Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Otis Worldwide CorpOTIS · Entity 3170 | President, Otis Americas | June 01, 2023 | June 02, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Otis Worldwide Corp
Report date June 01, 2023 · Filed June 02, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,555 |
Ending reported balance
After 2023-06-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-06-01 · Exercise / conversion · Acquired 20,599 · Balance 25,636 F1: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Row 2 · 2023-06-01 · Tax withholding · Disposed 9,081 · Balance 16,555 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-06-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-06-01 · Exercise / conversion · Disposed 20,599 · Balance 0 F1: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F2: On June 1, 2020, the reporting person was granted Founders RSUs that vested in full on the third anniversary of the date of grant (the Transaction Date). These Founders RSUs included the right to receive dividend equivalents credited as additional RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.
F2: On June 1, 2020, the reporting person was granted Founders RSUs that vested in full on the third anniversary of the date of grant (the Transaction Date). These Founders RSUs included the right to receive dividend equivalents credited as additional RSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2023 Filed Jun 2, 2023 17:59 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 20,599 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-012797 · form4.xml · derivative · entry 3 Cramer James F. · CIK 0001816080 · President, Otis Americas 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,599 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F2 · derivative.exercise_date: On June 1, 2020, the reporting person was granted Founders RSUs that vested in full on the third anniversary of the date of grant (the Transaction Date). These Founders RSUs included the right to receive dividend equivalents credited as additional RSUs. F2 · derivative.expiration_date: On June 1, 2020, the reporting person was granted Founders RSUs that vested in full on the third anniversary of the date of grant (the Transaction Date). These Founders RSUs included the right to receive dividend equivalents credited as additional RSUs. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 17:59 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 9,081 | $81.51 | $740,192.31 |
DisclosureSEC source: 0001062993-23-012797 · form4.xml · nonDerivative · entry 2 Cramer James F. · CIK 0001816080 · President, Otis Americas 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,555 Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 17:59 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 20,599 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-012797 · form4.xml · nonDerivative · entry 1 Cramer James F. · CIK 0001816080 · President, Otis Americas 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,636 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Read SEC document |
| February 07, 2023 Filed Feb 7, 2023 18:24 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantStock Appreciation Rights · Derivative | 15,730 | $0.00 Strike: $83.63 | $0.00 |
DisclosureSEC source: 0001062993-23-002404 · form4.xml · derivative · entry 20 Cramer James F. · CIK 0001816080 · President, Otis Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,730 Underlying: Common Stock · 15,730 shares Expires 2033-02-06 F5 · derivative.exercise_date: RSUs and stock appreciation rights vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date. Read SEC document |
| February 07, 2023 Filed Feb 7, 2023 18:24 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantRestricted Stock Units · Derivative | 4,607 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-002404 · form4.xml · derivative · entry 19 Cramer James F. · CIK 0001816080 · President, Otis Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,607 Underlying: Common Stock · 4,607 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F5 · derivative.exercise_date: RSUs and stock appreciation rights vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date. F5 · derivative.expiration_date: RSUs and stock appreciation rights vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date. Read SEC document |
| February 06, 2023 Filed Feb 7, 2023 18:24 UTC | Otis Worldwide Corp OTIS · Entity 3170 | SaleCommon Stock | 700 | $83.97 | $58,779.00 |
DisclosureSEC source: 0001062993-23-002404 · form4.xml · nonDerivative · entry 13 Cramer James F. · CIK 0001816080 · President, Otis Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,037 Read SEC document |
| February 05, 2023 Filed Feb 7, 2023 18:24 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Unit · Derivative | 1,712 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-002404 · form4.xml · derivative · entry 18 Cramer James F. · CIK 0001816080 · President, Otis Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,571 Underlying: Common Stock · 1,712 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F4 · derivative.exercise_date: On February 5, 2021, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date. F4 · derivative.expiration_date: On February 5, 2021, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date. Read SEC document |
| February 05, 2023 Filed Feb 7, 2023 18:24 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 459 | $84.73 | $38,891.07 |
DisclosureSEC source: 0001062993-23-002404 · form4.xml · nonDerivative · entry 12 Cramer James F. · CIK 0001816080 · President, Otis Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,737 Read SEC document |
| February 05, 2023 Filed Feb 7, 2023 18:24 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 1,712 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-002404 · form4.xml · nonDerivative · entry 11 Cramer James F. · CIK 0001816080 · President, Otis Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,196 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Read SEC document |
| February 04, 2023 Filed Feb 7, 2023 18:24 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 2,107 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-002404 · form4.xml · derivative · entry 17 Cramer James F. · CIK 0001816080 · President, Otis Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,107 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F3 · derivative.exercise_date: The reporting person was granted RSUs by our former parent on February 4, 2020. These were converted into issuer RSUs that fully vested on the Transaction Date. F3 · derivative.expiration_date: The reporting person was granted RSUs by our former parent on February 4, 2020. These were converted into issuer RSUs that fully vested on the Transaction Date. Read SEC document |
| February 04, 2023 Filed Feb 7, 2023 18:24 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 565 | $84.73 | $47,872.45 |
DisclosureSEC source: 0001062993-23-002404 · form4.xml · nonDerivative · entry 10 Cramer James F. · CIK 0001816080 · President, Otis Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,484 Read SEC document |
| February 04, 2023 Filed Feb 7, 2023 18:24 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 2,107 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-002404 · form4.xml · nonDerivative · entry 9 Cramer James F. · CIK 0001816080 · President, Otis Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,049 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 18:24 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionStock Appreciation Riights · Derivative | 2,340 | $0.00 Strike: $60.88 | $0.00 |
DisclosureSEC source: 0001062993-23-002404 · form4.xml · derivative · entry 16 Cramer James F. · CIK 0001816080 · President, Otis Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,340 shares Expires 2025-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 18:24 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionStock Appreciation Rights · Derivative | 2,085 | $0.00 Strike: $59.53 | $0.00 |
DisclosureSEC source: 0001062993-23-002404 · form4.xml · derivative · entry 15 Cramer James F. · CIK 0001816080 · President, Otis Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,085 shares Expires 2024-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 18:24 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 1,353 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-002404 · form4.xml · derivative · entry 14 Cramer James F. · CIK 0001816080 · President, Otis Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,716 Underlying: Common Stock · 1,353 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F2 · derivative.exercise_date: On February 3, 2022, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date. F2 · derivative.expiration_date: On February 3, 2022, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date. Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 18:24 UTC | Otis Worldwide Corp OTIS · Entity 3170 | SaleCommon Stock | 5,142 | $84.28 | $433,367.76 |
DisclosureSEC source: 0001062993-23-002404 · form4.xml · nonDerivative · entry 8 Cramer James F. · CIK 0001816080 · President, Otis Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,942 Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 18:24 UTC | Otis Worldwide Corp OTIS · Entity 3170 | SaleCommon Stock | 1,259 | $84.15 | $105,944.85 |
DisclosureSEC source: 0001062993-23-002404 · form4.xml · nonDerivative · entry 7 Cramer James F. · CIK 0001816080 · President, Otis Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,084 Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 18:24 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 1,692 | $84.17 | $142,415.64 |
DisclosureSEC source: 0001062993-23-002404 · form4.xml · nonDerivative · entry 6 Cramer James F. · CIK 0001816080 · President, Otis Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,343 Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 18:24 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 2,340 | $60.88 | $142,459.20 |
DisclosureSEC source: 0001062993-23-002404 · form4.xml · nonDerivative · entry 5 Cramer James F. · CIK 0001816080 · President, Otis Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,035 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 18:24 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 1,474 | $84.17 | $124,066.58 |
DisclosureSEC source: 0001062993-23-002404 · form4.xml · nonDerivative · entry 4 Cramer James F. · CIK 0001816080 · President, Otis Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,695 Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 18:24 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 2,085 | $59.53 | $124,120.05 |
DisclosureSEC source: 0001062993-23-002404 · form4.xml · nonDerivative · entry 3 Cramer James F. · CIK 0001816080 · President, Otis Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,169 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 18:24 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 394 | $84.73 | $33,383.62 |
DisclosureSEC source: 0001062993-23-002404 · form4.xml · nonDerivative · entry 2 Cramer James F. · CIK 0001816080 · President, Otis Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,084 Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 18:24 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 1,353 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-002404 · form4.xml · nonDerivative · entry 1 Cramer James F. · CIK 0001816080 · President, Otis Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,478 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 16:09 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 138 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-022192 · form4.xml · derivative · entry 3 Cramer James F. · CIK 0001816080 · President, Otis Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,271 Underlying: Common Stock · 138 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock from the issuer. F2 · shares: This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents and were awarded on February 5, 2021. F2 · price: This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents and were awarded on February 5, 2021. F2 · derivative.exercise_date: This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents and were awarded on February 5, 2021. F2 · derivative.expiration_date: This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents and were awarded on February 5, 2021. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 16:09 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 138 | $77.37 | $10,677.06 |
DisclosureSEC source: 0001062993-22-022192 · form4.xml · nonDerivative · entry 2 Cramer James F. · CIK 0001816080 · President, Otis Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,125 Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 16:09 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 138 | $77.37 | $10,677.06 |
DisclosureSEC source: 0001062993-22-022192 · form4.xml · nonDerivative · entry 1 Cramer James F. · CIK 0001816080 · President, Otis Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,263 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2022 Filed Feb 7, 2022 16:33 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 1,103 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-002905 · form4.xml · derivative · entry 11 Cramer James F. · CIK 0001816080 · President, Otis Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,103 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis. F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis. F5 · derivative.exercise_date: The reporting person was granted RSUs by our former parent on February 5, 2019. These RSUs, which included the right to receive dividend equivalents credited as additional RSUs, were converted into issuer RSUs that fully vested on the Transaction Date. F5 · derivative.expiration_date: The reporting person was granted RSUs by our former parent on February 5, 2019. These RSUs, which included the right to receive dividend equivalents credited as additional RSUs, were converted into issuer RSUs that fully vested on the Transaction Date. Read SEC document |
| February 05, 2022 Filed Feb 7, 2022 16:33 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 1,947 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-002905 · form4.xml · derivative · entry 10 Cramer James F. · CIK 0001816080 · President, Otis Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,947 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis. F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis. F4 · derivative.exercise_date: The reporting person was granted performance stock units by our former parent on Feb 5, 2019. These were converted into issuer RSUs that fully vested on the Transaction Date. F4 · derivative.expiration_date: The reporting person was granted performance stock units by our former parent on Feb 5, 2019. These were converted into issuer RSUs that fully vested on the Transaction Date. Read SEC document |
| February 05, 2022 Filed Feb 7, 2022 16:33 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 1,684 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-002905 · form4.xml · derivative · entry 9 Cramer James F. · CIK 0001816080 · President, Otis Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,371 Underlying: Common Stock · 1,684 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis. F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis. F3 · derivative.exercise_date: The reporting person was granted RSUs vesting in three equal annual installments beginning on the first anniversary of the grant date. These RSUs include the right to receive dividend equivalents credited as additional RSUs. F3 · derivative.expiration_date: The reporting person was granted RSUs vesting in three equal annual installments beginning on the first anniversary of the grant date. These RSUs include the right to receive dividend equivalents credited as additional RSUs. Read SEC document |
| February 03, 2022 Filed Feb 7, 2022 16:33 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantStock Appreciation Rights · Derivative | 16,250 | $81.85 Strike: $81.85 | $1,330,062.50 |
DisclosureSEC source: 0001062993-22-002905 · form4.xml · derivative · entry 8 Cramer James F. · CIK 0001816080 · President, Otis Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,250 Underlying: Common Stock · 16,250 shares Expires 2032-02-02 F2 · derivative.exercise_date: The RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date. The RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Read SEC document |
| February 03, 2022 Filed Feb 7, 2022 16:33 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantRestricted Stock Units · Derivative | 4,010 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-002905 · form4.xml · derivative · entry 7 Cramer James F. · CIK 0001816080 · President, Otis Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,010 Underlying: Common Stock · 4,010 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one for one basis. F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis. F2 · derivative.exercise_date: The RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date. The RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F2 · derivative.expiration_date: The RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date. The RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 15:33 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 87 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-012010 · form4.xml · derivative · entry 3 Cramer James F. · CIK 0001816080 · President, Otis Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,070 Underlying: Common Stock · 87 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock from the issuer. F2 · shares: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents. F2 · price: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents. F2 · derivative.exercise_date: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents. F2 · derivative.expiration_date: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents. Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 15:33 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 87 | $80.40 | $6,994.80 |
DisclosureSEC source: 0001062993-21-012010 · form4.xml · nonDerivative · entry 2 Cramer James F. · CIK 0001816080 · President, Otis Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,756 Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 15:33 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 87 | $80.40 | $6,994.80 |
DisclosureSEC source: 0001062993-21-012010 · form4.xml · nonDerivative · entry 1 Cramer James F. · CIK 0001816080 · President, Otis Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,843 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 16:35 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantStock Appreciation Rights · Derivative | 22,064 | $63.93 Strike: $63.93 | $1,410,551.52 |
DisclosureSEC source: 0001062993-21-001091 · form4.xml · derivative · entry 2 Cramer James F. · CIK 0001816080 · President, Otis Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,064 Underlying: Common Stock · 22,064 shares Expires 2031-02-04 F2 · derivative.exercise_date: The Restricted Stock Units and the Stock Appreciation Rights vest ratably with respect to one-third of the award on each of the first three anniversaries of the date of the grant. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 16:35 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantRestricted Stock Units · Derivative | 4,998 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-001091 · form4.xml · derivative · entry 1 Cramer James F. · CIK 0001816080 · President, Otis Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,998 Underlying: Common Stock · 4,998 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Otis common stock. F2 · derivative.exercise_date: The Restricted Stock Units and the Stock Appreciation Rights vest ratably with respect to one-third of the award on each of the first three anniversaries of the date of the grant. F1 · derivative.expiration_date: Each Restricted Stock Unit, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Otis common stock. Read SEC document |
| February 05, 2021 Filed Feb 7, 2022 16:33 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 296 | $82.44 | $24,402.24 |
DisclosureSEC source: 0001062993-22-002905 · form4.xml · nonDerivative · entry 6 Cramer James F. · CIK 0001816080 · President, Otis Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,125 Read SEC document |
| February 05, 2021 Filed Feb 7, 2022 16:33 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 1,103 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-002905 · form4.xml · nonDerivative · entry 5 Cramer James F. · CIK 0001816080 · President, Otis Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,421 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis. Read SEC document |
| February 05, 2021 Filed Feb 7, 2022 16:33 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 522 | $82.44 | $43,033.68 |
DisclosureSEC source: 0001062993-22-002905 · form4.xml · nonDerivative · entry 4 Cramer James F. · CIK 0001816080 · President, Otis Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,318 Read SEC document |
| February 05, 2021 Filed Feb 7, 2022 16:33 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 1,947 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-002905 · form4.xml · nonDerivative · entry 3 Cramer James F. · CIK 0001816080 · President, Otis Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,840 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis. Read SEC document |
| February 05, 2021 Filed Feb 7, 2022 16:33 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 547 | $82.44 | $45,094.68 |
DisclosureSEC source: 0001062993-22-002905 · form4.xml · nonDerivative · entry 2 Cramer James F. · CIK 0001816080 · President, Otis Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,893 Read SEC document |
| February 05, 2021 Filed Feb 7, 2022 16:33 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 1,684 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-002905 · form4.xml · nonDerivative · entry 1 Cramer James F. · CIK 0001816080 · President, Otis Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,440 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units (RSUs) convert into common stock on a one for one basis. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 17:16 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 1,382 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-000129 · form4.xml · derivative · entry 6 Cramer James F. · CIK 0001816080 · President, Otis Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,382 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis upon vesting. F3 · price: The reporting person was granted RSUs by our former parent on January 2, 2018. These RSUs included the right to accumulated dividends and were converted into issuer RSUs. These fully vested on the Transaction Date. F3 · derivative.exercise_date: The reporting person was granted RSUs by our former parent on January 2, 2018. These RSUs included the right to accumulated dividends and were converted into issuer RSUs. These fully vested on the Transaction Date. F3 · derivative.expiration_date: The reporting person was granted RSUs by our former parent on January 2, 2018. These RSUs included the right to accumulated dividends and were converted into issuer RSUs. These fully vested on the Transaction Date. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 17:16 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 1,035 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-000129 · form4.xml · derivative · entry 5 Cramer James F. · CIK 0001816080 · President, Otis Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,035 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis upon vesting. F2 · price: The reporting person was granted performance shares by our former parent on January 2, 2018. These were converted into issuer RSUs. These fully vested on the Transaction Date. F2 · derivative.exercise_date: The reporting person was granted performance shares by our former parent on January 2, 2018. These were converted into issuer RSUs. These fully vested on the Transaction Date. F2 · derivative.expiration_date: The reporting person was granted performance shares by our former parent on January 2, 2018. These were converted into issuer RSUs. These fully vested on the Transaction Date. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 17:16 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 368 | $65.59 | $24,137.12 |
DisclosureSEC source: 0001062993-21-000129 · form4.xml · nonDerivative · entry 4 Cramer James F. · CIK 0001816080 · President, Otis Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,756 Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 17:16 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 1,382 | $65.59 | $90,645.38 |
DisclosureSEC source: 0001062993-21-000129 · form4.xml · nonDerivative · entry 3 Cramer James F. · CIK 0001816080 · President, Otis Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,124 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 17:16 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 276 | $65.59 | $18,102.84 |
DisclosureSEC source: 0001062993-21-000129 · form4.xml · nonDerivative · entry 2 Cramer James F. · CIK 0001816080 · President, Otis Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,742 Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 17:16 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 1,035 | $65.59 | $67,885.65 |
DisclosureSEC source: 0001062993-21-000129 · form4.xml · nonDerivative · entry 1 Cramer James F. · CIK 0001816080 · President, Otis Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,018 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 17:38 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 46 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-20-006000 · form4.xml · derivative · entry 6 Cramer James F. · CIK 0001816080 · President, Otis Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,087 Underlying: Common Stock · 46 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock from the issuer. F3 · shares: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents. F3 · price: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents. F3 · derivative.exercise_date: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents. F3 · derivative.expiration_date: The reporting person was originally granted restricted stock units by UTC, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. These RSUs accrue dividend equivalents. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 17:38 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 82 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-20-006000 · form4.xml · derivative · entry 5 Cramer James F. · CIK 0001816080 · President, Otis Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,947 Underlying: Common Stock · 82 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock from the issuer. F2 · shares: The reporting person was originally granted performance stock units by UTC, the former parent company of the issuer. Since the date of the spin-off of the issuer, these performance conditions no longer apply. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. F2 · price: The reporting person was originally granted performance stock units by UTC, the former parent company of the issuer. Since the date of the spin-off of the issuer, these performance conditions no longer apply. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. F2 · derivative.exercise_date: The reporting person was originally granted performance stock units by UTC, the former parent company of the issuer. Since the date of the spin-off of the issuer, these performance conditions no longer apply. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. F2 · derivative.expiration_date: The reporting person was originally granted performance stock units by UTC, the former parent company of the issuer. Since the date of the spin-off of the issuer, these performance conditions no longer apply. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy FICA taxes that are due because the reporting person qualifies for retirement treatment under the award. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.