Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MidCap Financial Investment CorpMFIC · Entity 5121 | Director | November 15, 2021 | June 14, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MidCap Financial Investment Corp
Report date November 15, 2021 · Filed June 14, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class I Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 50,000 |
Reported balance
After 2021-11-15 transaction · row 1
1 source rowRow 1 · 2021-11-15 · Purchase · Acquired 50,000 · Balance 50,000 F1: The price reported in Column 4 is a weighted average price. These Class I Common Shares of Beneficial Interest ("Common Shares") of Midcap Financial Investment Corporation (the "Issuer") were purchased in multiple transactions ranging from $13.00 to $13.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares purchased at each separate price in the range set forth in this footnote. |
| Class I Common Shares of Beneficial InterestSEC Table I · non-derivative | IndirectShares held by John J. Hannan Family Trust dated 9/30/92, Judith Hannan, Trustee | 62,739 |
Reported balance
Holding disclosure · report date 2021-11-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 62,739 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These Class I Common Shares of Beneficial Interest ("Common Shares") of Midcap Financial Investment Corporation (the "Issuer") were purchased in multiple transactions ranging from $13.00 to $13.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares purchased at each separate price in the range set forth in this footnote.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
EP Energy Corp
Report date May 01, 2019 · Filed May 02, 2019
Section 16 reporting ended · disclosed 2019-05-02. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 15, 2021 Filed Jun 14, 2023 20:13 UTC | MidCap Financial Investment Corp MFIC · Entity 5121 | PurchaseClass I Common Shares of Beneficial Interest | 50,000 | $13.03 | $651,255.00 |
DisclosureSEC source: 0000899243-23-015529 · doc4.xml · nonDerivative · entry 1 HANNAN JOHN J · CIK 0001256241 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 F1 · price: The price reported in Column 4 is a weighted average price. These Class I Common Shares of Beneficial Interest ("Common Shares") of Midcap Financial Investment Corporation (the "Issuer") were purchased in multiple transactions ranging from $13.00 to $13.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares purchased at each separate price in the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.