Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BREAD FINANCIAL HOLDINGS, INC.ADS · Entity 4059 | SVP and Treasurer | October 22, 2021 | October 26, 2021 |
| Loyalty Ventures Inc.LYLTQ · Entity 112685 | EVP, Chief Financial Officer | June 02, 2023 | June 05, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BREAD FINANCIAL HOLDINGS, INC.
Report date October 22, 2021 · Filed October 26, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 19,140.678 |
Reported balance
After 2021-10-22 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-10-22 · Tax withholding · Disposed 277 · Balance 19,140.678 F1: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F2: In connection with the planned spinoff of Loyalty Ventures Inc. from Alliance Data Systems Corporation, expected to be completed after market close on November 5, 2021, Mr. Chesnut will be joining the executive team of Loyalty Ventures Inc. Certain of Mr. Chesnut's outstanding equity awards have been accelerated effective October 22, 2021 and the remainder will be forfeited and replaced in equivalent value by Loyalty Ventures Inc. at a future date, consistent with the terms of the Employee Matters Agreement described in, and filed on, Form 10-12B/A by Loyalty Ventures Inc. F3: The total number of securities beneficially owned includes: (a) 4,564.678 unrestricted shares; (b) 9,110 unvested time-based restricted stock units granted 2/16/21; and (c) 5,466 unvested performance-based restricted stock units granted 2/16/21. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units.
F2: In connection with the planned spinoff of Loyalty Ventures Inc. from Alliance Data Systems Corporation, expected to be completed after market close on November 5, 2021, Mr. Chesnut will be joining the executive team of Loyalty Ventures Inc. Certain of Mr. Chesnut's outstanding equity awards have been accelerated effective October 22, 2021 and the remainder will be forfeited and replaced in equivalent value by Loyalty Ventures Inc. at a future date, consistent with the terms of the Employee Matters Agreement described in, and filed on, Form 10-12B/A by Loyalty Ventures Inc.
F3: The total number of securities beneficially owned includes: (a) 4,564.678 unrestricted shares; (b) 9,110 unvested time-based restricted stock units granted 2/16/21; and (c) 5,466 unvested performance-based restricted stock units granted 2/16/21.
Loyalty Ventures Inc.
Report date June 02, 2023 · Filed June 05, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2023-06-02 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-06-02 · Other · Disposed 17,151 · Balance 26,051 F1: On March 10, 2023, Loyalty Ventures Inc. (the "Issuer") and certain of its subsidiaries (collectively with the Issuer, the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United Stated Code in the United States Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court"). On April 27, 2023, the Bankruptcy Court entered an order confirming the Debtors' First Amended Combined Disclosure Statement and Joint Chapter 11 Plan (as amended, modified or supplemented from time to time, the "Plan"). On June 2, 2023 (the "Effective Date"), the Plan became effective pursuant to its terms, the Debtors emerged from bankruptcy and all of the Issuer's common stock was cancelled automatically and without the receipt of any consideration pursuant to the Plan. Row 2 · 2023-06-02 · Other · Disposed 26,051 · Balance 0 F2: On the Effective Date, all unvested time-based restricted stock units represented by shares of the Issuer's common stock were cancelled automatically and without the receipt of any consideration pursuant to the Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 10, 2023, Loyalty Ventures Inc. (the "Issuer") and certain of its subsidiaries (collectively with the Issuer, the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United Stated Code in the United States Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court"). On April 27, 2023, the Bankruptcy Court entered an order confirming the Debtors' First Amended Combined Disclosure Statement and Joint Chapter 11 Plan (as amended, modified or supplemented from time to time, the "Plan"). On June 2, 2023 (the "Effective Date"), the Plan became effective pursuant to its terms, the Debtors emerged from bankruptcy and all of the Issuer's common stock was cancelled automatically and without the receipt of any consideration pursuant to the Plan.
F2: On the Effective Date, all unvested time-based restricted stock units represented by shares of the Issuer's common stock were cancelled automatically and without the receipt of any consideration pursuant to the Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 02, 2023 Filed Jun 5, 2023 08:32 UTC | Loyalty Ventures Inc. LYLTQ · Entity 112685 | OtherCommon Stock | 26,051 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-012845 · form4.xml · nonDerivative · entry 2 Chesnut John Jeffrey · CIK 0001804171 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · kind: On the Effective Date, all unvested time-based restricted stock units represented by shares of the Issuer's common stock were cancelled automatically and without the receipt of any consideration pursuant to the Plan. Read SEC document |
| June 02, 2023 Filed Jun 5, 2023 08:32 UTC | Loyalty Ventures Inc. LYLTQ · Entity 112685 | OtherCommon Stock | 17,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-012845 · form4.xml · nonDerivative · entry 1 Chesnut John Jeffrey · CIK 0001804171 · EVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,051 F1 · kind: On March 10, 2023, Loyalty Ventures Inc. (the "Issuer") and certain of its subsidiaries (collectively with the Issuer, the "Debtors") filed voluntary petitions for relief under chapter 11 of title 11 of the United Stated Code in the United States Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court"). On April 27, 2023, the Bankruptcy Court entered an order confirming the Debtors' First Amended Combined Disclosure Statement and Joint Chapter 11 Plan (as amended, modified or supplemented from time to time, the "Plan"). On June 2, 2023 (the "Effective Date"), the Plan became effective pursuant to its terms, the Debtors emerged from bankruptcy and all of the Issuer's common stock was cancelled automatically and without the receipt of any consideration pursuant to the Plan. Read SEC document |
| February 16, 2023 Filed Feb 17, 2023 16:09 UTC | Loyalty Ventures Inc. LYLT · Entity 112685 | Tax withholdingCommon Stock | 656 | $1.75 | $1,148.00 |
DisclosureSEC source: 0001062993-23-004030 · form4.xml · nonDerivative · entry 2 Chesnut John Jeffrey · CIK 0001804171 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,202 F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F2 · balance_after: The grant for 14,774 performance-based restricted stock units awarded on 2/15/2022 was forfeited due to failure to meet the performance metric. F3 · balance_after: The total number of securities beneficially owned includes: (a) 17,151 unrestricted shares; (b) 4,894 unvested units from an award of 4,894 time-based restricted stock units granted 12/7/21; (c) 2,774 unvested units from an award of 8,157 time-based restricted stock units granted 12/7/21; and (d) 18,383 unvested units from an award of 27,436 time-based restricted stock units granted 2/15/22. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 16:09 UTC | Loyalty Ventures Inc. LYLT · Entity 112685 | Tax withholdingCommon Stock | 2,205 | $1.71 | $3,770.55 |
DisclosureSEC source: 0001062993-23-004030 · form4.xml · nonDerivative · entry 1 Chesnut John Jeffrey · CIK 0001804171 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,632 F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. Read SEC document |
| May 04, 2022 Filed May 5, 2022 16:14 UTC | Loyalty Ventures Inc. LYLT · Entity 112685 | PurchaseCommon Stock | 4,500 | $11.09 | $49,927.05 |
DisclosureSEC source: 0001062993-22-011644 · form4.xml · nonDerivative · entry 1 Chesnut John Jeffrey · CIK 0001804171 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,837 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.02 to $11.15, inclusive. The reporting person undertakes to provide to Loyalty Ventures Inc., any security holder of Loyalty Ventures Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F2 · balance_after: The total number of securities beneficially owned includes: (a) 8,267 unrestricted shares; (b) 4,894 unvested units from an award of 4,894 time-based restricted stock units granted 12/7/21; (c) 5,466 unvested units from an award of 8,157 time-based restricted stock units granted 12/7/21; d) 27,436 unvested units from an award of 27,436 time-based restricted stock units granted 12/7/21; and (e) 14,774 unvested units from an award of 14,774 performance-based restricted stock units granted 2/15/22. Read SEC document |
| February 16, 2022 Filed Feb 17, 2022 16:17 UTC | Loyalty Ventures Inc. LYLT · Entity 112685 | Tax withholdingCommon Stock | 749 | $24.68 | $18,485.32 |
DisclosureSEC source: 0001062993-22-004720 · form4.xml · nonDerivative · entry 3 Chesnut John Jeffrey · CIK 0001804171 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,337 F3 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F4 · balance_after: The total number of securities beneficially owned includes: (a) 3,767 unrestricted shares; (b) 4,894 unvested units from an award of 4,894 time-based restricted stock units granted 12/7/21; (c) 5,466 unvested time-based restricted stock units from an award of 8,157 time-based restricted stock units granted 12/7/21; (d) the new grant for 27,436 time-based restricted stock units; and (e) the new grant for 14,774 performance-based restricted stock units. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 16:17 UTC | Loyalty Ventures Inc. LYLT · Entity 112685 | GrantCommon Stock | 14,774 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-004720 · form4.xml · nonDerivative · entry 2 Chesnut John Jeffrey · CIK 0001804171 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,086 F2 · kind: The new grant is for 14,774 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down from 0% to 150% at the time the performance restriction lapses, contingent on meeting a predetermined 2022 consolidated adjusted EBITDA performance measure. Further time restrictions may lapse with respect to 33% of such shares on each of 2/15/23 and 2/15/24 and with respect to 34% of such shares on 2/15/25 subject to continued employment by the Reporting Person with the Issuer on the vesting date. F2 · price: The new grant is for 14,774 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down from 0% to 150% at the time the performance restriction lapses, contingent on meeting a predetermined 2022 consolidated adjusted EBITDA performance measure. Further time restrictions may lapse with respect to 33% of such shares on each of 2/15/23 and 2/15/24 and with respect to 34% of such shares on 2/15/25 subject to continued employment by the Reporting Person with the Issuer on the vesting date. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 16:17 UTC | Loyalty Ventures Inc. LYLT · Entity 112685 | GrantCommon Stock | 27,436 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-004720 · form4.xml · nonDerivative · entry 1 Chesnut John Jeffrey · CIK 0001804171 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,312 F1 · kind: The new grant is for 27,436 shares of common stock represented by time-based restricted stock units. The time restrictions may lapse on 9,053 units on 2/15/23, on 9,054 units on 2/15/24 and on 9,329 units on 2/15/25 subject to continued employment by the Reporting Person with the Issuer on the vesting date. F1 · price: The new grant is for 27,436 shares of common stock represented by time-based restricted stock units. The time restrictions may lapse on 9,053 units on 2/15/23, on 9,054 units on 2/15/24 and on 9,329 units on 2/15/25 subject to continued employment by the Reporting Person with the Issuer on the vesting date. Read SEC document |
| December 07, 2021 Filed Dec 7, 2021 16:14 UTC | Loyalty Ventures Inc. LYLT · Entity 112685 | GrantCommon Stock | 8,157 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-21-012316 · form4.xml · nonDerivative · entry 2 Chesnut John Jeffrey · CIK 0001804171 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,876 F3 · kind: The award for 8,157 shares of common stock represented by time-based restricted stock units is a replacement for equity forfeited by Alliance Data Systems Corporation at the time of the spinoff as provided in the Employee Matters Agreement. The restrictions will lapse on 2,691 units on 2/16/2022, on 2,692 units on 2/16/2023 and on 2,774 units on 2/16/2024, subject to continued employment by the Reporting Person with the Issuer on the vesting date. F3 · price: The award for 8,157 shares of common stock represented by time-based restricted stock units is a replacement for equity forfeited by Alliance Data Systems Corporation at the time of the spinoff as provided in the Employee Matters Agreement. The restrictions will lapse on 2,691 units on 2/16/2022, on 2,692 units on 2/16/2023 and on 2,774 units on 2/16/2024, subject to continued employment by the Reporting Person with the Issuer on the vesting date. F4 · balance_after: The total number of securities beneficially owned includes: (a) 1,825 unrestricted shares; (b) the replacement grant for 4,894 time-based restricted stock units; and (c) the replacement grant for 8,157 time-based restricted stock units. Read SEC document |
| December 07, 2021 Filed Dec 7, 2021 16:14 UTC | Loyalty Ventures Inc. LYLT · Entity 112685 | GrantCommon Stock | 4,894 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-21-012316 · form4.xml · nonDerivative · entry 1 Chesnut John Jeffrey · CIK 0001804171 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,719 F1 · kind: The award for 4,894 shares of common stock represented by time-based restricted stock units is a replacement for equity forfeited by Alliance Data Systems Corporation at the time of the spinoff as provided in the Employee Matters Agreement. The restrictions will lapse on all 4,894 units on 2/16/2024, subject to continued employment by the Reporting Person with the Issuer on the vesting date. F1 · price: The award for 4,894 shares of common stock represented by time-based restricted stock units is a replacement for equity forfeited by Alliance Data Systems Corporation at the time of the spinoff as provided in the Employee Matters Agreement. The restrictions will lapse on all 4,894 units on 2/16/2024, subject to continued employment by the Reporting Person with the Issuer on the vesting date. F2 · balance_after: The total number of securities beneficially owned includes 1,825 unrestricted shares resulting from the spinoff distribution by Alliance Data Systems Corporation on November 5, 2021. Read SEC document |
| October 22, 2021 Filed Oct 26, 2021 20:04 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | Tax withholdingCommon Stock | 277 | $97.00 | $26,869.00 |
DisclosureSEC source: 0001062993-21-009869 · form4.xml · nonDerivative · entry 1 Chesnut John Jeffrey · CIK 0001804171 · SVP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,140.678 F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F2 · kind: In connection with the planned spinoff of Loyalty Ventures Inc. from Alliance Data Systems Corporation, expected to be completed after market close on November 5, 2021, Mr. Chesnut will be joining the executive team of Loyalty Ventures Inc. Certain of Mr. Chesnut's outstanding equity awards have been accelerated effective October 22, 2021 and the remainder will be forfeited and replaced in equivalent value by Loyalty Ventures Inc. at a future date, consistent with the terms of the Employee Matters Agreement described in, and filed on, Form 10-12B/A by Loyalty Ventures Inc. F3 · balance_after: The total number of securities beneficially owned includes: (a) 4,564.678 unrestricted shares; (b) 9,110 unvested time-based restricted stock units granted 2/16/21; and (c) 5,466 unvested performance-based restricted stock units granted 2/16/21. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:04 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | SaleCommon Stock | 1,000 | $100.00 | $100,000.00 |
DisclosureSEC source: 0001062993-21-002159 · form4.xml · nonDerivative · entry 1 Chesnut John Jeffrey · CIK 0001804171 · SVP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,417.678 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 22, 2020. F2 · balance_after: The total number of securities beneficially owned includes: (a) 3,709.678 unrestricted shares; (b) 86 unvested units from an award of 251 time-based restricted stock units granted 12/17/18; (c) 244 unvested units from an award of 716 time-based restricted stock units granted 2/15/19; (d) 802 unvested units from an award of 1,196 time-based restricted stock units granted 2/18/20; (e) 9,110 unvested time-based restricted stock units granted 2/16/21; and (f) 5,466 unvested performance-based restricted stock units granted 2/16/21. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 21:03 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | Tax withholdingCommon Stock | 96 | $84.65 | $8,126.40 |
DisclosureSEC source: 0001062993-21-001835 · form4.xml · nonDerivative · entry 1 Chesnut John Jeffrey · CIK 0001804171 · SVP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,417.678 F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F2 · balance_after: The total number of securities beneficially owned includes: (a) 4,709.678 unrestricted shares; (b) 86 unvested units from an award of 251 time-based restricted stock units granted 12/17/18; (c) 244 unvested units from an award of 716 time-based restricted stock units granted 2/15/19; (d) 802 unvested units from an award of 1,196 time-based restricted stock units granted 2/18/20; (e) 9,110 unvested time-based restricted stock units granted 2/16/21; and (f) 5,466 unvested performance-based restricted stock units granted 2/16/21. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:09 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | Tax withholdingCommon Stock | 210 | $86.31 | $18,125.10 |
DisclosureSEC source: 0001062993-21-001695 · form4.xml · nonDerivative · entry 3 Chesnut John Jeffrey · CIK 0001804171 · SVP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,513.678 F3 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F4 · balance_after: The total number of securities beneficially owned includes: (a) 4,411.678 unrestricted shares; (b) 86 unvested units from an award of 251 time-based restricted stock units granted 12/17/18; (c) 244 unvested units from an award of 716 time-based restricted stock units granted 2/15/19; (d) 1,196 unvested time-based restricted stock units granted 2/18/20; (e) the new grant for 9,110 time-based restricted stock units; and (f) the new grant for 5,466 performance-based restricted stock units. F5 · balance_after: The grant for 4,782 performance-based restricted stock units awarded on 2/18/20 was forfeited due to failure to meet the EBT performance metric for 2020. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:09 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GrantCommon Stock | 5,466 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-21-001695 · form4.xml · nonDerivative · entry 2 Chesnut John Jeffrey · CIK 0001804171 · SVP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,505.678 F2 · kind: The new grant is for 5,466 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down at the time the performance restriction lapses. The restriction may lapse with respect to 100% of such shares on 2/16/24 contingent on meeting predetermined performance measures and subject to continued employment by the Reporting Person on the vesting dates. F2 · price: The new grant is for 5,466 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down at the time the performance restriction lapses. The restriction may lapse with respect to 100% of such shares on 2/16/24 contingent on meeting predetermined performance measures and subject to continued employment by the Reporting Person on the vesting dates. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:09 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GrantCommon Stock | 9,110 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-21-001695 · form4.xml · nonDerivative · entry 1 Chesnut John Jeffrey · CIK 0001804171 · SVP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,039.678 F1 · kind: The new grant is for 9,110 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 3,005 units on 2/16/22, on 3,007 units on 2/16/23 and on 3,098 units on 2/16/24, subject to continued employment by the Reporting Person on the vesting dates. F1 · price: The new grant is for 9,110 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 3,005 units on 2/16/22, on 3,007 units on 2/16/23 and on 3,098 units on 2/16/24, subject to continued employment by the Reporting Person on the vesting dates. Read SEC document |
| December 17, 2020 Filed Dec 18, 2020 21:01 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | Tax withholdingCommon Stock | 21 | $70.93 | $1,489.53 |
DisclosureSEC source: 0001062993-20-006491 · form4.xml · nonDerivative · entry 1 Chesnut John Jeffrey · CIK 0001804171 · SVP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,929.678 F1 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F2 · balance_after: The total number of securities beneficially owned includes: (a) 3,763.678 unrestricted shares; (b) 155 unvested units from an award of 453 time-based restricted stock units granted 2/15/18; (c) 467 unvested units from an award of 1,377 performance-based restricted stock units granted 2/15/18; (d) 86 unvested units from an award of 251 time-based restricted stock units granted 12/17/18; (e) 480 unvested time-based restricted stock units granted 2/15/19; (f) 1,196 unvested time-based restricted stock units granted 2/18/20; and (g) 4,782 unvested performance-based restricted stock units granted 2/18/20. Read SEC document |
| November 24, 2020 Filed Nov 27, 2020 23:19 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | SaleCommon Stock | 1,000 | $75.00 | $75,000.00 |
DisclosureSEC source: 0001101215-20-000204 · edgar.xml · nonDerivative · entry 1 Chesnut John Jeffrey · CIK 0001804171 · SVP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,950.678 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 22, 2020. F2 · balance_after: The total number of securities beneficially owned includes: (a) 3,701.678 unrestricted shares; (b) 155 unvested units from an award of 453 time-based restricted stock units granted 2/15/18; (c) 467 unvested units from an award of 1,377 performance-based restricted stock units granted 2/15/18; (d) 169 unvested units from an award of 251 time-based restricted stock units granted 12/17/18; (e) 480 unvested time-based restricted stock units granted 2/15/19; (f) 1,196 unvested time-based restricted stock units granted 2/18/20; and (g) 4,782 unvested performance-based restricted stock units granted 2/18/20. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 23:27 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | Tax withholdingCommon Stock | 322 | $100.85 | $32,473.70 |
DisclosureSEC source: 0001101215-20-000040 · edgar.xml · nonDerivative · entry 3 Chesnut John Jeffrey · CIK 0001804171 · SVP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,950.678 F3 · kind: Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. F4 · balance_after: The total number of securities beneficially owned includes: (a) 4,701.678 unrestricted shares; (b) 155 unvested units from an award of 453 time-based restricted stock units granted 2/15/18; (c) 467 unvested units from an award of 1,377 performance-based restricted stock units granted 2/15/18; (d) 169 unvested units from an award of 251 time-based restricted stock units granted 12/17/18; (e) 480 unvested time-based restricted stock units granted 2/15/19; (f) the new grant for 1,196 time-based restricted stock units; and (g) the new grant for 4,782 performance-based restricted stock units. F5 · balance_after: The grant for 2,866 performance-based restricted stock units awarded on 2/15/19 was forfeited due to failure to meet the EBT performance metric for 2019. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 23:27 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GrantCommon Stock | 4,782 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-20-000040 · edgar.xml · nonDerivative · entry 2 Chesnut John Jeffrey · CIK 0001804171 · SVP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,138.678 F2 · kind: The new grant is for 4,782 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down at the time the performance restriction lapses. The restriction may lapse with respect to 33% of such shares on each of 2/18/21 and 2/18/22 and with respect to 34% of such shares on 2/18/23 contingent on meeting an EBT metric for 2020 and subject to continued employment by the Reporting Person on the vesting dates. F2 · price: The new grant is for 4,782 shares of common stock represented by performance-based restricted stock units, which may be adjusted up or down at the time the performance restriction lapses. The restriction may lapse with respect to 33% of such shares on each of 2/18/21 and 2/18/22 and with respect to 34% of such shares on 2/18/23 contingent on meeting an EBT metric for 2020 and subject to continued employment by the Reporting Person on the vesting dates. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 23:27 UTC | BREAD FINANCIAL HOLDINGS, INC. ADS · Entity 4059 | GrantCommon Stock | 1,196 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001101215-20-000040 · edgar.xml · nonDerivative · entry 1 Chesnut John Jeffrey · CIK 0001804171 · SVP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,356.678 F1 · kind: The new grant is for 1,196 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 394 units on 2/18/21, on 395 units on 2/18/22 and on 407 units on 2/18/23, subject to continued employment by the Reporting Person on the vesting dates. F1 · price: The new grant is for 1,196 shares of common stock represented by time-based restricted stock units. The restrictions will lapse on 394 units on 2/18/21, on 395 units on 2/18/22 and on 407 units on 2/18/23, subject to continued employment by the Reporting Person on the vesting dates. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.