Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASPEN AEROGELS INCASPN · Entity 5645 | Senior Vice President, HR | June 01, 2023 | June 02, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASPEN AEROGELS INC
Report date June 01, 2023 · Filed June 02, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 128,183 |
Reported balance
After 2023-06-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-06-01 · Grant · Acquired 14,684 · Balance 128,183 F1: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on March 8, 2024, an additional one-third of the shares on March 8, 2025 and the remaining one-third of the shares on March 8, 2026. F2: Represents 56,424 shares of Common Stock, 18,169 RSUs and 53,590 shares of Restricted Stock. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.81 · Expires 2033-06-01 | Direct | 67,537 |
Reported balance
After 2023-06-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-06-01 · Grant · Acquired 67,537 · Balance 67,537 F3: The options vest as to one-third of the shares on March 8, 2024, an additional one-third of the shares on March 8, 2025 and the remaining one-third of the shares on March 8, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Common Stock upon vesting. The RSUs vest as to one-third of the shares on March 8, 2024, an additional one-third of the shares on March 8, 2025 and the remaining one-third of the shares on March 8, 2026.
F2: Represents 56,424 shares of Common Stock, 18,169 RSUs and 53,590 shares of Restricted Stock.
F3: The options vest as to one-third of the shares on March 8, 2024, an additional one-third of the shares on March 8, 2025 and the remaining one-third of the shares on March 8, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2017 Filed Mar 8, 2017 22:07 UTC Amendment | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantStock Options (right to buy) · Derivative | 47,492 | $0.00 Strike: $4.14 | $0.00 |
DisclosureSEC source: 0001209191-17-019310 · doc4a.xml · derivative · entry 3 Conte Kelley · CIK 0001668364 · Vice President,Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,492 Underlying: Common Stock · 47,492 shares Expires 2027-02-28 F5 · derivative.exercise_date: The options vest as to one-third of the shares on February 28, 2018, an additional one-third of the shares on February 28, 2019, and the remaining one-third of the shares on February 28, 2020. Read SEC document |
| February 28, 2017 Filed Mar 8, 2017 22:07 UTC Amendment | ASPEN AEROGELS INC ASPN · Entity 5645 | GrantCommon Stock | 24,154 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-019310 · doc4a.xml · nonDerivative · entry 1 Conte Kelley · CIK 0001668364 · Vice President,Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,442 F1 · shares: Each restricted stock unit ("RSU") represents the right to receive one share of common stock upon vesting. The RSUs vest as to one-third of the shares on February 28, 2018, an additional one-third of the shares on February 28, 2019, and the remaining one-third of the shares on February 28, 2020. F2 · balance_after: Represents 2,901 shares of Common Stock and 51,541 RSUs Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 21:26 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | Tax withholdingCommon Stock | 1,394 | $3.94 | $5,492.36 |
DisclosureSEC source: 0001209191-16-149727 · doc4.xml · nonDerivative · entry 1 Conte Kelley · CIK 0001668364 · Vice President,Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,288 F1 · shares: Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of time-based restricted stock units("RSUs") F2 · balance_after: Represents 2,901 shares of Common Stock and 27,387 RSUs Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.