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LINDSTROM JAMES T

Disclosed activity across 1 company

Tapewire entity
112596
SEC CIK
0001209693

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SEMTECH CORPSMTC · Entity 3442DirectorJune 07, 2023June 08, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SEMTECH CORP

Report date June 07, 2023 · Filed June 08, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect27,295 Reported balance After 2023-06-07 transaction · row 1
1 source row

Row 1 · 2023-06-07 · Exercise / conversion · Acquired 1,731 · Balance 27,295

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-06-07 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-06-07 · Exercise / conversion · Disposed 1,731 · Balance 0

F1: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

Filing footnotes · ownership attribution and instrument terms

F1: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 07, 2023 Filed Jun 8, 2023 23:42 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 1,731 $0.00 $0.00
Disclosure

SEC source: 0001593968-23-000976 · primary_01.xml · derivative · entry 2

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 1,731 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

Read SEC document
June 07, 2023 Filed Jun 8, 2023 23:42 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 1,731 $22.09 $38,237.79
Disclosure

SEC source: 0001593968-23-000976 · primary_01.xml · nonDerivative · entry 1

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 01:06 UTC SEMTECH CORP SMTC · Entity 3442 GrantRestricted Stock Unit · Derivative 1,731 $0.00 $0.00
Disclosure

SEC source: 0001593968-22-001223 · primary_01.xml · derivative · entry 2

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,731

Underlying: SMTC · 1,731 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F3 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company.

F3 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 01:06 UTC SEMTECH CORP SMTC · Entity 3442 GrantRestricted Stock Unit · Derivative 1,731 $0.00 $0.00
Disclosure

SEC source: 0001593968-22-001223 · primary_01.xml · derivative · entry 1

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,731

Underlying: SMTC · 1,731 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

Read SEC document
June 08, 2022 Filed Jun 8, 2022 23:13 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 1,322 $0.00 $0.00
Disclosure

SEC source: 0001593968-22-001091 · primary_01.xml · derivative · entry 2

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F1 · shares: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

Read SEC document
June 08, 2022 Filed Jun 8, 2022 23:13 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 1,322 $62.58 $82,730.76
Disclosure

SEC source: 0001593968-22-001091 · primary_01.xml · nonDerivative · entry 1

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,564

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 23:26 UTC SEMTECH CORP SMTC · Entity 3442 GrantRestricted Stock Unit · Derivative 1,322 $0.00 $0.00
Disclosure

SEC source: 0001593968-21-001813 · primary_01.xml · derivative · entry 2

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,322

Underlying: SMTC · 1,322 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F3 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

F3 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 23:26 UTC SEMTECH CORP SMTC · Entity 3442 GrantRestricted Stock Unit · Derivative 1,322 $0.00 $0.00
Disclosure

SEC source: 0001593968-21-001813 · primary_01.xml · derivative · entry 1

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,322

Underlying: SMTC · 1,322 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company.

F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company.

Read SEC document
June 09, 2021 Filed Jun 10, 2021 20:26 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 1,371 $0.00 $0.00
Disclosure

SEC source: 0001593968-21-001600 · primary_01.xml · derivative · entry 2

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 1,371 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

Read SEC document
June 09, 2021 Filed Jun 10, 2021 20:26 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 1,371 $67.22 $92,158.62
Disclosure

SEC source: 0001593968-21-001600 · primary_01.xml · nonDerivative · entry 1

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:24 UTC SEMTECH CORP SMTC · Entity 3442 GrantRestricted Stock Unit · Derivative 1,567 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-001578 · primary_01.xml · derivative · entry 2

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,567

Underlying: SMTC · 1,567 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F3 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company.

F3 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:24 UTC SEMTECH CORP SMTC · Entity 3442 GrantRestricted Stock Unit · Derivative 1,371 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-001578 · primary_01.xml · derivative · entry 1

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,371

Underlying: SMTC · 1,371 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

Read SEC document
June 18, 2020 Filed Jun 19, 2020 00:16 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionOption (right to buy) · Derivative 5,000 $0.00 Strike: $28.06 $0.00
Disclosure

SEC source: 0001593968-20-001501 · primary_01.xml · derivative · entry 3

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 5,000 shares

Expires 2021-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vests in four annual installments beginning on January 1, 2016.

Read SEC document
June 18, 2020 Filed Jun 19, 2020 00:16 UTC SEMTECH CORP SMTC · Entity 3442 SaleCommon Stock 5,000 $52.25 $261,240.00
Disclosure

SEC source: 0001593968-20-001501 · primary_01.xml · nonDerivative · entry 2

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,871

Read SEC document
June 18, 2020 Filed Jun 19, 2020 00:16 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 5,000 $28.06 $140,300.00
Disclosure

SEC source: 0001593968-20-001501 · primary_01.xml · nonDerivative · entry 1

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,871

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2020 Filed Jun 13, 2020 00:26 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 1,384 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-001462 · primary_01.xml · derivative · entry 2

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 1,384 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

Read SEC document
June 10, 2020 Filed Jun 13, 2020 00:26 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 1,384 $53.94 $74,652.96
Disclosure

SEC source: 0001593968-20-001462 · primary_01.xml · nonDerivative · entry 1

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,871

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 01:48 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionOption (right to buy) · Derivative 5,000 $0.00 Strike: $26.59 $0.00
Disclosure

SEC source: 0001593968-20-001307 · primary_01.xml · derivative · entry 3

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 5,000 shares

Expires 2020-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vests in four annual installments beginning on July 1, 2015.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 01:48 UTC SEMTECH CORP SMTC · Entity 3442 SaleCommon Stock 5,000 $52.92 $264,600.00
Disclosure

SEC source: 0001593968-20-001307 · primary_01.xml · nonDerivative · entry 2

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,487

Read SEC document
June 01, 2020 Filed Jun 2, 2020 01:48 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 5,000 $26.59 $132,950.00
Disclosure

SEC source: 0001593968-20-001307 · primary_01.xml · nonDerivative · entry 1

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,487

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 27, 2019 Filed Sep 30, 2019 21:01 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionOption (right to buy) · Derivative 5,000 $0.00 Strike: $24.94 $0.00
Disclosure

SEC source: 0001593968-19-001938 · primary_01.xml · derivative · entry 3

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 5,000 shares

Expires 2020-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 27, 2019 Filed Sep 30, 2019 21:01 UTC SEMTECH CORP SMTC · Entity 3442 SaleCommon Stock 5,000 $49.03 $245,154.50
Disclosure

SEC source: 0001593968-19-001938 · primary_01.xml · nonDerivative · entry 2

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,487

F1 · price: This price represents the weighted average of these sales. The prices ranged from $49.0019 to $49.1219. Price and share details are available upon request.

Read SEC document
September 27, 2019 Filed Sep 30, 2019 21:01 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 5,000 $24.94 $124,700.00
Disclosure

SEC source: 0001593968-19-001938 · primary_01.xml · nonDerivative · entry 1

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,487

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:28 UTC SEMTECH CORP SMTC · Entity 3442 GrantRestricted Stock Unit · Derivative 1,384 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-001546 · primary_01.xml · derivative · entry 2

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,384

Underlying: SMTC · 1,384 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F3 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

F3 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:28 UTC SEMTECH CORP SMTC · Entity 3442 GrantRestricted Stock Unit · Derivative 1,582 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-001546 · primary_01.xml · derivative · entry 1

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,582

Underlying: SMTC · 1,582 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company.

F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company.

Read SEC document
June 12, 2019 Filed Jun 12, 2019 20:24 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 1,487 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-001415 · primary_01.xml · derivative · entry 2

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 1,487 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

Read SEC document
June 12, 2019 Filed Jun 12, 2019 20:24 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 1,487 $43.42 $64,565.54
Disclosure

SEC source: 0001593968-19-001415 · primary_01.xml · nonDerivative · entry 1

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,487

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 21:31 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionOption (right to buy) · Derivative 5,000 $0.00 Strike: $35.17 $0.00
Disclosure

SEC source: 0001593968-19-000801 · primary_01.xml · derivative · entry 3

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 5,000 shares

Expires 2019-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 21:31 UTC SEMTECH CORP SMTC · Entity 3442 SaleCommon Stock 5,000 $53.96 $269,794.00
Disclosure

SEC source: 0001593968-19-000801 · primary_01.xml · nonDerivative · entry 2

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · price: This price represents the weighted average of these sales. The prices ranged from $53.9000 to $54.0250. Price and share details are available upon request.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 21:31 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 5,000 $35.17 $175,850.00
Disclosure

SEC source: 0001593968-19-000801 · primary_01.xml · nonDerivative · entry 1

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2018 Filed Sep 12, 2018 23:56 UTC SEMTECH CORP SMTC · Entity 3442 SaleCommon Stock 1,678 $58.11 $97,505.73
Disclosure

SEC source: 0001593968-18-001204 · primary_01.xml · nonDerivative · entry 1

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · price: This price represents the weighted average of these sales. The prices ranged from $58.1050 to $58.1250. Price and share details are available upon request.

Read SEC document
July 11, 2018 Filed Jul 12, 2018 20:55 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionOption (right to buy) · Derivative 2,500 $0.00 Strike: $29.68 $0.00
Disclosure

SEC source: 0001593968-18-001049 · primary_01.xml · derivative · entry 3

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 2,500 shares

Expires 2019-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on January 1, 2014.

Read SEC document
July 11, 2018 Filed Jul 12, 2018 20:55 UTC SEMTECH CORP SMTC · Entity 3442 SaleCommon Stock 2,500 $48.81 $122,016.75
Disclosure

SEC source: 0001593968-18-001049 · primary_01.xml · nonDerivative · entry 2

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,678

F1 · price: This price represents the weighted average of these sales. The prices ranged from $48.8050 to $48.8250. Price and share details are available upon request.

Read SEC document
July 11, 2018 Filed Jul 12, 2018 20:55 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 2,500 $29.68 $74,200.00
Disclosure

SEC source: 0001593968-18-001049 · primary_01.xml · nonDerivative · entry 1

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2018 Filed Jul 3, 2018 17:59 UTC SEMTECH CORP SMTC · Entity 3442 GrantRestricted Stock Unit · Derivative 1,700 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000979 · primary_01.xml · derivative · entry 2

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,700

Underlying: SMTC · 1,700 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F3 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company.

F3 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company.

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July 01, 2018 Filed Jul 3, 2018 17:59 UTC SEMTECH CORP SMTC · Entity 3442 GrantRestricted Stock Unit · Derivative 1,487 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000979 · primary_01.xml · derivative · entry 1

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,487

Underlying: SMTC · 1,487 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

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June 13, 2018 Filed Jun 13, 2018 22:02 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionRestricted Stock Unit · Derivative 1,678 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000906 · primary_01.xml · derivative · entry 2

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 1,678 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

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June 13, 2018 Filed Jun 13, 2018 22:02 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 1,678 $50.50 $84,739.00
Disclosure

SEC source: 0001593968-18-000906 · primary_01.xml · nonDerivative · entry 1

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2018 Filed Jun 11, 2018 20:31 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionOption (right to buy) · Derivative 2,500 $0.00 Strike: $29.68 $0.00
Disclosure

SEC source: 0001593968-18-000888 · primary_01.xml · derivative · entry 3

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: SMTC · 2,500 shares

Expires 2019-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vests in four annual installments beginning on January 1, 2014.

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June 08, 2018 Filed Jun 11, 2018 20:31 UTC SEMTECH CORP SMTC · Entity 3442 SaleCommon Stock 2,500 $49.46 $123,637.50
Disclosure

SEC source: 0001593968-18-000888 · primary_01.xml · nonDerivative · entry 2

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Read SEC document
June 08, 2018 Filed Jun 11, 2018 20:31 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 2,500 $29.68 $74,200.00
Disclosure

SEC source: 0001593968-18-000888 · primary_01.xml · nonDerivative · entry 1

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2018 Filed Mar 21, 2018 20:52 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionOption (right to buy) · Derivative 5,000 $0.00 Strike: $24.46 $0.00
Disclosure

SEC source: 0001593968-18-000611 · primary_01.xml · derivative · entry 3

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 5,000 shares

Expires 2018-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2018 Filed Mar 21, 2018 20:52 UTC SEMTECH CORP SMTC · Entity 3442 SaleCommon Stock 5,000 $40.63 $203,160.00
Disclosure

SEC source: 0001593968-18-000611 · primary_01.xml · nonDerivative · entry 2

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · price: This price represents the weighted average of these sales. The prices ranged from $40.6300 to $40.6800. Price and share details are available upon request.

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March 20, 2018 Filed Mar 21, 2018 20:52 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 5,000 $24.46 $122,300.00
Disclosure

SEC source: 0001593968-18-000611 · primary_01.xml · nonDerivative · entry 1

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 22, 2017 Filed Dec 22, 2017 21:09 UTC SEMTECH CORP SMTC · Entity 3442 SaleCommon Stock 2,534 $33.81 $85,682.90
Disclosure

SEC source: 0001593968-17-001367 · primary_01.xml · nonDerivative · entry 1

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · price: This price represents the weighted average of these sales. The prices ranged from $33.8000 to $33.8250. Price and share details are available upon request.

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July 11, 2017 Filed Jul 11, 2017 23:08 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionOption (right to buy) · Derivative 5,000 $0.00 Strike: $25.25 $0.00
Disclosure

SEC source: 0001593968-17-000927 · primary_01.xml · derivative · entry 3

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 5,000 shares

Expires 2018-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on January 1, 2013.

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July 11, 2017 Filed Jul 11, 2017 23:08 UTC SEMTECH CORP SMTC · Entity 3442 SaleCommon Stock 5,000 $36.35 $181,764.00
Disclosure

SEC source: 0001593968-17-000927 · primary_01.xml · nonDerivative · entry 2

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,534

F1 · price: This price represents the weighted average of these sales. The prices ranged from $36.3500 to $36.3800. Price and share details are available upon request.

Read SEC document
July 11, 2017 Filed Jul 11, 2017 23:08 UTC SEMTECH CORP SMTC · Entity 3442 Exercise / conversionCommon Stock 5,000 $25.25 $126,250.00
Disclosure

SEC source: 0001593968-17-000927 · primary_01.xml · nonDerivative · entry 1

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2017 Filed Jul 5, 2017 21:59 UTC SEMTECH CORP SMTC · Entity 3442 GrantRestricted Stock Unit · Derivative 1,958 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000880 · primary_01.xml · derivative · entry 2

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,958

Underlying: SMTC · 1,958 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F3 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company.

F3 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company.

Read SEC document
July 01, 2017 Filed Jul 5, 2017 21:59 UTC SEMTECH CORP SMTC · Entity 3442 GrantRestricted Stock Unit · Derivative 1,678 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-000880 · primary_01.xml · derivative · entry 1

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,678

Underlying: SMTC · 1,678 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.