Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LANTRONIX INCLTRX · Entity 1667 | Director | November 05, 2020 | November 05, 2020 |
| SEMTECH CORPSMTC · Entity 3442 | Director | June 07, 2023 | June 08, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LANTRONIX INC
Report date November 05, 2020 · Filed November 05, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 190,000 |
Reported balance
After 2020-11-05 transaction · row 1
1 source rowRow 1 · 2020-11-05 · Exercise / conversion · Acquired 5,000 · Balance 190,000 F1: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 5, 2019 (the "Grant Date"). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-11-05 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-11-05 · Exercise / conversion · Disposed 5,000 · Balance 0 F2: RSUs convert into common stock on a one-for-one basis. F3: The restricted stock units ("RSUs") vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. |
Filing footnotes · ownership attribution and instrument terms
F1: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 5, 2019 (the "Grant Date").
F2: RSUs convert into common stock on a one-for-one basis.
F3: The restricted stock units ("RSUs") vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.
SEMTECH CORP
Report date June 07, 2023 · Filed June 08, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 36,507 |
Reported balance
After 2023-06-07 transaction · row 1
1 source rowRow 1 · 2023-06-07 · Exercise / conversion · Acquired 1,731 · Balance 36,507 |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-06-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-06-07 · Exercise / conversion · Disposed 1,731 · Balance 0 F1: Each stock unit is the economic equivalent of one share of Semtech common stock. F2: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Each stock unit is the economic equivalent of one share of Semtech common stock.
F2: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2018 Filed Jul 3, 2018 17:56 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantRestricted Stock Unit · Derivative | 1,487 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-18-000978 · primary_01.xml · derivative · entry 1 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,487 Underlying: SMTC · 1,487 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. Read SEC document |
| June 13, 2018 Filed Jun 13, 2018 22:04 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 1,678 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-18-000907 · primary_01.xml · derivative · entry 2 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: SMTC · 1,678 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. Read SEC document |
| June 13, 2018 Filed Jun 13, 2018 22:04 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 1,678 | $50.50 | $84,739.00 |
DisclosureSEC source: 0001593968-18-000907 · primary_01.xml · nonDerivative · entry 1 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,257 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2018 Filed May 15, 2018 23:12 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-001408 · edwards_f4.xml · derivative · entry 2 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date, and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. F3 · derivative.expiration_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date, and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. Read SEC document |
| May 14, 2018 Filed May 15, 2018 23:12 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-001408 · edwards_f4.xml · nonDerivative · entry 1 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 14, 2017 (the "Grant Date"). Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 00:33 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionOption (right to buy) · Derivative | 5,000 | $0.00 Strike: $24.46 | $0.00 |
DisclosureSEC source: 0001593968-17-001321 · primary_01.xml · derivative · entry 4 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: SMTC · 5,000 shares Expires 2018-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This grant vests in four annual installments beginning on July 1, 2013. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 00:33 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionOption (right to buy) · Derivative | 5,000 | $0.00 Strike: $25.25 | $0.00 |
DisclosureSEC source: 0001593968-17-001321 · primary_01.xml · derivative · entry 3 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: SMTC · 5,000 shares Expires 2018-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vests in four annual installments beginning on January 1, 2013. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 00:33 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 5,000 | $25.25 | $126,250.00 |
DisclosureSEC source: 0001593968-17-001321 · primary_01.xml · nonDerivative · entry 2 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,579 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 00:33 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 5,000 | $24.46 | $122,300.00 |
DisclosureSEC source: 0001593968-17-001321 · primary_01.xml · nonDerivative · entry 1 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,579 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 21:31 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-17-003085 · edwards_f4.xml · derivative · entry 2 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date, and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. F3 · derivative.expiration_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date, and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 21:31 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-17-003085 · edwards_f4.xml · nonDerivative · entry 1 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 16, 2016 (the "Grant Date"). Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 21:53 UTC | LANTRONIX INC LTRX · Entity 1667 | GrantRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-17-003074 · edwards_frm4.xml · derivative · entry 1 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. F1 · derivative.exercise_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. F1 · derivative.expiration_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 22:00 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantRestricted Stock Unit · Derivative | 1,958 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-17-000881 · primary_01.xml · derivative · entry 2 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,958 Underlying: SMTC · 1,958 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F3 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company. F3 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 22:00 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantRestricted Stock Unit · Derivative | 1,678 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-17-000881 · primary_01.xml · derivative · entry 1 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,678 Underlying: SMTC · 1,678 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. Read SEC document |
| June 14, 2017 Filed Jun 14, 2017 21:09 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Units · Derivative | 2,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001413753-17-000046 · edgar.xml · derivative · entry 2 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,534 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. Read SEC document |
| June 14, 2017 Filed Jun 14, 2017 21:09 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 2,534 | $36.50 | $92,491.00 |
DisclosureSEC source: 0001413753-17-000046 · edgar.xml · nonDerivative · entry 1 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,579 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2017 Filed May 17, 2017 20:32 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-17-001323 · edwards_frm4.xml · derivative · entry 2 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date, and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. F3 · derivative.expiration_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date, and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. Read SEC document |
| May 16, 2017 Filed May 17, 2017 20:32 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-17-001323 · edwards_frm4.xml · nonDerivative · entry 1 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 16, 2016 (the "Grant Date"). Read SEC document |
| April 05, 2017 Filed Apr 5, 2017 21:13 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $27.60 | $0.00 |
DisclosureSEC source: 0001413753-17-000032 · edgar.xml · derivative · entry 2 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2017-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option vests in four equal annual installments beginning on July 1, 2012. Read SEC document |
| April 05, 2017 Filed Apr 5, 2017 21:13 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 5,000 | $27.60 | $138,000.00 |
DisclosureSEC source: 0001413753-17-000032 · edgar.xml · nonDerivative · entry 1 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,045 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 20, 2016 Filed Dec 20, 2016 22:25 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $22.91 | $0.00 |
DisclosureSEC source: 0001413753-16-000223 · edgar.xml · derivative · entry 2 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2017-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option vests in four equal annual installments beginning on January 1, 2012. Read SEC document |
| December 20, 2016 Filed Dec 20, 2016 22:25 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 5,000 | $22.91 | $114,550.00 |
DisclosureSEC source: 0001413753-16-000223 · edgar.xml · nonDerivative · entry 1 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,045 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2016 Filed Nov 21, 2016 21:30 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionRetricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-16-000753 · edwards_frm4.xml · derivative · entry 2 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date, and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. F3 · derivative.expiration_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date, and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. Read SEC document |
| November 19, 2016 Filed Nov 21, 2016 21:30 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-16-000753 · edwards_frm4.xml · nonDerivative · entry 1 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 19, 2015 (the "Grant Date"). Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 21:30 UTC | LANTRONIX INC LTRX · Entity 1667 | GrantRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-16-000723 · edwards_f4.xml · derivative · entry 1 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. F1 · derivative.exercise_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. F1 · derivative.expiration_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.