Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Loyalty Ventures Inc.LYLTQ · Entity 112685 | Director | June 02, 2023 | June 05, 2023 |
| RCM TECHNOLOGIES, INC.RCMT · Entity 5951 | Director | January 03, 2023 | January 04, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Loyalty Ventures Inc.
Report date June 02, 2023 · Filed June 05, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2023-06-02 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-06-02 · Other · Disposed 3,295 · Balance 20,744 F1: On March 10, 2023, Loyalty Ventures Inc. (the "Issuer") and certain of its subsidiaries (collectively with the Issuer, the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United Stated Code in the United States Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court"). On April 27, 2023, the Bankruptcy Court entered an order confirming the Debtors' First Amended Combined Disclosure Statement and Joint Chapter 11 Plan (as amended, modified or supplemented from time to time, the "Plan"). On June 2, 2023 (the "Effective Date"), the Plan became effective pursuant to its terms, the Debtors emerged from bankruptcy and all of the Issuer's common stock was cancelled automatically and without the receipt of any consideration pursuant to the Plan. Row 2 · 2023-06-02 · Other · Disposed 20,744 · Balance 0 F2: On the Effective Date, all unvested time-based restricted stock units represented by shares of the Issuer's common stock were cancelled automatically and without the receipt of any consideration pursuant to the Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 10, 2023, Loyalty Ventures Inc. (the "Issuer") and certain of its subsidiaries (collectively with the Issuer, the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United Stated Code in the United States Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court"). On April 27, 2023, the Bankruptcy Court entered an order confirming the Debtors' First Amended Combined Disclosure Statement and Joint Chapter 11 Plan (as amended, modified or supplemented from time to time, the "Plan"). On June 2, 2023 (the "Effective Date"), the Plan became effective pursuant to its terms, the Debtors emerged from bankruptcy and all of the Issuer's common stock was cancelled automatically and without the receipt of any consideration pursuant to the Plan.
F2: On the Effective Date, all unvested time-based restricted stock units represented by shares of the Issuer's common stock were cancelled automatically and without the receipt of any consideration pursuant to the Plan.
RCM TECHNOLOGIES, INC.
Report date January 03, 2023 · Filed January 04, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,082 |
Reported balance
After 2023-01-03 transaction · row 1
1 source rowRow 1 · 2023-01-03 · Grant · Acquired 3,107 · Balance 12,082 F1: Granted in the form of restricted stock awards as compensation for service on Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Granted in the form of restricted stock awards as compensation for service on Board of Directors.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 02, 2023 Filed Jun 5, 2023 08:31 UTC | Loyalty Ventures Inc. LYLTQ · Entity 112685 | OtherCommon Stock | 20,744 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-012840 · form4.xml · nonDerivative · entry 2 Genovese Richard A. · CIK 0001528668 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · kind: On the Effective Date, all unvested time-based restricted stock units represented by shares of the Issuer's common stock were cancelled automatically and without the receipt of any consideration pursuant to the Plan. Read SEC document |
| June 02, 2023 Filed Jun 5, 2023 08:31 UTC | Loyalty Ventures Inc. LYLTQ · Entity 112685 | OtherCommon Stock | 3,295 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-012840 · form4.xml · nonDerivative · entry 1 Genovese Richard A. · CIK 0001528668 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,744 F1 · kind: On March 10, 2023, Loyalty Ventures Inc. (the "Issuer") and certain of its subsidiaries (collectively with the Issuer, the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United Stated Code in the United States Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court"). On April 27, 2023, the Bankruptcy Court entered an order confirming the Debtors' First Amended Combined Disclosure Statement and Joint Chapter 11 Plan (as amended, modified or supplemented from time to time, the "Plan"). On June 2, 2023 (the "Effective Date"), the Plan became effective pursuant to its terms, the Debtors emerged from bankruptcy and all of the Issuer's common stock was cancelled automatically and without the receipt of any consideration pursuant to the Plan. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 21:31 UTC | RCM TECHNOLOGIES, INC. RCMT · Entity 5951 | GrantCommon Stock | 3,107 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-000244 · doc1.xml · nonDerivative · entry 1 Genovese Richard A. · CIK 0001528668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,082 F1 · price: Granted in the form of restricted stock awards as compensation for service on Board of Directors. Read SEC document |
| November 30, 2022 Filed Dec 1, 2022 22:30 UTC | RCM TECHNOLOGIES, INC. RCMT · Entity 5951 | SaleCommon Stock | 25,000 | $15.00 | $375,000.00 |
DisclosureSEC source: 0001567619-22-021124 · doc1.xml · nonDerivative · entry 1 Genovese Richard A. · CIK 0001528668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,975 F1 · price: Represents the weighted average of a range of sale prices from $14.80 to $15.30. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 16:58 UTC | Loyalty Ventures Inc. LYLT · Entity 112685 | GrantCommon Stock | 20,744 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-015167 · form4.xml · nonDerivative · entry 1 Genovese Richard A. · CIK 0001528668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,039 F1 · kind: The new grant is for 20,744 shares of common stock represented by restricted stock units, representing an annual independent director board service award. The restrictions on 100% of the shares will lapse on June 15, 2023. F1 · price: The new grant is for 20,744 shares of common stock represented by restricted stock units, representing an annual independent director board service award. The restrictions on 100% of the shares will lapse on June 15, 2023. F2 · balance_after: The total number of securities beneficially owned includes (a) 3,295 unvested units from an award of 3,295 time-based restricted stock units granted 12/15/21; and (b) the new grant for 20,744 time-based restricted stock units. Read SEC document |
| May 10, 2022 Filed May 11, 2022 20:20 UTC | RCM TECHNOLOGIES, INC. RCMT · Entity 5951 | SaleCommon Stock | 27,813 | $18.53 | $515,374.89 |
DisclosureSEC source: 0001567619-22-010061 · doc1.xml · nonDerivative · entry 1 Genovese Richard A. · CIK 0001528668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,975 F1 · price: Represents the weighted average of a range of sale prices from $18.10 to $18.92 The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 16, 2021 Filed Dec 17, 2021 21:20 UTC | RCM TECHNOLOGIES, INC. RCMT · Entity 5951 | GrantCommon Stock | 7,189 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-022260 · doc1.xml · nonDerivative · entry 1 Genovese Richard A. · CIK 0001528668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,788 F1 · price: Granted in the form of restricted stock awards as compensation for service on Board of Directors. Read SEC document |
| December 15, 2021 Filed Dec 15, 2021 16:08 UTC | Loyalty Ventures Inc. LYLT · Entity 112685 | GrantCommon Stock | 3,295 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-21-012901 · form4.xml · nonDerivative · entry 1 Genovese Richard A. · CIK 0001528668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,295 F1 · kind: The new grant is for 3,295 shares of common stock represented by restricted stock units. The restrictions on 100% of the shares will lapse on December 15, 2022. F1 · price: The new grant is for 3,295 shares of common stock represented by restricted stock units. The restrictions on 100% of the shares will lapse on December 15, 2022. Read SEC document |
| December 18, 2020 Filed Dec 21, 2020 22:09 UTC | RCM TECHNOLOGIES, INC. RCMT · Entity 5951 | GrantCommon Stock | 26,786 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-021435 · doc1.xml · nonDerivative · entry 1 Genovese Richard A. · CIK 0001528668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,599 F1 · price: Granted in the form of restricted stock awards as compensation for service on Board of Directors. Read SEC document |
| December 13, 2019 Filed Dec 16, 2019 15:46 UTC | RCM TECHNOLOGIES, INC. RCMT · Entity 5951 | GrantCommon Stock | 15,845 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-023103 · doc1.xml · nonDerivative · entry 1 Genovese Richard A. · CIK 0001528668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,813 F1 · price: Granted in the form of restricted stock units as compensation for service on Board of Directors Read SEC document |
| December 14, 2018 Filed Dec 17, 2018 21:17 UTC | RCM TECHNOLOGIES, INC. RCMT · Entity 5951 | GrantCommon Stock | 11,968 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-008121 · doc1.xml · nonDerivative · entry 1 Genovese Richard A. · CIK 0001528668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,968 F1 · price: Granted in the form of restricted stock units as compensation for service on Board of Directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.