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North Bridge Venture Management V, L.P.

Disclosed activity across 1 company

Tapewire entity
112850
SEC CIK
0001297397

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Lyra Therapeutics, Inc.LYRA · Entity 4683710% ownerMay 31, 2023June 02, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnote2,259,301 Reported balance After 2023-05-31 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2023-05-31 · Purchase · Acquired 403,858 · Balance 2,259,301

F1: The reportable securities were acquired pursuant to the Securities Purchase Agreement dated May 25, 2023 between the Issuer, North Bridge Venture Partners V-A, L.P. ("NBVP V-A"), North Bridge Venture Partners V-B, L.P. ("NBVP V-B"), North Bridge Venture Partners VI, L.P. ("NBVP VI") and certain other investors.

F2: The reportable securities are owned directly by NBVP V-A. North Bridge Venture Management V, L.P. ("NBVM V") is the sole general partner of NBVP V-A and North Bridge Venture Management GP, LLC ("NBVM GP") is the sole general partner of NBVM V. Each of Edward T. Anderson ("Anderson"), a member of the Issuer's board of directors, and Richard A. D'Amore ("D'Amore") are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP V-A. Each of NBVM V, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

Common StockSEC Table I · non-derivativeIndirectSee footnote1,107,370 Reported balance After 2023-05-31 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2023-05-31 · Purchase · Acquired 197,946 · Balance 1,107,370

F1: The reportable securities were acquired pursuant to the Securities Purchase Agreement dated May 25, 2023 between the Issuer, North Bridge Venture Partners V-A, L.P. ("NBVP V-A"), North Bridge Venture Partners V-B, L.P. ("NBVP V-B"), North Bridge Venture Partners VI, L.P. ("NBVP VI") and certain other investors.

F3: The reportable securities are owned directly by NBVP V-B. NBVM V is the sole general partner of NBVP V-B and NBVM GP is the sole general partner of NBVM V. Each of Anderson, a member of the Issuer's board of directors, and D'Amore are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP V-B. Each of NBVM V, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

Common StockSEC Table I · non-derivativeIndirectSee footnote2,521,745 Reported balance After 2023-05-31 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2023-05-31 · Purchase · Acquired 1,203,612 · Balance 2,521,745

F1: The reportable securities were acquired pursuant to the Securities Purchase Agreement dated May 25, 2023 between the Issuer, North Bridge Venture Partners V-A, L.P. ("NBVP V-A"), North Bridge Venture Partners V-B, L.P. ("NBVP V-B"), North Bridge Venture Partners VI, L.P. ("NBVP VI") and certain other investors.

F4: The reportable securities are owned directly by NBVP VI. North Bridge Venture Management VI, L.P. ("NBVM VI") is the sole general partner of NBVP VI and NBVM GP is the sole general partner of NBVM VI. Each of Anderson, a member of the Issuer's board of directors, and D'Amore are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP VI. Each of NBVM VI, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

Warrant to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $2.67 · Expires 2028-11-30IndirectSee footnote201,929 Reported balance After 2023-05-31 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-05-31 · Purchase · Acquired 201,929 · Balance 201,929

F1: The reportable securities were acquired pursuant to the Securities Purchase Agreement dated May 25, 2023 between the Issuer, North Bridge Venture Partners V-A, L.P. ("NBVP V-A"), North Bridge Venture Partners V-B, L.P. ("NBVP V-B"), North Bridge Venture Partners VI, L.P. ("NBVP VI") and certain other investors.

F2: The reportable securities are owned directly by NBVP V-A. North Bridge Venture Management V, L.P. ("NBVM V") is the sole general partner of NBVP V-A and North Bridge Venture Management GP, LLC ("NBVM GP") is the sole general partner of NBVM V. Each of Edward T. Anderson ("Anderson"), a member of the Issuer's board of directors, and Richard A. D'Amore ("D'Amore") are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP V-A. Each of NBVM V, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

Warrant to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $2.67 · Expires 2028-11-30IndirectSee footnote98,973 Reported balance After 2023-05-31 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2023-05-31 · Purchase · Acquired 98,973 · Balance 98,973

F1: The reportable securities were acquired pursuant to the Securities Purchase Agreement dated May 25, 2023 between the Issuer, North Bridge Venture Partners V-A, L.P. ("NBVP V-A"), North Bridge Venture Partners V-B, L.P. ("NBVP V-B"), North Bridge Venture Partners VI, L.P. ("NBVP VI") and certain other investors.

F3: The reportable securities are owned directly by NBVP V-B. NBVM V is the sole general partner of NBVP V-B and NBVM GP is the sole general partner of NBVM V. Each of Anderson, a member of the Issuer's board of directors, and D'Amore are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP V-B. Each of NBVM V, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

Warrant to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $2.67 · Expires 2028-11-30IndirectSee footnote601,806 Reported balance After 2023-05-31 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2023-05-31 · Purchase · Acquired 601,806 · Balance 601,806

F1: The reportable securities were acquired pursuant to the Securities Purchase Agreement dated May 25, 2023 between the Issuer, North Bridge Venture Partners V-A, L.P. ("NBVP V-A"), North Bridge Venture Partners V-B, L.P. ("NBVP V-B"), North Bridge Venture Partners VI, L.P. ("NBVP VI") and certain other investors.

F4: The reportable securities are owned directly by NBVP VI. North Bridge Venture Management VI, L.P. ("NBVM VI") is the sole general partner of NBVP VI and NBVM GP is the sole general partner of NBVM VI. Each of Anderson, a member of the Issuer's board of directors, and D'Amore are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP VI. Each of NBVM VI, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

Filing footnotes · ownership attribution and instrument terms

F1: The reportable securities were acquired pursuant to the Securities Purchase Agreement dated May 25, 2023 between the Issuer, North Bridge Venture Partners V-A, L.P. ("NBVP V-A"), North Bridge Venture Partners V-B, L.P. ("NBVP V-B"), North Bridge Venture Partners VI, L.P. ("NBVP VI") and certain other investors.

F2: The reportable securities are owned directly by NBVP V-A. North Bridge Venture Management V, L.P. ("NBVM V") is the sole general partner of NBVP V-A and North Bridge Venture Management GP, LLC ("NBVM GP") is the sole general partner of NBVM V. Each of Edward T. Anderson ("Anderson"), a member of the Issuer's board of directors, and Richard A. D'Amore ("D'Amore") are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP V-A. Each of NBVM V, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

F3: The reportable securities are owned directly by NBVP V-B. NBVM V is the sole general partner of NBVP V-B and NBVM GP is the sole general partner of NBVM V. Each of Anderson, a member of the Issuer's board of directors, and D'Amore are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP V-B. Each of NBVM V, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

F4: The reportable securities are owned directly by NBVP VI. North Bridge Venture Management VI, L.P. ("NBVM VI") is the sole general partner of NBVP VI and NBVM GP is the sole general partner of NBVM VI. Each of Anderson, a member of the Issuer's board of directors, and D'Amore are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP VI. Each of NBVM VI, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 31, 2023 Filed Jun 2, 2023 16:15 UTC Lyra Therapeutics, Inc. LYRA · Entity 46837 PurchaseWarrant to purchase Common Stock · Derivative 601,806 $0.13 Strike: $2.67 $75,225.75
Disclosure

SEC source: 0000899243-23-014352 · doc4.xml · derivative · entry 6

NBVM GP, LLC · CIK 0001401650 · 10% owner

DAMORE RICHARD A · CIK 0001206641 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V A LP · CIK 0001138402 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V-B LP · CIK 0001138399 · 10% owner

North Bridge Venture Partners VI L P · CIK 0001327539 · 10% owner

North Bridge Venture Management V, L.P. · CIK 0001297397 · 10% owner

North Bridge Venture Management VI, L.P. · CIK 0001590898 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 601,806

Underlying: Common Stock · 601,806 shares

Expires 2028-11-30

F1 · kind: The reportable securities were acquired pursuant to the Securities Purchase Agreement dated May 25, 2023 between the Issuer, North Bridge Venture Partners V-A, L.P. ("NBVP V-A"), North Bridge Venture Partners V-B, L.P. ("NBVP V-B"), North Bridge Venture Partners VI, L.P. ("NBVP VI") and certain other investors.

F4 · ownership.nature: The reportable securities are owned directly by NBVP VI. North Bridge Venture Management VI, L.P. ("NBVM VI") is the sole general partner of NBVP VI and NBVM GP is the sole general partner of NBVM VI. Each of Anderson, a member of the Issuer's board of directors, and D'Amore are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP VI. Each of NBVM VI, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 16:15 UTC Lyra Therapeutics, Inc. LYRA · Entity 46837 PurchaseWarrant to purchase Common Stock · Derivative 98,973 $0.13 Strike: $2.67 $12,371.63
Disclosure

SEC source: 0000899243-23-014352 · doc4.xml · derivative · entry 5

NBVM GP, LLC · CIK 0001401650 · 10% owner

DAMORE RICHARD A · CIK 0001206641 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V A LP · CIK 0001138402 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V-B LP · CIK 0001138399 · 10% owner

North Bridge Venture Partners VI L P · CIK 0001327539 · 10% owner

North Bridge Venture Management V, L.P. · CIK 0001297397 · 10% owner

North Bridge Venture Management VI, L.P. · CIK 0001590898 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 98,973

Underlying: Common Stock · 98,973 shares

Expires 2028-11-30

F1 · kind: The reportable securities were acquired pursuant to the Securities Purchase Agreement dated May 25, 2023 between the Issuer, North Bridge Venture Partners V-A, L.P. ("NBVP V-A"), North Bridge Venture Partners V-B, L.P. ("NBVP V-B"), North Bridge Venture Partners VI, L.P. ("NBVP VI") and certain other investors.

F3 · ownership.nature: The reportable securities are owned directly by NBVP V-B. NBVM V is the sole general partner of NBVP V-B and NBVM GP is the sole general partner of NBVM V. Each of Anderson, a member of the Issuer's board of directors, and D'Amore are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP V-B. Each of NBVM V, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 16:15 UTC Lyra Therapeutics, Inc. LYRA · Entity 46837 PurchaseWarrant to purchase Common Stock · Derivative 201,929 $0.13 Strike: $2.67 $25,241.13
Disclosure

SEC source: 0000899243-23-014352 · doc4.xml · derivative · entry 4

NBVM GP, LLC · CIK 0001401650 · 10% owner

DAMORE RICHARD A · CIK 0001206641 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V A LP · CIK 0001138402 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V-B LP · CIK 0001138399 · 10% owner

North Bridge Venture Partners VI L P · CIK 0001327539 · 10% owner

North Bridge Venture Management V, L.P. · CIK 0001297397 · 10% owner

North Bridge Venture Management VI, L.P. · CIK 0001590898 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 201,929

Underlying: Common Stock · 201,929 shares

Expires 2028-11-30

F1 · kind: The reportable securities were acquired pursuant to the Securities Purchase Agreement dated May 25, 2023 between the Issuer, North Bridge Venture Partners V-A, L.P. ("NBVP V-A"), North Bridge Venture Partners V-B, L.P. ("NBVP V-B"), North Bridge Venture Partners VI, L.P. ("NBVP VI") and certain other investors.

F2 · ownership.nature: The reportable securities are owned directly by NBVP V-A. North Bridge Venture Management V, L.P. ("NBVM V") is the sole general partner of NBVP V-A and North Bridge Venture Management GP, LLC ("NBVM GP") is the sole general partner of NBVM V. Each of Edward T. Anderson ("Anderson"), a member of the Issuer's board of directors, and Richard A. D'Amore ("D'Amore") are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP V-A. Each of NBVM V, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 16:15 UTC Lyra Therapeutics, Inc. LYRA · Entity 46837 PurchaseCommon Stock 1,203,612 $2.43 $2,924,777.16
Disclosure

SEC source: 0000899243-23-014352 · doc4.xml · nonDerivative · entry 3

NBVM GP, LLC · CIK 0001401650 · 10% owner

DAMORE RICHARD A · CIK 0001206641 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V A LP · CIK 0001138402 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V-B LP · CIK 0001138399 · 10% owner

North Bridge Venture Partners VI L P · CIK 0001327539 · 10% owner

North Bridge Venture Management V, L.P. · CIK 0001297397 · 10% owner

North Bridge Venture Management VI, L.P. · CIK 0001590898 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 2,521,745

F1 · kind: The reportable securities were acquired pursuant to the Securities Purchase Agreement dated May 25, 2023 between the Issuer, North Bridge Venture Partners V-A, L.P. ("NBVP V-A"), North Bridge Venture Partners V-B, L.P. ("NBVP V-B"), North Bridge Venture Partners VI, L.P. ("NBVP VI") and certain other investors.

F4 · ownership.nature: The reportable securities are owned directly by NBVP VI. North Bridge Venture Management VI, L.P. ("NBVM VI") is the sole general partner of NBVP VI and NBVM GP is the sole general partner of NBVM VI. Each of Anderson, a member of the Issuer's board of directors, and D'Amore are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP VI. Each of NBVM VI, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 16:15 UTC Lyra Therapeutics, Inc. LYRA · Entity 46837 PurchaseCommon Stock 197,946 $2.43 $481,008.78
Disclosure

SEC source: 0000899243-23-014352 · doc4.xml · nonDerivative · entry 2

NBVM GP, LLC · CIK 0001401650 · 10% owner

DAMORE RICHARD A · CIK 0001206641 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V A LP · CIK 0001138402 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V-B LP · CIK 0001138399 · 10% owner

North Bridge Venture Partners VI L P · CIK 0001327539 · 10% owner

North Bridge Venture Management V, L.P. · CIK 0001297397 · 10% owner

North Bridge Venture Management VI, L.P. · CIK 0001590898 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,107,370

F1 · kind: The reportable securities were acquired pursuant to the Securities Purchase Agreement dated May 25, 2023 between the Issuer, North Bridge Venture Partners V-A, L.P. ("NBVP V-A"), North Bridge Venture Partners V-B, L.P. ("NBVP V-B"), North Bridge Venture Partners VI, L.P. ("NBVP VI") and certain other investors.

F3 · ownership.nature: The reportable securities are owned directly by NBVP V-B. NBVM V is the sole general partner of NBVP V-B and NBVM GP is the sole general partner of NBVM V. Each of Anderson, a member of the Issuer's board of directors, and D'Amore are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP V-B. Each of NBVM V, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 16:15 UTC Lyra Therapeutics, Inc. LYRA · Entity 46837 PurchaseCommon Stock 403,858 $2.43 $981,374.94
Disclosure

SEC source: 0000899243-23-014352 · doc4.xml · nonDerivative · entry 1

NBVM GP, LLC · CIK 0001401650 · 10% owner

DAMORE RICHARD A · CIK 0001206641 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V A LP · CIK 0001138402 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V-B LP · CIK 0001138399 · 10% owner

North Bridge Venture Partners VI L P · CIK 0001327539 · 10% owner

North Bridge Venture Management V, L.P. · CIK 0001297397 · 10% owner

North Bridge Venture Management VI, L.P. · CIK 0001590898 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 2,259,301

F1 · kind: The reportable securities were acquired pursuant to the Securities Purchase Agreement dated May 25, 2023 between the Issuer, North Bridge Venture Partners V-A, L.P. ("NBVP V-A"), North Bridge Venture Partners V-B, L.P. ("NBVP V-B"), North Bridge Venture Partners VI, L.P. ("NBVP VI") and certain other investors.

F2 · ownership.nature: The reportable securities are owned directly by NBVP V-A. North Bridge Venture Management V, L.P. ("NBVM V") is the sole general partner of NBVP V-A and North Bridge Venture Management GP, LLC ("NBVM GP") is the sole general partner of NBVM V. Each of Edward T. Anderson ("Anderson"), a member of the Issuer's board of directors, and Richard A. D'Amore ("D'Amore") are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP V-A. Each of NBVM V, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

Read SEC document
April 12, 2022 Filed Apr 14, 2022 16:14 UTC Lyra Therapeutics, Inc. LYRA · Entity 46837 PurchaseCommon Stock 765,010 $4.22 $3,228,342.20
Disclosure

SEC source: 0000899243-22-014796 · doc4.xml · nonDerivative · entry 3

NBVM GP, LLC · CIK 0001401650 · 10% owner

DAMORE RICHARD A · CIK 0001206641 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V A LP · CIK 0001138402 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V-B LP · CIK 0001138399 · 10% owner

North Bridge Venture Partners VI L P · CIK 0001327539 · 10% owner

North Bridge Venture Management V, L.P. · CIK 0001297397 · 10% owner

North Bridge Venture Management VI, L.P. · CIK 0001590898 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,318,133

F1 · kind: The reportable securities were acquired pursuant to the Securities Purchase Agreement dated April 7, 2022 between the Issuer, North Bridge Venture Partners V-A, L.P. ("NBVP V-A"), North Bridge Venture Partners V-B, L.P. ("NBVP V-B"), North Bridge Venture Partners VI, L.P. ("NBVP VI") and certain other investors.

F4 · ownership.nature: The reportable securities are owned directly by NBVP VI. North Bridge Venture Management VI, L.P. ("NBVM VI") is the sole general partner of NBVP VI and NBVM GP is the sole general partner of NBVM VI. Each of Anderson, a member of the Issuer's board of directors, and D'Amore are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP VI. Each of NBVM VI, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

Read SEC document
April 12, 2022 Filed Apr 14, 2022 16:14 UTC Lyra Therapeutics, Inc. LYRA · Entity 46837 PurchaseCommon Stock 527,806 $4.22 $2,227,341.32
Disclosure

SEC source: 0000899243-22-014796 · doc4.xml · nonDerivative · entry 2

NBVM GP, LLC · CIK 0001401650 · 10% owner

DAMORE RICHARD A · CIK 0001206641 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V A LP · CIK 0001138402 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V-B LP · CIK 0001138399 · 10% owner

North Bridge Venture Partners VI L P · CIK 0001327539 · 10% owner

North Bridge Venture Management V, L.P. · CIK 0001297397 · 10% owner

North Bridge Venture Management VI, L.P. · CIK 0001590898 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 909,424

F1 · kind: The reportable securities were acquired pursuant to the Securities Purchase Agreement dated April 7, 2022 between the Issuer, North Bridge Venture Partners V-A, L.P. ("NBVP V-A"), North Bridge Venture Partners V-B, L.P. ("NBVP V-B"), North Bridge Venture Partners VI, L.P. ("NBVP VI") and certain other investors.

F3 · ownership.nature: The reportable securities are owned directly by NBVP V-B. NBVM V is the sole general partner of NBVP V-B and NBVM GP is the sole general partner of NBVM V. Each of Anderson, a member of the Issuer's board of directors, and D'Amore are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP V-B. Each of NBVM V, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

Read SEC document
April 12, 2022 Filed Apr 14, 2022 16:14 UTC Lyra Therapeutics, Inc. LYRA · Entity 46837 PurchaseCommon Stock 1,076,851 $4.22 $4,544,311.22
Disclosure

SEC source: 0000899243-22-014796 · doc4.xml · nonDerivative · entry 1

NBVM GP, LLC · CIK 0001401650 · 10% owner

DAMORE RICHARD A · CIK 0001206641 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V A LP · CIK 0001138402 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V-B LP · CIK 0001138399 · 10% owner

North Bridge Venture Partners VI L P · CIK 0001327539 · 10% owner

North Bridge Venture Management V, L.P. · CIK 0001297397 · 10% owner

North Bridge Venture Management VI, L.P. · CIK 0001590898 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,855,443

F1 · kind: The reportable securities were acquired pursuant to the Securities Purchase Agreement dated April 7, 2022 between the Issuer, North Bridge Venture Partners V-A, L.P. ("NBVP V-A"), North Bridge Venture Partners V-B, L.P. ("NBVP V-B"), North Bridge Venture Partners VI, L.P. ("NBVP VI") and certain other investors.

F2 · ownership.nature: The reportable securities are owned directly by NBVP V-A. North Bridge Venture Management V, L.P. ("NBVM V") is the sole general partner of NBVP V-A and North Bridge Venture Management GP, LLC ("NBVM GP") is the sole general partner of NBVM V. Each of Edward T. Anderson ("Anderson"), a member of the Issuer's board of directors, and Richard A. D'Amore ("D'Amore") are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP V-A. Each of NBVM V, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

Read SEC document
May 05, 2020 Filed May 6, 2020 19:38 UTC Lyra Therapeutics, Inc. LYRA · Entity 46837 OtherCommon Warrants · Derivative 13,449 $0.00 Strike: $8.63 $0.00
Disclosure

SEC source: 0000899243-20-012179 · doc4.xml · derivative · entry 39

NBVM GP, LLC · CIK 0001401650 · 10% owner

DAMORE RICHARD A · CIK 0001206641 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V A LP · CIK 0001138402 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V-B LP · CIK 0001138399 · 10% owner

North Bridge Venture Partners VI L P · CIK 0001327539 · 10% owner

North Bridge Venture Management V, L.P. · CIK 0001297397 · 10% owner

North Bridge Venture Management VI, L.P. · CIK 0001590898 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 13,449 shares

Expires 2030-01-10

F4 · ownership.nature: The reportable securities are owned directly by North Bridge Venture Partners VI, L.P. ("NBVP VI"). North Bridge Venture Management VI, L.P. ("NBVM VI") is the sole general partner of NBVP VI and NBVM GP is the sole general partner of NBVM VI. Each of Anderson, a member of the Issuer's board of directors, and D'Amore are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP VI. Each of NBVM VI, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

Read SEC document
May 05, 2020 Filed May 6, 2020 19:38 UTC Lyra Therapeutics, Inc. LYRA · Entity 46837 OtherCommon Warrants · Derivative 10,322 $0.00 Strike: $8.63 $0.00
Disclosure

SEC source: 0000899243-20-012179 · doc4.xml · derivative · entry 38

NBVM GP, LLC · CIK 0001401650 · 10% owner

DAMORE RICHARD A · CIK 0001206641 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V A LP · CIK 0001138402 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V-B LP · CIK 0001138399 · 10% owner

North Bridge Venture Partners VI L P · CIK 0001327539 · 10% owner

North Bridge Venture Management V, L.P. · CIK 0001297397 · 10% owner

North Bridge Venture Management VI, L.P. · CIK 0001590898 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 10,322 shares

Expires 2030-01-10

F3 · ownership.nature: The reportable securities are owned directly by North Bridge Venture Partners V-B, L.P. ("NBVP V-B"). NBVM V is the sole general partner of NBVP V-B and NBVM GP is the sole general partner of NBVM V. Each of Anderson, a member of the Issuer's board of directors, and D'Amore are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP V-B. Each of NBVM V, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

Read SEC document
May 05, 2020 Filed May 6, 2020 19:38 UTC Lyra Therapeutics, Inc. LYRA · Entity 46837 OtherCommon Warrants · Derivative 21,060 $0.00 Strike: $8.63 $0.00
Disclosure

SEC source: 0000899243-20-012179 · doc4.xml · derivative · entry 37

NBVM GP, LLC · CIK 0001401650 · 10% owner

DAMORE RICHARD A · CIK 0001206641 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V A LP · CIK 0001138402 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V-B LP · CIK 0001138399 · 10% owner

North Bridge Venture Partners VI L P · CIK 0001327539 · 10% owner

North Bridge Venture Management V, L.P. · CIK 0001297397 · 10% owner

North Bridge Venture Management VI, L.P. · CIK 0001590898 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 21,060 shares

Expires 2030-01-10

F2 · ownership.nature: The reportable securities are owned directly by North Bridge Venture Partners V-A, L.P. ("NBVP V-A"). North Bridge Venture Management V, L.P. ("NBVM V") is the sole general partner of NBVP V-A and North Bridge Venture Management GP, LLC ("NBVM GP") is the sole general partner of NBVM V. Each of Edward T. Anderson ("Anderson"), a member of the Issuer's board of directors, and Richard A. D'Amore ("D'Amore") are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP V-A. Each of NBVM V, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

Read SEC document
May 05, 2020 Filed May 6, 2020 19:38 UTC Lyra Therapeutics, Inc. LYRA · Entity 46837 ConversionSeries C Convertible Preferred Stock · Derivative 1,545,953 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-012179 · doc4.xml · derivative · entry 36

NBVM GP, LLC · CIK 0001401650 · 10% owner

DAMORE RICHARD A · CIK 0001206641 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V A LP · CIK 0001138402 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V-B LP · CIK 0001138399 · 10% owner

North Bridge Venture Partners VI L P · CIK 0001327539 · 10% owner

North Bridge Venture Management V, L.P. · CIK 0001297397 · 10% owner

North Bridge Venture Management VI, L.P. · CIK 0001590898 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 44,832 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · price: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · derivative.exercise_date: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · derivative.expiration_date: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F4 · ownership.nature: The reportable securities are owned directly by North Bridge Venture Partners VI, L.P. ("NBVP VI"). North Bridge Venture Management VI, L.P. ("NBVM VI") is the sole general partner of NBVP VI and NBVM GP is the sole general partner of NBVM VI. Each of Anderson, a member of the Issuer's board of directors, and D'Amore are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP VI. Each of NBVM VI, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

Read SEC document
May 05, 2020 Filed May 6, 2020 19:38 UTC Lyra Therapeutics, Inc. LYRA · Entity 46837 ConversionSeries C Convertible Preferred Stock · Derivative 1,186,496 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-012179 · doc4.xml · derivative · entry 35

NBVM GP, LLC · CIK 0001401650 · 10% owner

DAMORE RICHARD A · CIK 0001206641 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V A LP · CIK 0001138402 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V-B LP · CIK 0001138399 · 10% owner

North Bridge Venture Partners VI L P · CIK 0001327539 · 10% owner

North Bridge Venture Management V, L.P. · CIK 0001297397 · 10% owner

North Bridge Venture Management VI, L.P. · CIK 0001590898 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 34,408 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · price: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · derivative.exercise_date: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · derivative.expiration_date: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F3 · ownership.nature: The reportable securities are owned directly by North Bridge Venture Partners V-B, L.P. ("NBVP V-B"). NBVM V is the sole general partner of NBVP V-B and NBVM GP is the sole general partner of NBVM V. Each of Anderson, a member of the Issuer's board of directors, and D'Amore are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP V-B. Each of NBVM V, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

Read SEC document
May 05, 2020 Filed May 6, 2020 19:38 UTC Lyra Therapeutics, Inc. LYRA · Entity 46837 ConversionSeries C Convertible Preferred Stock · Derivative 2,420,729 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-012179 · doc4.xml · derivative · entry 34

NBVM GP, LLC · CIK 0001401650 · 10% owner

DAMORE RICHARD A · CIK 0001206641 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V A LP · CIK 0001138402 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V-B LP · CIK 0001138399 · 10% owner

North Bridge Venture Partners VI L P · CIK 0001327539 · 10% owner

North Bridge Venture Management V, L.P. · CIK 0001297397 · 10% owner

North Bridge Venture Management VI, L.P. · CIK 0001590898 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 70,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · price: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · derivative.exercise_date: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · derivative.expiration_date: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F2 · ownership.nature: The reportable securities are owned directly by North Bridge Venture Partners V-A, L.P. ("NBVP V-A"). North Bridge Venture Management V, L.P. ("NBVM V") is the sole general partner of NBVP V-A and North Bridge Venture Management GP, LLC ("NBVM GP") is the sole general partner of NBVM V. Each of Edward T. Anderson ("Anderson"), a member of the Issuer's board of directors, and Richard A. D'Amore ("D'Amore") are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP V-A. Each of NBVM V, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

Read SEC document
May 05, 2020 Filed May 6, 2020 19:38 UTC Lyra Therapeutics, Inc. LYRA · Entity 46837 ConversionSeries B Convertible Preferred Stock · Derivative 1,995,489 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-012179 · doc4.xml · derivative · entry 33

NBVM GP, LLC · CIK 0001401650 · 10% owner

DAMORE RICHARD A · CIK 0001206641 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V A LP · CIK 0001138402 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V-B LP · CIK 0001138399 · 10% owner

North Bridge Venture Partners VI L P · CIK 0001327539 · 10% owner

North Bridge Venture Management V, L.P. · CIK 0001297397 · 10% owner

North Bridge Venture Management VI, L.P. · CIK 0001590898 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 57,868 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · price: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · derivative.exercise_date: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · derivative.expiration_date: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F4 · ownership.nature: The reportable securities are owned directly by North Bridge Venture Partners VI, L.P. ("NBVP VI"). North Bridge Venture Management VI, L.P. ("NBVM VI") is the sole general partner of NBVP VI and NBVM GP is the sole general partner of NBVM VI. Each of Anderson, a member of the Issuer's board of directors, and D'Amore are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP VI. Each of NBVM VI, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

Read SEC document
May 05, 2020 Filed May 6, 2020 19:38 UTC Lyra Therapeutics, Inc. LYRA · Entity 46837 ConversionSeries B Convertible Preferred Stock · Derivative 1,531,507 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-012179 · doc4.xml · derivative · entry 32

NBVM GP, LLC · CIK 0001401650 · 10% owner

DAMORE RICHARD A · CIK 0001206641 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V A LP · CIK 0001138402 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V-B LP · CIK 0001138399 · 10% owner

North Bridge Venture Partners VI L P · CIK 0001327539 · 10% owner

North Bridge Venture Management V, L.P. · CIK 0001297397 · 10% owner

North Bridge Venture Management VI, L.P. · CIK 0001590898 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 44,413 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: On May 5, 2020, NBVP VI exercised a warrant to purchase 13,449 shares of the Issuer's common stock for $16.00 a share, which represents the Issuer's initial public offering price. In connection with the automatic net exercise of the warrant immediately prior to the closing of the Issuer's initial public offering, the Issuer withheld 7,255 of the warrant shares to pay the exercise price and issued the remaining warrant shares to NBVP VI. The Issuer also paid $15.13 to NBVP VI in lieu of a fractional share.

F1 · price: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · derivative.exercise_date: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · derivative.expiration_date: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F3 · ownership.nature: The reportable securities are owned directly by North Bridge Venture Partners V-B, L.P. ("NBVP V-B"). NBVM V is the sole general partner of NBVP V-B and NBVM GP is the sole general partner of NBVM V. Each of Anderson, a member of the Issuer's board of directors, and D'Amore are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP V-B. Each of NBVM V, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

Read SEC document
May 05, 2020 Filed May 6, 2020 19:38 UTC Lyra Therapeutics, Inc. LYRA · Entity 46837 ConversionSeries B Convertible Preferred Stock · Derivative 3,124,633 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-012179 · doc4.xml · derivative · entry 31

NBVM GP, LLC · CIK 0001401650 · 10% owner

DAMORE RICHARD A · CIK 0001206641 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V A LP · CIK 0001138402 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V-B LP · CIK 0001138399 · 10% owner

North Bridge Venture Partners VI L P · CIK 0001327539 · 10% owner

North Bridge Venture Management V, L.P. · CIK 0001297397 · 10% owner

North Bridge Venture Management VI, L.P. · CIK 0001590898 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 90,613 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · price: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · derivative.exercise_date: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · derivative.expiration_date: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F2 · ownership.nature: The reportable securities are owned directly by North Bridge Venture Partners V-A, L.P. ("NBVP V-A"). North Bridge Venture Management V, L.P. ("NBVM V") is the sole general partner of NBVP V-A and North Bridge Venture Management GP, LLC ("NBVM GP") is the sole general partner of NBVM V. Each of Edward T. Anderson ("Anderson"), a member of the Issuer's board of directors, and Richard A. D'Amore ("D'Amore") are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP V-A. Each of NBVM V, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

Read SEC document
May 05, 2020 Filed May 6, 2020 19:38 UTC Lyra Therapeutics, Inc. LYRA · Entity 46837 ConversionSeries A-4 Convertible Preferred Stock · Derivative 2,391,895 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-012179 · doc4.xml · derivative · entry 30

NBVM GP, LLC · CIK 0001401650 · 10% owner

DAMORE RICHARD A · CIK 0001206641 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V A LP · CIK 0001138402 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V-B LP · CIK 0001138399 · 10% owner

North Bridge Venture Partners VI L P · CIK 0001327539 · 10% owner

North Bridge Venture Management V, L.P. · CIK 0001297397 · 10% owner

North Bridge Venture Management VI, L.P. · CIK 0001590898 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 69,364 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · price: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · derivative.exercise_date: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · derivative.expiration_date: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F4 · ownership.nature: The reportable securities are owned directly by North Bridge Venture Partners VI, L.P. ("NBVP VI"). North Bridge Venture Management VI, L.P. ("NBVM VI") is the sole general partner of NBVP VI and NBVM GP is the sole general partner of NBVM VI. Each of Anderson, a member of the Issuer's board of directors, and D'Amore are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP VI. Each of NBVM VI, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

Read SEC document
May 05, 2020 Filed May 6, 2020 19:38 UTC Lyra Therapeutics, Inc. LYRA · Entity 46837 ConversionSeries A-4 Convertible Preferred Stock · Derivative 1,835,743 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-012179 · doc4.xml · derivative · entry 29

NBVM GP, LLC · CIK 0001401650 · 10% owner

DAMORE RICHARD A · CIK 0001206641 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V A LP · CIK 0001138402 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V-B LP · CIK 0001138399 · 10% owner

North Bridge Venture Partners VI L P · CIK 0001327539 · 10% owner

North Bridge Venture Management V, L.P. · CIK 0001297397 · 10% owner

North Bridge Venture Management VI, L.P. · CIK 0001590898 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 53,236 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · price: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · derivative.exercise_date: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · derivative.expiration_date: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F3 · ownership.nature: The reportable securities are owned directly by North Bridge Venture Partners V-B, L.P. ("NBVP V-B"). NBVM V is the sole general partner of NBVP V-B and NBVM GP is the sole general partner of NBVM V. Each of Anderson, a member of the Issuer's board of directors, and D'Amore are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP V-B. Each of NBVM V, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

Read SEC document
May 05, 2020 Filed May 6, 2020 19:38 UTC Lyra Therapeutics, Inc. LYRA · Entity 46837 ConversionSeries A-4 Convertible Preferred Stock · Derivative 3,745,346 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-012179 · doc4.xml · derivative · entry 28

NBVM GP, LLC · CIK 0001401650 · 10% owner

DAMORE RICHARD A · CIK 0001206641 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V A LP · CIK 0001138402 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V-B LP · CIK 0001138399 · 10% owner

North Bridge Venture Partners VI L P · CIK 0001327539 · 10% owner

North Bridge Venture Management V, L.P. · CIK 0001297397 · 10% owner

North Bridge Venture Management VI, L.P. · CIK 0001590898 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 108,614 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · price: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · derivative.exercise_date: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · derivative.expiration_date: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F2 · ownership.nature: The reportable securities are owned directly by North Bridge Venture Partners V-A, L.P. ("NBVP V-A"). North Bridge Venture Management V, L.P. ("NBVM V") is the sole general partner of NBVP V-A and North Bridge Venture Management GP, LLC ("NBVM GP") is the sole general partner of NBVM V. Each of Edward T. Anderson ("Anderson"), a member of the Issuer's board of directors, and Richard A. D'Amore ("D'Amore") are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP V-A. Each of NBVM V, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

Read SEC document
May 05, 2020 Filed May 6, 2020 19:38 UTC Lyra Therapeutics, Inc. LYRA · Entity 46837 ConversionSeries A-3 Convertible Preferred Stock · Derivative 2,929,790 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-012179 · doc4.xml · derivative · entry 27

NBVM GP, LLC · CIK 0001401650 · 10% owner

DAMORE RICHARD A · CIK 0001206641 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V A LP · CIK 0001138402 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V-B LP · CIK 0001138399 · 10% owner

North Bridge Venture Partners VI L P · CIK 0001327539 · 10% owner

North Bridge Venture Management V, L.P. · CIK 0001297397 · 10% owner

North Bridge Venture Management VI, L.P. · CIK 0001590898 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 84,963 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · price: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · derivative.exercise_date: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · derivative.expiration_date: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F4 · ownership.nature: The reportable securities are owned directly by North Bridge Venture Partners VI, L.P. ("NBVP VI"). North Bridge Venture Management VI, L.P. ("NBVM VI") is the sole general partner of NBVP VI and NBVM GP is the sole general partner of NBVM VI. Each of Anderson, a member of the Issuer's board of directors, and D'Amore are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP VI. Each of NBVM VI, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

Read SEC document
May 05, 2020 Filed May 6, 2020 19:38 UTC Lyra Therapeutics, Inc. LYRA · Entity 46837 ConversionSeries A-3 Convertible Preferred Stock · Derivative 2,248,569 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-012179 · doc4.xml · derivative · entry 26

NBVM GP, LLC · CIK 0001401650 · 10% owner

DAMORE RICHARD A · CIK 0001206641 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V A LP · CIK 0001138402 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V-B LP · CIK 0001138399 · 10% owner

North Bridge Venture Partners VI L P · CIK 0001327539 · 10% owner

North Bridge Venture Management V, L.P. · CIK 0001297397 · 10% owner

North Bridge Venture Management VI, L.P. · CIK 0001590898 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 65,208 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · price: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · derivative.exercise_date: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · derivative.expiration_date: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F3 · ownership.nature: The reportable securities are owned directly by North Bridge Venture Partners V-B, L.P. ("NBVP V-B"). NBVM V is the sole general partner of NBVP V-B and NBVM GP is the sole general partner of NBVM V. Each of Anderson, a member of the Issuer's board of directors, and D'Amore are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP V-B. Each of NBVM V, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

Read SEC document
May 05, 2020 Filed May 6, 2020 19:38 UTC Lyra Therapeutics, Inc. LYRA · Entity 46837 ConversionSeries A-3 Convertible Preferred Stock · Derivative 4,587,608 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-012179 · doc4.xml · derivative · entry 25

NBVM GP, LLC · CIK 0001401650 · 10% owner

DAMORE RICHARD A · CIK 0001206641 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V A LP · CIK 0001138402 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V-B LP · CIK 0001138399 · 10% owner

North Bridge Venture Partners VI L P · CIK 0001327539 · 10% owner

North Bridge Venture Management V, L.P. · CIK 0001297397 · 10% owner

North Bridge Venture Management VI, L.P. · CIK 0001590898 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 133,039 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · price: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · derivative.exercise_date: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · derivative.expiration_date: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F2 · ownership.nature: The reportable securities are owned directly by North Bridge Venture Partners V-A, L.P. ("NBVP V-A"). North Bridge Venture Management V, L.P. ("NBVM V") is the sole general partner of NBVP V-A and North Bridge Venture Management GP, LLC ("NBVM GP") is the sole general partner of NBVM V. Each of Edward T. Anderson ("Anderson"), a member of the Issuer's board of directors, and Richard A. D'Amore ("D'Amore") are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP V-A. Each of NBVM V, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

Read SEC document
May 05, 2020 Filed May 6, 2020 19:38 UTC Lyra Therapeutics, Inc. LYRA · Entity 46837 ConversionSeries A-2 Convertible Preferred Stock · Derivative 2,088,772 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-012179 · doc4.xml · derivative · entry 24

NBVM GP, LLC · CIK 0001401650 · 10% owner

DAMORE RICHARD A · CIK 0001206641 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V A LP · CIK 0001138402 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V-B LP · CIK 0001138399 · 10% owner

North Bridge Venture Partners VI L P · CIK 0001327539 · 10% owner

North Bridge Venture Management V, L.P. · CIK 0001297397 · 10% owner

North Bridge Venture Management VI, L.P. · CIK 0001590898 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 60,573 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · price: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · derivative.exercise_date: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · derivative.expiration_date: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F4 · ownership.nature: The reportable securities are owned directly by North Bridge Venture Partners VI, L.P. ("NBVP VI"). North Bridge Venture Management VI, L.P. ("NBVM VI") is the sole general partner of NBVP VI and NBVM GP is the sole general partner of NBVM VI. Each of Anderson, a member of the Issuer's board of directors, and D'Amore are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP VI. Each of NBVM VI, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

Read SEC document
May 05, 2020 Filed May 6, 2020 19:38 UTC Lyra Therapeutics, Inc. LYRA · Entity 46837 ConversionSeries A-2 Convertible Preferred Stock · Derivative 1,603,102 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-012179 · doc4.xml · derivative · entry 23

NBVM GP, LLC · CIK 0001401650 · 10% owner

DAMORE RICHARD A · CIK 0001206641 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V A LP · CIK 0001138402 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V-B LP · CIK 0001138399 · 10% owner

North Bridge Venture Partners VI L P · CIK 0001327539 · 10% owner

North Bridge Venture Management V, L.P. · CIK 0001297397 · 10% owner

North Bridge Venture Management VI, L.P. · CIK 0001590898 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 46,489 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · price: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · derivative.exercise_date: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · derivative.expiration_date: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F3 · ownership.nature: The reportable securities are owned directly by North Bridge Venture Partners V-B, L.P. ("NBVP V-B"). NBVM V is the sole general partner of NBVP V-B and NBVM GP is the sole general partner of NBVM V. Each of Anderson, a member of the Issuer's board of directors, and D'Amore are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP V-B. Each of NBVM V, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

Read SEC document
May 05, 2020 Filed May 6, 2020 19:38 UTC Lyra Therapeutics, Inc. LYRA · Entity 46837 ConversionSeries A-2 Convertible Preferred Stock · Derivative 3,270,702 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-012179 · doc4.xml · derivative · entry 22

NBVM GP, LLC · CIK 0001401650 · 10% owner

DAMORE RICHARD A · CIK 0001206641 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V A LP · CIK 0001138402 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V-B LP · CIK 0001138399 · 10% owner

North Bridge Venture Partners VI L P · CIK 0001327539 · 10% owner

North Bridge Venture Management V, L.P. · CIK 0001297397 · 10% owner

North Bridge Venture Management VI, L.P. · CIK 0001590898 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 94,849 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · price: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · derivative.exercise_date: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · derivative.expiration_date: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F2 · ownership.nature: The reportable securities are owned directly by North Bridge Venture Partners V-A, L.P. ("NBVP V-A"). North Bridge Venture Management V, L.P. ("NBVM V") is the sole general partner of NBVP V-A and North Bridge Venture Management GP, LLC ("NBVM GP") is the sole general partner of NBVM V. Each of Edward T. Anderson ("Anderson"), a member of the Issuer's board of directors, and Richard A. D'Amore ("D'Amore") are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP V-A. Each of NBVM V, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

Read SEC document
May 05, 2020 Filed May 6, 2020 19:38 UTC Lyra Therapeutics, Inc. LYRA · Entity 46837 ConversionSeries A-1/C Convertible Preferred Stock · Derivative 1,948,948 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-012179 · doc4.xml · derivative · entry 21

NBVM GP, LLC · CIK 0001401650 · 10% owner

DAMORE RICHARD A · CIK 0001206641 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V A LP · CIK 0001138402 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V-B LP · CIK 0001138399 · 10% owner

North Bridge Venture Partners VI L P · CIK 0001327539 · 10% owner

North Bridge Venture Management V, L.P. · CIK 0001297397 · 10% owner

North Bridge Venture Management VI, L.P. · CIK 0001590898 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 56,519 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · price: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · derivative.exercise_date: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · derivative.expiration_date: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F4 · ownership.nature: The reportable securities are owned directly by North Bridge Venture Partners VI, L.P. ("NBVP VI"). North Bridge Venture Management VI, L.P. ("NBVM VI") is the sole general partner of NBVP VI and NBVM GP is the sole general partner of NBVM VI. Each of Anderson, a member of the Issuer's board of directors, and D'Amore are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP VI. Each of NBVM VI, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

Read SEC document
May 05, 2020 Filed May 6, 2020 19:38 UTC Lyra Therapeutics, Inc. LYRA · Entity 46837 ConversionSeries A-1/C Convertible Preferred Stock · Derivative 1,495,786 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-012179 · doc4.xml · derivative · entry 20

NBVM GP, LLC · CIK 0001401650 · 10% owner

DAMORE RICHARD A · CIK 0001206641 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V A LP · CIK 0001138402 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V-B LP · CIK 0001138399 · 10% owner

North Bridge Venture Partners VI L P · CIK 0001327539 · 10% owner

North Bridge Venture Management V, L.P. · CIK 0001297397 · 10% owner

North Bridge Venture Management VI, L.P. · CIK 0001590898 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 43,377 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · price: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · derivative.exercise_date: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · derivative.expiration_date: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F3 · ownership.nature: The reportable securities are owned directly by North Bridge Venture Partners V-B, L.P. ("NBVP V-B"). NBVM V is the sole general partner of NBVP V-B and NBVM GP is the sole general partner of NBVM V. Each of Anderson, a member of the Issuer's board of directors, and D'Amore are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP V-B. Each of NBVM V, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

Read SEC document
May 05, 2020 Filed May 6, 2020 19:38 UTC Lyra Therapeutics, Inc. LYRA · Entity 46837 ConversionSeries A-1/C Convertible Preferred Stock · Derivative 3,051,758 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-012179 · doc4.xml · derivative · entry 19

NBVM GP, LLC · CIK 0001401650 · 10% owner

DAMORE RICHARD A · CIK 0001206641 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V A LP · CIK 0001138402 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V-B LP · CIK 0001138399 · 10% owner

North Bridge Venture Partners VI L P · CIK 0001327539 · 10% owner

North Bridge Venture Management V, L.P. · CIK 0001297397 · 10% owner

North Bridge Venture Management VI, L.P. · CIK 0001590898 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 88,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · price: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · derivative.exercise_date: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · derivative.expiration_date: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F2 · ownership.nature: The reportable securities are owned directly by North Bridge Venture Partners V-A, L.P. ("NBVP V-A"). North Bridge Venture Management V, L.P. ("NBVM V") is the sole general partner of NBVP V-A and North Bridge Venture Management GP, LLC ("NBVM GP") is the sole general partner of NBVM V. Each of Edward T. Anderson ("Anderson"), a member of the Issuer's board of directors, and Richard A. D'Amore ("D'Amore") are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP V-A. Each of NBVM V, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

Read SEC document
May 05, 2020 Filed May 6, 2020 19:38 UTC Lyra Therapeutics, Inc. LYRA · Entity 46837 ConversionSeries A-1/B Convertible Preferred Stock · Derivative 1,647,727 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-012179 · doc4.xml · derivative · entry 18

NBVM GP, LLC · CIK 0001401650 · 10% owner

DAMORE RICHARD A · CIK 0001206641 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V A LP · CIK 0001138402 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V-B LP · CIK 0001138399 · 10% owner

North Bridge Venture Partners VI L P · CIK 0001327539 · 10% owner

North Bridge Venture Management V, L.P. · CIK 0001297397 · 10% owner

North Bridge Venture Management VI, L.P. · CIK 0001590898 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 47,783 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · price: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · derivative.exercise_date: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · derivative.expiration_date: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F4 · ownership.nature: The reportable securities are owned directly by North Bridge Venture Partners VI, L.P. ("NBVP VI"). North Bridge Venture Management VI, L.P. ("NBVM VI") is the sole general partner of NBVP VI and NBVM GP is the sole general partner of NBVM VI. Each of Anderson, a member of the Issuer's board of directors, and D'Amore are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP VI. Each of NBVM VI, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

Read SEC document
May 05, 2020 Filed May 6, 2020 19:38 UTC Lyra Therapeutics, Inc. LYRA · Entity 46837 ConversionSeries A-1/B Convertible Preferred Stock · Derivative 541,973 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-012179 · doc4.xml · derivative · entry 17

NBVM GP, LLC · CIK 0001401650 · 10% owner

DAMORE RICHARD A · CIK 0001206641 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V A LP · CIK 0001138402 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V-B LP · CIK 0001138399 · 10% owner

North Bridge Venture Partners VI L P · CIK 0001327539 · 10% owner

North Bridge Venture Management V, L.P. · CIK 0001297397 · 10% owner

North Bridge Venture Management VI, L.P. · CIK 0001590898 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 15,717 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · price: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · derivative.exercise_date: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · derivative.expiration_date: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F3 · ownership.nature: The reportable securities are owned directly by North Bridge Venture Partners V-B, L.P. ("NBVP V-B"). NBVM V is the sole general partner of NBVP V-B and NBVM GP is the sole general partner of NBVM V. Each of Anderson, a member of the Issuer's board of directors, and D'Amore are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP V-B. Each of NBVM V, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

Read SEC document
May 05, 2020 Filed May 6, 2020 19:38 UTC Lyra Therapeutics, Inc. LYRA · Entity 46837 ConversionSeries A-1/B Convertible Preferred Stock · Derivative 1,105,754 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-012179 · doc4.xml · derivative · entry 16

NBVM GP, LLC · CIK 0001401650 · 10% owner

DAMORE RICHARD A · CIK 0001206641 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V A LP · CIK 0001138402 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V-B LP · CIK 0001138399 · 10% owner

North Bridge Venture Partners VI L P · CIK 0001327539 · 10% owner

North Bridge Venture Management V, L.P. · CIK 0001297397 · 10% owner

North Bridge Venture Management VI, L.P. · CIK 0001590898 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 32,066 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · price: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · derivative.exercise_date: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · derivative.expiration_date: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F2 · ownership.nature: The reportable securities are owned directly by North Bridge Venture Partners V-A, L.P. ("NBVP V-A"). North Bridge Venture Management V, L.P. ("NBVM V") is the sole general partner of NBVP V-A and North Bridge Venture Management GP, LLC ("NBVM GP") is the sole general partner of NBVM V. Each of Edward T. Anderson ("Anderson"), a member of the Issuer's board of directors, and Richard A. D'Amore ("D'Amore") are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP V-A. Each of NBVM V, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

Read SEC document
May 05, 2020 Filed May 6, 2020 19:38 UTC Lyra Therapeutics, Inc. LYRA · Entity 46837 ConversionSeries A-1/A Convertible Preferred Stock · Derivative 1,725,090 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-012179 · doc4.xml · derivative · entry 15

NBVM GP, LLC · CIK 0001401650 · 10% owner

DAMORE RICHARD A · CIK 0001206641 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V A LP · CIK 0001138402 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V-B LP · CIK 0001138399 · 10% owner

North Bridge Venture Partners VI L P · CIK 0001327539 · 10% owner

North Bridge Venture Management V, L.P. · CIK 0001297397 · 10% owner

North Bridge Venture Management VI, L.P. · CIK 0001590898 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 50,027 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · price: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · derivative.exercise_date: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · derivative.expiration_date: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F4 · ownership.nature: The reportable securities are owned directly by North Bridge Venture Partners VI, L.P. ("NBVP VI"). North Bridge Venture Management VI, L.P. ("NBVM VI") is the sole general partner of NBVP VI and NBVM GP is the sole general partner of NBVM VI. Each of Anderson, a member of the Issuer's board of directors, and D'Amore are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP VI. Each of NBVM VI, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

Read SEC document
May 05, 2020 Filed May 6, 2020 19:38 UTC Lyra Therapeutics, Inc. LYRA · Entity 46837 ConversionSeries A-1/A Convertible Preferred Stock · Derivative 567,420 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-012179 · doc4.xml · derivative · entry 14

NBVM GP, LLC · CIK 0001401650 · 10% owner

DAMORE RICHARD A · CIK 0001206641 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V A LP · CIK 0001138402 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V-B LP · CIK 0001138399 · 10% owner

North Bridge Venture Partners VI L P · CIK 0001327539 · 10% owner

North Bridge Venture Management V, L.P. · CIK 0001297397 · 10% owner

North Bridge Venture Management VI, L.P. · CIK 0001590898 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 16,455 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · price: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · derivative.exercise_date: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · derivative.expiration_date: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F3 · ownership.nature: The reportable securities are owned directly by North Bridge Venture Partners V-B, L.P. ("NBVP V-B"). NBVM V is the sole general partner of NBVP V-B and NBVM GP is the sole general partner of NBVM V. Each of Anderson, a member of the Issuer's board of directors, and D'Amore are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP V-B. Each of NBVM V, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

Read SEC document
May 05, 2020 Filed May 6, 2020 19:38 UTC Lyra Therapeutics, Inc. LYRA · Entity 46837 ConversionSeries A-1/A Convertible Preferred Stock · Derivative 1,157,670 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-012179 · doc4.xml · derivative · entry 13

NBVM GP, LLC · CIK 0001401650 · 10% owner

DAMORE RICHARD A · CIK 0001206641 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V A LP · CIK 0001138402 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V-B LP · CIK 0001138399 · 10% owner

North Bridge Venture Partners VI L P · CIK 0001327539 · 10% owner

North Bridge Venture Management V, L.P. · CIK 0001297397 · 10% owner

North Bridge Venture Management VI, L.P. · CIK 0001590898 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 33,572 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · price: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · derivative.exercise_date: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F1 · derivative.expiration_date: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F2 · ownership.nature: The reportable securities are owned directly by North Bridge Venture Partners V-A, L.P. ("NBVP V-A"). North Bridge Venture Management V, L.P. ("NBVM V") is the sole general partner of NBVP V-A and North Bridge Venture Management GP, LLC ("NBVM GP") is the sole general partner of NBVM V. Each of Edward T. Anderson ("Anderson"), a member of the Issuer's board of directors, and Richard A. D'Amore ("D'Amore") are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP V-A. Each of NBVM V, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

Read SEC document
May 05, 2020 Filed May 6, 2020 19:38 UTC Lyra Therapeutics, Inc. LYRA · Entity 46837 PurchaseCommon Stock 75,000 $16.00 $1,200,000.00
Disclosure

SEC source: 0000899243-20-012179 · doc4.xml · nonDerivative · entry 12

NBVM GP, LLC · CIK 0001401650 · 10% owner

DAMORE RICHARD A · CIK 0001206641 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V A LP · CIK 0001138402 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V-B LP · CIK 0001138399 · 10% owner

North Bridge Venture Partners VI L P · CIK 0001327539 · 10% owner

North Bridge Venture Management V, L.P. · CIK 0001297397 · 10% owner

North Bridge Venture Management VI, L.P. · CIK 0001590898 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 553,123

F4 · ownership.nature: The reportable securities are owned directly by North Bridge Venture Partners VI, L.P. ("NBVP VI"). North Bridge Venture Management VI, L.P. ("NBVM VI") is the sole general partner of NBVP VI and NBVM GP is the sole general partner of NBVM VI. Each of Anderson, a member of the Issuer's board of directors, and D'Amore are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP VI. Each of NBVM VI, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

Read SEC document
May 05, 2020 Filed May 6, 2020 19:38 UTC Lyra Therapeutics, Inc. LYRA · Entity 46837 PurchaseCommon Stock 57,561 $16.00 $920,976.00
Disclosure

SEC source: 0000899243-20-012179 · doc4.xml · nonDerivative · entry 11

NBVM GP, LLC · CIK 0001401650 · 10% owner

DAMORE RICHARD A · CIK 0001206641 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V A LP · CIK 0001138402 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V-B LP · CIK 0001138399 · 10% owner

North Bridge Venture Partners VI L P · CIK 0001327539 · 10% owner

North Bridge Venture Management V, L.P. · CIK 0001297397 · 10% owner

North Bridge Venture Management VI, L.P. · CIK 0001590898 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 381,618

F3 · ownership.nature: The reportable securities are owned directly by North Bridge Venture Partners V-B, L.P. ("NBVP V-B"). NBVM V is the sole general partner of NBVP V-B and NBVM GP is the sole general partner of NBVM V. Each of Anderson, a member of the Issuer's board of directors, and D'Amore are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP V-B. Each of NBVM V, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

Read SEC document
May 05, 2020 Filed May 6, 2020 19:38 UTC Lyra Therapeutics, Inc. LYRA · Entity 46837 PurchaseCommon Stock 117,439 $16.00 $1,879,024.00
Disclosure

SEC source: 0000899243-20-012179 · doc4.xml · nonDerivative · entry 10

NBVM GP, LLC · CIK 0001401650 · 10% owner

DAMORE RICHARD A · CIK 0001206641 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V A LP · CIK 0001138402 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V-B LP · CIK 0001138399 · 10% owner

North Bridge Venture Partners VI L P · CIK 0001327539 · 10% owner

North Bridge Venture Management V, L.P. · CIK 0001297397 · 10% owner

North Bridge Venture Management VI, L.P. · CIK 0001590898 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 778,592

F2 · ownership.nature: The reportable securities are owned directly by North Bridge Venture Partners V-A, L.P. ("NBVP V-A"). North Bridge Venture Management V, L.P. ("NBVM V") is the sole general partner of NBVP V-A and North Bridge Venture Management GP, LLC ("NBVM GP") is the sole general partner of NBVM V. Each of Edward T. Anderson ("Anderson"), a member of the Issuer's board of directors, and Richard A. D'Amore ("D'Amore") are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP V-A. Each of NBVM V, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

Read SEC document
May 05, 2020 Filed May 6, 2020 19:38 UTC Lyra Therapeutics, Inc. LYRA · Entity 46837 SaleCommon Stock 7,255 $16.00 $116,080.00
Disclosure

SEC source: 0000899243-20-012179 · doc4.xml · nonDerivative · entry 9

NBVM GP, LLC · CIK 0001401650 · 10% owner

DAMORE RICHARD A · CIK 0001206641 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V A LP · CIK 0001138402 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V-B LP · CIK 0001138399 · 10% owner

North Bridge Venture Partners VI L P · CIK 0001327539 · 10% owner

North Bridge Venture Management V, L.P. · CIK 0001297397 · 10% owner

North Bridge Venture Management VI, L.P. · CIK 0001590898 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 478,123

F7 · kind: On May 5, 2020, NBVP VI exercised a warrant to purchase 13,449 shares of the Issuer's common stock for $16.00 a share, which represents the Issuer's initial public offering price. In connection with the automatic net exercise of the warrant immediately prior to the closing of the Issuer's initial public offering, the Issuer withheld 7,255 of the warrant shares to pay the exercise price and issued the remaining warrant shares to NBVP VI. The Issuer also paid $15.13 to NBVP VI in lieu of a fractional share.

F4 · ownership.nature: The reportable securities are owned directly by North Bridge Venture Partners VI, L.P. ("NBVP VI"). North Bridge Venture Management VI, L.P. ("NBVM VI") is the sole general partner of NBVP VI and NBVM GP is the sole general partner of NBVM VI. Each of Anderson, a member of the Issuer's board of directors, and D'Amore are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP VI. Each of NBVM VI, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

Read SEC document
May 05, 2020 Filed May 6, 2020 19:38 UTC Lyra Therapeutics, Inc. LYRA · Entity 46837 OtherCommon Stock 13,449 $8.63 $116,064.87
Disclosure

SEC source: 0000899243-20-012179 · doc4.xml · nonDerivative · entry 8

NBVM GP, LLC · CIK 0001401650 · 10% owner

DAMORE RICHARD A · CIK 0001206641 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V A LP · CIK 0001138402 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V-B LP · CIK 0001138399 · 10% owner

North Bridge Venture Partners VI L P · CIK 0001327539 · 10% owner

North Bridge Venture Management V, L.P. · CIK 0001297397 · 10% owner

North Bridge Venture Management VI, L.P. · CIK 0001590898 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 485,378

F4 · ownership.nature: The reportable securities are owned directly by North Bridge Venture Partners VI, L.P. ("NBVP VI"). North Bridge Venture Management VI, L.P. ("NBVM VI") is the sole general partner of NBVP VI and NBVM GP is the sole general partner of NBVM VI. Each of Anderson, a member of the Issuer's board of directors, and D'Amore are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP VI. Each of NBVM VI, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

Read SEC document
May 05, 2020 Filed May 6, 2020 19:38 UTC Lyra Therapeutics, Inc. LYRA · Entity 46837 SaleCommon Stock 5,568 $16.00 $89,088.00
Disclosure

SEC source: 0000899243-20-012179 · doc4.xml · nonDerivative · entry 7

NBVM GP, LLC · CIK 0001401650 · 10% owner

DAMORE RICHARD A · CIK 0001206641 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V A LP · CIK 0001138402 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V-B LP · CIK 0001138399 · 10% owner

North Bridge Venture Partners VI L P · CIK 0001327539 · 10% owner

North Bridge Venture Management V, L.P. · CIK 0001297397 · 10% owner

North Bridge Venture Management VI, L.P. · CIK 0001590898 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 324,057

F6 · kind: On May 5, 2020, NBVP V-B exercised a warrant to purchsae 10,322 shares of the Issuer's common stock for $16.00 a share, which represents the Issuer's initial public offering price. In connection with the automatic net exercise of the warrant immediately prior to the closing of the Issuer's initial public offering, the Issuer withheld 5,568 of the warrant shares to pay the exercise price and issued the remaining warrant shares to NBVP V-B. The Issuer also paid $9.14 to NBVP V-B in lieu of a fractional share.

F3 · ownership.nature: The reportable securities are owned directly by North Bridge Venture Partners V-B, L.P. ("NBVP V-B"). NBVM V is the sole general partner of NBVP V-B and NBVM GP is the sole general partner of NBVM V. Each of Anderson, a member of the Issuer's board of directors, and D'Amore are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP V-B. Each of NBVM V, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

Read SEC document
May 05, 2020 Filed May 6, 2020 19:38 UTC Lyra Therapeutics, Inc. LYRA · Entity 46837 OtherCommon Stock 10,322 $8.63 $89,078.86
Disclosure

SEC source: 0000899243-20-012179 · doc4.xml · nonDerivative · entry 6

NBVM GP, LLC · CIK 0001401650 · 10% owner

DAMORE RICHARD A · CIK 0001206641 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V A LP · CIK 0001138402 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V-B LP · CIK 0001138399 · 10% owner

North Bridge Venture Partners VI L P · CIK 0001327539 · 10% owner

North Bridge Venture Management V, L.P. · CIK 0001297397 · 10% owner

North Bridge Venture Management VI, L.P. · CIK 0001590898 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 329,625

F3 · ownership.nature: The reportable securities are owned directly by North Bridge Venture Partners V-B, L.P. ("NBVP V-B"). NBVM V is the sole general partner of NBVP V-B and NBVM GP is the sole general partner of NBVM V. Each of Anderson, a member of the Issuer's board of directors, and D'Amore are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP V-B. Each of NBVM V, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

Read SEC document
May 05, 2020 Filed May 6, 2020 19:38 UTC Lyra Therapeutics, Inc. LYRA · Entity 46837 SaleCommon Stock 11,360 $16.00 $181,760.00
Disclosure

SEC source: 0000899243-20-012179 · doc4.xml · nonDerivative · entry 5

NBVM GP, LLC · CIK 0001401650 · 10% owner

DAMORE RICHARD A · CIK 0001206641 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V A LP · CIK 0001138402 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V-B LP · CIK 0001138399 · 10% owner

North Bridge Venture Partners VI L P · CIK 0001327539 · 10% owner

North Bridge Venture Management V, L.P. · CIK 0001297397 · 10% owner

North Bridge Venture Management VI, L.P. · CIK 0001590898 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 661,153

F5 · kind: On May 5, 2020, NBVP V-A exercised a warrant to purchase 21,060 shares of the Issuer's common stock for $16.00 a share, which represents the Issuer's initial public offering price. In connection with the automatic net exercise of the warrant immediately prior to the closing of the Issuer's initial public offering, the Issuer withheld 11,360 of the warrant shares to pay the exercise price and issued the remaining warrant shares to NBVP V-A. The Issuer also paid $12.20 to NBVP V-A in lieu of a fractional share.

F2 · ownership.nature: The reportable securities are owned directly by North Bridge Venture Partners V-A, L.P. ("NBVP V-A"). North Bridge Venture Management V, L.P. ("NBVM V") is the sole general partner of NBVP V-A and North Bridge Venture Management GP, LLC ("NBVM GP") is the sole general partner of NBVM V. Each of Edward T. Anderson ("Anderson"), a member of the Issuer's board of directors, and Richard A. D'Amore ("D'Amore") are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP V-A. Each of NBVM V, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

Read SEC document
May 05, 2020 Filed May 6, 2020 19:38 UTC Lyra Therapeutics, Inc. LYRA · Entity 46837 OtherCommon Stock 21,060 $8.63 $181,747.80
Disclosure

SEC source: 0000899243-20-012179 · doc4.xml · nonDerivative · entry 4

NBVM GP, LLC · CIK 0001401650 · 10% owner

DAMORE RICHARD A · CIK 0001206641 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V A LP · CIK 0001138402 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V-B LP · CIK 0001138399 · 10% owner

North Bridge Venture Partners VI L P · CIK 0001327539 · 10% owner

North Bridge Venture Management V, L.P. · CIK 0001297397 · 10% owner

North Bridge Venture Management VI, L.P. · CIK 0001590898 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 672,513

F2 · ownership.nature: The reportable securities are owned directly by North Bridge Venture Partners V-A, L.P. ("NBVP V-A"). North Bridge Venture Management V, L.P. ("NBVM V") is the sole general partner of NBVP V-A and North Bridge Venture Management GP, LLC ("NBVM GP") is the sole general partner of NBVM V. Each of Edward T. Anderson ("Anderson"), a member of the Issuer's board of directors, and Richard A. D'Amore ("D'Amore") are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP V-A. Each of NBVM V, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

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May 05, 2020 Filed May 6, 2020 19:38 UTC Lyra Therapeutics, Inc. LYRA · Entity 46837 ConversionCommon Stock 471,929 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-012179 · doc4.xml · nonDerivative · entry 3

NBVM GP, LLC · CIK 0001401650 · 10% owner

DAMORE RICHARD A · CIK 0001206641 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V A LP · CIK 0001138402 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V-B LP · CIK 0001138399 · 10% owner

North Bridge Venture Partners VI L P · CIK 0001327539 · 10% owner

North Bridge Venture Management V, L.P. · CIK 0001297397 · 10% owner

North Bridge Venture Management VI, L.P. · CIK 0001590898 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 471,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F4 · ownership.nature: The reportable securities are owned directly by North Bridge Venture Partners VI, L.P. ("NBVP VI"). North Bridge Venture Management VI, L.P. ("NBVM VI") is the sole general partner of NBVP VI and NBVM GP is the sole general partner of NBVM VI. Each of Anderson, a member of the Issuer's board of directors, and D'Amore are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP VI. Each of NBVM VI, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

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May 05, 2020 Filed May 6, 2020 19:38 UTC Lyra Therapeutics, Inc. LYRA · Entity 46837 ConversionCommon Stock 319,303 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-012179 · doc4.xml · nonDerivative · entry 2

NBVM GP, LLC · CIK 0001401650 · 10% owner

DAMORE RICHARD A · CIK 0001206641 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V A LP · CIK 0001138402 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V-B LP · CIK 0001138399 · 10% owner

North Bridge Venture Partners VI L P · CIK 0001327539 · 10% owner

North Bridge Venture Management V, L.P. · CIK 0001297397 · 10% owner

North Bridge Venture Management VI, L.P. · CIK 0001590898 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 319,303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F3 · ownership.nature: The reportable securities are owned directly by North Bridge Venture Partners V-B, L.P. ("NBVP V-B"). NBVM V is the sole general partner of NBVP V-B and NBVM GP is the sole general partner of NBVM V. Each of Anderson, a member of the Issuer's board of directors, and D'Amore are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP V-B. Each of NBVM V, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

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May 05, 2020 Filed May 6, 2020 19:38 UTC Lyra Therapeutics, Inc. LYRA · Entity 46837 ConversionCommon Stock 651,453 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-012179 · doc4.xml · nonDerivative · entry 1

NBVM GP, LLC · CIK 0001401650 · 10% owner

DAMORE RICHARD A · CIK 0001206641 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V A LP · CIK 0001138402 · 10% owner

NORTH BRIDGE VENTURE PARTNERS V-B LP · CIK 0001138399 · 10% owner

North Bridge Venture Partners VI L P · CIK 0001327539 · 10% owner

North Bridge Venture Management V, L.P. · CIK 0001297397 · 10% owner

North Bridge Venture Management VI, L.P. · CIK 0001590898 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 651,453

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.

F2 · ownership.nature: The reportable securities are owned directly by North Bridge Venture Partners V-A, L.P. ("NBVP V-A"). North Bridge Venture Management V, L.P. ("NBVM V") is the sole general partner of NBVP V-A and North Bridge Venture Management GP, LLC ("NBVM GP") is the sole general partner of NBVM V. Each of Edward T. Anderson ("Anderson"), a member of the Issuer's board of directors, and Richard A. D'Amore ("D'Amore") are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP V-A. Each of NBVM V, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.