Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BREAD FINANCIAL HOLDINGS, INC.ADS · Entity 4059 | EVP & Senior Advisor | February 16, 2021 | February 18, 2021 |
| Loyalty Ventures Inc.LYLTQ · Entity 112685 | Director · President & CEO | June 02, 2023 | June 05, 2023 |
| Moody National REIT I, Inc.N/A · Entity 172905 | Director | September 27, 2017 | September 28, 2017 |
| Moody National REIT II, Inc.N/A · Entity 172889 | Director | September 27, 2017 | September 28, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BREAD FINANCIAL HOLDINGS, INC.
Report date February 16, 2021 · Filed February 18, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,300 |
Reported balance
After 2021-02-16 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-02-16 · Tax withholding · Disposed 520 · Balance 6,300 F1: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F2: The total number of securities beneficially owned includes 6,300 unrestricted shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units.
F2: The total number of securities beneficially owned includes 6,300 unrestricted shares.
Loyalty Ventures Inc.
Report date June 02, 2023 · Filed June 05, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2023-06-02 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-06-02 · Other · Disposed 36,086.605 · Balance 58,839 F1: On March 10, 2023, Loyalty Ventures Inc. (the "Issuer") and certain of its subsidiaries (collectively with the Issuer, the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United Stated Code in the United States Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court"). On April 27, 2023, the Bankruptcy Court entered an order confirming the Debtors' First Amended Combined Disclosure Statement and Joint Chapter 11 Plan (as amended, modified or supplemented from time to time, the "Plan"). On June 2, 2023 (the "Effective Date"), the Plan became effective pursuant to its terms, the Debtors emerged from bankruptcy and all of the Issuer's common stock was cancelled automatically and without the receipt of any consideration pursuant to the Plan. Row 2 · 2023-06-02 · Other · Disposed 58,839 · Balance 0 F2: On the Effective Date, all unvested time-based restricted stock units represented by shares of the Issuer's common stock were cancelled automatically and without the receipt of any consideration pursuant to the Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 10, 2023, Loyalty Ventures Inc. (the "Issuer") and certain of its subsidiaries (collectively with the Issuer, the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United Stated Code in the United States Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court"). On April 27, 2023, the Bankruptcy Court entered an order confirming the Debtors' First Amended Combined Disclosure Statement and Joint Chapter 11 Plan (as amended, modified or supplemented from time to time, the "Plan"). On June 2, 2023 (the "Effective Date"), the Plan became effective pursuant to its terms, the Debtors emerged from bankruptcy and all of the Issuer's common stock was cancelled automatically and without the receipt of any consideration pursuant to the Plan.
F2: On the Effective Date, all unvested time-based restricted stock units represented by shares of the Issuer's common stock were cancelled automatically and without the receipt of any consideration pursuant to the Plan.
Moody National REIT I, Inc.
Report date September 27, 2017 · Filed September 28, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CLASS A COMMON STOCKSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-09-27 transaction · row 1
1 source rowRow 1 · 2017-09-27 · Disposition to issuer · Disposed 15,000 · Balance 0 F1: Reflects the disposition of shares of issuer common stock in connection with the merger (the "Merger") of the issuer with and into Moody National REIT II, Inc. ("Moody II"). In the Merger, each share of issuer common stock was converted into the right to receive either (i) cash, in the amount of $10.25 per share of issuer common stock (the "Per Share Cash Consideration") or (ii) 0.41 shares of Moody II common stock per share of issuer common stock (the "Per Share Stock Consideration"). The reporting person elected to receive the Per Share Cash Consideration for each of 7,500 shares of issuer common stock and the Per Share Stock Consideration for each of 7,500 shares of issuer common stock. Pursuant to the agreement and plan of merger governing the Merger, the parties thereto agreed that the price of each share of Moody II common stock was $25.00. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the disposition of shares of issuer common stock in connection with the merger (the "Merger") of the issuer with and into Moody National REIT II, Inc. ("Moody II"). In the Merger, each share of issuer common stock was converted into the right to receive either (i) cash, in the amount of $10.25 per share of issuer common stock (the "Per Share Cash Consideration") or (ii) 0.41 shares of Moody II common stock per share of issuer common stock (the "Per Share Stock Consideration"). The reporting person elected to receive the Per Share Cash Consideration for each of 7,500 shares of issuer common stock and the Per Share Stock Consideration for each of 7,500 shares of issuer common stock. Pursuant to the agreement and plan of merger governing the Merger, the parties thereto agreed that the price of each share of Moody II common stock was $25.00.
Moody National REIT II, Inc.
Report date September 27, 2017 · Filed September 28, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CLASS A COMMON STOCKSEC Table I · non-derivative | Direct | 13,075 |
Reported balance
After 2017-09-27 transaction · row 1
1 source rowRow 1 · 2017-09-27 · Grant · Acquired 3,075 · Balance 13,075 F1: Received in exchange for 7,500 shares of Moody National REIT I, Inc. ("Moody I") common stock in connection with the merger of Moody I with and into the issuer (the "Merger"). In the Merger, each share of Moody I common stock was converted into the right to receive either (i) cash, in the amount of $10.25 per share of Moody I common stock (the "Per Share Cash Consideration") or (ii) 0.41 shares of issuer common stock per share of Moody I common stock. Pursuant to the agreement and plan of merger governing the Merger, the parties thereto agreed that the price of each share of issuer common stock was $25.00. |
Filing footnotes · ownership attribution and instrument terms
F1: Received in exchange for 7,500 shares of Moody National REIT I, Inc. ("Moody I") common stock in connection with the merger of Moody I with and into the issuer (the "Merger"). In the Merger, each share of Moody I common stock was converted into the right to receive either (i) cash, in the amount of $10.25 per share of Moody I common stock (the "Per Share Cash Consideration") or (ii) 0.41 shares of issuer common stock per share of Moody I common stock. Pursuant to the agreement and plan of merger governing the Merger, the parties thereto agreed that the price of each share of issuer common stock was $25.00.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 02, 2023 Filed Jun 5, 2023 08:32 UTC | Loyalty Ventures Inc. LYLTQ · Entity 112685 | OtherCommon Stock | 58,839 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-012844 · form4.xml · nonDerivative · entry 2 HORN CHARLES L · CIK 0001326952 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · kind: On the Effective Date, all unvested time-based restricted stock units represented by shares of the Issuer's common stock were cancelled automatically and without the receipt of any consideration pursuant to the Plan. Read SEC document |
| June 02, 2023 Filed Jun 5, 2023 08:32 UTC | Loyalty Ventures Inc. LYLTQ · Entity 112685 | OtherCommon Stock | 36,086.605 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-012844 · form4.xml · nonDerivative · entry 1 HORN CHARLES L · CIK 0001326952 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,839 F1 · kind: On March 10, 2023, Loyalty Ventures Inc. (the "Issuer") and certain of its subsidiaries (collectively with the Issuer, the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United Stated Code in the United States Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court"). On April 27, 2023, the Bankruptcy Court entered an order confirming the Debtors' First Amended Combined Disclosure Statement and Joint Chapter 11 Plan (as amended, modified or supplemented from time to time, the "Plan"). On June 2, 2023 (the "Effective Date"), the Plan became effective pursuant to its terms, the Debtors emerged from bankruptcy and all of the Issuer's common stock was cancelled automatically and without the receipt of any consideration pursuant to the Plan. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 16:09 UTC | Loyalty Ventures Inc. LYLT · Entity 112685 | Tax withholdingCommon Stock | 4,410 | $1.71 | $7,541.10 |
DisclosureSEC source: 0001062993-23-004028 · form4.xml · nonDerivative · entry 1 HORN CHARLES L · CIK 0001326952 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,925.605 F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F2 · balance_after: The grant for 29,547 performance-based restricted stock units awarded on 2/15/2022 was forfeited due to failure to meet the performance metric. F3 · balance_after: The total number of securities beneficially owned includes: (a) 36,086.605 unrestricted shares; (b) 22,074 unvested units from an award of 32,946 time-based restricted stock units granted 12/7/21; and (c) 36,765 unvested units from an award of 54,872 time-based restricted stock units granted 2/15/22. Read SEC document |
| December 15, 2022 Filed Dec 16, 2022 16:17 UTC | Loyalty Ventures Inc. LYLT · Entity 112685 | Tax withholdingCommon Stock | 4,279 | $2.29 | $9,798.91 |
DisclosureSEC source: 0001062993-22-024010 · form4.xml · nonDerivative · entry 1 HORN CHARLES L · CIK 0001326952 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,882.605 F1 · kind: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F2 · balance_after: The total number of securities beneficially owned includes: (a) 22,389.605 unrestricted shares; (b) 22,074 unvested units from an award of 32,946 time-based restricted stock units granted 12/15/21; (c) 54,872 unvested units from an award of 54,872 time-based restricted stock units granted 2/15/22; and (d) 29,547 unvested units from an award of 29,547 performance-based restricted stock units granted 2/15/22. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 16:16 UTC | Loyalty Ventures Inc. LYLT · Entity 112685 | GrantCommon Stock | 29,547 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-004718 · form4.xml · nonDerivative · entry 2 HORN CHARLES L · CIK 0001326952 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,161.605 F2 · kind: The new grant is for 29,547 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down from 0% to 150% at the time the performance restriction lapses, contingent on meeting a predetermined 2022 consolidated adjusted EBITDA performance measure. Further time restrictions may lapse with respect to 33% of such shares on each of 2/15/23 and 2/15/24 and with respect to 34% of such shares on 2/15/25 subject to continued employment by the Reporting Person with the issuer on the vesting date. F2 · price: The new grant is for 29,547 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down from 0% to 150% at the time the performance restriction lapses, contingent on meeting a predetermined 2022 consolidated adjusted EBITDA performance measure. Further time restrictions may lapse with respect to 33% of such shares on each of 2/15/23 and 2/15/24 and with respect to 34% of such shares on 2/15/25 subject to continued employment by the Reporting Person with the issuer on the vesting date. F3 · balance_after: The total number of securities beneficially owned includes: (a) 15,796.605 unrestricted shares; (b) 32,946 unvested units from an award of 32,946 time-based restricted stock units granted 12/15/21; (c) the new grant for 54,872 time-based restricted stock units; and (d) the new grant for 29,547 performance-based restricted stock units. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 16:16 UTC | Loyalty Ventures Inc. LYLT · Entity 112685 | GrantCommon Stock | 54,872 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-004718 · form4.xml · nonDerivative · entry 1 HORN CHARLES L · CIK 0001326952 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,614.605 F1 · kind: The new grant is for 54,872 shares of common stock represented by time-based restricted stock units. The time restrictions may lapse on 18,107 units on 2/15/23, on 18,108 units on 2/15/24 and on 18,657 units on 2/15/25 subject to continued employment by the Reporting Person with the issuer on the vesting date. F1 · price: The new grant is for 54,872 shares of common stock represented by time-based restricted stock units. The time restrictions may lapse on 18,107 units on 2/15/23, on 18,108 units on 2/15/24 and on 18,657 units on 2/15/25 subject to continued employment by the Reporting Person with the issuer on the vesting date. Read SEC document |
| December 15, 2021 Filed Dec 15, 2021 16:06 UTC | Loyalty Ventures Inc. LYLT · Entity 112685 | GrantCommon Stock | 32,946 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-21-012898 · form4.xml · nonDerivative · entry 1 HORN CHARLES L · CIK 0001326952 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,742.605 F1 · kind: The new grant is for 32,946 shares of common stock represented by restricted stock units. The restrictions will lapse on 10,872 units on each of 12/15/2022 and 12/15/2023 and on 11,202 units on 12/15/2024, subject to continued employment by the Reporting Person with the Issuer on the vesting date. F1 · price: The new grant is for 32,946 shares of common stock represented by restricted stock units. The restrictions will lapse on 10,872 units on each of 12/15/2022 and 12/15/2023 and on 11,202 units on 12/15/2024, subject to continued employment by the Reporting Person with the Issuer on the vesting date. F2 · balance_after: The total number of securities beneficially owned includes: (a) 15,796.605 unrestricted shares; and (b) the new grant for 32,946 time-based restricted stock units. Read SEC document |
| November 29, 2021 Filed Nov 30, 2021 08:04 UTC | Loyalty Ventures Inc. LYLT · Entity 112685 | PurchaseCommon Stock | 1,761.957 | $28.38 | $49,999.93 |
DisclosureSEC source: 0001062993-21-011761 · form4.xml · nonDerivative · entry 1 HORN CHARLES L · CIK 0001326952 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,796.605 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.29 to $28.48, inclusive. The reporting person undertakes to provide to Loyalty Ventures Inc., any security holder of Loyalty Ventures Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F2 · balance_after: The total number of securities beneficially owned includes 15,796.605 unrestricted shares. Read SEC document |
| November 26, 2021 Filed Nov 29, 2021 07:30 UTC | Loyalty Ventures Inc. LYLT · Entity 112685 | PurchaseCommon Stock | 840.652 | $29.74 | $24,999.98 |
DisclosureSEC source: 0001062993-21-011715 · form4.xml · nonDerivative · entry 1 HORN CHARLES L · CIK 0001326952 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,034.648 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $29.72 to $29.76, inclusive. The reporting person undertakes to provide to Loyalty Ventures Inc., any security holder of Loyalty Ventures Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F2 · balance_after: The total number of securities beneficially owned includes 14,034.648 unrestricted shares. Read SEC document |
| November 19, 2021 Filed Nov 22, 2021 07:31 UTC | Loyalty Ventures Inc. LYLT · Entity 112685 | PurchaseCommon Stock | 0.461 | $32.47 | $14.97 |
DisclosureSEC source: 0001062993-21-011290 · form4.xml · nonDerivative · entry 2 HORN CHARLES L · CIK 0001326952 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,193.996 F1 · balance_after: The total number of securities beneficially owned includes 13,193.996 unrestricted shares. Read SEC document |
| November 19, 2021 Filed Nov 22, 2021 07:31 UTC | Loyalty Ventures Inc. LYLT · Entity 112685 | PurchaseCommon Stock | 1,538 | $32.50 | $49,985.00 |
DisclosureSEC source: 0001062993-21-011290 · form4.xml · nonDerivative · entry 1 HORN CHARLES L · CIK 0001326952 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,193.535 Read SEC document |
| November 11, 2021 Filed Nov 15, 2021 07:26 UTC | Loyalty Ventures Inc. LYLT · Entity 112685 | PurchaseCommon Stock | 2,857.142 | $35.00 | $99,999.97 |
DisclosureSEC source: 0001062993-21-010781 · form4.xml · nonDerivative · entry 1 HORN CHARLES L · CIK 0001326952 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,655.535 F1 · balance_after: The total number of securities beneficially owned includes 11,655.535 unrestricted shares. Read SEC document |
| November 10, 2021 Filed Nov 10, 2021 16:32 UTC | Loyalty Ventures Inc. LYLT · Entity 112685 | PurchaseCommon Stock | 0.334 | $37.37 | $12.48 |
DisclosureSEC source: 0001062993-21-010588 · form4.xml · nonDerivative · entry 5 HORN CHARLES L · CIK 0001326952 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,798.393 F1 · balance_after: The total number of securities beneficially owned includes 8,798.393 unrestricted shares, including 2,520 unrestricted shares resulting from the spinoff distribution by Alliance Data Systems Corporation on November 5, 2021. Read SEC document |
| November 10, 2021 Filed Nov 10, 2021 16:32 UTC | Loyalty Ventures Inc. LYLT · Entity 112685 | PurchaseCommon Stock | 1,333 | $37.50 | $49,987.50 |
DisclosureSEC source: 0001062993-21-010588 · form4.xml · nonDerivative · entry 4 HORN CHARLES L · CIK 0001326952 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,798.059 Read SEC document |
| November 10, 2021 Filed Nov 10, 2021 16:32 UTC | Loyalty Ventures Inc. LYLT · Entity 112685 | PurchaseCommon Stock | 2,564.102 | $39.00 | $99,999.98 |
DisclosureSEC source: 0001062993-21-010588 · form4.xml · nonDerivative · entry 3 HORN CHARLES L · CIK 0001326952 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,465.059 Read SEC document |
| November 09, 2021 Filed Nov 10, 2021 16:32 UTC | Loyalty Ventures Inc. LYLT · Entity 112685 | PurchaseCommon Stock | 0.957 | $41.78 | $39.99 |
DisclosureSEC source: 0001062993-21-010588 · form4.xml · nonDerivative · entry 2 HORN CHARLES L · CIK 0001326952 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,900.957 Read SEC document |
| November 09, 2021 Filed Nov 10, 2021 16:32 UTC | Loyalty Ventures Inc. LYLT · Entity 112685 | PurchaseCommon Stock | 2,380 | $42.00 | $99,960.00 |
DisclosureSEC source: 0001062993-21-010588 · form4.xml · nonDerivative · entry 1 HORN CHARLES L · CIK 0001326952 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,900 Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:10 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | Tax withholdingCommon Stock | 520 | $86.31 | $44,881.20 |
DisclosureSEC source: 0001062993-21-001698 · form4.xml · nonDerivative · entry 1 HORN CHARLES L · CIK 0001326952 · EVP & Senior Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,300 F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F2 · balance_after: The total number of securities beneficially owned includes 6,300 unrestricted shares. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 22:17 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | Tax withholdingCommon Stock | 628 | $100.85 | $63,333.80 |
DisclosureSEC source: 0001101215-20-000035 · edgar.xml · nonDerivative · entry 1 HORN CHARLES L · CIK 0001326952 · EVP & Senior Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,820 F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F2 · balance_after: The total number of securities beneficially owned includes: (a) 5,500 unrestricted shares; (b) 525 unvested units from an award of 1,542 time-based restricted stock units granted 2/15/18; and (c) 795 unvested units from an award of 2,339 performance-based restricted stock units granted 2/15/18. F3 · balance_after: The grant for 3,085 performance-based restricted stock units awarded on 2/15/18 was forfeited due to failure to meet the relative total shareholder return metric for 2018 and 2019. Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 21:06 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | Tax withholdingCommon Stock | 534 | $174.28 | $93,065.52 |
DisclosureSEC source: 0001101215-19-000035 · edgar.xml · nonDerivative · entry 2 HORN CHARLES L · CIK 0001326952 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,533 F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F2 · balance_after: The total number of securities beneficially owned includes: (a) 3,550 unrestricted shares; (b) 542 unvested units from an award of 1,593 time-based restricted stock units granted 2/15/17; (c) 755 unvested units from an award of 2,221 performance-based restricted stock units granted 2/15/17; (d) 1,034 unvested units from an award of 1,542 time-based restricted stock units granted 2/15/18; (e) 1,567 unvested units from an award of 2,339 performance-based restricted stock units granted 2/15/18; and (f) 3,085 unvested performance-based restricted stock units granted 2/15/18. F3 · balance_after: Based on the Company's EBT performance in 2018, 75.8% of the original award of 3,085 performance-based restricted stock units granted 2/15/18, or 2,339 units, were earned. The restrictions will lapse with respect to 772 units on 2/18/20 and with respect to 795 units on 2/16/21, subject to continued employment by the Reporting Person on the remaining vesting dates. F4 · balance_after: The grant for 3,186 performance-based restricted stock units awarded on 2/15/17 was forfeited due to failure to meet the relative total shareholder return metric for 2017 and 2018. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 21:06 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | Tax withholdingCommon Stock | 1,085 | $171.22 | $185,773.70 |
DisclosureSEC source: 0001101215-19-000035 · edgar.xml · nonDerivative · entry 1 HORN CHARLES L · CIK 0001326952 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,999 F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. Read SEC document |
| July 24, 2018 Filed Jul 26, 2018 21:21 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | SaleCommon Stock | 1,584 | $235.01 | $372,247.92 |
DisclosureSEC source: 0001101215-18-000167 · edgar.xml · nonDerivative · entry 5 HORN CHARLES L · CIK 0001326952 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,084 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $234.77 to $235.24, inclusive. F6 · balance_after: Assuming a 100% threshold achievement level is reached with respect to all performance-based restricted stock unit awards whose performance will be determined in early 2019, the reporting person will, subject to the discretion of the Compensation Committee of the Board of Directors of the Company, vest an aggregate of 8,601 restricted stock units from the list in footnote (7) below in February 2019. F7 · balance_after: The total number of securities beneficially owned includes: (a) 486 unvested units from an award of 1,434 time-based restricted stock units granted 2/16/16; (b) 868 unvested units from an award of 2,553 performance-based restricted stock units granted 2/16/16; (c) 1,068 unvested units from an award of 1,593 time-based restricted stock units granted 2/15/17; (d) 1,488 unvested units from an award of 2,221 performance-based restricted stock units granted 2/15/17; (e) 3,186 unvested performance-based restricted stock units granted 2/15/17; (f) 1,276 unvested units from an award of 2,553 performance-based restricted stock units granted 2/15/17; (g) 1,542 unvested time-based restricted stock units granted 2/15/18; (h) 3,085 unvested performance-based restricted stock units granted 2/15/18; and (i) 3,085 unvested performance-based restricted stock units granted 2/15/18. Read SEC document |
| July 24, 2018 Filed Jul 26, 2018 21:21 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | SaleCommon Stock | 1,500 | $234.27 | $351,399.00 |
DisclosureSEC source: 0001101215-18-000167 · edgar.xml · nonDerivative · entry 4 HORN CHARLES L · CIK 0001326952 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,668 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $233.75 to $234.72, inclusive. Read SEC document |
| July 24, 2018 Filed Jul 26, 2018 21:21 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | SaleCommon Stock | 2,234 | $233.13 | $520,812.42 |
DisclosureSEC source: 0001101215-18-000167 · edgar.xml · nonDerivative · entry 3 HORN CHARLES L · CIK 0001326952 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,168 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $232.71 to $233.66, inclusive. Read SEC document |
| July 24, 2018 Filed Jul 26, 2018 21:21 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | SaleCommon Stock | 7,286 | $232.16 | $1,691,517.76 |
DisclosureSEC source: 0001101215-18-000167 · edgar.xml · nonDerivative · entry 2 HORN CHARLES L · CIK 0001326952 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,402 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $231.67 to $232.66, inclusive. Read SEC document |
| July 24, 2018 Filed Jul 26, 2018 21:21 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | SaleCommon Stock | 3,431 | $231.25 | $793,415.32 |
DisclosureSEC source: 0001101215-18-000167 · edgar.xml · nonDerivative · entry 1 HORN CHARLES L · CIK 0001326952 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,688 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $230.66 to $231.64, inclusive. The reporting person undertakes to provide to Alliance Data Systems Corporation, any security holder of Alliance Data Systems Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), (3), (4) and (5) to this Form 4. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 21:04 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | Tax withholdingCommon Stock | 734 | $246.52 | $180,945.68 |
DisclosureSEC source: 0001101215-18-000056 · edgar.xml · nonDerivative · entry 2 HORN CHARLES L · CIK 0001326952 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,119 F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F2 · balance_after: The total number of securities beneficially owned includes: (a) 16,035 unrestricted shares; (b) 486 unvested units from an award of 1,434 time-based restricted stock units granted 2/16/16; (c) 868 unvested units from an award of 2,553 performance-based restricted stock units granted 2/16/16; (d) 1,068 unvested units from an award of 1,593 time-based restricted stock units granted 2/15/17; (e) 1,488 unvested units from an award of 2,221 performance-based restricted stock units granted 2/15/17; (f) 3,186 unvested performance-based restricted stock units granted 2/15/17; (g) 1,276 unvested units from an award of 2,553 performance-based restricted stock units granted 2/15/17; (h) 1,542 unvested time-based restricted stock units granted 2/15/18; (i) 3,085 unvested performance-based restricted stock units granted 2/15/18; and (j) 3,085 unvested performance-based restricted stock units granted 2/15/18. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 21:04 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | Tax withholdingCommon Stock | 519 | $243.50 | $126,376.50 |
DisclosureSEC source: 0001101215-18-000056 · edgar.xml · nonDerivative · entry 1 HORN CHARLES L · CIK 0001326952 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,853 F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 21:06 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | Tax withholdingCommon Stock | 706 | $243.99 | $172,256.94 |
DisclosureSEC source: 0001101215-18-000042 · edgar.xml · nonDerivative · entry 5 HORN CHARLES L · CIK 0001326952 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,372 F5 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F6 · balance_after: The total number of securities beneficially owned includes: (a) 14,107 unrestricted shares; (b) 373 unvested units from an award of 1,095 time-based restricted stock units granted 2/17/15; (c) 1,491 unvested units from an award of 4,384 performance-based restricted stock units granted 2/17/15; (d) 960 unvested units from an award of 1,434 time-based restricted stock units granted 2/16/16; (e) 1,711 unvested units from an award of 2,553 performance-based restricted stock units granted 2/16/16; (f) 1,068 unvested units from an award of 1,593 time-based restricted stock units granted 2/15/17; (g) 1,488 unvested units from an award of 2,221 performance-based restricted stock units granted 2/15/17; (h) 3,186 unvested performance-based restricted stock units granted 2/15/17; (i) 1,276 unvested units from an award of 2,553 performance-based restricted stock units granted 2/15/17; (j) the new grant for 1,542 time-based restricted stock units; F7 · balance_after: Based on the Company's EBT performance in 2017, 69.7% of the original award of 3,186 performance-based restricted stock units granted 2/15/17, or 2,221 units, were earned. The restrictions will lapse with respect to 733 units on 2/15/19 and with respect to 755 units on 2/18/20, subject to continued employment by the Reporting Person on the remaining vesting dates. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 21:06 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GrantCommon Stock | 851 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-18-000042 · edgar.xml · nonDerivative · entry 4 HORN CHARLES L · CIK 0001326952 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,043 F4 · kind: Based on the Company's EBT performance in 2017, 150% of the original award of 1,702 performance-based restricted stock units granted 2/15/17 were earned, resulting in an additional 851 units, for a total of 2,553 units. The restrictions will lapse with respect to 1,276 units on 2/15/19, subject to continued employment by the Reporting Person on the remaining vesting dates. F4 · price: Based on the Company's EBT performance in 2017, 150% of the original award of 1,702 performance-based restricted stock units granted 2/15/17 were earned, resulting in an additional 851 units, for a total of 2,553 units. The restrictions will lapse with respect to 1,276 units on 2/15/19, subject to continued employment by the Reporting Person on the remaining vesting dates. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 21:06 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GrantCommon Stock | 3,085 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-18-000042 · edgar.xml · nonDerivative · entry 3 HORN CHARLES L · CIK 0001326952 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,192 F3 · kind: The new grant is for 3,085 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down at the time the performance restriction lapses. The restriction may lapse with respect to 100% of such shares on 2/18/20 contingent on meeting a relative total shareholder return metric for 2018 and 2019 and subject to continued employment by the Reporting Person on the vesting dates. F3 · price: The new grant is for 3,085 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down at the time the performance restriction lapses. The restriction may lapse with respect to 100% of such shares on 2/18/20 contingent on meeting a relative total shareholder return metric for 2018 and 2019 and subject to continued employment by the Reporting Person on the vesting dates. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 21:06 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GrantCommon Stock | 3,085 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-18-000042 · edgar.xml · nonDerivative · entry 2 HORN CHARLES L · CIK 0001326952 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,107 F2 · kind: The new grant is for 3,085 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down at the time the performance restriction lapses. The restriction may lapse with respect to 33% of such shares on each of 2/15/19 and 2/18/20 and with respect to 34% of such shares on 2/16/21 contingent on meeting an EBT metric for 2018 and subject to continued employment by the Reporting Person on the vesting dates. F2 · price: The new grant is for 3,085 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down at the time the performance restriction lapses. The restriction may lapse with respect to 33% of such shares on each of 2/15/19 and 2/18/20 and with respect to 34% of such shares on 2/16/21 contingent on meeting an EBT metric for 2018 and subject to continued employment by the Reporting Person on the vesting dates. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 21:06 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GrantCommon Stock | 1,542 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-18-000042 · edgar.xml · nonDerivative · entry 1 HORN CHARLES L · CIK 0001326952 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,022 F1 · kind: The new grant is for 1,542 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 508 units on 2/15/19, on 509 units on 2/18/20 and on 525 units on 2/16/21, subject to continued employment by the Reporting Person on the vesting dates. F1 · price: The new grant is for 1,542 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 508 units on 2/15/19, on 509 units on 2/18/20 and on 525 units on 2/16/21, subject to continued employment by the Reporting Person on the vesting dates. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 21:03 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | SaleCommon Stock | 2,128 | $235.00 | $500,080.00 |
DisclosureSEC source: 0001101215-17-000238 · edgar.xml · nonDerivative · entry 1 HORN CHARLES L · CIK 0001326952 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,188 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 2, 2017. F2 · balance_after: The total number of securities beneficially owned includes: (a) 13,986 unrestricted shares; (b) 373 unvested units from an award of 1,095 time-based restricted stock units granted 2/17/15; (c) 1,491 unvested units from an award of 4,384 performance-based restricted stock units granted 2/17/15; (d) 960 unvested units from an award of 1,434 time-based restricted stock units granted 2/16/16; (e) 1,711 unvested units from an award of 2,553 performance-based restricted stock units granted 2/16/16; (f) 1,593 unvested time-based restricted stock units granted 2/15/17; (g) 3,186 unvested performance-based restricted stock units granted 2/15/17; (h) 3,186 unvested performance-based restricted stock units granted 2/15/17; and (i) 1,702 unvested performance-based restricted stock units granted 2/15/17. Read SEC document |
| October 23, 2017 Filed Feb 9, 2018 21:03 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GiftCommon Stock | 290 | $0.00 | $0.00 |
DisclosureSEC source: 0001101215-18-000025 · edgar.xml · nonDerivative · entry 4 HORN CHARLES L · CIK 0001326952 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,480 F1 · balance_after: The total number of securities beneficially owned includes: (a) 12,278 unrestricted shares; (b) 373 unvested units from an award of 1,095 time-based restricted stock units granted 2/17/15; (c) 1,491 unvested units from an award of 4,384 performance-based restricted stock units granted 2/17/15; (d) 960 unvested units from an award of 1,434 time-based restricted stock units granted 2/16/16; (e) 1,711 unvested units from an award of 2,553 performance-based restricted stock units granted 2/16/16; (f) 1,593 unvested time-based restricted stock units granted 2/15/17; (g) 3,186 unvested performance-based restricted stock units granted 2/15/17; (h) 3,186 unvested performance-based restricted stock units granted 2/15/17; and (i) 1,702 unvested performance-based restricted stock units granted 2/15/17. Read SEC document |
| September 27, 2017 Filed Sep 28, 2017 16:33 UTC | Moody National REIT I, Inc. N/A · Entity 172905 | Disposition to issuerCLASS A COMMON STOCK | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001387131-17-004846 · horn-form4_092817.xml · nonDerivative · entry 1 HORN CHARLES L · CIK 0001326952 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Reflects the disposition of shares of issuer common stock in connection with the merger (the "Merger") of the issuer with and into Moody National REIT II, Inc. ("Moody II"). In the Merger, each share of issuer common stock was converted into the right to receive either (i) cash, in the amount of $10.25 per share of issuer common stock (the "Per Share Cash Consideration") or (ii) 0.41 shares of Moody II common stock per share of issuer common stock (the "Per Share Stock Consideration"). The reporting person elected to receive the Per Share Cash Consideration for each of 7,500 shares of issuer common stock and the Per Share Stock Consideration for each of 7,500 shares of issuer common stock. Pursuant to the agreement and plan of merger governing the Merger, the parties thereto agreed that the price of each share of Moody II common stock was $25.00. F1 · price: Reflects the disposition of shares of issuer common stock in connection with the merger (the "Merger") of the issuer with and into Moody National REIT II, Inc. ("Moody II"). In the Merger, each share of issuer common stock was converted into the right to receive either (i) cash, in the amount of $10.25 per share of issuer common stock (the "Per Share Cash Consideration") or (ii) 0.41 shares of Moody II common stock per share of issuer common stock (the "Per Share Stock Consideration"). The reporting person elected to receive the Per Share Cash Consideration for each of 7,500 shares of issuer common stock and the Per Share Stock Consideration for each of 7,500 shares of issuer common stock. Pursuant to the agreement and plan of merger governing the Merger, the parties thereto agreed that the price of each share of Moody II common stock was $25.00. Read SEC document |
| September 27, 2017 Filed Sep 28, 2017 16:53 UTC | Moody National REIT II, Inc. N/A · Entity 172889 | GrantCLASS A COMMON STOCK | 3,075 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001387131-17-004856 · horn-form4_092817.xml · nonDerivative · entry 1 HORN CHARLES L · CIK 0001326952 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,075 F1 · shares: Received in exchange for 7,500 shares of Moody National REIT I, Inc. ("Moody I") common stock in connection with the merger of Moody I with and into the issuer (the "Merger"). In the Merger, each share of Moody I common stock was converted into the right to receive either (i) cash, in the amount of $10.25 per share of Moody I common stock (the "Per Share Cash Consideration") or (ii) 0.41 shares of issuer common stock per share of Moody I common stock. Pursuant to the agreement and plan of merger governing the Merger, the parties thereto agreed that the price of each share of issuer common stock was $25.00. F1 · price: Received in exchange for 7,500 shares of Moody National REIT I, Inc. ("Moody I") common stock in connection with the merger of Moody I with and into the issuer (the "Merger"). In the Merger, each share of Moody I common stock was converted into the right to receive either (i) cash, in the amount of $10.25 per share of Moody I common stock (the "Per Share Cash Consideration") or (ii) 0.41 shares of issuer common stock per share of Moody I common stock. Pursuant to the agreement and plan of merger governing the Merger, the parties thereto agreed that the price of each share of issuer common stock was $25.00. Read SEC document |
| August 10, 2017 Filed Aug 11, 2017 16:29 UTC | Moody National REIT II, Inc. NONE · Entity 172889 | GrantCLASS A COMMON STOCK | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001387131-17-004101 · horn-form4_081017.xml · nonDerivative · entry 1 HORN CHARLES L · CIK 0001326952 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · shares: Reflects the grant of 2,500 restricted shares of Class A common stock (the "Shares") pursuant to the issuer's independent directors' compensation plan (the "Plan") upon the reporting person's re election to the issuer's board of directors. The Shares granted pursuant to the Plan will generally vest and become non-forfeitable in equal quarterly installments beginning on the first day of the first quarter following the date of grant; provided, however, that the shares of restricted stock granted pursuant to the Plan will become fully vested on the earlier to occur of (i) the termination of the reporting person's service as a director due to his death or disability, or (ii) a change in control of the issuer. F2 · price: Shares of restricted common stock granted at no cost pursuant to the Plan. Read SEC document |
| July 28, 2017 Filed Feb 9, 2018 21:03 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GiftCommon Stock | 832 | $0.00 | $0.00 |
DisclosureSEC source: 0001101215-18-000025 · edgar.xml · nonDerivative · entry 3 HORN CHARLES L · CIK 0001326952 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,770 Read SEC document |
| April 25, 2017 Filed Feb 9, 2018 21:03 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GiftCommon Stock | 383 | $0.00 | $0.00 |
DisclosureSEC source: 0001101215-18-000025 · edgar.xml · nonDerivative · entry 2 HORN CHARLES L · CIK 0001326952 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,602 Read SEC document |
| February 28, 2017 Filed Feb 9, 2018 21:03 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GiftCommon Stock | 203 | $0.00 | $0.00 |
DisclosureSEC source: 0001101215-18-000025 · edgar.xml · nonDerivative · entry 1 HORN CHARLES L · CIK 0001326952 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,985 Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 21:03 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | Tax withholdingCommon Stock | 979 | $235.40 | $230,456.60 |
DisclosureSEC source: 0001101215-17-000054 · edgar.xml · nonDerivative · entry 2 HORN CHARLES L · CIK 0001326952 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,316 F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F2 · balance_after: The total number of securities beneficially owned includes: (a) 16,114 unrestricted shares; (b) 373 unvested units from an award of 1,095 time-based restricted stock units granted 2/17/15; (c) 1,491 unvested units from an award of 4,384 performance-based restricted stock units granted 2/17/15; (d) 960 unvested units from an award of 1,434 time-based restricted stock units granted 2/16/16; (e) 1,711 unvested units from an award of 2,553 performance-based restricted stock units granted 2/16/16; (f) 1,593 unvested time-based restricted stock units granted 2/15/17; (g) 3,186 unvested performance-based restricted stock units granted 2/15/17; (h) 3,186 unvested performance-based restricted stock units granted 2/15/17; and (i) 1,702 unvested performance-based restricted stock units granted 2/15/17. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 21:03 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | Tax withholdingCommon Stock | 704 | $232.69 | $163,813.76 |
DisclosureSEC source: 0001101215-17-000054 · edgar.xml · nonDerivative · entry 1 HORN CHARLES L · CIK 0001326952 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,295 F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 21:10 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | Tax withholdingCommon Stock | 361 | $230.95 | $83,372.95 |
DisclosureSEC source: 0001101215-17-000045 · edgar.xml · nonDerivative · entry 5 HORN CHARLES L · CIK 0001326952 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,999 F5 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F6 · balance_after: The total number of securities beneficially owned includes: (a) 13,658 unrestricted shares; (b) 363 unvested units from an award of 1,067 time-based restricted stock units granted 2/18/14; (c) 1,968 unvested units from an award of 5,786 performance-based restricted stock units granted 2/18/14; (d) 734 unvested units from an award of 1,095 time-based restricted stock units granted 2/17/15; (e) 2,938 unvested units from an award of 4,384 performance-based restricted stock units granted 2/17/15; (f) 960 unvested units from an award of 1,434 time-based restricted stock units granted 2/16/16; (g) 1,711 unvested units from an award of 2,553 performance-based restricted stock units granted 2/16/16; (h) the new grant for 1,593 time-based restricted stock units; (i) the new grant for 3,186 performance-based restricted stock units; (j) the new grant for 3,186 performance-based restricted stock units; and (k) the new grant for 1,702 performance-based restricted stock units. F7 · balance_after: The compensation committee's assessment of EBT performance for 2016 resulted in 89% payout; however, the compensation committee exercised its discretion to reduce the amount earned to 44.5% of the original award of 5,736 performance-based restricted stock units granted 2/16/16, or 2,553 units. The restrictions will lapse with respect to 843 units on 2/16/18 and with respect to 868 units on 2/19/19, subject to continued employment by the Reporting Person on the remaining vesting dates. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:10 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GrantCommon Stock | 1,702 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-17-000045 · edgar.xml · nonDerivative · entry 4 HORN CHARLES L · CIK 0001326952 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,543 F4 · kind: The new grant is for 1,702 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down upon assessment of the core earnings per share performance metric for 2017. Following any such adjustment, restrictions will lapse with respect to 50% of such shares on each of 2/15/18 and 2/15/19, subject to continued employment by the Reporting Person on the vesting dates. F4 · price: The new grant is for 1,702 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down upon assessment of the core earnings per share performance metric for 2017. Following any such adjustment, restrictions will lapse with respect to 50% of such shares on each of 2/15/18 and 2/15/19, subject to continued employment by the Reporting Person on the vesting dates. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:10 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GrantCommon Stock | 3,186 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-17-000045 · edgar.xml · nonDerivative · entry 3 HORN CHARLES L · CIK 0001326952 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,841 F3 · kind: The new grant is for 3,186 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down upon assessment of the relative Total Shareholder Return performance metric for 2017-2018. Following any such adjustment, restrictions will lapse with respect to 100% of such shares on 2/15/19, subject to continued employment by the Reporting Person on the vesting date. F3 · price: The new grant is for 3,186 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down upon assessment of the relative Total Shareholder Return performance metric for 2017-2018. Following any such adjustment, restrictions will lapse with respect to 100% of such shares on 2/15/19, subject to continued employment by the Reporting Person on the vesting date. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:10 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GrantCommon Stock | 3,186 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-17-000045 · edgar.xml · nonDerivative · entry 2 HORN CHARLES L · CIK 0001326952 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,655 F2 · kind: The new grant is for 3,186 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down upon assessment of the EBT performance metric for 2017. Following any such adjustment, restrictions will lapse with respect to 33% of such shares on each of 2/15/18 and 2/15/19 and with respect to 34% of such shares on 2/18/20, subject to continued employment by the Reporting Person on the vesting dates. F2 · price: The new grant is for 3,186 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down upon assessment of the EBT performance metric for 2017. Following any such adjustment, restrictions will lapse with respect to 33% of such shares on each of 2/15/18 and 2/15/19 and with respect to 34% of such shares on 2/18/20, subject to continued employment by the Reporting Person on the vesting dates. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:10 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GrantCommon Stock | 1,593 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-17-000045 · edgar.xml · nonDerivative · entry 1 HORN CHARLES L · CIK 0001326952 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,469 F1 · kind: The new grant is for 1,593 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 525 units on 2/15/18, on 526 units on 2/15/19 and on 542 units on 2/18/20, subject to continued employment by the Reporting Person on the vesting dates. F1 · price: The new grant is for 1,593 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 525 units on 2/15/18, on 526 units on 2/15/19 and on 542 units on 2/18/20, subject to continued employment by the Reporting Person on the vesting dates. Read SEC document |
| November 25, 2016 Filed Nov 28, 2016 21:12 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | SaleCommon Stock | 1,290 | $234.53 | $302,537.25 |
DisclosureSEC source: 0001101215-16-000484 · edgar.xml · nonDerivative · entry 1 HORN CHARLES L · CIK 0001326952 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,801 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $234.51 to $234.54 inclusive. The reporting person undertakes to provide to Alliance Data Systems Corporation, any security holder of Alliance Data Systems Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2 · balance_after: The total number of securities beneficially owned includes: (a) 14,628 unrestricted shares; (b) 363 unvested units from an award of 1,067 time-based restricted stock units granted 2/18/14; (c) 1,968 unvested units from an award of 5,786 performance-based restricted stock units granted 2/18/14; (d) 734 unvested units from an award of 1,095 time-based restricted stock units granted 2/17/15; (e) 2,938 unvested units from an award of 4,384 performance-based restricted stock units granted 2/17/15; (f) 1,434 unvested time-based restricted stock units granted 2/16/16; and (g) 5,736 unvested performance-based restricted stock units granted 2/16/16. Read SEC document |
| September 14, 2016 Filed Feb 10, 2017 21:04 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GiftCommon Stock | 466 | $0.00 | $0.00 |
DisclosureSEC source: 0001101215-17-000028 · edgar.xml · nonDerivative · entry 3 HORN CHARLES L · CIK 0001326952 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,876 F1 · balance_after: The total number of securities beneficially owned includes: (a) 12,703 unrestricted shares; (b) 363 unvested units from an award of 1,067 time-based restricted stock units granted 2/18/14; (c) 1,968 unvested units from an award of 5,786 performance-based restricted stock units granted 2/18/14; (d) 734 unvested units from an award of 1,095 time-based restricted stock units granted 2/17/15; (e) 2,938 unvested units from an award of 4,384 performance-based restricted stock units granted 2/17/15; (f) 1,434 unvested time-based restricted stock units granted 2/16/16; and (g) 5,736 unvested performance-based restricted stock units granted 2/16/16. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.