Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MCGRATH RENTCORPMGRC · Entity 4295 | Director | June 07, 2023 | June 09, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MCGRATH RENTCORP
Report date June 07, 2023 · Filed June 09, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 31,500 |
Reported balance
After 2023-06-07 transaction · row 1
1 source rowRow 1 · 2023-06-07 · Exercise / conversion · Acquired 300 · Balance 31,500 |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2030-02-24 | Direct | 0 |
Reported balance
After 2023-06-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-06-07 · Exercise / conversion · Disposed 300 · Balance 0 F1: In connection with his resignation from the Board and as disclosed in the Current Report on Form 8K filed with the Securities and Exchange Commission on June 9, 2023,300 shares of unvested RSUs held by Mr. Smith became fully vested as of June 7, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with his resignation from the Board and as disclosed in the Current Report on Form 8K filed with the Securities and Exchange Commission on June 9, 2023,300 shares of unvested RSUs held by Mr. Smith became fully vested as of June 7, 2023.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Aegion Corp
Report date May 17, 2021 · Filed May 19, 2021
Section 16 reporting ended · disclosed 2021-05-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-05-17 transaction · row 1
1 source rowRow 1 · 2021-05-17 · Disposition to issuer · Disposed 18,072 · Balance 0 F1: On May 17, 2021, Carter Acquisition, Inc., a Delaware corporation ("Merger Sub") and a wholly-owned subsidiary of Carter Intermediate, Inc., a Delaware corporation ("Parent"), merged with and into Aegion Corporation (the "Company"), with the Company continuing as the surviving corporation (the "Merger"), pursuant to the previously announced Agreement and Plan of Merger, dated February 16, 2021 and amended on March 13, 2021 and April 13, 2021 (the "Merger Agreement") among Parent, Merger Sub and the Company. F2: Pursuant to the Merger Agreement, at the effective time of the Merger: (a) each outstanding share of Common Stock (each, a "Share"), par value $0.01 per share, of the Company was cancelled and thereafter entitled the Reporting Person to receive $30 in cash without interest and less any applicable tax withholdings (the "Merger Consideration") and (b) each restricted stock unit and deferred stock unit (each a "Stock Unit") outstanding immediately prior to the consummation of the Merger became fully vested (to the extent unvested) and was canceled and converted into the right to receive, for each Share subject to such then-vested Stock Unit, the Merger Consideration. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 0 |
Reported balance
After 2021-05-17 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2021-05-17 · Disposition to issuer · Disposed 49,069 · Balance 0 F1: On May 17, 2021, Carter Acquisition, Inc., a Delaware corporation ("Merger Sub") and a wholly-owned subsidiary of Carter Intermediate, Inc., a Delaware corporation ("Parent"), merged with and into Aegion Corporation (the "Company"), with the Company continuing as the surviving corporation (the "Merger"), pursuant to the previously announced Agreement and Plan of Merger, dated February 16, 2021 and amended on March 13, 2021 and April 13, 2021 (the "Merger Agreement") among Parent, Merger Sub and the Company. F2: Pursuant to the Merger Agreement, at the effective time of the Merger: (a) each outstanding share of Common Stock (each, a "Share"), par value $0.01 per share, of the Company was cancelled and thereafter entitled the Reporting Person to receive $30 in cash without interest and less any applicable tax withholdings (the "Merger Consideration") and (b) each restricted stock unit and deferred stock unit (each a "Stock Unit") outstanding immediately prior to the consummation of the Merger became fully vested (to the extent unvested) and was canceled and converted into the right to receive, for each Share subject to such then-vested Stock Unit, the Merger Consideration. F3: Shares held by the Smith 2002 Family Trust, a trust for the benefit of reporting person and his spouse, of which reporting person serves as trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 17, 2021, Carter Acquisition, Inc., a Delaware corporation ("Merger Sub") and a wholly-owned subsidiary of Carter Intermediate, Inc., a Delaware corporation ("Parent"), merged with and into Aegion Corporation (the "Company"), with the Company continuing as the surviving corporation (the "Merger"), pursuant to the previously announced Agreement and Plan of Merger, dated February 16, 2021 and amended on March 13, 2021 and April 13, 2021 (the "Merger Agreement") among Parent, Merger Sub and the Company.
F2: Pursuant to the Merger Agreement, at the effective time of the Merger: (a) each outstanding share of Common Stock (each, a "Share"), par value $0.01 per share, of the Company was cancelled and thereafter entitled the Reporting Person to receive $30 in cash without interest and less any applicable tax withholdings (the "Merger Consideration") and (b) each restricted stock unit and deferred stock unit (each a "Stock Unit") outstanding immediately prior to the consummation of the Merger became fully vested (to the extent unvested) and was canceled and converted into the right to receive, for each Share subject to such then-vested Stock Unit, the Merger Consideration.
F3: Shares held by the Smith 2002 Family Trust, a trust for the benefit of reporting person and his spouse, of which reporting person serves as trustee.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 07, 2023 Filed Jun 9, 2023 23:25 UTC | MCGRATH RENTCORP MGRC · Entity 4295 | Exercise / conversionRestricted Stock Unit · Derivative | 300 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000752714-23-000061 · primary_doc.xml · derivative · entry 2 SMITH MORRIS RICHARD · CIK 0001450387 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 300 shares Expires 2030-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: In connection with his resignation from the Board and as disclosed in the Current Report on Form 8K filed with the Securities and Exchange Commission on June 9, 2023,300 shares of unvested RSUs held by Mr. Smith became fully vested as of June 7, 2023. Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 23:25 UTC | MCGRATH RENTCORP MGRC · Entity 4295 | Exercise / conversionCommon Stock | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0000752714-23-000061 · primary_doc.xml · nonDerivative · entry 1 SMITH MORRIS RICHARD · CIK 0001450387 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 22:45 UTC | MCGRATH RENTCORP MGRC · Entity 4295 | Exercise / conversionRestricted Stock Unit · Derivative | 1,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000752714-23-000054 · primary_doc.xml · derivative · entry 2 SMITH MORRIS RICHARD · CIK 0001450387 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500 shares Expires 2029-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The conversion price of the RSUs was based on the closing price of McGrath RentCorp common stock on April 3, 2023 and therefore such date is determined to be the date exercisable. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 22:45 UTC | MCGRATH RENTCORP MGRC · Entity 4295 | Exercise / conversionCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000752714-23-000054 · primary_doc.xml · nonDerivative · entry 1 SMITH MORRIS RICHARD · CIK 0001450387 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Common stock acquired is underlying RSU 100% vested on April 1, 2023. Read SEC document |
| February 24, 2023 Filed Feb 27, 2023 22:46 UTC | MCGRATH RENTCORP MGRC · Entity 4295 | GrantRestricted Stock Unit · Derivative | 1,200 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000752714-23-000008 · primary_doc.xml · derivative · entry 1 SMITH MORRIS RICHARD · CIK 0001450387 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,200 Underlying: Common Stock · 1,200 shares Expires 2030-02-24 F1 · derivative.exercise_date: The restricted stock units vest 100% on April 1, 2024. Each restricted stock unit represents a right to receive one share of common stock or an amount equal to the fair market value of the common stock underlying the unit on the vesting date. Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 23:07 UTC | MCGRATH RENTCORP MGRC · Entity 4295 | Exercise / conversionRestricted Stock Unit · Derivative | 1,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000752714-22-000046 · primary_doc.xml · derivative · entry 2 SMITH MORRIS RICHARD · CIK 0001450387 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500 shares Expires 2028-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 23:07 UTC | MCGRATH RENTCORP MGRC · Entity 4295 | Exercise / conversionCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000752714-22-000046 · primary_doc.xml · nonDerivative · entry 1 SMITH MORRIS RICHARD · CIK 0001450387 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,700 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common stock acquired is underlying RSU 100% vested on 4/1/2022. Read SEC document |
| February 25, 2022 Filed Feb 28, 2022 23:39 UTC | MCGRATH RENTCORP MGRC · Entity 4295 | GrantRestricted Stock Unit · Derivative | 1,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000752714-22-000005 · primary_doc.xml · derivative · entry 1 SMITH MORRIS RICHARD · CIK 0001450387 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Underlying: Common Stock · 1,500 shares Expires 2029-02-25 F1 · derivative.exercise_date: The restricted stock units vest 100% on April 1, 2023. Each restricted stock unit represents a right to receive one share of common stock or an amount equal to the fair market value of the common stock underlying the unit on the vesting date. Read SEC document |
| May 17, 2021 Filed May 19, 2021 18:31 UTC | Aegion Corp AEGN · Entity 139259 | Disposition to issuerCommon Stock | 49,069 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-21-000616 · ownership.xml · nonDerivative · entry 2 SMITH MORRIS RICHARD · CIK 0001450387 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 F1 · kind: On May 17, 2021, Carter Acquisition, Inc., a Delaware corporation ("Merger Sub") and a wholly-owned subsidiary of Carter Intermediate, Inc., a Delaware corporation ("Parent"), merged with and into Aegion Corporation (the "Company"), with the Company continuing as the surviving corporation (the "Merger"), pursuant to the previously announced Agreement and Plan of Merger, dated February 16, 2021 and amended on March 13, 2021 and April 13, 2021 (the "Merger Agreement") among Parent, Merger Sub and the Company. F2 · kind: Pursuant to the Merger Agreement, at the effective time of the Merger: (a) each outstanding share of Common Stock (each, a "Share"), par value $0.01 per share, of the Company was cancelled and thereafter entitled the Reporting Person to receive $30 in cash without interest and less any applicable tax withholdings (the "Merger Consideration") and (b) each restricted stock unit and deferred stock unit (each a "Stock Unit") outstanding immediately prior to the consummation of the Merger became fully vested (to the extent unvested) and was canceled and converted into the right to receive, for each Share subject to such then-vested Stock Unit, the Merger Consideration. F1 · price: On May 17, 2021, Carter Acquisition, Inc., a Delaware corporation ("Merger Sub") and a wholly-owned subsidiary of Carter Intermediate, Inc., a Delaware corporation ("Parent"), merged with and into Aegion Corporation (the "Company"), with the Company continuing as the surviving corporation (the "Merger"), pursuant to the previously announced Agreement and Plan of Merger, dated February 16, 2021 and amended on March 13, 2021 and April 13, 2021 (the "Merger Agreement") among Parent, Merger Sub and the Company. F2 · price: Pursuant to the Merger Agreement, at the effective time of the Merger: (a) each outstanding share of Common Stock (each, a "Share"), par value $0.01 per share, of the Company was cancelled and thereafter entitled the Reporting Person to receive $30 in cash without interest and less any applicable tax withholdings (the "Merger Consideration") and (b) each restricted stock unit and deferred stock unit (each a "Stock Unit") outstanding immediately prior to the consummation of the Merger became fully vested (to the extent unvested) and was canceled and converted into the right to receive, for each Share subject to such then-vested Stock Unit, the Merger Consideration. F3 · ownership.nature: Shares held by the Smith 2002 Family Trust, a trust for the benefit of reporting person and his spouse, of which reporting person serves as trustee. Read SEC document |
| May 17, 2021 Filed May 19, 2021 18:31 UTC | Aegion Corp AEGN · Entity 139259 | Disposition to issuerCommon Stock | 18,072 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-21-000616 · ownership.xml · nonDerivative · entry 1 SMITH MORRIS RICHARD · CIK 0001450387 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On May 17, 2021, Carter Acquisition, Inc., a Delaware corporation ("Merger Sub") and a wholly-owned subsidiary of Carter Intermediate, Inc., a Delaware corporation ("Parent"), merged with and into Aegion Corporation (the "Company"), with the Company continuing as the surviving corporation (the "Merger"), pursuant to the previously announced Agreement and Plan of Merger, dated February 16, 2021 and amended on March 13, 2021 and April 13, 2021 (the "Merger Agreement") among Parent, Merger Sub and the Company. F2 · kind: Pursuant to the Merger Agreement, at the effective time of the Merger: (a) each outstanding share of Common Stock (each, a "Share"), par value $0.01 per share, of the Company was cancelled and thereafter entitled the Reporting Person to receive $30 in cash without interest and less any applicable tax withholdings (the "Merger Consideration") and (b) each restricted stock unit and deferred stock unit (each a "Stock Unit") outstanding immediately prior to the consummation of the Merger became fully vested (to the extent unvested) and was canceled and converted into the right to receive, for each Share subject to such then-vested Stock Unit, the Merger Consideration. F1 · price: On May 17, 2021, Carter Acquisition, Inc., a Delaware corporation ("Merger Sub") and a wholly-owned subsidiary of Carter Intermediate, Inc., a Delaware corporation ("Parent"), merged with and into Aegion Corporation (the "Company"), with the Company continuing as the surviving corporation (the "Merger"), pursuant to the previously announced Agreement and Plan of Merger, dated February 16, 2021 and amended on March 13, 2021 and April 13, 2021 (the "Merger Agreement") among Parent, Merger Sub and the Company. F2 · price: Pursuant to the Merger Agreement, at the effective time of the Merger: (a) each outstanding share of Common Stock (each, a "Share"), par value $0.01 per share, of the Company was cancelled and thereafter entitled the Reporting Person to receive $30 in cash without interest and less any applicable tax withholdings (the "Merger Consideration") and (b) each restricted stock unit and deferred stock unit (each a "Stock Unit") outstanding immediately prior to the consummation of the Merger became fully vested (to the extent unvested) and was canceled and converted into the right to receive, for each Share subject to such then-vested Stock Unit, the Merger Consideration. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 21:35 UTC | MCGRATH RENTCORP MGRC · Entity 4295 | Exercise / conversionRestricted Stock Unit · Derivative | 1,700 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000752714-21-000034 · primary_doc.xml · derivative · entry 2 SMITH MORRIS RICHARD · CIK 0001450387 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,700 shares Expires 2027-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 21:35 UTC | MCGRATH RENTCORP MGRC · Entity 4295 | Exercise / conversionCommon Stock | 1,700 | $0.00 | $0.00 |
DisclosureSEC source: 0000752714-21-000034 · primary_doc.xml · nonDerivative · entry 1 SMITH MORRIS RICHARD · CIK 0001450387 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common stock acquired is underlying RSU 100% vested on 4/1/2021. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 23:50 UTC | MCGRATH RENTCORP MGRC · Entity 4295 | GrantRestricted Stock Units · Derivative | 1,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000752714-21-000007 · primary_doc.xml · derivative · entry 1 SMITH MORRIS RICHARD · CIK 0001450387 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Underlying: Common Stock · 1,500 shares Expires 2028-02-25 F1 · derivative.exercise_date: The restricted stock units vest 100% on April 1, 2022. Each restricted stock unit represents a right to receive one share of common stock or an amount equal to the fair market value of the common stock underlying the unit on the vesting date. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 14:35 UTC | Aegion Corp AEGN · Entity 139259 | GrantCommon Stock | 1,528 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-014477 · rdgdoc.xml · nonDerivative · entry 1 SMITH MORRIS RICHARD · CIK 0001450387 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,725 F1 · security: Represents Deferred Stock Units ("DSUs") granted in lieu of the reporting person's 2020 second quarter cash retainer. Due to COVID-19, the issuer postponed the payment of the 2020 second quarter retainer to June 30, 2020, which would have been paid on April 1, 2020, and granted DSUs in lieu of cash. The DSUs equal the reporting person's second quarter retainer divided by the June 30, 2020 closing price of the issuer's common stock. Each DSU represents the issuer's obligation to transfer one share of the issuer's common stock, in accordance with the applicable DSU agreement. The DSUs were granted under the issuer's Non-Employee Director Equity Plan. Promptly following termination of the reporting person's service on the issuer's Board of Directors or at the reporting person's election of a specified distribution date, the issuer will distribute to the reporting person shares of the issuer's common stock equal to the number of DSUs granted. Read SEC document |
| April 22, 2020 Filed Apr 24, 2020 11:45 UTC | Aegion Corp AEGN · Entity 139259 | GrantCommon Stock | 7,869 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-008409 · rdgdoc.xml · nonDerivative · entry 1 SMITH MORRIS RICHARD · CIK 0001450387 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,197 F1 · shares: Annual award of deferred stock units ("DSUs'). Each DSU represents the issuer's obligation to transfer one share of the issuer's Class A common stock, $0.01 par value per share ("Common Stock"), in accordance with the terms of the deferred stock unit agreement pursuant to which the DSUs were granted. The DSUs were granted under the issuer's Non-Employee Director Equity Plan, and are subject to a one-year vesting period from the date of grant. Once the DSUs vest, shares of Common Stock equal to the number of DSUs reflected in the reporting person's account will be distributed to the reporting person either promptly following termination of the reporting person's service on the issuer's Board of Directors or, at the reporting person's election of a specified distribution date. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 23:56 UTC | MCGRATH RENTCORP MGRC · Entity 4295 | Exercise / conversionRestricted Stock Units · Derivative | 2,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001021 · form.xml · derivative · entry 2 SMITH MORRIS RICHARD · CIK 0001450387 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2026-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 23:56 UTC | MCGRATH RENTCORP MGRC · Entity 4295 | Exercise / conversionCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001021 · form.xml · nonDerivative · entry 1 SMITH MORRIS RICHARD · CIK 0001450387 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired is underlying RSU 100% vested on 4/1/2020. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 22:28 UTC | MCGRATH RENTCORP MGRC · Entity 4295 | GrantRestricted Stock Units · Derivative | 1,700 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-000723 · form.xml · derivative · entry 1 SMITH MORRIS RICHARD · CIK 0001450387 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,700 Underlying: Common Stock · 1,700 shares Expires 2027-02-27 F1 · derivative.exercise_date: The restricted stock units vest 100% on April 1, 2021. Read SEC document |
| April 24, 2019 Filed Apr 26, 2019 18:03 UTC | Aegion Corp AEGN · Entity 139259 | GrantCommon Stock | 5,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-008093 · rdgdoc.xml · nonDerivative · entry 1 SMITH MORRIS RICHARD · CIK 0001450387 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,328 F1 · security: Historically, the reporting person has reported deferred stock unit ("DSU") grants as a separate line item. Going forward, the reporting person will combine both DSUs and Class A common stock, $0.01 par value per share ("Common Stock"), on one line, as has been done on this Form 4. F2 · shares: Annual award of DSUs. Each DSU represents the issuer's obligation to transfer one share of Common Stock in accordance with the terms of the deferred stock unit agreement pursuant to which the DSUs were granted. The DSUs were granted under the issuer's Non-Employee Director Equity Plan, and are subject to a one-year vesting period from the date of grant. Once the DSUs vest, shares of Common Stock equal to the number of DSUs reflected in the reporting person's account will be distributed to the reporting person either promptly following termination of the reporting person's service on the issuer's Board of Directors or, at the reporting person's election of a specified distribution date. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 21:28 UTC | MCGRATH RENTCORP MGRC · Entity 4295 | Exercise / conversionRestricted Stock Units · Derivative | 2,200 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-001163 · form.xml · derivative · entry 2 SMITH MORRIS RICHARD · CIK 0001450387 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,200 shares Expires 2025-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 21:28 UTC | MCGRATH RENTCORP MGRC · Entity 4295 | Exercise / conversionCommon Stock | 2,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-001163 · form.xml · nonDerivative · entry 1 SMITH MORRIS RICHARD · CIK 0001450387 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common stock acquired is underlying RSU 100% vested on 4/1/2019. Read SEC document |
| February 28, 2019 Filed Mar 5, 2019 00:42 UTC | MCGRATH RENTCORP MGRC · Entity 4295 | GrantRestricted Stock Units · Derivative | 2,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-000936 · form.xml · derivative · entry 1 SMITH MORRIS RICHARD · CIK 0001450387 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires 2026-02-28 F1 · derivative.exercise_date: The restricted stock units vest 100% on April 1, 2020. Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 10:55 UTC | Aegion Corp AEGN · Entity 139259 | GrantDeferred Stock Units | 4,329 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-007917 · rdgdoc.xml · nonDerivative · entry 1 SMITH MORRIS RICHARD · CIK 0001450387 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,012 F1 · security: Each deferred stock unit ("DSU") represents the issuer's obligation to transfer one share of Class A common stock, $0.01 par value per share ("Common Stock"), in accordance with the terms of the deferred stock unit agreement pursuant to which the DSUs were granted. The DSUs were granted under the issuer's Non-Employee Director Equity Plan, and are immediately vested upon grant. Shares of Common Stock equal to the number of DSUs reflected in the reporting person's account will be distributed to the reporting person either (i) promptly following termination of the undersigned's service on the issuer's Board of Directors, (ii) at the reporting person's election, or (iii) a specified distribution date. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 23:28 UTC | MCGRATH RENTCORP MGRC · Entity 4295 | Exercise / conversionRestricted Stock Units · Derivative | 3,200 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-001264 · form.xml · derivative · entry 2 SMITH MORRIS RICHARD · CIK 0001450387 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,200 shares Expires 2024-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 23:28 UTC | MCGRATH RENTCORP MGRC · Entity 4295 | Exercise / conversionCommon Stock | 3,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-001264 · form.xml · nonDerivative · entry 1 SMITH MORRIS RICHARD · CIK 0001450387 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common stock acquired is underlying RSU 100% vested on 4/1/2018. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:56 UTC | MCGRATH RENTCORP MGRC · Entity 4295 | GrantRestricted Stock Units · Derivative | 2,200 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-000959 · form.xml · derivative · entry 1 SMITH MORRIS RICHARD · CIK 0001450387 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,200 Underlying: Common Stock · 2,200 shares Expires 2025-03-01 F1 · derivative.exercise_date: The restricted stock units vest 100% on April 1, 2019. Read SEC document |
| November 28, 2017 Filed Nov 29, 2017 23:14 UTC | MCGRATH RENTCORP MGRC · Entity 4295 | SaleCommon Stock | 4,300 | $47.82 | $205,616.97 |
DisclosureSEC source: 0001246360-17-003163 · form.xml · nonDerivative · entry 1 SMITH MORRIS RICHARD · CIK 0001450387 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,100 F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.767 to $47.94, inclusive. The reporting person undertakes to provide to McGrath RentCorp, any security holder of McGrath RentCorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 13:01 UTC | Aegion Corp AEGN · Entity 139259 | GrantDeferred Stock Units | 4,324 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-007414 · rdgdoc.xml · nonDerivative · entry 1 SMITH MORRIS RICHARD · CIK 0001450387 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,140 F1 · security: Each Deferred Stock Unit ("DSU") represents the issuer's obligation to transfer one share of Class A common stock, $0.01 par value per share ("Common Stock"), in accordance with the terms of the deferred stock unit agreement pursuant to which the DSUs were granted. The DSUs were granted under the issuer's Non-Employee Director Equity Plan, and are immediately vested upon grant. Promptly following termination of the undersigned's service on the issuer's Board of Directors or, at the undersigned's election, a specified distribution date, the issuer will distribute to the undersigned shares of Common Stock equal to the number of DSUs reflected in the undersigned's account at such time. Read SEC document |
| April 03, 2017 Filed Apr 6, 2017 00:35 UTC | MCGRATH RENTCORP MGRC · Entity 4295 | Exercise / conversionRestricted Stock Units · Derivative | 3,900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-001586 · form.xml · derivative · entry 2 SMITH MORRIS RICHARD · CIK 0001450387 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,900 shares Expires 2023-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2017 Filed Apr 6, 2017 00:35 UTC | MCGRATH RENTCORP MGRC · Entity 4295 | Exercise / conversionCommon Stock | 3,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-001586 · form.xml · nonDerivative · entry 1 SMITH MORRIS RICHARD · CIK 0001450387 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common stock acquired is underlying RSU 100% vested on 4/1/2017. Read SEC document |
| March 02, 2017 Filed Mar 7, 2017 00:42 UTC | MCGRATH RENTCORP MGRC · Entity 4295 | GrantRestricted Stock Units · Derivative | 3,200 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-001220 · form.xml · derivative · entry 1 SMITH MORRIS RICHARD · CIK 0001450387 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,200 Underlying: Common Stock · 3,200 shares Expires 2024-03-02 F1 · derivative.exercise_date: The restricted stock units vest 100% on April 1, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.