Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LANTRONIX INCLTRX · Entity 1667 | Director | November 05, 2020 | November 05, 2020 |
| SEMTECH CORPSMTC · Entity 3442 | Director | June 07, 2023 | June 08, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LANTRONIX INC
Report date November 05, 2020 · Filed November 05, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 190,000 |
Reported balance
After 2020-11-05 transaction · row 1
1 source rowRow 1 · 2020-11-05 · Exercise / conversion · Acquired 5,000 · Balance 190,000 F1: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 5, 2019 (the "Grant Date"). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-11-05 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-11-05 · Exercise / conversion · Disposed 5,000 · Balance 0 F2: RSUs convert into common stock on a one-for-one basis. F3: The restricted stock units ("RSUs") vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. |
Filing footnotes · ownership attribution and instrument terms
F1: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 5, 2019 (the "Grant Date").
F2: RSUs convert into common stock on a one-for-one basis.
F3: The restricted stock units ("RSUs") vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.
SEMTECH CORP
Report date June 07, 2023 · Filed June 08, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 36,507 |
Reported balance
After 2023-06-07 transaction · row 1
1 source rowRow 1 · 2023-06-07 · Exercise / conversion · Acquired 1,731 · Balance 36,507 |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-06-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-06-07 · Exercise / conversion · Disposed 1,731 · Balance 0 F1: Each stock unit is the economic equivalent of one share of Semtech common stock. F2: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Each stock unit is the economic equivalent of one share of Semtech common stock.
F2: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 07, 2023 Filed Jun 8, 2023 23:34 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 1,731 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-23-000971 · primary_01.xml · derivative · entry 2 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: SMTC · 1,731 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. Read SEC document |
| June 07, 2023 Filed Jun 8, 2023 23:34 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 1,731 | $22.09 | $38,237.79 |
DisclosureSEC source: 0001593968-23-000971 · primary_01.xml · nonDerivative · entry 1 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,507 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 00:59 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantRestricted Stock Unit · Derivative | 1,731 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-22-001219 · primary_01.xml · derivative · entry 2 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,731 Underlying: SMTC · 1,731 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F3 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. F3 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 00:59 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantRestricted Stock Unit · Derivative | 1,731 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-22-001219 · primary_01.xml · derivative · entry 1 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,731 Underlying: SMTC · 1,731 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company. F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company. Read SEC document |
| June 08, 2022 Filed Jun 8, 2022 23:15 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 1,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-22-001093 · primary_01.xml · derivative · entry 2 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: SMTC · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F1 · shares: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. Read SEC document |
| June 08, 2022 Filed Jun 8, 2022 23:15 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 1,322 | $62.58 | $82,730.76 |
DisclosureSEC source: 0001593968-22-001093 · primary_01.xml · nonDerivative · entry 1 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,776 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 23:39 UTC Amendment | SEMTECH CORP SMTC · Entity 3442 | GrantRestricted Stock Unit · Derivative | 1,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-001816 · primary_01.xml · derivative · entry 2 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,322 Underlying: SMTC · 1,322 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F3 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company. F3 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 23:39 UTC Amendment | SEMTECH CORP SMTC · Entity 3442 | GrantRestricted Stock Unit · Derivative | 1,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-001816 · primary_01.xml · derivative · entry 1 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,322 Underlying: SMTC · 1,322 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 23:20 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantRestricted Stock Unit · Derivative | 1,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-001809 · primary_01.xml · derivative · entry 2 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,322 Underlying: SMTC · 1,322 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F3 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company. F3 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 23:20 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantRestricted Stock Unit · Derivative | 1,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-001809 · primary_01.xml · derivative · entry 1 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,322 Underlying: SMTC · 1,322 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. Read SEC document |
| June 09, 2021 Filed Jun 10, 2021 20:21 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 1,371 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-001596 · primary_01.xml · derivative · entry 2 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: SMTC · 1,371 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. Read SEC document |
| June 09, 2021 Filed Jun 10, 2021 20:21 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 1,371 | $67.22 | $92,158.62 |
DisclosureSEC source: 0001593968-21-001596 · primary_01.xml · nonDerivative · entry 1 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,454 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2020 Filed Dec 7, 2020 22:43 UTC | SEMTECH CORP SMTC · Entity 3442 | SaleCommon Stock | 30,045 | $70.44 | $2,116,435.90 |
DisclosureSEC source: 0001593968-20-002333 · primary_01.xml · nonDerivative · entry 1 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,083 F1 · price: This price represents the weighted average of these sales. The prices ranged from $70.0600 to $70.8300. Price and share details are available upon request. Read SEC document |
| November 05, 2020 Filed Nov 5, 2020 13:03 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-20-003705 · ownership.xml · derivative · entry 2 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units ("RSUs") vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. F3 · derivative.expiration_date: The restricted stock units ("RSUs") vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. Read SEC document |
| November 05, 2020 Filed Nov 5, 2020 13:03 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-20-003705 · ownership.xml · nonDerivative · entry 1 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 5, 2019 (the "Grant Date"). Read SEC document |
| November 05, 2020 Filed Nov 5, 2020 13:03 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-20-003704 · ownership.xml · derivative · entry 2 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units ("RSUs") vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. F3 · derivative.expiration_date: The restricted stock units ("RSUs") vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. Read SEC document |
| November 05, 2020 Filed Nov 5, 2020 13:03 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-20-003704 · ownership.xml · nonDerivative · entry 1 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 5, 2019 (the "Grant Date"). Read SEC document |
| July 29, 2020 Filed Jul 31, 2020 00:33 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionStock Option (Right to buy) · Derivative | 25,000 | $0.00 Strike: $1.90 | $0.00 |
DisclosureSEC source: 0001683168-20-002429 · ownership.xml · derivative · entry 2 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2021-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 29, 2020 Filed Jul 31, 2020 00:33 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 25,000 | $1.90 | $47,500.00 |
DisclosureSEC source: 0001683168-20-002429 · ownership.xml · nonDerivative · entry 1 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 20:18 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantRestricted Stock Unit · Derivative | 1,371 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-001574 · primary_01.xml · derivative · entry 2 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,371 Underlying: SMTC · 1,371 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F3 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. F3 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 20:18 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantRestricted Stock Unit · Derivative | 1,567 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-001574 · primary_01.xml · derivative · entry 1 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,567 Underlying: SMTC · 1,567 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company. F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company. Read SEC document |
| June 10, 2020 Filed Jun 12, 2020 20:56 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 1,384 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-001453 · primary_01.xml · derivative · entry 2 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: SMTC · 1,384 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. Read SEC document |
| June 10, 2020 Filed Jun 12, 2020 20:56 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 1,384 | $53.94 | $74,652.96 |
DisclosureSEC source: 0001593968-20-001453 · primary_01.xml · nonDerivative · entry 1 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,128 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2020 Filed May 6, 2020 21:30 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-20-001417 · ownership.xml · derivative · entry 2 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units ("RSUs") vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. F3 · derivative.expiration_date: The restricted stock units ("RSUs") vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. Read SEC document |
| May 05, 2020 Filed May 6, 2020 21:30 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-20-001417 · ownership.xml · nonDerivative · entry 1 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 5, 2019 (the "Grant Date"). Read SEC document |
| March 16, 2020 Filed Mar 16, 2020 23:42 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionOption (right to buy) · Derivative | 5,000 | $0.00 Strike: $28.06 | $0.00 |
DisclosureSEC source: 0001593968-20-000793 · primary_01.xml · derivative · entry 2 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: SMTC · 5,000 shares Expires 2021-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 16, 2020 Filed Mar 16, 2020 23:42 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 5,000 | $28.06 | $140,300.00 |
DisclosureSEC source: 0001593968-20-000793 · primary_01.xml · nonDerivative · entry 1 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,744 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2020 Filed Feb 25, 2020 22:08 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionOption (right to buy) · Derivative | 5,000 | $0.00 Strike: $26.59 | $0.00 |
DisclosureSEC source: 0001593968-20-000500 · primary_01.xml · derivative · entry 2 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: SMTC · 5,000 shares Expires 2020-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vests in four annual installments beginning on July 1, 2015. Read SEC document |
| February 24, 2020 Filed Feb 25, 2020 22:08 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 5,000 | $26.59 | $132,950.00 |
DisclosureSEC source: 0001593968-20-000500 · primary_01.xml · nonDerivative · entry 1 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,744 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2019 Filed Nov 15, 2019 21:30 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-19-003680 · ownership.xml · derivative · entry 2 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units ("RSUs") vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. F3 · derivative.expiration_date: The restricted stock units ("RSUs") vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. Read SEC document |
| November 13, 2019 Filed Nov 15, 2019 21:30 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-19-003680 · ownership.xml · nonDerivative · entry 1 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 13, 2018 (the "Grant Date"). Read SEC document |
| November 05, 2019 Filed Nov 6, 2019 23:05 UTC | LANTRONIX INC LTRX · Entity 1667 | GrantRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-19-003462 · ownership.xml · derivative · entry 2 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F2 · derivative.exercise_price: The restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date an one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. F3 · derivative.expiration_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date an one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. Read SEC document |
| October 02, 2019 Filed Nov 6, 2019 23:05 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionStock Option (Right to buy) · Derivative | 25,000 | $0.00 Strike: $1.59 | $0.00 |
DisclosureSEC source: 0001683168-19-003462 · ownership.xml · derivative · entry 3 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2019-11-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 02, 2019 Filed Nov 6, 2019 23:05 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 25,000 | $1.59 | $39,750.00 |
DisclosureSEC source: 0001683168-19-003462 · ownership.xml · nonDerivative · entry 1 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents shares of common stock acquired via exercise of Stock Options granted on November 12, 2012 under the Lantronix, Inc. Amended and Restated 2010 Stock Incentive Plan. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 20:27 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantRestricted Stock Unit · Derivative | 1,384 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-19-001545 · primary_01.xml · derivative · entry 2 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,384 Underlying: SMTC · 1,384 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F3 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. F3 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 20:27 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantRestricted Stock Unit · Derivative | 1,582 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-19-001545 · primary_01.xml · derivative · entry 1 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,582 Underlying: SMTC · 1,582 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company. F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company. Read SEC document |
| June 12, 2019 Filed Jun 12, 2019 20:20 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 1,487 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-19-001411 · primary_01.xml · derivative · entry 2 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: SMTC · 1,487 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares. Read SEC document |
| June 12, 2019 Filed Jun 12, 2019 20:20 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 1,487 | $43.42 | $64,565.54 |
DisclosureSEC source: 0001593968-19-001411 · primary_01.xml · nonDerivative · entry 1 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,744 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2019 Filed Jun 3, 2019 20:02 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionOption (right to buy) · Derivative | 5,000 | $0.00 Strike: $24.94 | $0.00 |
DisclosureSEC source: 0001593968-19-001262 · primary_01.xml · derivative · entry 2 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: SMTC · 5,000 shares Expires 2020-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2019 Filed Jun 3, 2019 20:02 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 5,000 | $24.94 | $124,700.00 |
DisclosureSEC source: 0001593968-19-001262 · primary_01.xml · nonDerivative · entry 1 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,257 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 13, 2019 Filed May 14, 2019 20:30 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-19-001512 · ownership.xml · derivative · entry 2 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units ("RSUs") vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. F3 · derivative.expiration_date: The restricted stock units ("RSUs") vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. Read SEC document |
| May 13, 2019 Filed May 14, 2019 20:30 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-19-001512 · ownership.xml · nonDerivative · entry 1 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 13, 2018 (the "Grant Date"). Read SEC document |
| May 08, 2019 Filed May 9, 2019 20:15 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionOption (right to buy) · Derivative | 5,000 | $0.00 Strike: $35.17 | $0.00 |
DisclosureSEC source: 0001593968-19-001074 · primary_01.xml · derivative · entry 2 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: SMTC · 5,000 shares Expires 2019-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vests in four annual installments beginning on July 1, 2014. Read SEC document |
| May 08, 2019 Filed May 9, 2019 20:15 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 5,000 | $35.17 | $175,850.00 |
DisclosureSEC source: 0001593968-19-001074 · primary_01.xml · nonDerivative · entry 1 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,257 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2018 Filed Nov 15, 2018 21:35 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-003460 · ownership.xml · derivative · entry 2 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. F3 · derivative.expiration_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. Read SEC document |
| November 14, 2018 Filed Nov 15, 2018 21:35 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-003460 · ownership.xml · nonDerivative · entry 1 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 14, 2017 (the "Grant Date"). Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 21:35 UTC | LANTRONIX INC LTRX · Entity 1667 | GrantRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-003460 · ownership.xml · derivative · entry 3 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. F3 · derivative.expiration_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. Read SEC document |
| July 11, 2018 Filed Jul 12, 2018 20:51 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionOption (right to buy) · Derivative | 5,000 | $0.00 Strike: $29.68 | $0.00 |
DisclosureSEC source: 0001593968-18-001048 · primary_01.xml · derivative · entry 2 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: SMTC · 5,000 shares Expires 2019-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vests in four annual installments beginning on January 1, 2014. Read SEC document |
| July 11, 2018 Filed Jul 12, 2018 20:51 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 5,000 | $29.68 | $148,400.00 |
DisclosureSEC source: 0001593968-18-001048 · primary_01.xml · nonDerivative · entry 1 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,257 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 17:56 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantRestricted Stock Unit · Derivative | 1,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-18-000978 · primary_01.xml · derivative · entry 2 EDWARDS BRUCE C · CIK 0001195293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,700 Underlying: SMTC · 1,700 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock. F3 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company. F3 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in cash on the last date that the Director renders services to the Company. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.