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person · Reporting owner

Breakiron-Evans Maureen

Disclosed activity across 3 companies

Tapewire entity
112586
SEC CIK
0001465387

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Ally Financial Inc.ALLY · Entity 3431DirectorMay 13, 2022May 17, 2022
COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH · Entity 473DirectorJune 06, 2023June 08, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Ally Financial Inc.

Report date May 13, 2022 · Filed May 17, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect75,387 Reported balance After 2022-05-13 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2022-05-13 · Grant · Acquired 3,664 · Balance 75,387

F1: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis.

Common StockSEC Table I · non-derivativeIndirectSee Footnote8,540 Reported balance Holding disclosure · report date 2022-05-13 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 8,540

F2: Includes shares held by a family trust of which the reporting person and members of her immediate family are the sole beneficiaries.

Filing footnotes · ownership attribution and instrument terms

F1: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis.

F2: Includes shares held by a family trust of which the reporting person and members of her immediate family are the sole beneficiaries.

COGNIZANT TECHNOLOGY SOLUTIONS CORP

Report date June 06, 2023 · Filed June 08, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect5,897 Reported balance After 2023-06-06 transaction · row 1
1 source row

Row 1 · 2023-06-06 · Exercise / conversion · Acquired 2,834 · Balance 5,897

F1: Shares of Class A Common Stock of Cognizant Technology Solutions Corporation (the "Company") received from the vesting of 100% of the restricted stock unit ("RSU") award granted on June 7, 2022.

F2: Each RSU represents a contingent right to receive one share of the Company's Class A Common Stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-06-06 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-06-06 · Exercise / conversion · Disposed 2,834 · Balance 0

F2: Each RSU represents a contingent right to receive one share of the Company's Class A Common Stock.

F3: A total of 2,834 RSUs were granted on June 7, 2022 and were scheduled to vest in full on June 7, 2023. The vesting was accelerated to June 6, 2023 in connection with the Reporting Person's retirement from the Company's Board on said date.

Filing footnotes · ownership attribution and instrument terms

F1: Shares of Class A Common Stock of Cognizant Technology Solutions Corporation (the "Company") received from the vesting of 100% of the restricted stock unit ("RSU") award granted on June 7, 2022.

F2: Each RSU represents a contingent right to receive one share of the Company's Class A Common Stock.

F3: A total of 2,834 RSUs were granted on June 7, 2022 and were scheduled to vest in full on June 7, 2023. The vesting was accelerated to June 6, 2023 in connection with the Reporting Person's retirement from the Company's Board on said date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CUBIC CORP /DE/

Report date May 25, 2021 · Filed May 25, 2021

Section 16 reporting ended · disclosed 2021-05-25. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-05-25 transaction · row 1
1 source row

Row 1 · 2021-05-25 · Disposition to issuer · Disposed 8,937 · Balance 0

F1: Disposed of as a result of a merger pursuant to the previously announced Agreement and Plan of Merger, dated as of February 7, 2021 (as amended), by and among the Issuer, Atlas CC Acquisition Corp. and Atlas Merger Sub Inc.

Common StockSEC Table I · non-derivativeIndirectJames L. Evans & Maureen Breakiron-Evans Trust0 Reported balance After 2021-05-25 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2021-05-25 · Disposition to issuer · Disposed 7,615 · Balance 0

F1: Disposed of as a result of a merger pursuant to the previously announced Agreement and Plan of Merger, dated as of February 7, 2021 (as amended), by and among the Issuer, Atlas CC Acquisition Corp. and Atlas Merger Sub Inc.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of as a result of a merger pursuant to the previously announced Agreement and Plan of Merger, dated as of February 7, 2021 (as amended), by and among the Issuer, Atlas CC Acquisition Corp. and Atlas Merger Sub Inc.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 06, 2023 Filed Jun 8, 2023 20:46 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionRestricted Stock Units · Derivative 2,834 $0.00 $0.00
Disclosure

SEC source: 0001058290-23-000209 · wf-form4_168625720037721.xml · derivative · entry 2

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,834 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's Class A Common Stock.

F3 · derivative.exercise_date: A total of 2,834 RSUs were granted on June 7, 2022 and were scheduled to vest in full on June 7, 2023. The vesting was accelerated to June 6, 2023 in connection with the Reporting Person's retirement from the Company's Board on said date.

F3 · derivative.expiration_date: A total of 2,834 RSUs were granted on June 7, 2022 and were scheduled to vest in full on June 7, 2023. The vesting was accelerated to June 6, 2023 in connection with the Reporting Person's retirement from the Company's Board on said date.

Read SEC document
June 06, 2023 Filed Jun 8, 2023 20:46 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionClass A Common Stock 2,834 Not disclosed Not disclosed
Disclosure

SEC source: 0001058290-23-000209 · wf-form4_168625720037721.xml · nonDerivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,897

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares of Class A Common Stock of Cognizant Technology Solutions Corporation (the "Company") received from the vesting of 100% of the restricted stock unit ("RSU") award granted on June 7, 2022.

F2 · price: Each RSU represents a contingent right to receive one share of the Company's Class A Common Stock.

Read SEC document
May 08, 2023 Filed May 9, 2023 20:42 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionClass A Common Stock Option (Right to Buy) · Derivative 6,926 $0.00 Strike: $59.63 $0.00
Disclosure

SEC source: 0001058290-23-000135 · wf-form4_168366493213444.xml · derivative · entry 3

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,926 shares

Expires 2023-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was granted on June 15, 2016, pursuant to the Cognizant Technology Solutions Corporation 2009 Incentive Compensation Plan and vested in two equal annual installments on June 15, 2017 and June 15, 2018.

Read SEC document
May 08, 2023 Filed May 9, 2023 20:42 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 SaleClass A Common Stock 6,926 $62.29 $431,412.23
Disclosure

SEC source: 0001058290-23-000135 · wf-form4_168366493213444.xml · nonDerivative · entry 2

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,063

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.28 to $62.31, inclusive. The reporting person undertakes to provide to Cognizant Technology Solutions Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
May 08, 2023 Filed May 9, 2023 20:42 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionClass A Common Stock 6,926 $59.63 $412,997.38
Disclosure

SEC source: 0001058290-23-000135 · wf-form4_168366493213444.xml · nonDerivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2022 Filed Jun 9, 2022 21:24 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 GrantRestricted Stock Units · Derivative 2,834 $0.00 $0.00
Disclosure

SEC source: 0001058290-22-000185 · wf-form4_165480984180269.xml · derivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,834

Underlying: Class A Common Stock · 2,834 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of Cognizant Technology Solutions Corporation (the "Company").

F2 · derivative.exercise_date: The RSUs will vest fully on June 7, 2023. The Reporting Person has elected, pursuant to the Company's Non-Employee Director Compensation Guidelines, to defer payment of such RSUs (and corresponding dividend equivalents, if any) until the first to occur of (1) a change in control, (2) the death or permanent disability of the Reporting Person, or (3) in three equal installments on July 1 in the first, second and third years following the date of the Reporting Person's termination of service (other than due to death or permanent disability).

F2 · derivative.expiration_date: The RSUs will vest fully on June 7, 2023. The Reporting Person has elected, pursuant to the Company's Non-Employee Director Compensation Guidelines, to defer payment of such RSUs (and corresponding dividend equivalents, if any) until the first to occur of (1) a change in control, (2) the death or permanent disability of the Reporting Person, or (3) in three equal installments on July 1 in the first, second and third years following the date of the Reporting Person's termination of service (other than due to death or permanent disability).

Read SEC document
May 13, 2022 Filed May 17, 2022 17:16 UTC Ally Financial Inc. ALLY · Entity 3431 GrantCommon Stock 3,664 $39.58 $145,021.12
Disclosure

SEC source: 0001562180-22-004090 · primarydocument.xml · nonDerivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,387

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 23:18 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionClass A Common Stock Option (Right to Buy) · Derivative 6,371 $0.00 Strike: $65.60 $0.00
Disclosure

SEC source: 0001058290-22-000044 · wf-form4_164617667217874.xml · derivative · entry 3

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,371 shares

Expires 2022-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Such options were granted on June 2, 2015 pursuant to the Cognizant Technology Solutions Corporation 2009 Incentive Compensation Plan. Such options were fully vested on June 2, 2017. The Date Exercisable above reflects the first anniversary date of such options.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 23:18 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 SaleClass A Common Stock 6,371 $87.76 $559,119.60
Disclosure

SEC source: 0001058290-22-000044 · wf-form4_164617667217874.xml · nonDerivative · entry 2

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,063

Read SEC document
February 25, 2022 Filed Mar 1, 2022 23:18 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionClass A Common Stock 6,371 $65.60 $417,937.60
Disclosure

SEC source: 0001058290-22-000044 · wf-form4_164617667217874.xml · nonDerivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:47 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 GrantRestricted Stock Units · Derivative 2,949 $0.00 $0.00
Disclosure

SEC source: 0001058290-21-000125 · wf-form4_162275321393984.xml · derivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,949

Underlying: Class A Common Stock · 2,949 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of Cognizant Technology Solutions Corporation (the "Company").

F2 · derivative.exercise_date: The RSUs will vest fully on June 1, 2022.

F3 · derivative.exercise_date: Vested shares will be delivered to the Reporting Person upon the earliest to occur of (i) a "change in control event" of the Company, (ii) the Reporting Person's death or permanent disability or (iii) in three equal annual installments beginning on the first July 1 following the date the Reporting Person terminates service with the Company.

F2 · derivative.expiration_date: The RSUs will vest fully on June 1, 2022.

F3 · derivative.expiration_date: Vested shares will be delivered to the Reporting Person upon the earliest to occur of (i) a "change in control event" of the Company, (ii) the Reporting Person's death or permanent disability or (iii) in three equal annual installments beginning on the first July 1 following the date the Reporting Person terminates service with the Company.

Read SEC document
May 25, 2021 Filed May 25, 2021 17:23 UTC CUBIC CORP /DE/ CUB · Entity 139094 Disposition to issuerCommon Stock 7,615 $75.00 $571,125.00
Disclosure

SEC source: 0001179110-21-005888 · edgar.xml · nonDerivative · entry 2

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · James L. Evans & Maureen Breakiron-Evans Trust

Disclosed balance after: 0

F1 · kind: Disposed of as a result of a merger pursuant to the previously announced Agreement and Plan of Merger, dated as of February 7, 2021 (as amended), by and among the Issuer, Atlas CC Acquisition Corp. and Atlas Merger Sub Inc.

Read SEC document
May 25, 2021 Filed May 25, 2021 17:23 UTC CUBIC CORP /DE/ CUB · Entity 139094 Disposition to issuerCommon Stock 8,937 $75.00 $670,275.00
Disclosure

SEC source: 0001179110-21-005888 · edgar.xml · nonDerivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Disposed of as a result of a merger pursuant to the previously announced Agreement and Plan of Merger, dated as of February 7, 2021 (as amended), by and among the Issuer, Atlas CC Acquisition Corp. and Atlas Merger Sub Inc.

Read SEC document
May 14, 2021 Filed May 18, 2021 21:15 UTC Ally Financial Inc. ALLY · Entity 3431 GrantCommon Stock 2,500 $54.00 $135,000.00
Disclosure

SEC source: 0001562180-21-003553 · primarydocument.xml · nonDerivative · entry 3

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,723

F2 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis.

Read SEC document
April 20, 2021 Filed May 18, 2021 21:15 UTC Ally Financial Inc. ALLY · Entity 3431 GiftCommon Stock 2,150 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-003553 · primarydocument.xml · nonDerivative · entry 2

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 8,540

F1 · balance_after: Includes shares held by a family trust of which the reporting person and members of her immediate family are the sole beneficiaries.

Read SEC document
April 20, 2021 Filed May 18, 2021 21:15 UTC Ally Financial Inc. ALLY · Entity 3431 GiftCommon Stock 2,150 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-003553 · primarydocument.xml · nonDerivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,690

F1 · balance_after: Includes shares held by a family trust of which the reporting person and members of her immediate family are the sole beneficiaries.

Read SEC document
January 11, 2021 Filed Jan 12, 2021 23:25 UTC Ally Financial Inc. ALLY · Entity 3431 GrantCommon Stock 912 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000329 · primarydocument.xml · nonDerivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,063

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis on distribution. The Deferred Stock Units are fully vested upon grant.

Read SEC document
November 27, 2020 Filed Dec 1, 2020 19:24 UTC CUBIC CORP /DE/ CUB · Entity 139094 GrantCommon Stock 2,212 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-011505 · edgar.xml · nonDerivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,937

F1 · shares: The time-based Restricted Stock Units ("RSUs") vest in one installment on October 1, 2021, subject to Reporting Person's continued service as a director with CUB through such date. Dividend equivalent rights accrue with respect to the RSUs when and as dividends are paid on CUB common stock and vest proportionately with the RSUs to which they relate. Vested shares and accrued dividends will be delivered to Reporting Person following each vesting date.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 22:21 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionClass A Common Stock Option (Right to Buy) · Derivative 8,467 $0.00 Strike: $48.50 $0.00
Disclosure

SEC source: 0001058290-20-000151 · wf-form4_160677489472269.xml · derivative · entry 3

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 8,467 shares

Expires 2021-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Such options were granted on June 3, 2014 pursuant to the Cognizant Technology Solutions Corporation 2009 Incentive Compensation Plan. Such options were fully vested on June 3, 2016. The Date Exercisable above reflects the first anniversary date of such options.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 22:21 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 GrantClass A Common Stock 8,467 $78.39 $663,762.00
Disclosure

SEC source: 0001058290-20-000151 · wf-form4_160677489472269.xml · nonDerivative · entry 2

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,063

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.25 to $78.52, inclusive. The reporting person undertakes to provide to Cognizant Technology Solutions Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 22:21 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionClass A Common Stock 8,467 $48.50 $410,649.50
Disclosure

SEC source: 0001058290-20-000151 · wf-form4_160677489472269.xml · nonDerivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 09, 2020 Filed Oct 13, 2020 16:34 UTC Ally Financial Inc. ALLY · Entity 3431 GrantCommon Stock 1,296 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-006342 · primarydocument.xml · nonDerivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,151

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis on distribution. The Deferred Stock Units are fully vested upon grant.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 21:52 UTC CUBIC CORP /DE/ CUB · Entity 139094 Exercise / conversionRestricted Stock Units · Derivative 2,268 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-010284 · edgar.xml · derivative · entry 4

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,268 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the issuance of CUB common stock upon vesting of previously granted restricted stock units ("RSUs"). Each such RSU represented a contingent right to receive one share of CUB common stock.

F1 · price: Reflects the issuance of CUB common stock upon vesting of previously granted restricted stock units ("RSUs"). Each such RSU represented a contingent right to receive one share of CUB common stock.

F4 · derivative.exercise_date: Fully vested.

F4 · derivative.expiration_date: Fully vested.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 21:52 UTC CUBIC CORP /DE/ CUB · Entity 139094 Exercise / conversionRestricted Stock Units · Derivative 1,052 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-010284 · edgar.xml · derivative · entry 3

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,052 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the issuance of CUB common stock upon vesting of previously granted restricted stock units ("RSUs"). Each such RSU represented a contingent right to receive one share of CUB common stock.

F1 · price: Reflects the issuance of CUB common stock upon vesting of previously granted restricted stock units ("RSUs"). Each such RSU represented a contingent right to receive one share of CUB common stock.

F3 · derivative.exercise_date: This is the second of two vesting installments of RSUs granted to the Reporting Person on November 21, 2018.

F3 · derivative.expiration_date: This is the second of two vesting installments of RSUs granted to the Reporting Person on November 21, 2018.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 21:52 UTC CUBIC CORP /DE/ CUB · Entity 139094 Exercise / conversionCommon Stock 3,320 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-010284 · edgar.xml · nonDerivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the issuance of CUB common stock upon vesting of previously granted restricted stock units ("RSUs"). Each such RSU represented a contingent right to receive one share of CUB common stock.

Read SEC document
July 10, 2020 Filed Jul 13, 2020 15:22 UTC Ally Financial Inc. ALLY · Entity 3431 GrantCommon Stock 1,639 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005106 · primarydocument.xml · nonDerivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,855

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis on distribution. The Deferred Stock Units are fully vested upon grant.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 21:37 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 GrantRestricted Stock Units · Derivative 3,939 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-034502 · doc4.xml · derivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,939

Underlying: Class A Common Stock · 3,939 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of Cognizant Technology Solutions Corporation (the "Company").

F2 · derivative.exercise_date: The RSUs will vest fully on June 2, 2021.

F3 · derivative.exercise_date: Vested shares will be delivered to the reporting person upon the earliest to occur of (i) a "change in control event" of the Company, (ii) the reporting person's death or permanent disability or (iii) in three equal annual installments beginning on the first July 1 following the date the reporting person terminates service with the Company.

F2 · derivative.expiration_date: The RSUs will vest fully on June 2, 2021.

F3 · derivative.expiration_date: Vested shares will be delivered to the reporting person upon the earliest to occur of (i) a "change in control event" of the Company, (ii) the reporting person's death or permanent disability or (iii) in three equal annual installments beginning on the first July 1 following the date the reporting person terminates service with the Company.

Read SEC document
May 15, 2020 Filed May 19, 2020 17:40 UTC Ally Financial Inc. ALLY · Entity 3431 GrantCommon Stock 8,859 $15.24 $135,011.16
Disclosure

SEC source: 0001562180-20-003717 · primarydocument.xml · nonDerivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,216

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis.

Read SEC document
April 09, 2020 Filed Apr 13, 2020 17:00 UTC Ally Financial Inc. ALLY · Entity 3431 GrantCommon Stock 2,253 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002985 · primarydocument.xml · nonDerivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,357

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis on distribution. The Deferred Stock Units are fully vested upon grant.

Read SEC document
March 12, 2020 Filed Mar 13, 2020 21:03 UTC CUBIC CORP /DE/ CUB · Entity 139094 PurchaseCommon Stock 5,950 $42.46 $252,637.00
Disclosure

SEC source: 0001179110-20-003673 · edgar.xml · nonDerivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,356

Read SEC document
March 12, 2020 Filed Mar 16, 2020 13:32 UTC Ally Financial Inc. ALLY · Entity 3431 PurchaseCommon Stock 12,840 $19.44 $249,609.60
Disclosure

SEC source: 0001562180-20-002531 · primarydocument.xml · nonDerivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,104

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:46 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionStock Option (Right to Buy) · Derivative 5,560 $0.00 Strike: $32.41 $0.00
Disclosure

SEC source: 0001209191-20-012529 · doc4.xml · derivative · entry 3

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,560 shares

Expires 2020-06-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option was granted on June 4, 2013 pursuant to the Cognizant Technology Solutions Corporation 2009 Incentive Compensation Plan and vested in two equal installments on June 4, 2014 and 2015.

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February 21, 2020 Filed Feb 25, 2020 21:46 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 SaleClass A Common Stock 5,560 $70.00 $389,200.00
Disclosure

SEC source: 0001209191-20-012529 · doc4.xml · nonDerivative · entry 2

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,063

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:46 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionClass A Common Stock 5,560 $32.41 $180,199.60
Disclosure

SEC source: 0001209191-20-012529 · doc4.xml · nonDerivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 10, 2020 Filed Jan 13, 2020 13:09 UTC Ally Financial Inc. ALLY · Entity 3431 GrantCommon Stock 1,064 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000349 · primarydocument.xml · nonDerivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,264

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis on distribution. The Deferred Stock Units are fully vested upon grant.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 19:55 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionStock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $32.41 $0.00
Disclosure

SEC source: 0001209191-19-060828 · doc4.xml · derivative · entry 3

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,560

Underlying: Class A Common Stock · 6,000 shares

Expires 2020-06-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was granted on June 4, 2013 pursuant to the Cognizant Technology Solutions Corporation 2009 Incentive Compensation Plan and vested in two equal installments on June 4, 2014 and 2015.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 19:55 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 SaleClass A Common Stock 3,192 $61.71 $196,963.32
Disclosure

SEC source: 0001209191-19-060828 · doc4.xml · nonDerivative · entry 2

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,063

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.70 to $61.72, inclusive. The reporting person undertakes to provide to Cognizant Technology Solutions Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

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December 13, 2019 Filed Dec 17, 2019 19:55 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionClass A Common Stock 6,000 $32.41 $194,460.00
Disclosure

SEC source: 0001209191-19-060828 · doc4.xml · nonDerivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2019 Filed Dec 3, 2019 16:28 UTC CUBIC CORP /DE/ CUB · Entity 139094 PurchaseCommon Stock 1,665 $59.96 $99,833.40
Disclosure

SEC source: 0001179110-19-012245 · edgar.xml · nonDerivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · James L. Evans & Maureen Breakiron-Evans Trust

Disclosed balance after: 1,665

F1 · price: Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $59.62 to $60.15 per share. Information on actual number of shares sold at each sale price can be obtained from Issuer upon request.

F2 · ownership.nature: The James L. Evans & Maureen Breakiron-Evans Trust for which the Reporting Person is Co-Trustee with her spouse.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 16:28 UTC CUBIC CORP /DE/ CUB · Entity 139094 GrantRestricted Stock Unit · Derivative 2,268 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-012245 · edgar.xml · derivative · entry 3

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,268

Underlying: Common Stock · 2,268 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of CUB common stock.

F4 · derivative.exercise_date: The time-based RSUs vest in one installment on October 1, 2020, subject to Reporting Person's continued service as a director with CUB through such date. Dividend equivalent rights accrue with respect to the RSUs when and as dividends are paid on CUB common stock and vest proportionately with the RSUs to which they relate. Vested shares and accrued dividends will be delivered to Reporting Person following each vesting date.

F4 · derivative.expiration_date: The time-based RSUs vest in one installment on October 1, 2020, subject to Reporting Person's continued service as a director with CUB through such date. Dividend equivalent rights accrue with respect to the RSUs when and as dividends are paid on CUB common stock and vest proportionately with the RSUs to which they relate. Vested shares and accrued dividends will be delivered to Reporting Person following each vesting date.

Read SEC document
October 10, 2019 Filed Oct 15, 2019 14:43 UTC Ally Financial Inc. ALLY · Entity 3431 GrantCommon Stock 981 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-005154 · primarydocument.xml · nonDerivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,200

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis on distribution. The Deferred Stock Units are fully vested upon grant.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 21:14 UTC CUBIC CORP /DE/ CUB · Entity 139094 Exercise / conversionRestricted Stock Unit · Derivative 1,053 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-010831 · edgar.xml · derivative · entry 3

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,052

Underlying: Common Stock · 1,053 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB stock.

F1 · price: Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB stock.

F3 · derivative.exercise_date: This is the first of two vesting installments of RSUs granted to the Reporting Person on November 21, 2018. The remaining 1,052 shares from such grant will vest on October 1, 2020, subject to the Reporting Person's continuous service through each application vesting date.

F3 · derivative.expiration_date: This is the first of two vesting installments of RSUs granted to the Reporting Person on November 21, 2018. The remaining 1,052 shares from such grant will vest on October 1, 2020, subject to the Reporting Person's continuous service through each application vesting date.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 21:14 UTC CUBIC CORP /DE/ CUB · Entity 139094 Exercise / conversionRestricted Stock Units · Derivative 611 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-010831 · edgar.xml · derivative · entry 2

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 611 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB stock.

F1 · price: Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB stock.

F2 · derivative.exercise_date: This is the second and final of two vesting installments of RSUs granted to the Reporting Person on November 27, 2017.

F2 · derivative.expiration_date: This is the second and final of two vesting installments of RSUs granted to the Reporting Person on November 27, 2017.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 21:14 UTC CUBIC CORP /DE/ CUB · Entity 139094 Exercise / conversionCommon Stock 1,664 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-010831 · edgar.xml · nonDerivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,406

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU granted at that time represented a contingent right to receive one share of CUB stock.

Read SEC document
July 11, 2019 Filed Jul 11, 2019 17:41 UTC Ally Financial Inc. ALLY · Entity 3431 GrantCommon Stock 1,049 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-003920 · primarydocument.xml · nonDerivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,219

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis on distribution. The Deferred Stock Units are fully vested upon grant.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 20:02 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 GrantRestricted Stock Units · Derivative 3,436 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-035030 · doc4.xml · derivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,436

Underlying: Class A Common Stock · 3,436 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of Cognizant Technology Solutions Corporation (the "Company").

F2 · derivative.exercise_date: The restricted stock units vest fully on June 4, 2020.

F3 · derivative.exercise_date: Vested shares will be delivered to the reporting person upon the earliest to occur of (i) a "change in control event" of the Company, (ii) the reporting person's death or permanent disability or (iii) in three equal annual installments beginning on July 1 following the year in which the reporting person terminates service with the Company.

F2 · derivative.expiration_date: The restricted stock units vest fully on June 4, 2020.

F3 · derivative.expiration_date: Vested shares will be delivered to the reporting person upon the earliest to occur of (i) a "change in control event" of the Company, (ii) the reporting person's death or permanent disability or (iii) in three equal annual installments beginning on July 1 following the year in which the reporting person terminates service with the Company.

Read SEC document
May 15, 2019 Filed May 17, 2019 15:06 UTC Ally Financial Inc. ALLY · Entity 3431 GrantCommon Stock 4,632 $29.15 $135,022.80
Disclosure

SEC source: 0001562180-19-002923 · primarydocument.xml · nonDerivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,170

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis.

Read SEC document
April 11, 2019 Filed Apr 11, 2019 14:37 UTC Ally Financial Inc. ALLY · Entity 3431 GrantCommon Stock 1,183 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-002257 · primarydocument.xml · nonDerivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,538

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis on distribution. The Deferred Stock Units are fully vested upon grant.

Read SEC document
January 11, 2019 Filed Jan 11, 2019 17:39 UTC Ally Financial Inc. ALLY · Entity 3431 GrantCommon Stock 1,435 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000260 · primarydocument.xml · nonDerivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,355

F1 · security: Represented by Deferred Stock Units which convert into common stock on a one-for-one basis on distribution. The Deferred Stock Units are fully vested upon grant.

Read SEC document
November 21, 2018 Filed Nov 26, 2018 14:33 UTC CUBIC CORP /DE/ CUB · Entity 139094 GrantRestricted Stock Unit · Derivative 2,105 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-013182 · edgar.xml · derivative · entry 1

Breakiron-Evans Maureen · CIK 0001465387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,105

Underlying: Common Stock · 2,105 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of CUB common stock.

F2 · derivative.exercise_date: The time-based RSUs vest in two equal installments on each of October 1, 2019 and 2020, subject to the Reporting Person's continued service as a director with CUB through such date. Dividend equivalent rights accrue with respect to the RSUs when and as dividends are paid on CUB common stock and vest proportionately with the RSUs to which they relate. Vested shares and accrued dividends will be delivered to the Reporting Person following each vesting date.

F2 · derivative.expiration_date: The time-based RSUs vest in two equal installments on each of October 1, 2019 and 2020, subject to the Reporting Person's continued service as a director with CUB through such date. Dividend equivalent rights accrue with respect to the RSUs when and as dividends are paid on CUB common stock and vest proportionately with the RSUs to which they relate. Vested shares and accrued dividends will be delivered to the Reporting Person following each vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.