Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AIR INDUSTRIES GROUPAIRI · Entity 7887 | Chief Financial Officer | June 02, 2023 | June 20, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AIR INDUSTRIES GROUP
Report date June 02, 2023 · Filed June 20, 2023 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock optionSEC Table II · derivative / convertible security · Conversion / exercise price $3.43 · Expires 2028-06-30 | Direct | 21,600 |
Reported balance
Holding disclosure · report date 2023-06-02 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance 21,600 F1: This amendment reports that this stock option was issued absent the exchange for all outstanding options as had been previously reported. |
| Stock optionSEC Table II · derivative / convertible security · Conversion / exercise price $8.30 · Expires 2027-03-31 | Direct | 10,000 |
Reported balance
Holding disclosure · report date 2023-06-02 · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · Balance 10,000 F2: This amendment reports that these stock options were not exchanged for the stock option referred to in Note 1, as had been previously reported. F3: Vests as to 3,333 shares on April 12, 2022 and March 31, 2023 and 3,334 on March 31, 2024. |
| Stock optionSEC Table II · derivative / convertible security · Conversion / exercise price $12.20 · Expires 2026-07-31 | Direct | 12,500 |
Reported balance
Holding disclosure · report date 2023-06-02 · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · Balance 12,500 F2: This amendment reports that these stock options were not exchanged for the stock option referred to in Note 1, as had been previously reported. F4: Vests as to 4,167 shares on July 30, 2021 and July 31, 2022 and 4,166 shares on July 31, 2023. |
| Stock optionSEC Table II · derivative / convertible security · Conversion / exercise price $13.90 · Expires 2026-03-31 | Direct | 7,500 |
Reported balance
Holding disclosure · report date 2023-06-02 · row 4
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 4 · Balance 7,500 F2: This amendment reports that these stock options were not exchanged for the stock option referred to in Note 1, as had been previously reported. |
| Stock optionSEC Table II · derivative / convertible security · Conversion / exercise price $10.30 · Expires 2025-03-31 | Direct | 10,000 |
Reported balance
Holding disclosure · report date 2023-06-02 · row 5
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 5 · Balance 10,000 F2: This amendment reports that these stock options were not exchanged for the stock option referred to in Note 1, as had been previously reported. |
| Stock optionSEC Table II · derivative / convertible security · Conversion / exercise price $8.80 · Expires 2024-01-31 | Direct | 9,000 |
Reported balance
Holding disclosure · report date 2023-06-02 · row 6
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 6 · Balance 9,000 F2: This amendment reports that these stock options were not exchanged for the stock option referred to in Note 1, as had been previously reported. |
| Stock optionSEC Table II · derivative / convertible security · Conversion / exercise price $14.20 · Expires 2024-07-24 | Direct | 5,000 |
Reported balance
Holding disclosure · report date 2023-06-02 · row 7
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 7 · Balance 5,000 F2: This amendment reports that these stock options were not exchanged for the stock option referred to in Note 1, as had been previously reported. |
Filing footnotes · ownership attribution and instrument terms
F1: This amendment reports that this stock option was issued absent the exchange for all outstanding options as had been previously reported.
F2: This amendment reports that these stock options were not exchanged for the stock option referred to in Note 1, as had been previously reported.
F3: Vests as to 3,333 shares on April 12, 2022 and March 31, 2023 and 3,334 on March 31, 2024.
F4: Vests as to 4,167 shares on July 30, 2021 and July 31, 2022 and 4,166 shares on July 31, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 02, 2023 Filed Jun 6, 2023 16:28 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock Options · Derivative | 12,000 | $0.00 Strike: $3.50 | $0.00 |
DisclosureSEC source: 0001213900-23-046812 · ownership.xml · derivative · entry 2 RECCA MICHAEL E · CIK 0000923781 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 12,000 shares Expires 2028-05-31 F1 · derivative.exercise_date: Vests in equal instalments of 4,000 shares on June 2, 2023, May 31, 2024 and May 31, 2025. Read SEC document |
| May 23, 2023 Filed May 25, 2023 16:27 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | Disposition to issuerStock options · Derivative | 5,000 | Not disclosed Strike: $14.20 | Not disclosed |
DisclosureSEC source: 0001213900-23-043099 · ownership.xml · derivative · entry 8 RECCA MICHAEL E · CIK 0000923781 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2024-07-24 F1 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period. Read SEC document |
| May 23, 2023 Filed May 25, 2023 16:27 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | Disposition to issuerStock options · Derivative | 9,000 | Not disclosed Strike: $8.80 | Not disclosed |
DisclosureSEC source: 0001213900-23-043099 · ownership.xml · derivative · entry 7 RECCA MICHAEL E · CIK 0000923781 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires 2024-01-31 F1 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period. Read SEC document |
| May 23, 2023 Filed May 25, 2023 16:27 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | Disposition to issuerStock options · Derivative | 10,000 | Not disclosed Strike: $10.30 | Not disclosed |
DisclosureSEC source: 0001213900-23-043099 · ownership.xml · derivative · entry 6 RECCA MICHAEL E · CIK 0000923781 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2025-03-31 F1 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period. Read SEC document |
| May 23, 2023 Filed May 25, 2023 16:27 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | Disposition to issuerStock options · Derivative | 7,500 | Not disclosed Strike: $13.90 | Not disclosed |
DisclosureSEC source: 0001213900-23-043099 · ownership.xml · derivative · entry 5 RECCA MICHAEL E · CIK 0000923781 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2026-03-31 F1 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period. Read SEC document |
| May 23, 2023 Filed May 25, 2023 16:27 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | Disposition to issuerStock options · Derivative | 12,500 | Not disclosed Strike: $12.20 | Not disclosed |
DisclosureSEC source: 0001213900-23-043099 · ownership.xml · derivative · entry 4 RECCA MICHAEL E · CIK 0000923781 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires 2026-07-31 F1 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period. F3 · derivative.exercise_date: Vests in equal installments of 4,167 shares on July 30, 2021, July 31, 2022 and 4,166 shares on July 31, 2023. Read SEC document |
| May 23, 2023 Filed May 25, 2023 16:27 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | Disposition to issuerStock options · Derivative | 10,000 | Not disclosed Strike: $8.30 | Not disclosed |
DisclosureSEC source: 0001213900-23-043099 · ownership.xml · derivative · entry 3 RECCA MICHAEL E · CIK 0000923781 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2027-03-31 F1 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period. F2 · derivative.exercise_date: Vests as to 3,333 shares on each of April 12, 2022 and March 31, 2023, and 3,334 shares on March 31, 2024. Read SEC document |
| May 23, 2023 Filed May 25, 2023 16:27 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock Options · Derivative | 21,600 | Not disclosed Strike: $3.43 | Not disclosed |
DisclosureSEC source: 0001213900-23-043099 · ownership.xml · derivative · entry 2 RECCA MICHAEL E · CIK 0000923781 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,600 Underlying: Common Stock · 21,600 shares Expires 2028-06-30 F1 · kind: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period. F1 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period. Read SEC document |
| May 23, 2023 Filed Jun 20, 2023 16:27 UTC Amendment | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock Option · Derivative | 21,600 | Not disclosed Strike: $3.43 | Not disclosed |
DisclosureSEC source: 0001213900-23-050072 · ownership.xml · derivative · entry 1 RECCA MICHAEL E · CIK 0000923781 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,600 Underlying: Common Stock · 21,600 shares Expires 2028-06-30 F1 · kind: This amendment reports that this stock option was issued absent the exchange for all outstanding options as had been previously reported. F1 · price: This amendment reports that this stock option was issued absent the exchange for all outstanding options as had been previously reported. Read SEC document |
| April 11, 2022 Filed Apr 13, 2022 13:23 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock Options · Derivative | 100,000 | $0.00 Strike: $0.83 | $0.00 |
DisclosureSEC source: 0001213900-22-019564 · ownership.xml · derivative · entry 1 RECCA MICHAEL E · CIK 0000923781 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2027-03-31 F1 · derivative.exercise_date: Vests as to 33,333 shares on each of April 12, 2022 and March 31, 2023, and 33,334 shares on March 31, 2024. Read SEC document |
| July 30, 2021 Filed Aug 3, 2021 16:43 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock options · Derivative | 125,000 | $0.00 Strike: $1.22 | $0.00 |
DisclosureSEC source: 0001213900-21-040130 · ownership.xml · derivative · entry 2 RECCA MICHAEL E · CIK 0000923781 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires 2026-07-31 F1 · derivative.exercise_date: Vests as to 41,667 shares on each of July 30, 2021 and July 31, 2022 and an additional 41,666 shares on July 31, 2023. Read SEC document |
| March 24, 2021 Filed Apr 9, 2021 16:49 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock options · Derivative | 75,000 | $0.00 Strike: $1.39 | $0.00 |
DisclosureSEC source: 0001213900-21-021043 · ownership.xml · derivative · entry 2 RECCA MICHAEL E · CIK 0000923781 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2026-03-31 F1 · derivative.exercise_date: Vests in equal annual installments of 25,000 shares commencing March 24, 2021. Read SEC document |
| March 25, 2020 Filed Mar 30, 2020 16:12 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock options · Derivative | 100,000 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0001213900-20-007977 · ownership.xml · derivative · entry 2 RECCA MICHAEL E · CIK 0000923781 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2025-03-31 Read SEC document |
| January 19, 2019 Filed Feb 12, 2019 17:05 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock options · Derivative | 90,000 | $0.00 Strike: $0.88 | $0.00 |
DisclosureSEC source: 0001213900-19-002247 · ownership.xml · derivative · entry 5 RECCA MICHAEL E · CIK 0000923781 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 90,000 shares Expires 2024-01-31 Read SEC document |
| July 24, 2017 Filed Aug 4, 2017 11:39 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock options · Derivative | 50,000 | $0.00 Strike: $1.42 | $0.00 |
DisclosureSEC source: 0001193805-17-001387 · e616431_4-michael.xml · derivative · entry 2 RECCA MICHAEL E · CIK 0000923781 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2024-07-24 F1 · derivative.exercise_date: Vests in annual installments of 10,000 shares commecing July 24, 2018. Read SEC document |
| July 24, 2017 Filed Feb 12, 2019 17:05 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock options · Derivative | 50,000 | $0.00 Strike: $1.42 | $0.00 |
DisclosureSEC source: 0001213900-19-002247 · ownership.xml · derivative · entry 2 RECCA MICHAEL E · CIK 0000923781 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2024-07-24 F1 · derivative.exercise_date: Vests in annual installments of 10,000 shares commencing July 24, 2018. Read SEC document |
| October 01, 2016 Filed Aug 4, 2017 11:39 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock options · Derivative | 50,000 | $0.00 Strike: $10.31 | $0.00 |
DisclosureSEC source: 0001193805-17-001387 · e616431_4-michael.xml · derivative · entry 3 RECCA MICHAEL E · CIK 0000923781 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2021-05-01 F2 · derivative.exercise_date: Vests in annual installments of 12,500 shares commencing May 1, 2015. Read SEC document |
| October 01, 2016 Filed Feb 12, 2019 17:05 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock options · Derivative | 50,000 | $0.00 Strike: $10.31 | $0.00 |
DisclosureSEC source: 0001213900-19-002247 · ownership.xml · derivative · entry 3 RECCA MICHAEL E · CIK 0000923781 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2021-05-01 F2 · derivative.exercise_date: Vests in annual installments of 12,500 shares commencing May 1, 2015. Read SEC document |
| October 01, 2013 Filed Aug 4, 2017 11:39 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock options · Derivative | 56,250 | $0.00 Strike: $6.60 | $0.00 |
DisclosureSEC source: 0001193805-17-001387 · e616431_4-michael.xml · derivative · entry 4 RECCA MICHAEL E · CIK 0000923781 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,250 Underlying: Common Stock · 56,250 shares Expires 2020-08-31 Read SEC document |
| October 01, 2013 Filed Feb 12, 2019 17:05 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock options · Derivative | 56,250 | $0.00 Strike: $6.60 | $0.00 |
DisclosureSEC source: 0001213900-19-002247 · ownership.xml · derivative · entry 4 RECCA MICHAEL E · CIK 0000923781 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,250 Underlying: Common Stock · 56,250 shares Expires 2020-08-31 Read SEC document |
| July 29, 2010 Filed Aug 4, 2017 11:39 UTC | AIR INDUSTRIES GROUP AIRI · Entity 7887 | GrantStock options · Derivative | 23,026 | $0.00 Strike: $4.50 | $0.00 |
DisclosureSEC source: 0001193805-17-001387 · e616431_4-michael.xml · derivative · entry 5 RECCA MICHAEL E · CIK 0000923781 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,026 Underlying: Common Stock · 23,026 shares Expires 2018-07-28 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.