Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SEMTECH CORPSMTC · Entity 3442 | Director | June 07, 2023 | June 08, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SEMTECH CORP
Report date June 07, 2023 · Filed June 08, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 27,295 |
Reported balance
After 2023-06-07 transaction · row 1
1 source rowRow 1 · 2023-06-07 · Exercise / conversion · Acquired 1,731 · Balance 27,295 |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-06-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-06-07 · Exercise / conversion · Disposed 1,731 · Balance 0 F1: Each stock unit is the economic equivalent of one share of Semtech common stock. F2: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Each stock unit is the economic equivalent of one share of Semtech common stock.
F2: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 19, 2017 Filed Jun 20, 2017 20:14 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionOption (right to buy) · Derivative | 5,000 | $0.00 Strike: $27.60 | $0.00 |
DisclosureSEC source: 0001593968-17-000805 · primary_01.xml · derivative · entry 3 LINDSTROM JAMES T · CIK 0001209693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: SMTC · 5,000 shares Expires 2017-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This grant vests in four annual installments beginning on July 1, 2012. Read SEC document |
| June 19, 2017 Filed Jun 20, 2017 20:14 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 5,000 | $35.88 | $179,422.00 |
DisclosureSEC source: 0001593968-17-000805 · primary_01.xml · nonDerivative · entry 2 LINDSTROM JAMES T · CIK 0001209693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,534 F1 · price: This price represents the weighted average of these sales. The prices ranged from $35.8500 to $35.9600. Price and share details are available upon request. Read SEC document |
| June 19, 2017 Filed Jun 20, 2017 20:14 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 5,000 | $27.60 | $138,000.00 |
DisclosureSEC source: 0001593968-17-000805 · primary_01.xml · nonDerivative · entry 1 LINDSTROM JAMES T · CIK 0001209693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,534 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2017 Filed Jun 14, 2017 21:11 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Units · Derivative | 2,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001413753-17-000049 · edgar.xml · derivative · entry 2 LINDSTROM JAMES T · CIK 0001209693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,534 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. Read SEC document |
| June 14, 2017 Filed Jun 14, 2017 21:11 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 2,534 | $36.50 | $92,491.00 |
DisclosureSEC source: 0001413753-17-000049 · edgar.xml · nonDerivative · entry 1 LINDSTROM JAMES T · CIK 0001209693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,534 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2016 Filed Dec 16, 2016 21:24 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 403 | $32.25 | $12,996.75 |
DisclosureSEC source: 0001413753-16-000222 · edgar.xml · nonDerivative · entry 2 LINDSTROM JAMES T · CIK 0001209693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
| December 16, 2016 Filed Dec 16, 2016 21:24 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 2,642 | $32.21 | $85,098.82 |
DisclosureSEC source: 0001413753-16-000222 · edgar.xml · nonDerivative · entry 1 LINDSTROM JAMES T · CIK 0001209693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,403 Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 22:19 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $22.91 | $0.00 |
DisclosureSEC source: 0001413753-16-000212 · edgar.xml · derivative · entry 4 LINDSTROM JAMES T · CIK 0001209693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2017-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option vested in four annual installments beginning on January 1, 2012. Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 22:19 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 3,600 | $31.50 | $113,400.00 |
DisclosureSEC source: 0001413753-16-000212 · edgar.xml · nonDerivative · entry 3 LINDSTROM JAMES T · CIK 0001209693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,045 Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 22:19 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 1,400 | $31.10 | $43,540.00 |
DisclosureSEC source: 0001413753-16-000212 · edgar.xml · nonDerivative · entry 2 LINDSTROM JAMES T · CIK 0001209693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,645 Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 22:19 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 5,000 | $22.91 | $114,550.00 |
DisclosureSEC source: 0001413753-16-000212 · edgar.xml · nonDerivative · entry 1 LINDSTROM JAMES T · CIK 0001209693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,045 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.