organization · Reporting owner
JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST
Disclosed activity across 3 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| IMAX CORPIMAX · Entity 4276 | 10% owner · 13(d)(3) group | June 09, 2023 | June 13, 2023 |
| WESTPORT FUEL SYSTEMS INC.WPRT · Entity 7380 | 10% owner · 13(d)(3) group | July 19, 2017 | May 04, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
IMAX CORP
Report date June 09, 2023 · Filed June 13, 2023
Jointly reported with DOUGLAS KEVIN, DOUGLAS FAMILY TRUST, DOUGLAS JAMES E III, CELTIC FINANCIAL LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,975,236 |
Reported balance
After 2023-06-09 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-06-09 · Grant · Acquired 6,778 · Balance 3,975,236 F9: Restricted stock units granted to Kevin Douglas which were vested on the date of grant. F1: These securities are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas. F2: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F6: Includes 62,652 shares held by an intentionally defective grantor trust (the "KGD IDGT"). Kevin Douglas, as the settlor of the KGD IDGT, has the right to substitute property of equivalent value in return for the shares held by the KGD IDGT and may be deemed to have shared voting and dispositive power over the shares held by the KGD IDGT. F7: Includes 62,652 shares held by an intentionally defective grantor trust (the "MMD IDGT"). Michelle Douglas, as the settlor of the MMD IDGT, has the right to substitute property of equivalent value in return for the shares held by the MMD IDGT and may be deemed to have shared voting and dispositive power over the shares held by the MMD IDGT. |
| Common StockSEC Table I · non-derivative | IndirectBy James Douglas and Jean Douglas Irrevocable Descendants' Trust | 2,584,441 |
Reported balance
Holding disclosure · report date 2023-06-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,584,441 F2: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F3: These securities are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust. |
| Common StockSEC Table I · non-derivative | IndirectBy Douglas Family Trust | 880,000 |
Reported balance
Holding disclosure · report date 2023-06-09 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 880,000 F2: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F4: These securities are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. Kevin Douglas is the trustee of the Douglas Family Trust. |
| Common StockSEC Table I · non-derivative | IndirectBy James E. Douglas III | 923,645 |
Reported balance
Holding disclosure · report date 2023-06-09 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 923,645 F2: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F5: These securities are held directly by James E. Douglas III and indirectly by Kevin Douglas. |
| Common StockSEC Table I · non-derivative | IndirectBy Celtic Financial, LLC | 571,989 |
Reported balance
Holding disclosure · report date 2023-06-09 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 571,989 F2: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F8: These securities are held directly by Celtic Financial, LLC and indirectly by Kevin Douglas. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas.
F2: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person.
F3: These securities are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust.
F4: These securities are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. Kevin Douglas is the trustee of the Douglas Family Trust.
F5: These securities are held directly by James E. Douglas III and indirectly by Kevin Douglas.
F6: Includes 62,652 shares held by an intentionally defective grantor trust (the "KGD IDGT"). Kevin Douglas, as the settlor of the KGD IDGT, has the right to substitute property of equivalent value in return for the shares held by the KGD IDGT and may be deemed to have shared voting and dispositive power over the shares held by the KGD IDGT.
F7: Includes 62,652 shares held by an intentionally defective grantor trust (the "MMD IDGT"). Michelle Douglas, as the settlor of the MMD IDGT, has the right to substitute property of equivalent value in return for the shares held by the MMD IDGT and may be deemed to have shared voting and dispositive power over the shares held by the MMD IDGT.
F8: These securities are held directly by Celtic Financial, LLC and indirectly by Kevin Douglas.
F9: Restricted stock units granted to Kevin Douglas which were vested on the date of grant.
WESTPORT FUEL SYSTEMS INC.
Report date July 19, 2017 · Filed May 04, 2020 · Amendment
Jointly reported with DOUGLAS KEVIN, DOUGLAS FAMILY TRUST, DOUGLAS JAMES E III
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Summer Douglas 2010 Trust | 150,000 |
Reported balance
After 2017-07-19 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2017-07-19 · Grant · Acquired 150,000 · Balance 150,000 F1: These shares were inadvertently omitted from the Reporting Person's original Form 4. F2: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F3: These shares are held directly by the Summer Douglas 2010 Trust and indirectly by Kevin Douglas who may be deemed to share dispositive power over such shares. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were inadvertently omitted from the Reporting Person's original Form 4.
F2: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person.
F3: These shares are held directly by the Summer Douglas 2010 Trust and indirectly by Kevin Douglas who may be deemed to share dispositive power over such shares.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
RESEARCH FRONTIERS INC
Report date August 25, 2020 · Filed August 27, 2020
Jointly reported with DOUGLAS KEVIN, DOUGLAS FAMILY TRUST
Section 16 reporting ended · disclosed 2020-08-27. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 855,997 |
Reported balance
After 2020-08-25 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-08-25 · Sale · Disposed 57,000 · Balance 855,997 F1: These shares are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas. F2: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. |
| Common StockSEC Table I · non-derivative | IndirectBy James Douglas and Jean Douglas Irrevocable Descendants' Trust | 1,426,663 |
Reported balance
After 2020-08-25 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2020-08-25 · Sale · Disposed 95,000 · Balance 1,426,663 F2: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F3: These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas and Michelle Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust. |
| Common StockSEC Table I · non-derivative | IndirectBy Douglas Family Trust | 570,667 |
Reported balance
After 2020-08-25 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2020-08-25 · Sale · Disposed 38,000 · Balance 570,667 F2: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F4: These shares are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas.
F2: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person.
F3: These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas and Michelle Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust.
F4: These shares are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 14, 2018 Filed Nov 15, 2018 21:17 UTC | IMAX CORP IMAX · Entity 4276 | OtherCommon Stock | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-029021 · doc4.xml · nonDerivative · entry 5 DOUGLAS KEVIN · CIK 0001132859 · Director · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group DOUGLAS JAMES E III · CIK 0001268476 · 10% owner · 13(d)(3) group CELTIC FINANCIAL LLC · CIK 0001691073 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Celtic Financial, LLC Disclosed balance after: 200,000 F9 · price: The Douglas Family Trust (controlled by the Reporting Person) transferred 200,000 shares to Celtic Financial, LLC (controlled by the Reporting Person). This transaction was exempt under Rule 16a-13 as a change in form of beneficial ownership. F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F8 · ownership.direct: These securities are held directly by Celtic Financial, LLC and indirectly by Kevin Douglas. Read SEC document |
| November 14, 2018 Filed Nov 15, 2018 21:17 UTC | IMAX CORP IMAX · Entity 4276 | OtherCommon Stock | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-029021 · doc4.xml · nonDerivative · entry 3 DOUGLAS KEVIN · CIK 0001132859 · Director · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group DOUGLAS JAMES E III · CIK 0001268476 · 10% owner · 13(d)(3) group CELTIC FINANCIAL LLC · CIK 0001691073 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Douglas Family Trust Disclosed balance after: 1,251,989 F9 · price: The Douglas Family Trust (controlled by the Reporting Person) transferred 200,000 shares to Celtic Financial, LLC (controlled by the Reporting Person). This transaction was exempt under Rule 16a-13 as a change in form of beneficial ownership. F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F4 · ownership.direct: These securities are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. James E. Douglas and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust. Read SEC document |
| September 11, 2018 Filed Sep 22, 2018 00:08 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | PurchaseWarrant (right to buy) · Derivative | 54,348 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-025031 · doc4.xml · derivative · entry 6 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Douglas Family Trust Disclosed balance after: 54,348 Underlying: Common Stock · 54,348 shares Expires 2023-09-30 F5 · derivative.exercise_price: These warrants contain a variable exercise price feature and and are exercisable at $1.10 per share if exercised prior to September 30, 2019, $1.20 per share if exercised from October 1, 2019 to September 30, 2020, and $1.38 per share if exercised after September 30, 2020. F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F4 · ownership.direct: These shares are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust. Read SEC document |
| September 11, 2018 Filed Sep 22, 2018 00:08 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | PurchaseWarrant (right to buy) · Derivative | 135,869 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-025031 · doc4.xml · derivative · entry 5 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By James Douglas and Jean Douglas Irrevocable Descendants' Trust Disclosed balance after: 135,869 Underlying: Common Stock · 135,869 shares Expires 2023-09-30 F5 · derivative.exercise_price: These warrants contain a variable exercise price feature and and are exercisable at $1.10 per share if exercised prior to September 30, 2019, $1.20 per share if exercised from October 1, 2019 to September 30, 2020, and $1.38 per share if exercised after September 30, 2020. F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F3 · ownership.direct: These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas and Michelle Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust. Read SEC document |
| September 11, 2018 Filed Sep 22, 2018 00:08 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | PurchaseWarrant (right to buy) · Derivative | 81,522 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-025031 · doc4.xml · derivative · entry 4 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,522 Underlying: Common Stock · 81,522 shares Expires 2023-09-30 F5 · derivative.exercise_price: These warrants contain a variable exercise price feature and and are exercisable at $1.10 per share if exercised prior to September 30, 2019, $1.20 per share if exercised from October 1, 2019 to September 30, 2020, and $1.38 per share if exercised after September 30, 2020. F1 · ownership.direct: These shares are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas. F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. Read SEC document |
| September 11, 2018 Filed Sep 22, 2018 00:08 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | PurchaseCommon Stock | 108,696 | $0.92 | $100,000.32 |
DisclosureSEC source: 0000899243-18-025031 · doc4.xml · nonDerivative · entry 3 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Douglas Family Trust Disclosed balance after: 738,416 F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F4 · ownership.direct: These shares are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust. Read SEC document |
| September 11, 2018 Filed Sep 22, 2018 00:08 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | PurchaseCommon Stock | 271,739 | $0.92 | $249,999.88 |
DisclosureSEC source: 0000899243-18-025031 · doc4.xml · nonDerivative · entry 2 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By James Douglas and Jean Douglas Irrevocable Descendants' Trust Disclosed balance after: 1,846,043 F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F3 · ownership.direct: These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas and Michelle Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust. Read SEC document |
| September 11, 2018 Filed Sep 22, 2018 00:08 UTC | RESEARCH FRONTIERS INC REFR · Entity 7794 | PurchaseCommon Stock | 163,044 | $0.92 | $150,000.48 |
DisclosureSEC source: 0000899243-18-025031 · doc4.xml · nonDerivative · entry 1 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,107,625 F1 · ownership.direct: These shares are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas. F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. Read SEC document |
| June 06, 2018 Filed Jun 7, 2018 20:00 UTC | IMAX CORP IMAX · Entity 4276 | GrantCommon Stock | 5,787 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-015434 · doc4.xml · nonDerivative · entry 1 DOUGLAS KEVIN · CIK 0001132859 · Director · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group DOUGLAS JAMES E III · CIK 0001268476 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,939,603 F8 · shares: Restricted stock units granted to Kevin Douglas which were vested on the date of grant. F1 · ownership.direct: These securities are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas. F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F6 · ownership.direct: Includes 62,652 shares held by an intentionally defective grantor trust (the "KGD IDGT"). Kevin Douglas, as the settlor of the KGD IDGT, has the right to substitute property of equivalent value in return for the shares held by the KGD IDGT and may be deemed to have shared voting and dispositive power over the shares held by the KGD IDGT. F7 · ownership.direct: Includes 62,652 shares held by an intentionally defective grantor trust (the "MMD IDGT"). Michelle Douglas, as the settlor of the MMD IDGT, has the right to substitute property of equivalent value in return for the shares held by the MMD IDGT and may be deemed to have shared voting and dispositive power over the shares held by the MMD IDGT. Read SEC document |
| July 19, 2017 Filed Jul 21, 2017 20:01 UTC | WESTPORT FUEL SYSTEMS INC. WPRT · Entity 7380 | GrantCommon Stock | 150,000 | $1.50 | $225,000.00 |
DisclosureSEC source: 0000899243-17-018695 · doc4.xml · nonDerivative · entry 9 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group DOUGLAS JAMES E III · CIK 0001268476 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Amanda Douglas 2K3 Trust Disclosed balance after: 150,000 F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F10 · ownership.direct: These shares are held by the Amanda Douglas 2K3 Trust and indirectly by Michelle Douglas and Kevin Douglas. Read SEC document |
| July 19, 2017 Filed Jul 21, 2017 20:01 UTC | WESTPORT FUEL SYSTEMS INC. WPRT · Entity 7380 | GrantCommon Stock | 150,000 | $1.50 | $225,000.00 |
DisclosureSEC source: 0000899243-17-018695 · doc4.xml · nonDerivative · entry 8 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group DOUGLAS JAMES E III · CIK 0001268476 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Jake Douglas 2K3 Trust Disclosed balance after: 150,000 F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F9 · ownership.direct: These shares are held by the Jake Douglas 2K3 Trust and indirectly by Michelle Douglas and Kevin Douglas. Read SEC document |
| July 19, 2017 Filed Jul 21, 2017 20:01 UTC | WESTPORT FUEL SYSTEMS INC. WPRT · Entity 7380 | GrantCommon Stock | 150,000 | $1.50 | $225,000.00 |
DisclosureSEC source: 0000899243-17-018695 · doc4.xml · nonDerivative · entry 7 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group DOUGLAS JAMES E III · CIK 0001268476 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Alex Douglas 2K3 Trust Disclosed balance after: 150,000 F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F8 · ownership.direct: These shares are held by the Alex Douglas 2K3 Trust and indirectly by Michelle Douglas and Kevin Douglas. Read SEC document |
| July 19, 2017 Filed Jul 21, 2017 20:01 UTC | WESTPORT FUEL SYSTEMS INC. WPRT · Entity 7380 | GrantCommon Stock | 200,000 | $1.50 | $300,000.00 |
DisclosureSEC source: 0000899243-17-018695 · doc4.xml · nonDerivative · entry 4 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group DOUGLAS JAMES E III · CIK 0001268476 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By James E. Douglas III Disclosed balance after: 1,915,790 F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F5 · ownership.direct: These shares are held directly by James E. Douglas III and indirectly by Kevin Douglas. Read SEC document |
| July 19, 2017 Filed Jul 21, 2017 20:01 UTC | WESTPORT FUEL SYSTEMS INC. WPRT · Entity 7380 | GrantCommon Stock | 600,000 | $1.50 | $900,000.00 |
DisclosureSEC source: 0000899243-17-018695 · doc4.xml · nonDerivative · entry 2 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group DOUGLAS JAMES E III · CIK 0001268476 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By James Douglas and Jean Douglas Irrevocable Descendants' Trust Disclosed balance after: 6,360,206 F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F3 · ownership.direct: These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust. Read SEC document |
| July 19, 2017 Filed Jul 21, 2017 20:01 UTC | WESTPORT FUEL SYSTEMS INC. WPRT · Entity 7380 | GrantCommon Stock | 600,000 | $1.50 | $900,000.00 |
DisclosureSEC source: 0000899243-17-018695 · doc4.xml · nonDerivative · entry 1 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group DOUGLAS JAMES E III · CIK 0001268476 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,829,808 F1 · ownership.direct: These shares are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas. F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. Read SEC document |
| July 19, 2017 Filed May 4, 2020 20:01 UTC Amendment | WESTPORT FUEL SYSTEMS INC. WPRT · Entity 7380 | GrantCommon Stock | 150,000 | $1.50 | $225,000.00 |
DisclosureSEC source: 0000899243-20-011879 · doc4a.xml · nonDerivative · entry 1 DOUGLAS KEVIN · CIK 0001132859 · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group DOUGLAS JAMES E III · CIK 0001268476 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Summer Douglas 2010 Trust Disclosed balance after: 150,000 F1 · shares: These shares were inadvertently omitted from the Reporting Person's original Form 4. F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F3 · ownership.direct: These shares are held directly by the Summer Douglas 2010 Trust and indirectly by Kevin Douglas who may be deemed to share dispositive power over such shares. Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 20:00 UTC | IMAX CORP IMAX · Entity 4276 | GrantCommon Stock | 4,980 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-016455 · doc4.xml · nonDerivative · entry 1 DOUGLAS KEVIN · CIK 0001132859 · Director · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group DOUGLAS JAMES E III · CIK 0001268476 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,933,816 F8 · shares: Restricted stock units granted to Kevin Douglas which were vested on the date of grant. F1 · ownership.direct: These securities are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas. F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F6 · ownership.direct: Includes 62,652 shares held by an intentionally defective grantor trust (the "KGD IDGT"). Kevin Douglas, as the settlor of the KGD IDGT, has the right to substitute property of equivalent value in return for the shares held by the KGD IDGT and may be deemed to have shared voting and dispositive power over the shares held by the KGD IDGT. F7 · ownership.direct: Includes 62,652 shares held by an intentionally defective grantor trust (the "MMD IDGT"). Michelle Douglas, as the settlor of the MMD IDGT, has the right to substitute property of equivalent value in return for the shares held by the MMD IDGT and may be deemed to have shared voting and dispositive power over the shares held by the MMD IDGT. Read SEC document |
| October 21, 2016 Filed Oct 24, 2016 22:35 UTC | IMAX CORP IMAX · Entity 4276 | GrantCommon Stock | 2,464 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-032241 · doc4.xml · nonDerivative · entry 1 DOUGLAS KEVIN · CIK 0001132859 · Director · 10% owner · 13(d)(3) group DOUGLAS FAMILY TRUST · CIK 0001268474 · 10% owner · 13(d)(3) group JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST · CIK 0001268475 · 10% owner · 13(d)(3) group DOUGLAS JAMES E III · CIK 0001268476 · 10% owner · 13(d)(3) group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,928,836 F8 · shares: Restricted stock units granted to Kevin Douglas which were vested on the date of grant. F1 · ownership.direct: These securities are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas. F2 · ownership.direct: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. F6 · ownership.direct: Includes 62,652 shares held by an intentionally defective grantor trust (the "KGD IDGT"). Kevin Douglas, as the settlor of the KGD IDGT, has the right to substitute property of equivalent value in return for the shares held by the KGD IDGT and may be deemed to have shared voting and dispositive power over the shares held by the KGD IDGT. F7 · ownership.direct: Includes 62,652 shares held by an intentionally defective grantor trust (the "MMD IDGT"). Michelle Douglas, as the settlor of the MMD IDGT, has the right to substitute property of equivalent value in return for the shares held by the MMD IDGT and may be deemed to have shared voting and dispositive power over the shares held by the MMD IDGT. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.