Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Dave & Buster's Entertainment, Inc.PLAY · Entity 446 | Director | May 06, 2021 | May 07, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Dave & Buster's Entertainment, Inc.
Report date May 06, 2021 · Filed May 07, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectStephen and Shauna King Investment Partnership LP | 1,400 |
Reported balance
After 2021-05-06 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-05-06 · Exercise / conversion · Acquired 1,400 · Balance 1,400 |
| Common StockSEC Table I · non-derivative | IndirectStephen and Shauna King Investment Partnership LP | 0 |
Reported balance
After 2021-05-06 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2021-05-06 · Sale · Disposed 1,400 · Balance 0 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 5, 2021. F2: The price reported in Column 4 is a weighted average price. These shares were sold to multiple transactions at prices ranging from $45.16 to $45.50, inclusive. The reporting person undertakes to provide to Dave & Buster's Entertainment, Inc., any security holder of Dave & Buster's Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. |
| Common StockSEC Table I · non-derivative | IndirectStephen and Shauna King Investment Partnership LP | 23,600 |
Reported balance
After 2021-05-07 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2021-05-07 · Exercise / conversion · Acquired 23,600 · Balance 23,600 |
| Common StockSEC Table I · non-derivative | IndirectStephen and Shauna King Investment Partnership LP | 0 |
Reported balance
After 2021-05-07 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2021-05-07 · Sale · Disposed 23,600 · Balance 0 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 5, 2021. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.00 · Expires 2024-10-09 | IndirectSteve and Shauna King Investment Partnership LP | 183,215 |
Reported balance
After 2021-05-06 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-05-06 · Exercise / conversion · Disposed 1,400 · Balance 183,215 F3: All of the shares subject to the option have previously vested. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.00 · Expires 2024-10-09 | IndirectSteve and Shauna King Investment Partnership LP | 159,615 |
Reported balance
After 2021-05-07 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-05-07 · Exercise / conversion · Disposed 23,600 · Balance 159,615 F3: All of the shares subject to the option have previously vested. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 5, 2021.
F2: The price reported in Column 4 is a weighted average price. These shares were sold to multiple transactions at prices ranging from $45.16 to $45.50, inclusive. The reporting person undertakes to provide to Dave & Buster's Entertainment, Inc., any security holder of Dave & Buster's Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
F3: All of the shares subject to the option have previously vested.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Ruths Hospitality Group, Inc.
Report date June 14, 2023 · Filed June 14, 2023
Section 16 reporting ended · disclosed 2023-06-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-06-14 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2023-06-14 · Other · Disposed 3,889 · Balance 0 F1: Pursuant to that certain Agreement and Plan of Merger, dated as of May 2, 2023 (the "Merger Agreement"), by and among Darden Restaurants, Inc., Ruby Acquisition Corporation and Ruth's Hospitality Group, Inc. (the "Company"), these shares of common stock were tendered prior to the Offer Expiration Time (as defined in the Merger Agreement) and disposed of at the Effective Time (as defined in the Merger Agreement) in exchange for the right to receive a cash payment of $21.50, without interest and less any applicable withholding taxes. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-06-14 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2023-06-14 · Disposition to issuer · Disposed 25,543 · Balance 0 F2: Pursuant to the Merger Agreement, each of the Company's restricted stock units (the "RSUs") outstanding, whether vested or unvested as of immediately prior to the Effective Time, automatically became fully vested, cancelled and converted into and became the right to receive an amount in cash, without interest thereon (but subject to applicable withholding), equal to the product obtained by multiplying (i) the Merger Consideration (as defined in the Merger Agreement) by (ii) the total number of shares of Company common stock subject to such RSU. F1: Pursuant to that certain Agreement and Plan of Merger, dated as of May 2, 2023 (the "Merger Agreement"), by and among Darden Restaurants, Inc., Ruby Acquisition Corporation and Ruth's Hospitality Group, Inc. (the "Company"), these shares of common stock were tendered prior to the Offer Expiration Time (as defined in the Merger Agreement) and disposed of at the Effective Time (as defined in the Merger Agreement) in exchange for the right to receive a cash payment of $21.50, without interest and less any applicable withholding taxes. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-06-14 transaction · row 3
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 3 · 2023-06-14 · Disposition to issuer · Disposed 1,106 · Balance 0 F3: Pursuant to the Merger Agreement, each of the Company's deferred stock units (the "DSUs") outstanding, whether vested or unvested as of immediately prior to the Effective Time automatically became fully vested, cancelled and converted into and became the right to receive an amount in cash, without interest thereon (but subject to applicable withholding), equal to the product obtained by multiplying (i) the Merger Consideration by (ii) the total number of DSUs credited to the holder's account. F1: Pursuant to that certain Agreement and Plan of Merger, dated as of May 2, 2023 (the "Merger Agreement"), by and among Darden Restaurants, Inc., Ruby Acquisition Corporation and Ruth's Hospitality Group, Inc. (the "Company"), these shares of common stock were tendered prior to the Offer Expiration Time (as defined in the Merger Agreement) and disposed of at the Effective Time (as defined in the Merger Agreement) in exchange for the right to receive a cash payment of $21.50, without interest and less any applicable withholding taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to that certain Agreement and Plan of Merger, dated as of May 2, 2023 (the "Merger Agreement"), by and among Darden Restaurants, Inc., Ruby Acquisition Corporation and Ruth's Hospitality Group, Inc. (the "Company"), these shares of common stock were tendered prior to the Offer Expiration Time (as defined in the Merger Agreement) and disposed of at the Effective Time (as defined in the Merger Agreement) in exchange for the right to receive a cash payment of $21.50, without interest and less any applicable withholding taxes.
F2: Pursuant to the Merger Agreement, each of the Company's restricted stock units (the "RSUs") outstanding, whether vested or unvested as of immediately prior to the Effective Time, automatically became fully vested, cancelled and converted into and became the right to receive an amount in cash, without interest thereon (but subject to applicable withholding), equal to the product obtained by multiplying (i) the Merger Consideration (as defined in the Merger Agreement) by (ii) the total number of shares of Company common stock subject to such RSU.
F3: Pursuant to the Merger Agreement, each of the Company's deferred stock units (the "DSUs") outstanding, whether vested or unvested as of immediately prior to the Effective Time automatically became fully vested, cancelled and converted into and became the right to receive an amount in cash, without interest thereon (but subject to applicable withholding), equal to the product obtained by multiplying (i) the Merger Consideration by (ii) the total number of DSUs credited to the holder's account.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 08, 2017 Filed Jun 9, 2017 18:51 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | Exercise / conversionCommon Stock | 37,500 | $4.44 | $166,500.00 |
DisclosureSEC source: 0001209191-17-038812 · doc4.xml · nonDerivative · entry 3 King Stephen M · CIK 0001557355 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Stephen and Shauna King Investment Partnership LP Disclosed balance after: 37,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2017 Filed Jun 9, 2017 18:51 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | SaleCommon Stock | 37,500 | $71.69 | $2,688,300.00 |
DisclosureSEC source: 0001209191-17-038812 · doc4.xml · nonDerivative · entry 2 King Stephen M · CIK 0001557355 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 7, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold to multiple transactions at prices ranging from $70.92 to $73.35, inclusive. The reporting person undertakes to provide to Dave & Buster's Entertainment, Inc., any security holder of Dave & Buster's Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| June 08, 2017 Filed Jun 9, 2017 18:51 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | Exercise / conversionCommon Stock | 37,500 | $4.44 | $166,500.00 |
DisclosureSEC source: 0001209191-17-038812 · doc4.xml · nonDerivative · entry 1 King Stephen M · CIK 0001557355 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,501 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 07, 2017 Filed Apr 11, 2017 15:22 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | GrantStock Option (Right to Buy) · Derivative | 43,767 | $0.00 Strike: $59.67 | $0.00 |
DisclosureSEC source: 0001209191-17-026499 · doc4.xml · derivative · entry 1 King Stephen M · CIK 0001557355 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,767 Underlying: Common Stock · 43,767 shares Expires 2027-04-07 F1 · derivative.exercise_date: The option vests in equal installments on April 7, 2018, April 7, 2019 and April 7, 2020. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 14:48 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | Exercise / conversionStock Option (Right to Buy) · Derivative | 45,000 | $0.00 Strike: $4.44 | $0.00 |
DisclosureSEC source: 0001209191-17-024423 · doc4.xml · derivative · entry 4 King Stephen M · CIK 0001557355 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Steve and Shauna King Investment Partnership LP Disclosed balance after: 168,046 Underlying: Common Stock · 45,000 shares Expires 2020-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: All of the shares subject to the option have previously vested. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 14:48 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | SaleCommon Stock | 45,000 | $60.53 | $2,723,728.50 |
DisclosureSEC source: 0001209191-17-024423 · doc4.xml · nonDerivative · entry 2 King Stephen M · CIK 0001557355 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Stephen and Shauna King Investment Partnership LP Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 8, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold to multiple transactions at prices ranging from $59.79 to $61.20, inclusive. The reporting person undertakes to provide to Dave & Buster's Entertainment, Inc., any security holder of Dave & Buster's Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 14:48 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | Exercise / conversionCommon Stock | 45,000 | $4.44 | $199,800.00 |
DisclosureSEC source: 0001209191-17-024423 · doc4.xml · nonDerivative · entry 1 King Stephen M · CIK 0001557355 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Stephen and Shauna King Investment Partnership LP Disclosed balance after: 45,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 22:08 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | Exercise / conversionStock Option (Right to Buy) · Derivative | 45,000 | $0.00 Strike: $4.44 | $0.00 |
DisclosureSEC source: 0001209191-17-001152 · doc4.xml · derivative · entry 4 King Stephen M · CIK 0001557355 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Steve and Shauna King Investment Partnership LP Disclosed balance after: 213,046 Underlying: Common Stock · 45,000 shares Expires 2020-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: All of the shares subject to the option have previously vested. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 22:08 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | SaleCommon Stock | 45,000 | $55.69 | $2,506,023.00 |
DisclosureSEC source: 0001209191-17-001152 · doc4.xml · nonDerivative · entry 2 King Stephen M · CIK 0001557355 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Stephen and Shauna King Investment Partnership LP Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 8, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold to multiple transactions at prices ranging from $55.24 to $57.60, inclusive. The reporting person undertakes to provide to Dave & Buster's Entertainment, Inc., any security holder of Dave & Buster's Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 22:08 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | Exercise / conversionCommon Stock | 45,000 | $4.44 | $199,800.00 |
DisclosureSEC source: 0001209191-17-001152 · doc4.xml · nonDerivative · entry 1 King Stephen M · CIK 0001557355 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Stephen and Shauna King Investment Partnership LP Disclosed balance after: 45,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2016 Filed Dec 12, 2016 22:40 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | Exercise / conversionStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $4.44 | $0.00 |
DisclosureSEC source: 0001209191-16-154756 · doc4.xml · derivative · entry 6 King Stephen M · CIK 0001557355 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Steve and Shauna King Investment Partnership LP Disclosed balance after: 258,046 Underlying: Common Stock · 15,000 shares Expires 2020-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: All of the shares subject to the option have previously vested. Read SEC document |
| December 12, 2016 Filed Dec 12, 2016 22:40 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | SaleCommon Stock | 15,000 | $56.23 | $843,516.00 |
DisclosureSEC source: 0001209191-16-154756 · doc4.xml · nonDerivative · entry 4 King Stephen M · CIK 0001557355 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Stephen and Shauna King Investment Partnership LP Disclosed balance after: 0 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Stephen and Shauna King Investment Partnership, LP on April 8, 2016. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold to multiple transactions at prices ranging from $55.53 to $57.05, inclusive. The reporting person undertakes to provide to Dave & Buster's Entertainment, Inc., any security holder of Dave & Buster's Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4. Read SEC document |
| December 12, 2016 Filed Dec 12, 2016 22:40 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | Exercise / conversionCommon Stock | 15,000 | $4.44 | $66,600.00 |
DisclosureSEC source: 0001209191-16-154756 · doc4.xml · nonDerivative · entry 3 King Stephen M · CIK 0001557355 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Stephen and Shauna King Investment Partnership LP Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 22:40 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | Exercise / conversionStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $4.44 | $0.00 |
DisclosureSEC source: 0001209191-16-154756 · doc4.xml · derivative · entry 5 King Stephen M · CIK 0001557355 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,235 Underlying: Common Stock · 30,000 shares Expires 2020-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: All of the shares subject to the option have previously vested. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 22:40 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | SaleCommon Stock | 30,000 | $56.42 | $1,692,570.00 |
DisclosureSEC source: 0001209191-16-154756 · doc4.xml · nonDerivative · entry 2 King Stephen M · CIK 0001557355 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold to multiple transactions at prices ranging from $56.00 to $57.45, inclusive. The reporting person undertakes to provide to Dave & Buster's Entertainment, Inc., any security holder of Dave & Buster's Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 22:40 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | Exercise / conversionCommon Stock | 30,000 | $4.44 | $133,200.00 |
DisclosureSEC source: 0001209191-16-154756 · doc4.xml · nonDerivative · entry 1 King Stephen M · CIK 0001557355 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 19:24 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | Exercise / conversionStock Option (Right to Buy) · Derivative | 7,500 | $0.00 Strike: $4.44 | $0.00 |
DisclosureSEC source: 0001209191-16-149648 · doc4.xml · derivative · entry 4 King Stephen M · CIK 0001557355 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Steve and Shauna King Investment Partnership LP Disclosed balance after: 273,046 Underlying: Common Stock · 7,500 shares Expires 2020-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: All of the shares subject to the option have previously vested. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 19:24 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | SaleCommon Stock | 7,500 | $45.01 | $337,575.75 |
DisclosureSEC source: 0001209191-16-149648 · doc4.xml · nonDerivative · entry 2 King Stephen M · CIK 0001557355 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Stephen and Shauna King Investment Partnership LP Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Stephen and Shauna King Investment Partnership, LP on April 8, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold to multiple transactions at prices ranging from $45.00 to $45.0550, inclusive. The reporting person undertakes to provide to Dave & Buster's Entertainment, Inc., any security holder of Dave & Buster's Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 19:24 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | Exercise / conversionCommon Stock | 7,500 | $4.44 | $33,300.00 |
DisclosureSEC source: 0001209191-16-149648 · doc4.xml · nonDerivative · entry 1 King Stephen M · CIK 0001557355 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Stephen and Shauna King Investment Partnership LP Disclosed balance after: 7,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 03, 2016 Filed Oct 3, 2016 22:08 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | Exercise / conversionStock Option (Right to Buy) · Derivative | 22,500 | $0.00 Strike: $4.44 | $0.00 |
DisclosureSEC source: 0001209191-16-143746 · doc4.xml · derivative · entry 4 King Stephen M · CIK 0001557355 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Steve and Shauna King Investment Partnership LP Disclosed balance after: 280,546 Underlying: Common Stock · 22,500 shares Expires 2020-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: All of the shares subject to the option have previously vested. Read SEC document |
| October 03, 2016 Filed Oct 3, 2016 22:08 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | SaleCommon Stock | 22,500 | $40.66 | $914,901.75 |
DisclosureSEC source: 0001209191-16-143746 · doc4.xml · nonDerivative · entry 2 King Stephen M · CIK 0001557355 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Stephen and Shauna King Investment Partnership LP Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Stephen and Shauna King Investment Partnership, LP on April 8, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold to multiple transactions at prices ranging from $40.36 to $40.98, inclusive. The reporting person undertakes to provide to Dave & Buster's Entertainment, Inc., any security holder of Dave & Buster's Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| October 03, 2016 Filed Oct 3, 2016 22:08 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | Exercise / conversionCommon Stock | 22,500 | $4.44 | $99,900.00 |
DisclosureSEC source: 0001209191-16-143746 · doc4.xml · nonDerivative · entry 1 King Stephen M · CIK 0001557355 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Stephen and Shauna King Investment Partnership LP Disclosed balance after: 22,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.