person · Reporting owner
Smullen Richard Michael
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Verano Holdings Corp.VRNOF · Entity 5576 | Director | June 01, 2023 | June 05, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Verano Holdings Corp.
Report date June 01, 2023 · Filed June 05, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 85,911 |
Reported balance
After 2023-06-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-06-01 · Grant · Acquired 85,911 · Balance 85,911 F1: The restricted stock units were granted under the Verano Holdings Corp. Stock and Incentive Plan on June 1, 2023. Each restricted stock unit reflects a contingent right to receive one Class A Subordinate Voting Share. F2: The restricted stock units vest 25% on each of the 12-, 18-, 24- and 30-month anniversaries of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: The restricted stock units were granted under the Verano Holdings Corp. Stock and Incentive Plan on June 1, 2023. Each restricted stock unit reflects a contingent right to receive one Class A Subordinate Voting Share.
F2: The restricted stock units vest 25% on each of the 12-, 18-, 24- and 30-month anniversaries of the date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2023 Filed Jun 5, 2023 14:59 UTC | Verano Holdings Corp. VRNOF · Entity 5576 | GrantRestricted Stock Units · Derivative | 85,911 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001354360-23-000007 · primary_doc.xml · derivative · entry 1 Smullen Richard Michael · CIK 0001354360 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,911 Underlying: Class A Subordinate Voting Shares · 85,911 shares Expires not disclosed F1 · security: The restricted stock units were granted under the Verano Holdings Corp. Stock and Incentive Plan on June 1, 2023. Each restricted stock unit reflects a contingent right to receive one Class A Subordinate Voting Share. F2 · derivative.exercise_date: The restricted stock units vest 25% on each of the 12-, 18-, 24- and 30-month anniversaries of the date of grant. F2 · derivative.expiration_date: The restricted stock units vest 25% on each of the 12-, 18-, 24- and 30-month anniversaries of the date of grant. Read SEC document |
| March 03, 2023 Filed Mar 6, 2023 19:15 UTC | Verano Holdings Corp. VRNOF · Entity 5576 | SaleClass A Subordinate Voting Shares | 5,095 | $3.16 | $16,120.58 |
DisclosureSEC source: 0001354360-23-000006 · primary_doc.xml · nonDerivative · entry 2 Smullen Richard Michael · CIK 0001354360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,428,863 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 12, 2022. F3 · price: Represents a weighted average sale price for multiple sale transactions ranging from $3.182 to $3.138 per share, as converted from Canadian dollars. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 19:15 UTC | Verano Holdings Corp. VRNOF · Entity 5576 | SaleClass A Subordinate Voting Shares | 107,500 | $2.94 | $315,942.50 |
DisclosureSEC source: 0001354360-23-000006 · primary_doc.xml · nonDerivative · entry 1 Smullen Richard Michael · CIK 0001354360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,433,958 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 12, 2022. F2 · price: Represents a weighted average sale price for multiple sale transactions ranging from $2.960 to $2.843 per share, as converted from Canadian dollars. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 01, 2023 Filed Mar 1, 2023 16:39 UTC | Verano Holdings Corp. VRNOF · Entity 5576 | SaleClass A Subordinate Voting Shares | 25,200 | $2.90 | $72,954.00 |
DisclosureSEC source: 0001354360-23-000005 · primary_doc.xml · nonDerivative · entry 3 Smullen Richard Michael · CIK 0001354360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,542,458 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 12, 2022. F4 · price: Represents a weighted average sale price for multiple sale transactions ranging from $2.975 to $2.843 per share, as converted from Canadian dollars. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 28, 2023 Filed Mar 1, 2023 16:39 UTC | Verano Holdings Corp. VRNOF · Entity 5576 | SaleClass A Subordinate Voting Shares | 6,400 | $2.95 | $18,905.60 |
DisclosureSEC source: 0001354360-23-000005 · primary_doc.xml · nonDerivative · entry 2 Smullen Richard Michael · CIK 0001354360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,566,658 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 12, 2022. F3 · price: Represents a weighted average sale price for multiple sale transactions ranging from $2.991 to $2.895 per share, as converted from Canadian dollars. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 16:39 UTC | Verano Holdings Corp. VRNOF · Entity 5576 | SaleClass A Subordinate Voting Shares | 16,700 | $2.95 | $49,315.10 |
DisclosureSEC source: 0001354360-23-000005 · primary_doc.xml · nonDerivative · entry 1 Smullen Richard Michael · CIK 0001354360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,573,058 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 12, 2022. F2 · price: Represents a weighted average sale price for multiple sale transactions ranging from $3.058 to $2.896 per share, as converted from Canadian dollars. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 24, 2023 Filed Feb 24, 2023 16:35 UTC | Verano Holdings Corp. VRNOF · Entity 5576 | SaleClass A Subordinate Voting Shares | 12,500 | $2.99 | $37,387.50 |
DisclosureSEC source: 0001354360-23-000004 · primary_doc.xml · nonDerivative · entry 3 Smullen Richard Michael · CIK 0001354360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,589,758 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 12, 2022. F4 · price: Represents a weighted average sale price for multiple sale transactions ranging from $3.080 to $3.008 per share, as converted from Canadian dollars. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 23, 2023 Filed Feb 24, 2023 16:35 UTC | Verano Holdings Corp. VRNOF · Entity 5576 | SaleClass A Subordinate Voting Shares | 3,800 | $2.98 | $11,335.40 |
DisclosureSEC source: 0001354360-23-000004 · primary_doc.xml · nonDerivative · entry 2 Smullen Richard Michael · CIK 0001354360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,602,258 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 12, 2022. F3 · price: Represents a weighted average sale price for multiple sale transactions ranging from $3.117 to $2.997 per share, as converted from Canadian dollars. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 16:35 UTC | Verano Holdings Corp. VRNOF · Entity 5576 | SaleClass A Subordinate Voting Shares | 1,600 | $2.98 | $4,772.80 |
DisclosureSEC source: 0001354360-23-000004 · primary_doc.xml · nonDerivative · entry 1 Smullen Richard Michael · CIK 0001354360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,606,058 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 12, 2022. F2 · price: Represents a weighted average sale price for multiple sale transactions ranging from $3.080 to $2.990 per share, as converted from Canadian dollars. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 21, 2023 Filed Feb 22, 2023 09:11 UTC | Verano Holdings Corp. VRNOF · Entity 5576 | SaleClass A Subordinate Voting Shares | 8,300 | $2.99 | $24,775.50 |
DisclosureSEC source: 0001354360-23-000003 · primary_doc.xml · nonDerivative · entry 2 Smullen Richard Michael · CIK 0001354360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,607,658 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 12, 2022. F3 · price: Represents a weighted average sale price for multiple sale transactions ranging from $3.132 to $2.982 per share, as converted from Canadian dollars. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 09:11 UTC | Verano Holdings Corp. VRNOF · Entity 5576 | SaleClass A Subordinate Voting Shares | 19,400 | $3.11 | $60,353.40 |
DisclosureSEC source: 0001354360-23-000003 · primary_doc.xml · nonDerivative · entry 1 Smullen Richard Michael · CIK 0001354360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,615,958 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 12, 2022. F2 · price: Represents a weighted average sale price for multiple sale transactions ranging from $3.214 to $3.110 per share, as converted from Canadian dollars. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 16, 2023 Filed Feb 17, 2023 13:56 UTC | Verano Holdings Corp. VRNOF · Entity 5576 | SaleClass A Subordinate Voting Shares | 42,200 | $3.12 | $131,579.60 |
DisclosureSEC source: 0001354360-23-000002 · primary_doc.xml · nonDerivative · entry 2 Smullen Richard Michael · CIK 0001354360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,635,358 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 12, 2022. F3 · price: Represents a weighted average sale price for multiple sale transactions ranging from $3.259 to $2.975 per share, as converted from Canadian dollars. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 13:56 UTC | Verano Holdings Corp. VRNOF · Entity 5576 | SaleClass A Subordinate Voting Shares | 13,700 | $3.04 | $41,579.50 |
DisclosureSEC source: 0001354360-23-000002 · primary_doc.xml · nonDerivative · entry 1 Smullen Richard Michael · CIK 0001354360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,677,558 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 12, 2022. F2 · price: Represents a weighted average sale price for multiple sale transactions ranging from $3.080 to $3.005 per share, as converted from Canadian dollars. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 14, 2023 Filed Feb 14, 2023 17:19 UTC | Verano Holdings Corp. VRNOF · Entity 5576 | SaleClass A Subordinate Voting Shares | 45,185 | $2.97 | $134,149.75 |
DisclosureSEC source: 0001354360-23-000001 · primary_doc.xml · nonDerivative · entry 2 Smullen Richard Michael · CIK 0001354360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,691,258 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 12, 2022. F3 · price: Represents a weighted average sale price for multiple sale transactions ranging from $3.080 to $2.945 per share, as converted from Canadian dollars. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 13, 2023 Filed Feb 14, 2023 17:19 UTC | Verano Holdings Corp. VRNOF · Entity 5576 | SaleClass A Subordinate Voting Shares | 28,700 | $3.01 | $86,338.21 |
DisclosureSEC source: 0001354360-23-000001 · primary_doc.xml · nonDerivative · entry 1 Smullen Richard Michael · CIK 0001354360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,736,443 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 12, 2022. F2 · price: Represents a weighted average sale price for multiple sale transactions ranging from $3.095 to $2.931 per share, as converted from Canadian dollars. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 10:15 UTC | Verano Holdings Corp. VRNOF · Entity 5576 | GrantClass A Subordinate Voting Shares | 240,608 | $0.00 | $0.00 |
DisclosureSEC source: 0001354360-22-000005 · primary_doc.xml · nonDerivative · entry 1 Smullen Richard Michael · CIK 0001354360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,765,143 F1 · price: The Class A subordinate voting shares were issued as compensation pursuant to that certain Employment Agreement, dated March 31, 2021, entered into between the Issuer and the reporting person. Read SEC document |
| July 01, 2022 Filed Jul 5, 2022 12:25 UTC | Verano Holdings Corp. VRNOF · Entity 5576 | Tax withholdingClass A Subordinate Voting Shares | 40,064 | $5.74 | $229,967.36 |
DisclosureSEC source: 0001354360-22-000004 · primary_doc.xml · nonDerivative · entry 2 Smullen Richard Michael · CIK 0001354360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,524,535 F2 · shares: Represents shares withheld by the Issuer in connection with the reporting person's net share issuance to satisfy tax liabilities. F3 · price: Represents the closing price of the Issuer's Class A subordinate voting shares on June 30, 2022, of $7.40 Canadian dollars, as converted to United States dollars. Read SEC document |
| July 01, 2022 Filed Jul 5, 2022 12:25 UTC | Verano Holdings Corp. VRNOF · Entity 5576 | GrantClass A Subordinate Voting Shares | 164,531 | $0.00 | $0.00 |
DisclosureSEC source: 0001354360-22-000004 · primary_doc.xml · nonDerivative · entry 1 Smullen Richard Michael · CIK 0001354360 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,564,599 F1 · price: The Class A subordinate voting shares were issued as compensation pursuant to that certain Employment Agreement, dated March 31, 2021, entered into between the Issuer and the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.