Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Zumiez IncZUMZ · Entity 5948 | Director · CEO · 10% owner | June 05, 2023 | June 06, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Zumiez Inc
Report date June 05, 2023 · Filed June 06, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,647,954 |
Reported balance
After 2023-06-05 transaction · row 1
1 source rowRow 1 · 2023-06-05 · Purchase · Acquired 74,930 · Balance 2,647,954 F1: Open market purchase. F2: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.22 to $13.91 per share. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: Open market purchase.
F2: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.22 to $13.91 per share. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 05, 2023 Filed Jun 6, 2023 20:01 UTC | Zumiez Inc ZUMZ · Entity 5948 | PurchaseCommon Stock | 74,930 | $13.57 | $1,016,800.10 |
DisclosureSEC source: 0001562180-23-004876 · primarydocument.xml · nonDerivative · entry 1 Brooks Richard Miles · CIK 0001323608 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,647,954 F1 · kind: Open market purchase. F2 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.22 to $13.91 per share. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 20:33 UTC | Zumiez Inc ZUMZ · Entity 5948 | SaleCommon Stock | 31,897 | $33.93 | $1,082,265.21 |
DisclosureSEC source: 0001562180-20-000184 · primarydocument.xml · nonDerivative · entry 2 Brooks Richard Miles · CIK 0001323608 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,573,024 F1 · shares: The sales reported on this Form 4 were effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person in June of 2019. F2 · price: Shares sold at a weighted average price. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 20:33 UTC | Zumiez Inc ZUMZ · Entity 5948 | SaleCommon Stock | 48,103 | $34.01 | $1,635,983.03 |
DisclosureSEC source: 0001562180-20-000184 · primarydocument.xml · nonDerivative · entry 1 Brooks Richard Miles · CIK 0001323608 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,604,921 F1 · shares: The sales reported on this Form 4 were effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person in June of 2019. F2 · price: Shares sold at a weighted average price. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 21:52 UTC | Zumiez Inc ZUMZ · Entity 5948 | SaleCommon Stock | 80,000 | $30.00 | $2,400,000.00 |
DisclosureSEC source: 0001179110-19-012344 · edgar.xml · nonDerivative · entry 1 Brooks Richard Miles · CIK 0001323608 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,653,024 F1 · shares: The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person in June of 2019. Read SEC document |
| September 10, 2019 Filed Sep 10, 2019 22:21 UTC | Zumiez Inc ZUMZ · Entity 5948 | SaleCommon Stock | 35,856 | $33.06 | $1,185,399.36 |
DisclosureSEC source: 0001179110-19-010215 · edgar.xml · nonDerivative · entry 3 Brooks Richard Miles · CIK 0001323608 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,733,024 F1 · shares: The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person in June of 2018. F2 · price: Shares sold at a weighted average price. Read SEC document |
| September 09, 2019 Filed Sep 10, 2019 22:21 UTC | Zumiez Inc ZUMZ · Entity 5948 | SaleCommon Stock | 124,144 | $33.07 | $4,105,442.08 |
DisclosureSEC source: 0001179110-19-010215 · edgar.xml · nonDerivative · entry 2 Brooks Richard Miles · CIK 0001323608 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,768,880 F1 · shares: The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person in June of 2018. F2 · price: Shares sold at a weighted average price. Read SEC document |
| September 06, 2019 Filed Sep 10, 2019 22:21 UTC | Zumiez Inc ZUMZ · Entity 5948 | SaleCommon Stock | 180,000 | $30.07 | $5,412,600.00 |
DisclosureSEC source: 0001179110-19-010215 · edgar.xml · nonDerivative · entry 1 Brooks Richard Miles · CIK 0001323608 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,893,024 F1 · shares: The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person in June of 2018. F2 · price: Shares sold at a weighted average price. Read SEC document |
| September 04, 2018 Filed Sep 5, 2018 23:12 UTC | Zumiez Inc ZUMZ · Entity 5948 | SaleCommon Stock | 1,182 | $32.24 | $38,108.86 |
DisclosureSEC source: 0001182489-18-000393 · edgar.xml · nonDerivative · entry 2 Brooks Richard Miles · CIK 0001323608 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,073,024 F1 · shares: The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person in June of 2018. F2 · price: Shares sold at a weighted average price. Read SEC document |
| September 04, 2018 Filed Sep 5, 2018 23:12 UTC | Zumiez Inc ZUMZ · Entity 5948 | SaleCommon Stock | 38,818 | $31.31 | $1,215,236.31 |
DisclosureSEC source: 0001182489-18-000393 · edgar.xml · nonDerivative · entry 1 Brooks Richard Miles · CIK 0001323608 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,074,206 F1 · shares: The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person in June of 2018. F2 · price: Shares sold at a weighted average price. Read SEC document |
| August 30, 2018 Filed Aug 30, 2018 21:51 UTC | Zumiez Inc ZUMZ · Entity 5948 | SaleCommon Stock | 100 | $30.20 | $3,020.00 |
DisclosureSEC source: 0001179110-18-011016 · edgar.xml · nonDerivative · entry 5 Brooks Richard Miles · CIK 0001323608 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,113,024 F1 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person in June of 2018. Read SEC document |
| August 30, 2018 Filed Aug 30, 2018 21:51 UTC | Zumiez Inc ZUMZ · Entity 5948 | SaleCommon Stock | 100 | $30.15 | $3,015.00 |
DisclosureSEC source: 0001179110-18-011016 · edgar.xml · nonDerivative · entry 4 Brooks Richard Miles · CIK 0001323608 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,113,124 F1 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person in June of 2018. Read SEC document |
| August 30, 2018 Filed Aug 30, 2018 21:51 UTC | Zumiez Inc ZUMZ · Entity 5948 | SaleCommon Stock | 400 | $30.10 | $12,040.00 |
DisclosureSEC source: 0001179110-18-011016 · edgar.xml · nonDerivative · entry 3 Brooks Richard Miles · CIK 0001323608 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,113,224 F1 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person in June of 2018. Read SEC document |
| August 30, 2018 Filed Aug 30, 2018 21:51 UTC | Zumiez Inc ZUMZ · Entity 5948 | SaleCommon Stock | 1,441 | $30.05 | $43,302.05 |
DisclosureSEC source: 0001179110-18-011016 · edgar.xml · nonDerivative · entry 2 Brooks Richard Miles · CIK 0001323608 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,113,624 F1 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person in June of 2018. Read SEC document |
| August 30, 2018 Filed Aug 30, 2018 21:51 UTC | Zumiez Inc ZUMZ · Entity 5948 | SaleCommon Stock | 4,338 | $30.00 | $130,140.00 |
DisclosureSEC source: 0001179110-18-011016 · edgar.xml · nonDerivative · entry 1 Brooks Richard Miles · CIK 0001323608 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,115,065 F1 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person in June of 2018. Read SEC document |
| August 29, 2018 Filed Aug 29, 2018 21:44 UTC | Zumiez Inc ZUMZ · Entity 5948 | SaleCommon Stock | 10,046 | $30.00 | $301,380.00 |
DisclosureSEC source: 0001179110-18-011001 · edgar.xml · nonDerivative · entry 5 Brooks Richard Miles · CIK 0001323608 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,119,403 F1 · shares: The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person in June of 2018. Read SEC document |
| August 28, 2018 Filed Aug 29, 2018 21:44 UTC | Zumiez Inc ZUMZ · Entity 5948 | SaleCommon Stock | 100 | $30.10 | $3,010.00 |
DisclosureSEC source: 0001179110-18-011001 · edgar.xml · nonDerivative · entry 4 Brooks Richard Miles · CIK 0001323608 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,129,449 F1 · shares: The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person in June of 2018. Read SEC document |
| August 28, 2018 Filed Aug 29, 2018 21:44 UTC | Zumiez Inc ZUMZ · Entity 5948 | SaleCommon Stock | 200 | $30.05 | $6,010.00 |
DisclosureSEC source: 0001179110-18-011001 · edgar.xml · nonDerivative · entry 3 Brooks Richard Miles · CIK 0001323608 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,129,549 F1 · shares: The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person in June of 2018. Read SEC document |
| August 28, 2018 Filed Aug 29, 2018 21:44 UTC | Zumiez Inc ZUMZ · Entity 5948 | SaleCommon Stock | 100 | $30.03 | $3,002.50 |
DisclosureSEC source: 0001179110-18-011001 · edgar.xml · nonDerivative · entry 2 Brooks Richard Miles · CIK 0001323608 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,129,749 F1 · shares: The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person in June of 2018. Read SEC document |
| August 28, 2018 Filed Aug 29, 2018 21:44 UTC | Zumiez Inc ZUMZ · Entity 5948 | SaleCommon Stock | 13,798 | $30.00 | $413,940.00 |
DisclosureSEC source: 0001179110-18-011001 · edgar.xml · nonDerivative · entry 1 Brooks Richard Miles · CIK 0001323608 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,129,849 F1 · shares: The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person in June of 2018. Read SEC document |
| August 24, 2018 Filed Aug 24, 2018 22:08 UTC | Zumiez Inc ZUMZ · Entity 5948 | SaleCommon Stock | 3,400 | $30.00 | $102,000.00 |
DisclosureSEC source: 0001179110-18-010881 · edgar.xml · nonDerivative · entry 4 Brooks Richard Miles · CIK 0001323608 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,143,647 F1 · shares: The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person in June of 2018. Read SEC document |
| August 23, 2018 Filed Aug 24, 2018 22:08 UTC | Zumiez Inc ZUMZ · Entity 5948 | SaleCommon Stock | 500 | $30.05 | $15,025.00 |
DisclosureSEC source: 0001179110-18-010881 · edgar.xml · nonDerivative · entry 3 Brooks Richard Miles · CIK 0001323608 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,147,047 F1 · shares: The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person in June of 2018. Read SEC document |
| August 23, 2018 Filed Aug 24, 2018 22:08 UTC | Zumiez Inc ZUMZ · Entity 5948 | SaleCommon Stock | 300 | $30.03 | $9,007.50 |
DisclosureSEC source: 0001179110-18-010881 · edgar.xml · nonDerivative · entry 2 Brooks Richard Miles · CIK 0001323608 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,147,547 F1 · shares: The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person in June of 2018. Read SEC document |
| August 23, 2018 Filed Aug 24, 2018 22:08 UTC | Zumiez Inc ZUMZ · Entity 5948 | SaleCommon Stock | 19,350 | $30.00 | $580,500.00 |
DisclosureSEC source: 0001179110-18-010881 · edgar.xml · nonDerivative · entry 1 Brooks Richard Miles · CIK 0001323608 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,147,847 F1 · shares: The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person in June of 2018. Read SEC document |
| August 22, 2018 Filed Aug 22, 2018 21:54 UTC | Zumiez Inc ZUMZ · Entity 5948 | SaleCommon Stock | 200 | $30.20 | $6,040.00 |
DisclosureSEC source: 0001179110-18-010792 · edgar.xml · nonDerivative · entry 6 Brooks Richard Miles · CIK 0001323608 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,167,197 F1 · shares: The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person in June of 2018. Read SEC document |
| August 22, 2018 Filed Aug 22, 2018 21:54 UTC | Zumiez Inc ZUMZ · Entity 5948 | SaleCommon Stock | 400 | $30.15 | $12,060.00 |
DisclosureSEC source: 0001179110-18-010792 · edgar.xml · nonDerivative · entry 5 Brooks Richard Miles · CIK 0001323608 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,167,397 F1 · shares: The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person in June of 2018. Read SEC document |
| August 22, 2018 Filed Aug 22, 2018 21:54 UTC | Zumiez Inc ZUMZ · Entity 5948 | SaleCommon Stock | 1,700 | $30.10 | $51,170.00 |
DisclosureSEC source: 0001179110-18-010792 · edgar.xml · nonDerivative · entry 4 Brooks Richard Miles · CIK 0001323608 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,167,797 F1 · shares: The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person in June of 2018. Read SEC document |
| August 22, 2018 Filed Aug 22, 2018 21:54 UTC | Zumiez Inc ZUMZ · Entity 5948 | SaleCommon Stock | 2,224 | $30.05 | $66,831.20 |
DisclosureSEC source: 0001179110-18-010792 · edgar.xml · nonDerivative · entry 3 Brooks Richard Miles · CIK 0001323608 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,169,497 F1 · shares: The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person in June of 2018. Read SEC document |
| August 22, 2018 Filed Aug 22, 2018 21:54 UTC | Zumiez Inc ZUMZ · Entity 5948 | SaleCommon Stock | 27,788 | $30.00 | $833,640.00 |
DisclosureSEC source: 0001179110-18-010792 · edgar.xml · nonDerivative · entry 2 Brooks Richard Miles · CIK 0001323608 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,171,721 F1 · shares: The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person in June of 2018. Read SEC document |
| August 21, 2018 Filed Aug 22, 2018 21:54 UTC | Zumiez Inc ZUMZ · Entity 5948 | SaleCommon Stock | 13,515 | $30.00 | $405,450.00 |
DisclosureSEC source: 0001179110-18-010792 · edgar.xml · nonDerivative · entry 1 Brooks Richard Miles · CIK 0001323608 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,199,509 F1 · shares: The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person in June of 2018. Read SEC document |
| June 08, 2018 Filed Jun 8, 2018 20:44 UTC | Zumiez Inc ZUMZ · Entity 5948 | SaleCommon Stock | 260,463 | $28.35 | $7,384,126.05 |
DisclosureSEC source: 0001179110-18-008304 · edgar.xml · nonDerivative · entry 3 Brooks Richard Miles · CIK 0001323608 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,213,024 F1 · shares: The sales reported on this Form 4 were effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person in June of 2017. F2 · price: The transaction was executed in multiple trades. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer the detailed information regarding the number of shares sold at each price. Read SEC document |
| June 07, 2018 Filed Jun 8, 2018 20:44 UTC | Zumiez Inc ZUMZ · Entity 5948 | SaleCommon Stock | 235,580 | $27.00 | $6,360,660.00 |
DisclosureSEC source: 0001179110-18-008304 · edgar.xml · nonDerivative · entry 2 Brooks Richard Miles · CIK 0001323608 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,473,487 F1 · shares: The sales reported on this Form 4 were effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person in June of 2017. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 20:44 UTC | Zumiez Inc ZUMZ · Entity 5948 | SaleCommon Stock | 3,957 | $27.00 | $106,839.00 |
DisclosureSEC source: 0001179110-18-008304 · edgar.xml · nonDerivative · entry 1 Brooks Richard Miles · CIK 0001323608 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,709,067 F1 · shares: The sales reported on this Form 4 were effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person in June of 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.