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Breakiron-Evans Maureen

Disclosed activity across 3 companies

Tapewire entity
112586
SEC CIK
0001465387

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Ally Financial Inc.ALLY · Entity 3431DirectorMay 13, 2022May 17, 2022
COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH · Entity 473DirectorJune 06, 2023June 08, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Ally Financial Inc.

Report date May 13, 2022 · Filed May 17, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect75,387 Reported balance After 2022-05-13 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2022-05-13 · Grant · Acquired 3,664 · Balance 75,387

F1: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis.

Common StockSEC Table I · non-derivativeIndirectSee Footnote8,540 Reported balance Holding disclosure · report date 2022-05-13 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 8,540

F2: Includes shares held by a family trust of which the reporting person and members of her immediate family are the sole beneficiaries.

Filing footnotes · ownership attribution and instrument terms

F1: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis.

F2: Includes shares held by a family trust of which the reporting person and members of her immediate family are the sole beneficiaries.

COGNIZANT TECHNOLOGY SOLUTIONS CORP

Report date June 06, 2023 · Filed June 08, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect5,897 Reported balance After 2023-06-06 transaction · row 1
1 source row

Row 1 · 2023-06-06 · Exercise / conversion · Acquired 2,834 · Balance 5,897

F1: Shares of Class A Common Stock of Cognizant Technology Solutions Corporation (the "Company") received from the vesting of 100% of the restricted stock unit ("RSU") award granted on June 7, 2022.

F2: Each RSU represents a contingent right to receive one share of the Company's Class A Common Stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-06-06 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-06-06 · Exercise / conversion · Disposed 2,834 · Balance 0

F2: Each RSU represents a contingent right to receive one share of the Company's Class A Common Stock.

F3: A total of 2,834 RSUs were granted on June 7, 2022 and were scheduled to vest in full on June 7, 2023. The vesting was accelerated to June 6, 2023 in connection with the Reporting Person's retirement from the Company's Board on said date.

Filing footnotes · ownership attribution and instrument terms

F1: Shares of Class A Common Stock of Cognizant Technology Solutions Corporation (the "Company") received from the vesting of 100% of the restricted stock unit ("RSU") award granted on June 7, 2022.

F2: Each RSU represents a contingent right to receive one share of the Company's Class A Common Stock.

F3: A total of 2,834 RSUs were granted on June 7, 2022 and were scheduled to vest in full on June 7, 2023. The vesting was accelerated to June 6, 2023 in connection with the Reporting Person's retirement from the Company's Board on said date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CUBIC CORP /DE/

Report date May 25, 2021 · Filed May 25, 2021

Section 16 reporting ended · disclosed 2021-05-25. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-05-25 transaction · row 1
1 source row

Row 1 · 2021-05-25 · Disposition to issuer · Disposed 8,937 · Balance 0

F1: Disposed of as a result of a merger pursuant to the previously announced Agreement and Plan of Merger, dated as of February 7, 2021 (as amended), by and among the Issuer, Atlas CC Acquisition Corp. and Atlas Merger Sub Inc.

Common StockSEC Table I · non-derivativeIndirectJames L. Evans & Maureen Breakiron-Evans Trust0 Reported balance After 2021-05-25 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2021-05-25 · Disposition to issuer · Disposed 7,615 · Balance 0

F1: Disposed of as a result of a merger pursuant to the previously announced Agreement and Plan of Merger, dated as of February 7, 2021 (as amended), by and among the Issuer, Atlas CC Acquisition Corp. and Atlas Merger Sub Inc.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of as a result of a merger pursuant to the previously announced Agreement and Plan of Merger, dated as of February 7, 2021 (as amended), by and among the Issuer, Atlas CC Acquisition Corp. and Atlas Merger Sub Inc.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 15, 2018 Filed Oct 17, 2018 14:27 UTC Ally Financial Inc. ALLY · Entity 3431 GrantCommon Stock 1,229 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-004234 · primarydocument.xml · nonDerivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,920

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis on distribution. The Deferred Stock Units are fully vested upon grant.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 15:54 UTC CUBIC CORP /DE/ CUB · Entity 139094 Exercise / conversionRestricted Stock Units · Derivative 611 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-011995 · edgar.xml · derivative · entry 3

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 611

Underlying: Common Stock · 611 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU grated at that time represented a contingent right to receive one share of CUB stock.

F1 · price: Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU grated at that time represented a contingent right to receive one share of CUB stock.

F3 · derivative.exercise_date: This is the first of 2 vesting installments of RSUs granted to the Reporting Person on November 27, 2017. The remaining 611 shares from such grant shall vest on October 1, 2019, subject to the Reporting Person's continuous service through each application vesting date.

F3 · derivative.expiration_date: This is the first of 2 vesting installments of RSUs granted to the Reporting Person on November 27, 2017. The remaining 611 shares from such grant shall vest on October 1, 2019, subject to the Reporting Person's continuous service through each application vesting date.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 15:54 UTC CUBIC CORP /DE/ CUB · Entity 139094 Exercise / conversionRestricted Stock Units · Derivative 712 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-011995 · edgar.xml · derivative · entry 2

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 712 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU grated at that time represented a contingent right to receive one share of CUB stock.

F1 · price: Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU grated at that time represented a contingent right to receive one share of CUB stock.

F2 · derivative.exercise_date: This is the second and final of 2 vesting installments of RSUs granted to the Reporting Person on February 14, 2017.

F2 · derivative.expiration_date: This is the second and final of 2 vesting installments of RSUs granted to the Reporting Person on February 14, 2017.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 15:54 UTC CUBIC CORP /DE/ CUB · Entity 139094 Exercise / conversionCommon Stock 1,323 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-011995 · edgar.xml · nonDerivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU grated at that time represented a contingent right to receive one share of CUB stock.

F1 · price: Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU grated at that time represented a contingent right to receive one share of CUB stock.

Read SEC document
July 12, 2018 Filed Jul 12, 2018 19:07 UTC Ally Financial Inc. ALLY · Entity 3431 GrantCommon Stock 1,238 $0.00 $0.00
Disclosure

SEC source: 0000040729-18-000109 · wf-form4_153142245254950.xml · nonDerivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,691

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis on distribution. The Deferred Stock Units are fully vested upon grant.

Read SEC document
June 05, 2018 Filed Jun 7, 2018 19:49 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 GrantRestricted Stock Units · Derivative 2,726 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-036298 · doc4.xml · derivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,726

Underlying: Class A Common Stock · 2,726 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest fully on June 5, 2019.

F3 · derivative.exercise_date: Vested shares will be delivered to the reporting person upon the earliest to occur of (i) a "change in control event" of the Company, (ii) the reporting person's death or permanent disability or (iii) in three equal annual installments beginning on July 1 following the year in which the reporting person terminates service with the Company.

F2 · derivative.expiration_date: The restricted stock units vest fully on June 5, 2019.

F3 · derivative.expiration_date: Vested shares will be delivered to the reporting person upon the earliest to occur of (i) a "change in control event" of the Company, (ii) the reporting person's death or permanent disability or (iii) in three equal annual installments beginning on July 1 following the year in which the reporting person terminates service with the Company.

Read SEC document
May 15, 2018 Filed May 17, 2018 15:52 UTC Ally Financial Inc. ALLY · Entity 3431 GrantCommon Stock 5,076 $26.60 $135,021.60
Disclosure

SEC source: 0000040729-18-000081 · wf-form4_152657234667623.xml · nonDerivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,453

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis.

Read SEC document
April 13, 2018 Filed Apr 13, 2018 18:14 UTC Ally Financial Inc. ALLY · Entity 3431 GrantCommon Stock 1,198 $0.00 $0.00
Disclosure

SEC source: 0000040729-18-000052 · wf-form4_152364325458089.xml · nonDerivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,377

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis on distribution. The Deferred Stock Units are fully vested upon grant.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 21:36 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionClass A Common Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $29.18 $0.00
Disclosure

SEC source: 0001209191-18-018046 · doc4.xml · derivative · entry 3

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 20,000 shares

Expires 2019-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Such options were granted on June 5, 2012 pursuant to the Cognizant Technology Solutions Corporation 2009 Incentive Compensation Plan. Such options were fully vested on June 5, 2014. The Date Exercisable above reflects the first anniversary date of such options.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 21:36 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 SaleClass A Common Stock 20,000 $82.86 $1,657,196.00
Disclosure

SEC source: 0001209191-18-018046 · doc4.xml · nonDerivative · entry 2

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.85 to $82.89, inclusive. The reporting person undertakes to provide to Cognizant Technology Solutions Corporation, any security holder of Cognizant Technology Solutions Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 21:36 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionClass A Common Stock 20,000 $29.18 $583,600.00
Disclosure

SEC source: 0001209191-18-018046 · doc4.xml · nonDerivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 21:37 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionClass A Common Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $37.68 $0.00
Disclosure

SEC source: 0001209191-18-011951 · doc4.xml · derivative · entry 3

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 20,000 shares

Expires 2018-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Such options were granted on June 2, 2011 pursuant to the Cognizant Technology Solutions Corporation 2009 Incentive Compensation Plan. Such options were fully vested on June 2, 2013. The Date Exercisable above reflects the first anniversary date of such options.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 21:37 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 SaleClass A Common Stock 20,000 $81.01 $1,620,124.00
Disclosure

SEC source: 0001209191-18-011951 · doc4.xml · nonDerivative · entry 2

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.86 to $81.16, inclusive. The reporting person undertakes to provide to Cognizant Technology Solutions Corporation, any security holder of Cognizant Technology Solutions Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 21:37 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionClass A Common Stock 20,000 $37.68 $753,600.00
Disclosure

SEC source: 0001209191-18-011951 · doc4.xml · nonDerivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 12, 2018 Filed Jan 12, 2018 18:02 UTC Ally Financial Inc. ALLY · Entity 3431 GrantCommon Stock 1,115 $0.00 $0.00
Disclosure

SEC source: 0000040729-18-000015 · wf-form4_151578013644156.xml · nonDerivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,179

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis on distribution. The Deferred Stock Units are fully vested upon grant.

Read SEC document
November 27, 2017 Filed Dec 13, 2017 18:04 UTC CUBIC CORP /DE/ CUB · Entity 139094 GrantRestricted Stock Unit · Derivative 1,222 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-015339 · edgar.xml · derivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,222

Underlying: Common Stock · 1,222 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of CUB common stock.

F2 · derivative.exercise_date: The time-based RSUs vest in two equal installments on each of October 1, 2018 and 2019, subject to the Reporting Person's continued service as a director with CUB through such date. Dividend equivalent rights accrue with respect to the RSUs when and as dividends are paid on CUB common stock and vest proportionately with the RSUs to which they relate. Vested shares and accrued dividends will be delivered to the Reporting Person following each vesting date.

F2 · derivative.expiration_date: The time-based RSUs vest in two equal installments on each of October 1, 2018 and 2019, subject to the Reporting Person's continued service as a director with CUB through such date. Dividend equivalent rights accrue with respect to the RSUs when and as dividends are paid on CUB common stock and vest proportionately with the RSUs to which they relate. Vested shares and accrued dividends will be delivered to the Reporting Person following each vesting date.

Read SEC document
November 10, 2017 Filed Feb 5, 2018 23:29 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 GiftClass A Common Stock 400 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-007642 · doc5.xml · nonDerivative · entry 2

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255

Read SEC document
October 13, 2017 Filed Oct 13, 2017 17:17 UTC Ally Financial Inc. ALLY · Entity 3431 GrantCommon Stock 1,340 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000336 · wf-form4_150791502184959.xml · nonDerivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,064

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis on distribution. The Deferred Stock Units are fully vested upon grant.

Read SEC document
October 01, 2017 Filed Oct 3, 2017 18:44 UTC CUBIC CORP /DE/ CUB · Entity 139094 Exercise / conversionRestricted Stock Units · Derivative 419 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-013047 · edgar.xml · derivative · entry 2

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 712

Underlying: Common Stock · 419 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB stock.

F1 · price: Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB stock.

F2 · derivative.exercise_date: This is the first of 2 vesting installments of RSU's granted to the Reporting Person on February 14, 2017. The remaining 712 shares from such grant shall vest on October 1, 2018, subject to the Reporting Person's continuous service through each application vesting date.

F2 · derivative.expiration_date: This is the first of 2 vesting installments of RSU's granted to the Reporting Person on February 14, 2017. The remaining 712 shares from such grant shall vest on October 1, 2018, subject to the Reporting Person's continuous service through each application vesting date.

Read SEC document
October 01, 2017 Filed Oct 3, 2017 18:44 UTC CUBIC CORP /DE/ CUB · Entity 139094 Exercise / conversionCommon Stock 419 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-013047 · edgar.xml · nonDerivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB stock.

F1 · price: Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB stock.

Read SEC document
August 07, 2017 Filed Aug 9, 2017 20:49 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 SaleClass A Common Stock 12,368 $69.70 $862,011.26
Disclosure

SEC source: 0001209191-17-048271 · doc4.xml · nonDerivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,075

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.6900 to $69.7010. The reporting person undertakes to provide to Cognizant Technology Solutions Corporation, any security holder of Cognizant Technology Solutions Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
July 13, 2017 Filed Jul 14, 2017 18:42 UTC Ally Financial Inc. ALLY · Entity 3431 GrantCommon Stock 1,556 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000243 · wf-form4_150005774915314.xml · nonDerivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,724

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis on distribution. The Deferred Stock Units are fully vested upon grant.

Read SEC document
June 07, 2017 Filed Jun 9, 2017 20:26 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 GrantRestricted Stock Units · Derivative 3,136 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-038884 · doc4.xml · derivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,136

Underlying: Class A Common Stock · 3,136 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest fully on June 7, 2018.

F3 · derivative.exercise_date: Vested shares will be delivered to the reporting person upon the earliest to occur of (i) a "change in control event" of the Company (ii) the Director's death or permanent disability or (iii) in three equal annual installments beginning on July 1 following the year in which the reporting person terminates employment with the Company.

F2 · derivative.expiration_date: The restricted stock units vest fully on June 7, 2018.

F3 · derivative.expiration_date: Vested shares will be delivered to the reporting person upon the earliest to occur of (i) a "change in control event" of the Company (ii) the Director's death or permanent disability or (iii) in three equal annual installments beginning on July 1 following the year in which the reporting person terminates employment with the Company.

Read SEC document
May 15, 2017 Filed May 17, 2017 16:22 UTC Ally Financial Inc. ALLY · Entity 3431 GrantCommon Stock 7,057 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000183 · wf-form4_149503811301652.xml · nonDerivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,168

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis.

Read SEC document
May 12, 2017 Filed May 16, 2017 15:07 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionClass A Common Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $24.57 $0.00
Disclosure

SEC source: 0001209191-17-032533 · doc4.xml · derivative · entry 3

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 20,000 shares

Expires 2017-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Such options were granted on June 1, 2010 pursuant to the Cognizant Technology Solutions Corporation 2009 Incentive Compensation Plan. Such options were fully vested on June 1, 2012. The Date Exercisable above reflects the first anniversary date of such options.

Read SEC document
May 12, 2017 Filed May 16, 2017 15:07 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Tax withholdingClass A Common Stock 7,632 $64.39 $491,424.48
Disclosure

SEC source: 0001209191-17-032533 · doc4.xml · nonDerivative · entry 2

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,443

Read SEC document
May 12, 2017 Filed May 16, 2017 15:07 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionClass A Common Stock 20,000 $24.57 $491,400.00
Disclosure

SEC source: 0001209191-17-032533 · doc4.xml · nonDerivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 13, 2017 Filed Apr 13, 2017 18:07 UTC Ally Financial Inc. ALLY · Entity 3431 GrantCommon Stock 1,599 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000120 · wf-form4_149210682766042.xml · nonDerivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,111

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis on distribution. The Deferred Stock Units are fully vested upon grant.

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February 20, 2017 Filed Feb 22, 2017 09:45 UTC CUBIC CORP /DE/ CUB · Entity 139094 GrantRestricted Stock Units · Derivative 1,131 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-002860 · edgar.xml · derivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,131

Underlying: Common Stock · 1,130 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of CUB common stock.

F2 · derivative.exercise_date: The RSU vests in two installments, 419 on October 1, 2017 and 712 on October 1, 2018, subject to the Reporting Person's continued service as a director with CUB through such date. Dividends accure with respect to the RSUs when and as dividends are paid on CUB common stock and vest proportionately with the RSUs to which they relate. Vested shares will be delivered to the reporting person following each vesting date.

F2 · derivative.expiration_date: The RSU vests in two installments, 419 on October 1, 2017 and 712 on October 1, 2018, subject to the Reporting Person's continued service as a director with CUB through such date. Dividends accure with respect to the RSUs when and as dividends are paid on CUB common stock and vest proportionately with the RSUs to which they relate. Vested shares will be delivered to the reporting person following each vesting date.

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January 23, 2017 Filed Jan 23, 2017 17:57 UTC Ally Financial Inc. ALLY · Entity 3431 GrantCommon Stock 2,005 $0.00 $0.00
Disclosure

SEC source: 0000040729-17-000025 · wf-form4_148519421611373.xml · nonDerivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,512

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis on distribution. The Deferred Stock Units are fully vested upon grant.

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October 12, 2016 Filed Oct 12, 2016 15:24 UTC Ally Financial Inc. ALLY · Entity 3431 GrantCommon Stock 1,959 $0.00 $0.00
Disclosure

SEC source: 0000040729-16-000763 · wf-form4_147628583219596.xml · nonDerivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,507

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis on distribution. The Deferred Stock Units are fully vested upon grant.

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March 30, 2016 Filed Feb 5, 2018 23:29 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 GiftClass A Common Stock 420 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-007642 · doc5.xml · nonDerivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 655

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.