Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| IES Holdings, Inc.IESC · Entity 3458 | VP & Chief Accounting Officer | June 08, 2023 | June 09, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
IES Holdings, Inc.
Report date June 08, 2023 · Filed June 09, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,405.93 |
Ending reported balance
After 2023-06-08 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-06-08 · Sale · Disposed 9,121 · Balance 3,505.93 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.03 to $53.005, inclusive. The reporting person undertakes to provide IES Holdings, Inc. ("IES"), any security holder of IES, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 2 · 2023-06-08 · Sale · Disposed 100 · Balance 3,405.93 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.03 to $53.005, inclusive. The reporting person undertakes to provide IES Holdings, Inc. ("IES"), any security holder of IES, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 08, 2023 Filed Jun 9, 2023 21:46 UTC | IES Holdings, Inc. IESC · Entity 3458 | SaleCommon Stock | 100 | $53.29 | $5,329.00 |
DisclosureSEC source: 0001048268-23-000054 · wk-form4_1686347179.xml · nonDerivative · entry 2 Petersen Alison M · CIK 0001858314 · VP & Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,405.93 Read SEC document |
| June 08, 2023 Filed Jun 9, 2023 21:46 UTC | IES Holdings, Inc. IESC · Entity 3458 | SaleCommon Stock | 9,121 | $52.50 | $478,852.50 |
DisclosureSEC source: 0001048268-23-000054 · wk-form4_1686347179.xml · nonDerivative · entry 1 Petersen Alison M · CIK 0001858314 · VP & Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,505.93 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.03 to $53.005, inclusive. The reporting person undertakes to provide IES Holdings, Inc. ("IES"), any security holder of IES, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 10, 2023 Filed Feb 13, 2023 22:48 UTC | IES Holdings, Inc. IESC · Entity 3458 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $7.21 | $0.00 |
DisclosureSEC source: 0001048268-23-000023 · wf-form4_167632849693349.xml · derivative · entry 3 Petersen Alison M · CIK 0001858314 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,000 shares Expires 2025-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2023 Filed Feb 13, 2023 22:48 UTC | IES Holdings, Inc. IESC · Entity 3458 | SaleCommon Stock | 1,000 | $41.00 | $41,000.00 |
DisclosureSEC source: 0001048268-23-000023 · wf-form4_167632849693349.xml · nonDerivative · entry 2 Petersen Alison M · CIK 0001858314 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,626.93 Read SEC document |
| February 10, 2023 Filed Feb 13, 2023 22:48 UTC | IES Holdings, Inc. IESC · Entity 3458 | Exercise / conversionCommon Stock | 1,000 | $7.21 | $7,210.00 |
DisclosureSEC source: 0001048268-23-000023 · wf-form4_167632849693349.xml · nonDerivative · entry 1 Petersen Alison M · CIK 0001858314 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,626.93 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2022 Filed Dec 8, 2022 22:20 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 2,214 | $0.00 | $0.00 |
DisclosureSEC source: 0001048268-22-000110 · wf-form4_167053803716583.xml · nonDerivative · entry 3 Petersen Alison M · CIK 0001858314 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,626.93 F3 · shares: On December 6, 2022, Ms. Petersen was granted 2,214 time-based Phantom Stock Units ("PSUs") pursuant to the 2006 Equity Incentive Plan. Each PSU represents a contractual right in respect of one share of the Issuer's Common Stock and will vest upon the continued performance of services through the scheduled vesting date. The PSUs are scheduled to vest on the earlier of (i) December 15, 2025 and (ii) the date that the Issuer files its Annual Report on Form 10-K for its fiscal year ending September 30, 2025. Read SEC document |
| December 06, 2022 Filed Dec 8, 2022 22:20 UTC | IES Holdings, Inc. IESC · Entity 3458 | Tax withholdingCommon Stock | 1,236 | $35.96 | $44,446.56 |
DisclosureSEC source: 0001048268-22-000110 · wf-form4_167053803716583.xml · nonDerivative · entry 2 Petersen Alison M · CIK 0001858314 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,412.93 F2 · shares: Represents shares of Common Stock withheld to satisfy the tax obligation resulting from the vesting of the performance and time-based phantom stock units granted to Ms. Petersen on December 4, 2019 pursuant to the 2006 Equity Incentive Plan. Read SEC document |
| December 06, 2022 Filed Dec 8, 2022 22:20 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 863 | $35.96 | $31,033.48 |
DisclosureSEC source: 0001048268-22-000110 · wf-form4_167053803716583.xml · nonDerivative · entry 1 Petersen Alison M · CIK 0001858314 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,648.93 F1 · shares: On December 4, 2019, Ms. Petersen was granted shares of performance based phantom stock units (the "Performance-Based Phantom Stock Units") pursuant to the IES Holdings, Inc. 2006 Equity Incentive Plan, as amended and restated (the "2006 Equity Incentive Plan"). The Performance-Based Phantom Stock Units vested, if at all, upon the achievement of certain specified annual financial performance objectives and the continued performance of services through the scheduled vesting date. On December 6, 2022, upon the filing of the Issuer's Annual Report on Form 10-K for its fiscal year ended September 30, 2022, the performance and service criteria were determined to have been met, resulting in the vesting of 863 Performance-Based Phantom Stock Units under this award. Read SEC document |
| December 03, 2021 Filed Dec 7, 2021 22:21 UTC | IES Holdings, Inc. IESC · Entity 3458 | Tax withholdingCommon Stock | 3,016 | $48.51 | $146,306.16 |
DisclosureSEC source: 0001048268-21-000171 · wf-form4_163891568987630.xml · nonDerivative · entry 2 Petersen Alison M · CIK 0001858314 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,785.93 F2 · shares: Represents shares of Common Stock withheld to satisfy the withholding tax obligation resulting from the vesting of the third tranche of the time-based and performance-based Phantom Stock Units granted to Ms. Petersen on February 6, 2019, pursuant to the 2006 Equity Incentive Plan. Read SEC document |
| December 03, 2021 Filed Dec 7, 2021 22:21 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 5,999.9 | $48.51 | $291,055.15 |
DisclosureSEC source: 0001048268-21-000171 · wf-form4_163891568987630.xml · nonDerivative · entry 1 Petersen Alison M · CIK 0001858314 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,801.93 F1 · shares: On February 6, 2019, Ms. Petersen was granted 10,000 performance units (the "Performance Units") pursuant to the IES Holdings, Inc. 2006 Equity Incentive Plan, as amended and restated (the "2006 Equity Incentive Plan"). Each Performance Unit represented a contractual right in respect of one share of the Issuer's common stock. The Performance Units vested, if at all, in three tranches upon the achievement of certain specified annual financial performance objectives and the continued performance of services through the applicable scheduled vesting date. On December 3, 2021, upon the filing of the Company's Annual Report on Form 10-K for its fiscal year ended September 30, 2021, the performance and service criteria for the third tranche of Performance Units was determined to have been fully met, resulting investing of 5,999.9 Performance Units under this award. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.