Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AlTi Global, Inc.ALTI · Entity 5344 | 10% owner | June 07, 2023 | June 09, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AlTi Global, Inc.
Report date June 07, 2023 · Filed June 09, 2023
Jointly reported with Global Goldfield Ltd
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 10,426,163 |
Reported balance
After 2023-06-07 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-06-07 · Grant · Acquired 246,103 · Balance 10,426,163 F1: On June 7, 2023, pursuant to the Issuer's previously announced exchange offer, the reporting persons exchanged 984,414 private placement warrants, which previously entitled the reporting persons to purchase one share of Class A Common Stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock") per warrant, at a price of $11.50 per share, for 246,103 shares of Class A Common Stock. |
| WarrantSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-06-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-06-07 · Disposition to issuer · Disposed 984,414 · Balance 0 F1: On June 7, 2023, pursuant to the Issuer's previously announced exchange offer, the reporting persons exchanged 984,414 private placement warrants, which previously entitled the reporting persons to purchase one share of Class A Common Stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock") per warrant, at a price of $11.50 per share, for 246,103 shares of Class A Common Stock. F2: The warrants became exercisable on March 04, 2023, and will expire on January 3, 2028 or earlier upon redemption or liquidation. |
Filing footnotes · ownership attribution and instrument terms
F1: On June 7, 2023, pursuant to the Issuer's previously announced exchange offer, the reporting persons exchanged 984,414 private placement warrants, which previously entitled the reporting persons to purchase one share of Class A Common Stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock") per warrant, at a price of $11.50 per share, for 246,103 shares of Class A Common Stock.
F2: The warrants became exercisable on March 04, 2023, and will expire on January 3, 2028 or earlier upon redemption or liquidation.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 07, 2023 Filed Jun 9, 2023 21:07 UTC | AlTi Global, Inc. ALTI · Entity 5344 | Disposition to issuerWarrant · Derivative | 984,414 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-015221 · doc4.xml · derivative · entry 2 Global Goldfield Ltd · CIK 0001960334 · 10% owner Yeung Sai Hong · CIK 0001962366 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 984,414 shares Expires not disclosed F1 · derivative.exercise_price: On June 7, 2023, pursuant to the Issuer's previously announced exchange offer, the reporting persons exchanged 984,414 private placement warrants, which previously entitled the reporting persons to purchase one share of Class A Common Stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock") per warrant, at a price of $11.50 per share, for 246,103 shares of Class A Common Stock. F1 · price: On June 7, 2023, pursuant to the Issuer's previously announced exchange offer, the reporting persons exchanged 984,414 private placement warrants, which previously entitled the reporting persons to purchase one share of Class A Common Stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock") per warrant, at a price of $11.50 per share, for 246,103 shares of Class A Common Stock. F2 · derivative.exercise_date: The warrants became exercisable on March 04, 2023, and will expire on January 3, 2028 or earlier upon redemption or liquidation. F2 · derivative.expiration_date: The warrants became exercisable on March 04, 2023, and will expire on January 3, 2028 or earlier upon redemption or liquidation. Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 21:07 UTC | AlTi Global, Inc. ALTI · Entity 5344 | GrantClass A Common Stock | 246,103 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-015221 · doc4.xml · nonDerivative · entry 1 Global Goldfield Ltd · CIK 0001960334 · 10% owner Yeung Sai Hong · CIK 0001962366 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,426,163 F1 · shares: On June 7, 2023, pursuant to the Issuer's previously announced exchange offer, the reporting persons exchanged 984,414 private placement warrants, which previously entitled the reporting persons to purchase one share of Class A Common Stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock") per warrant, at a price of $11.50 per share, for 246,103 shares of Class A Common Stock. F1 · price: On June 7, 2023, pursuant to the Issuer's previously announced exchange offer, the reporting persons exchanged 984,414 private placement warrants, which previously entitled the reporting persons to purchase one share of Class A Common Stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock") per warrant, at a price of $11.50 per share, for 246,103 shares of Class A Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.