TIVO · Entity 148712 | GrantCommon Stock | 692 | $0.00 | $0.69 |
DisclosureSEC source: 0001593678-17-000058 · edgar.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,828 F1 · shares: Shares granted pursuant to the Company's non-employee director compensation policy which permits the non-employee director to elect to receive Board retainers in cash or in the form of a fully-vested restricted stock grant. Grant reflects director compensation for the third quarter of 2017. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 20:03 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 24 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-014549 · doc4.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,122 F1 · shares: On August 31, 2017, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.01 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, August 10, 2017. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These restricted stock units are shown on page 1 of this Form 4. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Read SEC document |
| August 16, 2017 Filed Aug 17, 2017 20:02 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | Exercise / conversionStock Option (Right to Buy) · Derivative | 400,237 | $0.09 Strike: $0.09 | $36,021.33 |
DisclosureSEC source: 0001225208-17-014135 · doc4.xml · derivative · entry 4 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 400,237 shares Expires 2018-12-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2017 Filed Aug 17, 2017 20:02 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | SaleCommon Stock | 393,793 | $5.59 | $2,199,491.42 |
DisclosureSEC source: 0001225208-17-014135 · doc4.xml · nonDerivative · entry 3 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,098 F2 · price: Represents the weighted average sales price for the price increments ranging from $5.56 to $5.61. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 16, 2017 Filed Aug 17, 2017 20:02 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | Tax withholdingCommon Stock | 6,444 | $5.59 | $36,021.96 |
DisclosureSEC source: 0001225208-17-014135 · doc4.xml · nonDerivative · entry 2 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,891 F1 · price: Represents the exercise price of the stock option referenced in Table II which was paid by way of the withholding by the Company of shares with a value equal to the exercise price. Read SEC document |
| August 16, 2017 Filed Aug 17, 2017 20:02 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | Exercise / conversionCommon Stock | 400,237 | $0.09 | $36,021.33 |
DisclosureSEC source: 0001225208-17-014135 · doc4.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426,335 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 20:14 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | Exercise / conversionStock Option (Right to Buy) · Derivative | 450,000 | $0.09 Strike: $0.09 | $40,500.00 |
DisclosureSEC source: 0001225208-17-013961 · doc4.xml · derivative · entry 4 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,237 Underlying: Common Stock · 450,000 shares Expires 2018-12-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 20:14 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | SaleCommon Stock | 442,767 | $5.58 | $2,470,684.14 |
DisclosureSEC source: 0001225208-17-013961 · doc4.xml · nonDerivative · entry 3 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,098 F2 · price: Represents the weighted average sales price for the price increments ranging from $5.56 to $5.5950. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 20:14 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | Tax withholdingCommon Stock | 7,233 | $5.60 | $40,504.80 |
DisclosureSEC source: 0001225208-17-013961 · doc4.xml · nonDerivative · entry 2 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468,865 F1 · price: Represents the exercise price of the stock option referenced in Table II which was paid by way of the withholding by the Company of shares with a value equal to the exercise price. Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 20:14 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | Exercise / conversionCommon Stock | 450,000 | $0.09 | $40,500.00 |
DisclosureSEC source: 0001225208-17-013961 · doc4.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476,098 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 07, 2017 Filed Aug 9, 2017 21:42 UTC | Tribune Publishing Co TRNC · Entity 138878 | GrantCommon Stock | 10,567 | $0.00 | $0.00 |
DisclosureSEC source: 0001593195-17-000063 · wf-form4_150231491229721.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,596 F1 · shares: This restricted stock award will vest on August 7, 2018, subject to acceleration upon certain events. The award will be forfeited if the Reporting Person voluntarily resigns from the Board of Directors prior to the vesting date. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 22:47 UTC | TiVo Corp TIVO · Entity 148712 | GrantCommon Stock | 8,579 | $0.00 | $8.58 |
DisclosureSEC source: 0001593678-17-000030 · edgar.xml · nonDerivative · entry 2 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,136 F2 · shares: Restricted Stock Award subject to a one-year vesting period, with all shares vesting on the first anniversary of the grant date. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 22:47 UTC | TiVo Corp TIVO · Entity 148712 | GrantCommon Stock | 737 | $0.00 | $0.74 |
DisclosureSEC source: 0001593678-17-000030 · edgar.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,557 F1 · shares: Shares granted pursuant to the Company's non-employee director compensation policy which permits the non-employee director to elect to receive Board retainers in cash or in the form of a fully-vested restricted stock grant. Grant reflects director compensation for the second quarter of 2017. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 19:39 UTC | Tribune Publishing Co TRNC · Entity 138878 | Exercise / conversionRestricted Stock Units · Derivative | 14,939 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001593195-17-000042 · wf-form4_149677795087917.xml · derivative · entry 2 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,939 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: This award will vest in full on the one year anniversary of the grant date if the Reporting Person provides services through such date or, if earlier, the date immediately proceeding Issuer's next annual meeting of stockholders. The stock units are to be settled in shares of Issuer's common stock after vesting. F2 · derivative.expiration_date: This award will vest in full on the one year anniversary of the grant date if the Reporting Person provides services through such date or, if earlier, the date immediately proceeding Issuer's next annual meeting of stockholders. The stock units are to be settled in shares of Issuer's common stock after vesting. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 19:39 UTC | Tribune Publishing Co TRNC · Entity 138878 | Exercise / conversionCommon Stock | 14,939 | $0.00 | $0.00 |
DisclosureSEC source: 0001593195-17-000042 · wf-form4_149677795087917.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,029 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 19, 2017 Filed May 22, 2017 20:12 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantStock Option (Right to Buy) · Derivative | 36,600 | $4.86 Strike: $4.86 | $177,876.00 |
DisclosureSEC source: 0001225208-17-010205 · doc4.xml · derivative · entry 2 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,600 Underlying: Common Stock · 36,600 shares Expires 2027-05-19 F2 · shares: Options will vest as follows: 12,200 - 5/19/18; 12,200 - 5/19/19 and 12,200 - 5/19/20. Read SEC document |
| May 19, 2017 Filed May 22, 2017 20:12 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 13,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-010205 · doc4.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,098 F1 · shares: Restricted Stock Units will vest as follows: 4,458 - 5/19/18; 4,458 - 5/19/19 and 4,458 - 5/19/20. Read SEC document |
| April 05, 2017 Filed Apr 6, 2017 22:07 UTC | Broadcom Ltd AVGO · Entity 167990 | GrantOrdinary Shares, no par value | 906 | $0.00 | $0.00 |
DisclosureSEC source: 0001649338-17-000082 · wf-form4_149151643846692.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,141 F1 · shares: Grant of Restricted Share Units ("RSUs") pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan (the "Avago Plan"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) Ordinary Share for each one (1) RSU. The Vesting Commencement Date is April 5, 2017. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual general meeting of Company shareholders immediately following the Vesting Commencement Date is held, subject to the director's continuing service on the vesting date. F2 · balance_after: Includes 906 RSUs. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 22:19 UTC | TiVo Corp TIVO · Entity 148712 | GrantCommon Stock | 733 | $0.00 | $0.73 |
DisclosureSEC source: 0001593678-17-000020 · edgar.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,820 F1 · shares: Shares granted pursuant to the non-employee director compensation policy which permits non-employee directors to receive Board retainers in cash or equity in the form of fully-vested restricted stock. Grant reflects director compensation for the first quarter of fiscal year 2017. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 23:28 UTC | Tribune Publishing Co TRNC · Entity 138878 | Exercise / conversionRestricted Stock Units · Derivative | 9,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001593195-17-000020 · wf-form4_148858368188887.xml · derivative · entry 2 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,215 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On August 4, 2014 restricted stock units originally granted by Tribune Media Company were converted into restricted stock units of the Issuer in connection with the Spin-off. Each restricted stock unit represents the equivalent of one share of the Issuer's common stock. The remaining restricted stock units will vest in substantially equal installments on each of March 1, 2016 and 2017, subject to the Reporting Person's continued service and subject to acceleration upon certain events. F2 · derivative.expiration_date: On August 4, 2014 restricted stock units originally granted by Tribune Media Company were converted into restricted stock units of the Issuer in connection with the Spin-off. Each restricted stock unit represents the equivalent of one share of the Issuer's common stock. The remaining restricted stock units will vest in substantially equal installments on each of March 1, 2016 and 2017, subject to the Reporting Person's continued service and subject to acceleration upon certain events. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 23:28 UTC | Tribune Publishing Co TRNC · Entity 138878 | Exercise / conversionCommon Stock | 9,215 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001593195-17-000020 · wf-form4_148858368188887.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,090 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:04 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | Exercise / conversionStock Option (Right to Buy) · Derivative | 46,000 | $2.44 Strike: $2.44 | $112,240.00 |
DisclosureSEC source: 0001225208-17-005052 · doc4.xml · derivative · entry 4 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 46,000 shares Expires 2017-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:04 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | SaleCommon Stock | 24,163 | $5.13 | $123,987.60 |
DisclosureSEC source: 0001225208-17-005052 · doc4.xml · nonDerivative · entry 3 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,724 F2 · price: Represents the weighted average sales price for the price increments ranging from $5.13 to $5.1325. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:04 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | Tax withholdingCommon Stock | 21,837 | $5.14 | $112,242.18 |
DisclosureSEC source: 0001225208-17-005052 · doc4.xml · nonDerivative · entry 2 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,887 F1 · price: Represents the exercise price of the stock option referenced in Table II which was paid by way of the withholding by the Company of shares with a value equal to the exercise price. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:04 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | Exercise / conversionCommon Stock | 46,000 | $2.44 | $112,240.00 |
DisclosureSEC source: 0001225208-17-005052 · doc4.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,724 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 22:14 UTC | ALTABA INC. YHOO · Entity 13268 | GrantCommon Stock | 452 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-000714 · form4.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,629 F1 · price: These shares represent an automatic grant of restricted stock units under the Yahoo! Inc. Directors' Stock Plan (which permits directors to elect to receive payment of quarterly directors' fees in the form of restricted stock units). This grant was made in lieu of cash fees of $17,500.00. Each restricted stock unit represents the right to receive one share of Yahoo! Inc. common stock. These units are fully vested on the date of grant. Vested shares will generally be delivered on the earlier of the date the director's service terminates or the first anniversary of the date of grant, subject to any election by the reporting person to defer payment. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 23:38 UTC | ALTABA INC. YHOO · Entity 13268 | GrantCommon Stock | 406 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-064207 · form4.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,177 F1 · price: These shares represent an automatic grant of restricted stock units under the Yahoo! Inc. Directors' Stock Plan (which permits directors to elect to receive payment of quarterly directors' fees in the form of restricted stock units). This grant was made in lieu of cash fees of $17,500.00. Each restricted stock unit represents the right to receive one share of Yahoo! Inc. common stock. These units are fully vested on the date of grant. Vested shares will generally be delivered on the earlier of the date the director's service terminates or the first anniversary of the date of grant, subject to any election by the reporting person to defer payment. Read SEC document |
| September 07, 2016 Filed Sep 8, 2016 22:20 UTC | Rovi Corp ROVI · Entity 182507 | Disposition to issuerCommon Stock | 48,087 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001593678-16-000144 · edgar.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of April 28, 2016 (the "Merger Agreement"), by and among the issuer, TiVo Corporation (f/k/a Titan Technologies Corporation), TiVo Inc., Titan Acquisition Sub, Inc., and Nova Acquisition Sub, Inc., and related statutory merger agreement between Nova Acquisition Sub, Inc. and issuer (the "Rovi Merger Agreement"), in a one-for-one exchange of TiVo Corporation common stock. Read SEC document |
| September 07, 2016 Filed Sep 9, 2016 22:47 UTC | TiVo Corp TIVO · Entity 148712 | GrantCommon Stock | 48,087 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001593678-16-000194 · edgar.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,087 F1 · price: Acquired pursuant to that certain Agreement and Plan of Merger, dated as of April 28, 2016 (the "Merger Agreement"), by and among the issuer, TiVo Corporation (f/k/a Titan Technologies Corporation), TiVo Inc., Titan Merger Sub, Inc., and Nova Acquisition Sub, Inc., and related statutory merger agreement between Nova Acquisition Sub, Inc. and issuer (the "Rovi Merger Agreement"), in a one-for-one exchange of TiVo Corporation common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.