Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| American Water Works Company, Inc.AWK · Entity 3169 | Director | May 12, 2017 | May 15, 2017 |
| Zimmer Energy Transition Acquisition Corp.ZT · Entity 112385 | Director | June 09, 2023 | June 13, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
American Water Works Company, Inc.
Report date May 12, 2017 · Filed May 15, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 24,351 |
Reported balance
After 2017-05-12 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-05-12 · Grant · Acquired 1,376 · Balance 24,351 F1: The shares indicated constitute restricted stock units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one share per unit basis. The restricted stock units vested on the date of grant. The restricted stock units will be converted into common stock generally within 30 days following the earlier of August 14, 2018 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares indicated constitute restricted stock units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one share per unit basis. The restricted stock units vested on the date of grant. The restricted stock units will be converted into common stock generally within 30 days following the earlier of August 14, 2018 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company.
Zimmer Energy Transition Acquisition Corp.
Report date June 09, 2023 · Filed June 13, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-06-09 transaction · row 1
1 source rowRow 1 · 2023-06-09 · Disposition to issuer · Disposed 50,000 · Balance 0 F1: On June 2, 2023, Zimmer Energy Transition Acquisition Corp. (the "Issuer") announced that it will redeem all of its outstanding shares of Class A Common Stock that were included in the units issued in its initial public offering (the "Public Shares"), as the Issuer will not consummate an initial business combination within the time period required by its Amended and Restated Certificate of Incorporation. The per share redemption price for the Public Shares will be $10.24600261, which was definitively determined on June 9, 2023. As of the close of business on June 16, 2023, the Public Shares, including all shares of Class A Common Stock that were beneficially owned by the Reporting Person, will be deemed cancelled and will represent only the right to receive the redemption amount. |
Filing footnotes · ownership attribution and instrument terms
F1: On June 2, 2023, Zimmer Energy Transition Acquisition Corp. (the "Issuer") announced that it will redeem all of its outstanding shares of Class A Common Stock that were included in the units issued in its initial public offering (the "Public Shares"), as the Issuer will not consummate an initial business combination within the time period required by its Amended and Restated Certificate of Incorporation. The per share redemption price for the Public Shares will be $10.24600261, which was definitively determined on June 9, 2023. As of the close of business on June 16, 2023, the Public Shares, including all shares of Class A Common Stock that were beneficially owned by the Reporting Person, will be deemed cancelled and will represent only the right to receive the redemption amount.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 09, 2023 Filed Jun 13, 2023 16:18 UTC | Zimmer Energy Transition Acquisition Corp. ZT · Entity 112385 | Disposition to issuerClass A Common Stock | 50,000 | $10.25 | $512,300.00 |
DisclosureSEC source: 0001104659-23-070810 · tm2318529-2_4seq1.xml · nonDerivative · entry 1 EVANSON PAUL J · CIK 0001182704 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: On June 2, 2023, Zimmer Energy Transition Acquisition Corp. (the "Issuer") announced that it will redeem all of its outstanding shares of Class A Common Stock that were included in the units issued in its initial public offering (the "Public Shares"), as the Issuer will not consummate an initial business combination within the time period required by its Amended and Restated Certificate of Incorporation. The per share redemption price for the Public Shares will be $10.24600261, which was definitively determined on June 9, 2023. As of the close of business on June 16, 2023, the Public Shares, including all shares of Class A Common Stock that were beneficially owned by the Reporting Person, will be deemed cancelled and will represent only the right to receive the redemption amount. F1 · price: On June 2, 2023, Zimmer Energy Transition Acquisition Corp. (the "Issuer") announced that it will redeem all of its outstanding shares of Class A Common Stock that were included in the units issued in its initial public offering (the "Public Shares"), as the Issuer will not consummate an initial business combination within the time period required by its Amended and Restated Certificate of Incorporation. The per share redemption price for the Public Shares will be $10.24600261, which was definitively determined on June 9, 2023. As of the close of business on June 16, 2023, the Public Shares, including all shares of Class A Common Stock that were beneficially owned by the Reporting Person, will be deemed cancelled and will represent only the right to receive the redemption amount. Read SEC document |
| June 29, 2021 Filed Jul 1, 2021 16:30 UTC | Zimmer Energy Transition Acquisition Corp. ZTAQU · Entity 112385 | PurchaseClass A Common Stock | 50,000 | $10.10 | $505,140.00 |
DisclosureSEC source: 0001104659-21-088264 · tm2121174-1_4seq1.xml · nonDerivative · entry 1 EVANSON PAUL J · CIK 0001182704 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.05 to $10.12, inclusive. The reporting person undertakes to provide to Zimmer Energy Transition Acquisition Corp. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · balance_after: The reporting person purchased 50,000 units at a weighted average price of $10.1028 per unit, with each unit consisting of one share of the Issuer's Class A Common Stock and one third of one warrant (a "Warrant"), with each whole Warrant entitling the holder thereof to purchase one share of the Issuer's Class A Common Stock at a price of $11.50 per share, subject to certain adjustments. The Warrants included in the units will become exercisable, if at all, on the later of 30 days after the completion of the Issuer's initial business combination and 12 months from the closing of the Issuer's initial public offering. The Warrants are not being reported on this Form 4 because they cannot be exercised until the satisfaction of material conditions outside the control of the reporting person. Read SEC document |
| May 12, 2017 Filed May 15, 2017 18:28 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 1,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-032445 · doc4.xml · nonDerivative · entry 1 EVANSON PAUL J · CIK 0001182704 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,351 F1 · security: The shares indicated constitute restricted stock units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one share per unit basis. The restricted stock units vested on the date of grant. The restricted stock units will be converted into common stock generally within 30 days following the earlier of August 14, 2018 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company. F1 · shares: The shares indicated constitute restricted stock units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one share per unit basis. The restricted stock units vested on the date of grant. The restricted stock units will be converted into common stock generally within 30 days following the earlier of August 14, 2018 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.