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person · Reporting owner

Duncan Arne

Disclosed activity across 2 companies

Tapewire entity
112722
SEC CIK
0001738487

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
RingCentral, Inc.RNG · Entity 2299DirectorJune 01, 2023June 05, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

RingCentral, Inc.

Report date June 01, 2023 · Filed June 05, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect14,419 Reported balance After 2023-06-01 transaction · row 1
1 source row

Row 1 · 2023-06-01 · Grant · Acquired 8,448 · Balance 14,419

F1: Represents Restricted Stock Units that will vest and be settled in shares of Class A Common Stock on the earlier of (a) June 1, 2024 or (b) the date of the Issuer's 2024 annual meeting of stockholders.

Filing footnotes · ownership attribution and instrument terms

F1: Represents Restricted Stock Units that will vest and be settled in shares of Class A Common Stock on the earlier of (a) June 1, 2024 or (b) the date of the Issuer's 2024 annual meeting of stockholders.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Pluralsight, Inc.

Report date April 06, 2021 · Filed April 08, 2021

Section 16 reporting ended · disclosed 2021-04-08. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2021-04-06 transaction · row 7
7 source rows · reconciled sequence

Row 1 · 2021-04-06 · Other · Disposed 25,240 · Balance 11,632

F1: Disposed of pursuant to the cash tender offer (the "Offer") made pursuant to that certain Amended and Restated Agreement and Plan of Merger, dated March 7, 2021, by and among Lake Holdings, LP, Lake Guarantor, LLC, Lake Merger Sub I, Inc., Lake Merger Sub II, LLC, Pluralsight, Inc., and Pluralsight Holdings, LLC ("Holdings"), a copy of which is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on March 8, 2021. In connection with the Offer, the Reporting Person redeemed LLC Units and corresponding Class B Common Stock for Class A Common Stock in accordance with the Fourth Amended and Restated Limited Liability Company Agreement of Holdings, and exercised vested options, and tendered in the Offer all of such Reporting Person's Class A Common Stock (including shares issuable with respect to the redemption of LLC Units and the exercise of vested options).

Row 2 · 2021-04-06 · Other · Disposed 11,632 · Balance 0

F1: Disposed of pursuant to the cash tender offer (the "Offer") made pursuant to that certain Amended and Restated Agreement and Plan of Merger, dated March 7, 2021, by and among Lake Holdings, LP, Lake Guarantor, LLC, Lake Merger Sub I, Inc., Lake Merger Sub II, LLC, Pluralsight, Inc., and Pluralsight Holdings, LLC ("Holdings"), a copy of which is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on March 8, 2021. In connection with the Offer, the Reporting Person redeemed LLC Units and corresponding Class B Common Stock for Class A Common Stock in accordance with the Fourth Amended and Restated Limited Liability Company Agreement of Holdings, and exercised vested options, and tendered in the Offer all of such Reporting Person's Class A Common Stock (including shares issuable with respect to the redemption of LLC Units and the exercise of vested options).

F2: These shares represent unvested restricted share units ("RSUs"), which will vest in full upon the earlier of the one-year anniversary of the grant date, May 5, 2020, or the day prior to our next annual meeting of stockholders, and will be settled with shares of Class A Common Stock, subject to the Reporting Person's continued service on the Issuer's Board of Directors through such date. In connection with the Offer, the unvested RSUs fully vested pursuant to the Issuer's Outside Director Compensation Policy and were cancelled and converted into the right to receive a cash payment of $261,720, which represents $22.50 for each outstanding unvested unit.

Row 3 · 2021-04-06 · Exercise / conversion · Acquired 333,008 · Balance 333,008

F1: Disposed of pursuant to the cash tender offer (the "Offer") made pursuant to that certain Amended and Restated Agreement and Plan of Merger, dated March 7, 2021, by and among Lake Holdings, LP, Lake Guarantor, LLC, Lake Merger Sub I, Inc., Lake Merger Sub II, LLC, Pluralsight, Inc., and Pluralsight Holdings, LLC ("Holdings"), a copy of which is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on March 8, 2021. In connection with the Offer, the Reporting Person redeemed LLC Units and corresponding Class B Common Stock for Class A Common Stock in accordance with the Fourth Amended and Restated Limited Liability Company Agreement of Holdings, and exercised vested options, and tendered in the Offer all of such Reporting Person's Class A Common Stock (including shares issuable with respect to the redemption of LLC Units and the exercise of vested options).

Row 4 · 2021-04-06 · Other · Disposed 333,008 · Balance 0

F1: Disposed of pursuant to the cash tender offer (the "Offer") made pursuant to that certain Amended and Restated Agreement and Plan of Merger, dated March 7, 2021, by and among Lake Holdings, LP, Lake Guarantor, LLC, Lake Merger Sub I, Inc., Lake Merger Sub II, LLC, Pluralsight, Inc., and Pluralsight Holdings, LLC ("Holdings"), a copy of which is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on March 8, 2021. In connection with the Offer, the Reporting Person redeemed LLC Units and corresponding Class B Common Stock for Class A Common Stock in accordance with the Fourth Amended and Restated Limited Liability Company Agreement of Holdings, and exercised vested options, and tendered in the Offer all of such Reporting Person's Class A Common Stock (including shares issuable with respect to the redemption of LLC Units and the exercise of vested options).

Row 5 · 2021-04-06 · Exercise / conversion · Acquired 153,179 · Balance 153,179

F1: Disposed of pursuant to the cash tender offer (the "Offer") made pursuant to that certain Amended and Restated Agreement and Plan of Merger, dated March 7, 2021, by and among Lake Holdings, LP, Lake Guarantor, LLC, Lake Merger Sub I, Inc., Lake Merger Sub II, LLC, Pluralsight, Inc., and Pluralsight Holdings, LLC ("Holdings"), a copy of which is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on March 8, 2021. In connection with the Offer, the Reporting Person redeemed LLC Units and corresponding Class B Common Stock for Class A Common Stock in accordance with the Fourth Amended and Restated Limited Liability Company Agreement of Holdings, and exercised vested options, and tendered in the Offer all of such Reporting Person's Class A Common Stock (including shares issuable with respect to the redemption of LLC Units and the exercise of vested options).

Row 6 · 2021-04-06 · Tax withholding · Disposed 102,120 · Balance 51,059

F1: Disposed of pursuant to the cash tender offer (the "Offer") made pursuant to that certain Amended and Restated Agreement and Plan of Merger, dated March 7, 2021, by and among Lake Holdings, LP, Lake Guarantor, LLC, Lake Merger Sub I, Inc., Lake Merger Sub II, LLC, Pluralsight, Inc., and Pluralsight Holdings, LLC ("Holdings"), a copy of which is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on March 8, 2021. In connection with the Offer, the Reporting Person redeemed LLC Units and corresponding Class B Common Stock for Class A Common Stock in accordance with the Fourth Amended and Restated Limited Liability Company Agreement of Holdings, and exercised vested options, and tendered in the Offer all of such Reporting Person's Class A Common Stock (including shares issuable with respect to the redemption of LLC Units and the exercise of vested options).

F3: The shares listed as disposed of were withheld by the Issuer to cover the Reporting Person's exercise price in connection with the vesting of options previously granted to the Reporting Person. Such withholding is exempt from Section 16(b) pursuant to Rule 16b-3(e) and these shares were not issued to or sold by the Reporting Person.

Row 7 · 2021-04-06 · Other · Disposed 51,059 · Balance 0

F1: Disposed of pursuant to the cash tender offer (the "Offer") made pursuant to that certain Amended and Restated Agreement and Plan of Merger, dated March 7, 2021, by and among Lake Holdings, LP, Lake Guarantor, LLC, Lake Merger Sub I, Inc., Lake Merger Sub II, LLC, Pluralsight, Inc., and Pluralsight Holdings, LLC ("Holdings"), a copy of which is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on March 8, 2021. In connection with the Offer, the Reporting Person redeemed LLC Units and corresponding Class B Common Stock for Class A Common Stock in accordance with the Fourth Amended and Restated Limited Liability Company Agreement of Holdings, and exercised vested options, and tendered in the Offer all of such Reporting Person's Class A Common Stock (including shares issuable with respect to the redemption of LLC Units and the exercise of vested options).

Class B Common StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-04-06 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2021-04-06 · Exercise / conversion · Disposed 333,008 · Balance 0

F4: One share of the Issuer's Class B common stock (the "Class B Common Stock") was issued for each limited liability company unit of Pluralsight Holdings, LLC (each an "LLC Unit") held by the reporting person pursuant to a reclassification of Pluralsight Holdings, LLC that occurred prior to the Issuer's initial public offering. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof and (ii) only confer one-to-one voting rights on the holders thereof. Each share of Class B Common Stock and corresponding LLC Unit is redeemable or exchangeable for one share of Class A Common Stock at the option of the holder (for which the Issuer may substitute cash) and has no expiration date.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.00 · Expires 2028-05-17Direct0 Reported balance After 2021-04-06 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2021-04-06 · Exercise / conversion · Disposed 153,179 · Balance 0

F5: Shares subject to the option vest in four equal semiannual installments beginning on November 17, 2018

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the cash tender offer (the "Offer") made pursuant to that certain Amended and Restated Agreement and Plan of Merger, dated March 7, 2021, by and among Lake Holdings, LP, Lake Guarantor, LLC, Lake Merger Sub I, Inc., Lake Merger Sub II, LLC, Pluralsight, Inc., and Pluralsight Holdings, LLC ("Holdings"), a copy of which is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on March 8, 2021. In connection with the Offer, the Reporting Person redeemed LLC Units and corresponding Class B Common Stock for Class A Common Stock in accordance with the Fourth Amended and Restated Limited Liability Company Agreement of Holdings, and exercised vested options, and tendered in the Offer all of such Reporting Person's Class A Common Stock (including shares issuable with respect to the redemption of LLC Units and the exercise of vested options).

F2: These shares represent unvested restricted share units ("RSUs"), which will vest in full upon the earlier of the one-year anniversary of the grant date, May 5, 2020, or the day prior to our next annual meeting of stockholders, and will be settled with shares of Class A Common Stock, subject to the Reporting Person's continued service on the Issuer's Board of Directors through such date. In connection with the Offer, the unvested RSUs fully vested pursuant to the Issuer's Outside Director Compensation Policy and were cancelled and converted into the right to receive a cash payment of $261,720, which represents $22.50 for each outstanding unvested unit.

F3: The shares listed as disposed of were withheld by the Issuer to cover the Reporting Person's exercise price in connection with the vesting of options previously granted to the Reporting Person. Such withholding is exempt from Section 16(b) pursuant to Rule 16b-3(e) and these shares were not issued to or sold by the Reporting Person.

F4: One share of the Issuer's Class B common stock (the "Class B Common Stock") was issued for each limited liability company unit of Pluralsight Holdings, LLC (each an "LLC Unit") held by the reporting person pursuant to a reclassification of Pluralsight Holdings, LLC that occurred prior to the Issuer's initial public offering. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof and (ii) only confer one-to-one voting rights on the holders thereof. Each share of Class B Common Stock and corresponding LLC Unit is redeemable or exchangeable for one share of Class A Common Stock at the option of the holder (for which the Issuer may substitute cash) and has no expiration date.

F5: Shares subject to the option vest in four equal semiannual installments beginning on November 17, 2018

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2023 Filed Jun 5, 2023 16:01 UTC RingCentral, Inc. RNG · Entity 2299 GrantClass A Common Stock 8,448 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034234 · doc4.xml · nonDerivative · entry 1

Duncan Arne · CIK 0001738487 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,419

F1 · shares: Represents Restricted Stock Units that will vest and be settled in shares of Class A Common Stock on the earlier of (a) June 1, 2024 or (b) the date of the Issuer's 2024 annual meeting of stockholders.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 17:43 UTC RingCentral, Inc. RNG · Entity 2299 GrantClass A Common Stock 4,770 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034267 · doc4.xml · nonDerivative · entry 1

Duncan Arne · CIK 0001738487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,971

F1 · shares: Represents Restricted Stock Units that will vest and be settled in shares of Class A Common Stock on the earlier of (a) June 1, 2023 or (b) the date of the Issuer's 2023 annual meeting of stockholders.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:31 UTC RingCentral, Inc. RNG · Entity 2299 GrantClass A Common Stock 1,027 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038008 · doc4.xml · nonDerivative · entry 1

Duncan Arne · CIK 0001738487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,201

F1 · shares: Represents Restricted Stock Units that will vest and be settled in shares of Class A Common Stock on the earlier of (a) June 1, 2022 or (b) the date of the Issuer's 2022 annual meeting of stockholders.

Read SEC document
April 06, 2021 Filed Apr 8, 2021 21:23 UTC Pluralsight, Inc. PS · Entity 140372 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 153,179 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001738487-21-000002 · wf-form4_161793137679267.xml · derivative · entry 9

Duncan Arne · CIK 0001738487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 153,179 shares

Expires 2028-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Shares subject to the option vest in four equal semiannual installments beginning on November 17, 2018

Read SEC document
April 06, 2021 Filed Apr 8, 2021 21:23 UTC Pluralsight, Inc. PS · Entity 140372 Exercise / conversionClass B Common Stock · Derivative 333,008 $0.00 $0.00
Disclosure

SEC source: 0001738487-21-000002 · wf-form4_161793137679267.xml · derivative · entry 8

Duncan Arne · CIK 0001738487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 333,008 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: One share of the Issuer's Class B common stock (the "Class B Common Stock") was issued for each limited liability company unit of Pluralsight Holdings, LLC (each an "LLC Unit") held by the reporting person pursuant to a reclassification of Pluralsight Holdings, LLC that occurred prior to the Issuer's initial public offering. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof and (ii) only confer one-to-one voting rights on the holders thereof. Each share of Class B Common Stock and corresponding LLC Unit is redeemable or exchangeable for one share of Class A Common Stock at the option of the holder (for which the Issuer may substitute cash) and has no expiration date.

F4 · derivative.exercise_date: One share of the Issuer's Class B common stock (the "Class B Common Stock") was issued for each limited liability company unit of Pluralsight Holdings, LLC (each an "LLC Unit") held by the reporting person pursuant to a reclassification of Pluralsight Holdings, LLC that occurred prior to the Issuer's initial public offering. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof and (ii) only confer one-to-one voting rights on the holders thereof. Each share of Class B Common Stock and corresponding LLC Unit is redeemable or exchangeable for one share of Class A Common Stock at the option of the holder (for which the Issuer may substitute cash) and has no expiration date.

F4 · derivative.expiration_date: One share of the Issuer's Class B common stock (the "Class B Common Stock") was issued for each limited liability company unit of Pluralsight Holdings, LLC (each an "LLC Unit") held by the reporting person pursuant to a reclassification of Pluralsight Holdings, LLC that occurred prior to the Issuer's initial public offering. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof and (ii) only confer one-to-one voting rights on the holders thereof. Each share of Class B Common Stock and corresponding LLC Unit is redeemable or exchangeable for one share of Class A Common Stock at the option of the holder (for which the Issuer may substitute cash) and has no expiration date.

Read SEC document
April 06, 2021 Filed Apr 8, 2021 21:23 UTC Pluralsight, Inc. PS · Entity 140372 OtherClass A Common Stock 51,059 $22.50 $1,148,827.50
Disclosure

SEC source: 0001738487-21-000002 · wf-form4_161793137679267.xml · nonDerivative · entry 7

Duncan Arne · CIK 0001738487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Disposed of pursuant to the cash tender offer (the "Offer") made pursuant to that certain Amended and Restated Agreement and Plan of Merger, dated March 7, 2021, by and among Lake Holdings, LP, Lake Guarantor, LLC, Lake Merger Sub I, Inc., Lake Merger Sub II, LLC, Pluralsight, Inc., and Pluralsight Holdings, LLC ("Holdings"), a copy of which is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on March 8, 2021. In connection with the Offer, the Reporting Person redeemed LLC Units and corresponding Class B Common Stock for Class A Common Stock in accordance with the Fourth Amended and Restated Limited Liability Company Agreement of Holdings, and exercised vested options, and tendered in the Offer all of such Reporting Person's Class A Common Stock (including shares issuable with respect to the redemption of LLC Units and the exercise of vested options).

Read SEC document
April 06, 2021 Filed Apr 8, 2021 21:23 UTC Pluralsight, Inc. PS · Entity 140372 Tax withholdingClass A Common Stock 102,120 $0.00 $0.00
Disclosure

SEC source: 0001738487-21-000002 · wf-form4_161793137679267.xml · nonDerivative · entry 6

Duncan Arne · CIK 0001738487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,059

F1 · kind: Disposed of pursuant to the cash tender offer (the "Offer") made pursuant to that certain Amended and Restated Agreement and Plan of Merger, dated March 7, 2021, by and among Lake Holdings, LP, Lake Guarantor, LLC, Lake Merger Sub I, Inc., Lake Merger Sub II, LLC, Pluralsight, Inc., and Pluralsight Holdings, LLC ("Holdings"), a copy of which is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on March 8, 2021. In connection with the Offer, the Reporting Person redeemed LLC Units and corresponding Class B Common Stock for Class A Common Stock in accordance with the Fourth Amended and Restated Limited Liability Company Agreement of Holdings, and exercised vested options, and tendered in the Offer all of such Reporting Person's Class A Common Stock (including shares issuable with respect to the redemption of LLC Units and the exercise of vested options).

F3 · shares: The shares listed as disposed of were withheld by the Issuer to cover the Reporting Person's exercise price in connection with the vesting of options previously granted to the Reporting Person. Such withholding is exempt from Section 16(b) pursuant to Rule 16b-3(e) and these shares were not issued to or sold by the Reporting Person.

Read SEC document
April 06, 2021 Filed Apr 8, 2021 21:23 UTC Pluralsight, Inc. PS · Entity 140372 Exercise / conversionClass A Common Stock 153,179 $15.00 $2,297,685.00
Disclosure

SEC source: 0001738487-21-000002 · wf-form4_161793137679267.xml · nonDerivative · entry 5

Duncan Arne · CIK 0001738487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Disposed of pursuant to the cash tender offer (the "Offer") made pursuant to that certain Amended and Restated Agreement and Plan of Merger, dated March 7, 2021, by and among Lake Holdings, LP, Lake Guarantor, LLC, Lake Merger Sub I, Inc., Lake Merger Sub II, LLC, Pluralsight, Inc., and Pluralsight Holdings, LLC ("Holdings"), a copy of which is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on March 8, 2021. In connection with the Offer, the Reporting Person redeemed LLC Units and corresponding Class B Common Stock for Class A Common Stock in accordance with the Fourth Amended and Restated Limited Liability Company Agreement of Holdings, and exercised vested options, and tendered in the Offer all of such Reporting Person's Class A Common Stock (including shares issuable with respect to the redemption of LLC Units and the exercise of vested options).

Read SEC document
April 06, 2021 Filed Apr 8, 2021 21:23 UTC Pluralsight, Inc. PS · Entity 140372 OtherClass A Common Stock 333,008 $22.50 $7,492,680.00
Disclosure

SEC source: 0001738487-21-000002 · wf-form4_161793137679267.xml · nonDerivative · entry 4

Duncan Arne · CIK 0001738487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Disposed of pursuant to the cash tender offer (the "Offer") made pursuant to that certain Amended and Restated Agreement and Plan of Merger, dated March 7, 2021, by and among Lake Holdings, LP, Lake Guarantor, LLC, Lake Merger Sub I, Inc., Lake Merger Sub II, LLC, Pluralsight, Inc., and Pluralsight Holdings, LLC ("Holdings"), a copy of which is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on March 8, 2021. In connection with the Offer, the Reporting Person redeemed LLC Units and corresponding Class B Common Stock for Class A Common Stock in accordance with the Fourth Amended and Restated Limited Liability Company Agreement of Holdings, and exercised vested options, and tendered in the Offer all of such Reporting Person's Class A Common Stock (including shares issuable with respect to the redemption of LLC Units and the exercise of vested options).

Read SEC document
April 06, 2021 Filed Apr 8, 2021 21:23 UTC Pluralsight, Inc. PS · Entity 140372 Exercise / conversionClass A Common Stock 333,008 $0.00 $0.00
Disclosure

SEC source: 0001738487-21-000002 · wf-form4_161793137679267.xml · nonDerivative · entry 3

Duncan Arne · CIK 0001738487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,008

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Disposed of pursuant to the cash tender offer (the "Offer") made pursuant to that certain Amended and Restated Agreement and Plan of Merger, dated March 7, 2021, by and among Lake Holdings, LP, Lake Guarantor, LLC, Lake Merger Sub I, Inc., Lake Merger Sub II, LLC, Pluralsight, Inc., and Pluralsight Holdings, LLC ("Holdings"), a copy of which is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on March 8, 2021. In connection with the Offer, the Reporting Person redeemed LLC Units and corresponding Class B Common Stock for Class A Common Stock in accordance with the Fourth Amended and Restated Limited Liability Company Agreement of Holdings, and exercised vested options, and tendered in the Offer all of such Reporting Person's Class A Common Stock (including shares issuable with respect to the redemption of LLC Units and the exercise of vested options).

Read SEC document
April 06, 2021 Filed Apr 8, 2021 21:23 UTC Pluralsight, Inc. PS · Entity 140372 OtherClass A Common Stock 11,632 $22.50 $261,720.00
Disclosure

SEC source: 0001738487-21-000002 · wf-form4_161793137679267.xml · nonDerivative · entry 2

Duncan Arne · CIK 0001738487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Disposed of pursuant to the cash tender offer (the "Offer") made pursuant to that certain Amended and Restated Agreement and Plan of Merger, dated March 7, 2021, by and among Lake Holdings, LP, Lake Guarantor, LLC, Lake Merger Sub I, Inc., Lake Merger Sub II, LLC, Pluralsight, Inc., and Pluralsight Holdings, LLC ("Holdings"), a copy of which is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on March 8, 2021. In connection with the Offer, the Reporting Person redeemed LLC Units and corresponding Class B Common Stock for Class A Common Stock in accordance with the Fourth Amended and Restated Limited Liability Company Agreement of Holdings, and exercised vested options, and tendered in the Offer all of such Reporting Person's Class A Common Stock (including shares issuable with respect to the redemption of LLC Units and the exercise of vested options).

F2 · shares: These shares represent unvested restricted share units ("RSUs"), which will vest in full upon the earlier of the one-year anniversary of the grant date, May 5, 2020, or the day prior to our next annual meeting of stockholders, and will be settled with shares of Class A Common Stock, subject to the Reporting Person's continued service on the Issuer's Board of Directors through such date. In connection with the Offer, the unvested RSUs fully vested pursuant to the Issuer's Outside Director Compensation Policy and were cancelled and converted into the right to receive a cash payment of $261,720, which represents $22.50 for each outstanding unvested unit.

Read SEC document
April 06, 2021 Filed Apr 8, 2021 21:23 UTC Pluralsight, Inc. PS · Entity 140372 OtherClass A Common Stock 25,240 $22.50 $567,900.00
Disclosure

SEC source: 0001738487-21-000002 · wf-form4_161793137679267.xml · nonDerivative · entry 1

Duncan Arne · CIK 0001738487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,632

F1 · kind: Disposed of pursuant to the cash tender offer (the "Offer") made pursuant to that certain Amended and Restated Agreement and Plan of Merger, dated March 7, 2021, by and among Lake Holdings, LP, Lake Guarantor, LLC, Lake Merger Sub I, Inc., Lake Merger Sub II, LLC, Pluralsight, Inc., and Pluralsight Holdings, LLC ("Holdings"), a copy of which is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on March 8, 2021. In connection with the Offer, the Reporting Person redeemed LLC Units and corresponding Class B Common Stock for Class A Common Stock in accordance with the Fourth Amended and Restated Limited Liability Company Agreement of Holdings, and exercised vested options, and tendered in the Offer all of such Reporting Person's Class A Common Stock (including shares issuable with respect to the redemption of LLC Units and the exercise of vested options).

Read SEC document
February 25, 2021 Filed Feb 26, 2021 16:04 UTC RingCentral, Inc. RNG · Entity 2299 GrantClass A Common Stock 174 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-014681 · doc4.xml · nonDerivative · entry 1

Duncan Arne · CIK 0001738487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174

F1 · shares: Represents Restricted Stock Units that will vest and be settled in shares of Class A Common Stock on February 25, 2022.

Read SEC document
May 05, 2020 Filed May 7, 2020 16:38 UTC Pluralsight, Inc. PS · Entity 140372 GrantClass A Common Stock 11,632 $0.00 $0.00
Disclosure

SEC source: 0001738487-20-000002 · wf-form4_158888388590899.xml · nonDerivative · entry 1

Duncan Arne · CIK 0001738487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,872

F1 · shares: The reported securities represent restricted stock units, which will vest in full upon the earlier of the one-year anniversary of the grant date or the day prior to our next annual meeting of stockholders, and will be settled with shares of Class A Common Stock, subject to the Reporting Person's continued service on the Issuer's Board of Directors through such date.

Read SEC document
April 30, 2019 Filed May 2, 2019 18:32 UTC Pluralsight, Inc. PS · Entity 140372 GrantClass A Common Stock 5,240 $0.00 $0.00
Disclosure

SEC source: 0001738487-19-000007 · wf-form4_155683634285495.xml · nonDerivative · entry 1

Duncan Arne · CIK 0001738487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,240

F1 · shares: The reported securities represent restricted stock units, which will vest in full on the date of the next annual meeting of stockholders and will be settled with shares of Class A Common Stock, subject to the Reporting Person's continued service on the Issuer's Board of Directors through such date.

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March 11, 2019 Filed Mar 13, 2019 16:30 UTC Pluralsight, Inc. PS · Entity 140372 SaleClass A Common Stock 30,000 $28.37 $851,175.00
Disclosure

SEC source: 0001738487-19-000005 · wf-form4_155250904470378.xml · nonDerivative · entry 1

Duncan Arne · CIK 0001738487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · kind: The sale of these shares was effected as part of an underwritten public offering of the Issuer's Class A Common Stock completed on March 11, 2019, in which the Reporting Person was a selling stockholder.

F2 · price: Represents the public offering price of $29.25 less the underwriters' discount.

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March 06, 2019 Filed Mar 8, 2019 18:15 UTC Pluralsight, Inc. PS · Entity 140372 Exercise / conversionClass B Common Stock · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001738487-19-000003 · wf-form4_155208692609508.xml · derivative · entry 2

Duncan Arne · CIK 0001738487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,008

Underlying: Class A Common Stock · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof and (ii) only confer one-to-one voting rights on the holders thereof. Each share of Class B CommonStock is exchangeable for one share of Class A Common Stock at the option of the holder (for which the Issuer may substitute cash) and has no expiration date.

F1 · kind: Represents an exchange of Class B Common Stock on a one-for-one basis into shares of Class A Common Stock (the "Exchange"). The Exchange was made in connection with the Issuer's public offering of common stock described in the Issuer's Registration Statement on Form S-1 initially filed with the Securities and Exchange Commission on March 4, 2019 (the "Offering") and is permitted by the terms of the lock-up agreement entered into in conjunction with the Offering.

F2 · derivative.exercise_date: The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof and (ii) only confer one-to-one voting rights on the holders thereof. Each share of Class B CommonStock is exchangeable for one share of Class A Common Stock at the option of the holder (for which the Issuer may substitute cash) and has no expiration date.

F2 · derivative.expiration_date: The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof and (ii) only confer one-to-one voting rights on the holders thereof. Each share of Class B CommonStock is exchangeable for one share of Class A Common Stock at the option of the holder (for which the Issuer may substitute cash) and has no expiration date.

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March 06, 2019 Filed Mar 8, 2019 18:15 UTC Pluralsight, Inc. PS · Entity 140372 Exercise / conversionClass A Common Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001738487-19-000003 · wf-form4_155208692609508.xml · nonDerivative · entry 1

Duncan Arne · CIK 0001738487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an exchange of Class B Common Stock on a one-for-one basis into shares of Class A Common Stock (the "Exchange"). The Exchange was made in connection with the Issuer's public offering of common stock described in the Issuer's Registration Statement on Form S-1 initially filed with the Securities and Exchange Commission on March 4, 2019 (the "Offering") and is permitted by the terms of the lock-up agreement entered into in conjunction with the Offering.

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May 17, 2018 Filed May 21, 2018 16:13 UTC Pluralsight, Inc. PS · Entity 140372 GrantStock Option (right to buy) · Derivative 153,179 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0000899243-18-013532 · doc4.xml · derivative · entry 2

Duncan Arne · CIK 0001738487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,179

Underlying: Class A Common Stock · 153,179 shares

Expires 2028-05-17

F2 · derivative.exercise_date: Shares subject to the option vest in four equal semiannual installments beginning on November 16, 2018.

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May 17, 2018 Filed May 21, 2018 16:13 UTC Pluralsight, Inc. PS · Entity 140372 GrantClass A Common Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-013532 · doc4.xml · nonDerivative · entry 1

Duncan Arne · CIK 0001738487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · shares: The shares are represented by restricted stock units ("RSUs"). 100% of the RSUs will vest on the earlier of: (i) the date of the Issuer's next annual meeting of stockholders or (ii) May 17, 2019.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.