HORN CHARLES L

Row 1 · 2021-02-16 · Tax withholding · Disposed 520 · Balance 6,300

F1: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units.

F2: The total number of securities beneficially owned includes 6,300 unrestricted shares.

Row 1 · 2023-06-02 · Other · Disposed 36,086.605 · Balance 58,839

F1: On March 10, 2023, Loyalty Ventures Inc. (the "Issuer") and certain of its subsidiaries (collectively with the Issuer, the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United Stated Code in the United States Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court"). On April 27, 2023, the Bankruptcy Court entered an order confirming the Debtors' First Amended Combined Disclosure Statement and Joint Chapter 11 Plan (as amended, modified or supplemented from time to time, the "Plan"). On June 2, 2023 (the "Effective Date"), the Plan became effective pursuant to its terms, the Debtors emerged from bankruptcy and all of the Issuer's common stock was cancelled automatically and without the receipt of any consideration pursuant to the Plan.

Row 2 · 2023-06-02 · Other · Disposed 58,839 · Balance 0

F2: On the Effective Date, all unvested time-based restricted stock units represented by shares of the Issuer's common stock were cancelled automatically and without the receipt of any consideration pursuant to the Plan.

Row 1 · 2017-09-27 · Disposition to issuer · Disposed 15,000 · Balance 0

F1: Reflects the disposition of shares of issuer common stock in connection with the merger (the "Merger") of the issuer with and into Moody National REIT II, Inc. ("Moody II"). In the Merger, each share of issuer common stock was converted into the right to receive either (i) cash, in the amount of $10.25 per share of issuer common stock (the "Per Share Cash Consideration") or (ii) 0.41 shares of Moody II common stock per share of issuer common stock (the "Per Share Stock Consideration"). The reporting person elected to receive the Per Share Cash Consideration for each of 7,500 shares of issuer common stock and the Per Share Stock Consideration for each of 7,500 shares of issuer common stock. Pursuant to the agreement and plan of merger governing the Merger, the parties thereto agreed that the price of each share of Moody II common stock was $25.00.

Row 1 · 2017-09-27 · Grant · Acquired 3,075 · Balance 13,075

F1: Received in exchange for 7,500 shares of Moody National REIT I, Inc. ("Moody I") common stock in connection with the merger of Moody I with and into the issuer (the "Merger"). In the Merger, each share of Moody I common stock was converted into the right to receive either (i) cash, in the amount of $10.25 per share of Moody I common stock (the "Per Share Cash Consideration") or (ii) 0.41 shares of issuer common stock per share of Moody I common stock. Pursuant to the agreement and plan of merger governing the Merger, the parties thereto agreed that the price of each share of issuer common stock was $25.00.