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Farner Jay

Disclosed activity across 1 company

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112122
SEC CIK
0001816502

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Rocket Companies, Inc.

Report date June 20, 2023 · Filed June 20, 2023

Section 16 reporting ended · disclosed 2023-06-20. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 18, 2022 Filed May 18, 2022 16:24 UTC Rocket Companies, Inc. RKT · Entity 3094 PurchaseClass A common stock 22,800 $8.74 $199,272.00
Disclosure

SEC source: 0001805284-22-000068 · wf-form4_165290545702463.xml · nonDerivative · entry 3

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,229,807

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F4 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $8.57 to $8.97 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
May 17, 2022 Filed May 18, 2022 16:24 UTC Rocket Companies, Inc. RKT · Entity 3094 PurchaseClass A common stock 23,000 $8.69 $199,870.00
Disclosure

SEC source: 0001805284-22-000068 · wf-form4_165290545702463.xml · nonDerivative · entry 2

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,207,007

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $8.54 to $8.81 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
May 16, 2022 Filed May 18, 2022 16:24 UTC Rocket Companies, Inc. RKT · Entity 3094 PurchaseClass A common stock 23,700 $8.43 $199,791.00
Disclosure

SEC source: 0001805284-22-000068 · wf-form4_165290545702463.xml · nonDerivative · entry 1

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,184,007

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $8.21 to $8.59 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
May 13, 2022 Filed May 13, 2022 16:28 UTC Rocket Companies, Inc. RKT · Entity 3094 PurchaseClass A common stock 24,300 $8.22 $199,746.00
Disclosure

SEC source: 0001805284-22-000066 · wf-form4_165247362907112.xml · nonDerivative · entry 2

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,160,307

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $7.97 to $8.41 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
May 12, 2022 Filed May 13, 2022 16:28 UTC Rocket Companies, Inc. RKT · Entity 3094 PurchaseClass A common stock 26,400 $7.57 $199,848.00
Disclosure

SEC source: 0001805284-22-000066 · wf-form4_165247362907112.xml · nonDerivative · entry 1

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,136,007

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $7.10 to $7.86 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
May 11, 2022 Filed May 11, 2022 16:44 UTC Rocket Companies, Inc. RKT · Entity 3094 PurchaseClass A common stock 26,600 $7.52 $200,032.00
Disclosure

SEC source: 0001805284-22-000064 · wf-form4_165230186181432.xml · nonDerivative · entry 3

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,109,607

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F4 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $6.93 to $7.86 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
May 10, 2022 Filed May 11, 2022 16:44 UTC Rocket Companies, Inc. RKT · Entity 3094 PurchaseClass A common stock 25,300 $7.86 $198,858.00
Disclosure

SEC source: 0001805284-22-000064 · wf-form4_165230186181432.xml · nonDerivative · entry 2

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,083,007

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $7.63 to $8.36 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
May 09, 2022 Filed May 11, 2022 16:44 UTC Rocket Companies, Inc. RKT · Entity 3094 PurchaseClass A common stock 23,800 $8.40 $199,920.00
Disclosure

SEC source: 0001805284-22-000064 · wf-form4_165230186181432.xml · nonDerivative · entry 1

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,057,707

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $8.23 to $8.58 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
May 06, 2022 Filed May 6, 2022 16:40 UTC Rocket Companies, Inc. RKT · Entity 3094 PurchaseClass A common stock 23,500 $8.48 $199,280.00
Disclosure

SEC source: 0001805284-22-000055 · wf-form4_165186960463053.xml · nonDerivative · entry 2

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,033,907

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $8.23 to $8.67 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
May 05, 2022 Filed May 6, 2022 16:40 UTC Rocket Companies, Inc. RKT · Entity 3094 PurchaseClass A common stock 22,400 $8.90 $199,360.00
Disclosure

SEC source: 0001805284-22-000055 · wf-form4_165186960463053.xml · nonDerivative · entry 1

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,010,407

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $8.70 to $9.50 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
May 04, 2022 Filed May 4, 2022 17:09 UTC Rocket Companies, Inc. RKT · Entity 3094 PurchaseClass A common stock 21,700 $9.21 $199,857.00
Disclosure

SEC source: 0001805284-22-000053 · wf-form4_165169830233831.xml · nonDerivative · entry 3

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,988,007

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F4 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $8.99 to $9.55 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
May 03, 2022 Filed May 4, 2022 17:09 UTC Rocket Companies, Inc. RKT · Entity 3094 PurchaseClass A common stock 21,600 $9.26 $200,016.00
Disclosure

SEC source: 0001805284-22-000053 · wf-form4_165169830233831.xml · nonDerivative · entry 2

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,966,307

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $8.99 to $9.49 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
May 02, 2022 Filed May 4, 2022 17:09 UTC Rocket Companies, Inc. RKT · Entity 3094 PurchaseClass A common stock 22,300 $8.96 $199,808.00
Disclosure

SEC source: 0001805284-22-000053 · wf-form4_165169830233831.xml · nonDerivative · entry 1

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,944,707

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $8.85 to $9.08 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
April 29, 2022 Filed Apr 29, 2022 17:20 UTC Rocket Companies, Inc. RKT · Entity 3094 PurchaseClass A common stock 22,200 $8.98 $199,356.00
Disclosure

SEC source: 0001805284-22-000049 · wf-form4_165126719274287.xml · nonDerivative · entry 2

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,922,407

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $8.87 to $9.14 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
April 28, 2022 Filed Apr 29, 2022 17:20 UTC Rocket Companies, Inc. RKT · Entity 3094 PurchaseClass A common stock 22,800 $8.76 $199,728.00
Disclosure

SEC source: 0001805284-22-000049 · wf-form4_165126719274287.xml · nonDerivative · entry 1

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,900,207

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $8.52 to $8.99 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
April 27, 2022 Filed Apr 27, 2022 16:41 UTC Rocket Companies, Inc. RKT · Entity 3094 PurchaseClass A common stock 22,800 $8.75 $199,500.00
Disclosure

SEC source: 0001805284-22-000047 · wf-form4_165109207374313.xml · nonDerivative · entry 3

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,877,407

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F4 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $8.62 to $8.91 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
April 26, 2022 Filed Apr 27, 2022 16:41 UTC Rocket Companies, Inc. RKT · Entity 3094 PurchaseClass A common stock 22,200 $8.99 $199,578.00
Disclosure

SEC source: 0001805284-22-000047 · wf-form4_165109207374313.xml · nonDerivative · entry 2

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,854,607

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $8.93 to $9.25 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
April 25, 2022 Filed Apr 27, 2022 16:41 UTC Rocket Companies, Inc. RKT · Entity 3094 PurchaseClass A common stock 21,700 $9.21 $199,857.00
Disclosure

SEC source: 0001805284-22-000047 · wf-form4_165109207374313.xml · nonDerivative · entry 1

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,832,407

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $8.74 to $9.52 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
April 22, 2022 Filed Apr 22, 2022 16:53 UTC Rocket Companies, Inc. RKT · Entity 3094 PurchaseClass A common stock 22,400 $8.93 $200,032.00
Disclosure

SEC source: 0001805284-22-000045 · wf-form4_165066080244756.xml · nonDerivative · entry 2

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,810,707

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $8.70 to $9.29 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
April 21, 2022 Filed Apr 22, 2022 16:53 UTC Rocket Companies, Inc. RKT · Entity 3094 PurchaseClass A common stock 21,200 $9.33 $197,796.00
Disclosure

SEC source: 0001805284-22-000045 · wf-form4_165066080244756.xml · nonDerivative · entry 1

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,788,307

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $9.23 to $9.56 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
April 20, 2022 Filed Apr 20, 2022 17:02 UTC Rocket Companies, Inc. RKT · Entity 3094 PurchaseClass A common stock 21,400 $9.34 $199,876.00
Disclosure

SEC source: 0001805284-22-000043 · wf-form4_165048852813842.xml · nonDerivative · entry 2

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,767,107

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $9.14 to $9.52 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
April 19, 2022 Filed Apr 20, 2022 17:02 UTC Rocket Companies, Inc. RKT · Entity 3094 PurchaseClass A common stock 21,400 $9.33 $199,662.00
Disclosure

SEC source: 0001805284-22-000043 · wf-form4_165048852813842.xml · nonDerivative · entry 1

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,745,707

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $9.21 to $9.43 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
April 18, 2022 Filed Apr 18, 2022 16:32 UTC Rocket Companies, Inc. RKT · Entity 3094 PurchaseClass A common stock 21,600 $9.25 $199,800.00
Disclosure

SEC source: 0001805284-22-000041 · wf-form4_165031391053174.xml · nonDerivative · entry 2

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,724,307

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $9.15 to $9.35 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
April 14, 2022 Filed Apr 18, 2022 16:32 UTC Rocket Companies, Inc. RKT · Entity 3094 PurchaseClass A common stock 21,000 $9.50 $199,500.00
Disclosure

SEC source: 0001805284-22-000041 · wf-form4_165031391053174.xml · nonDerivative · entry 1

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,702,707

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $9.35 to $9.83 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
April 13, 2022 Filed Apr 13, 2022 17:23 UTC Rocket Companies, Inc. RKT · Entity 3094 PurchaseClass A common stock 20,800 $9.57 $199,056.00
Disclosure

SEC source: 0001805284-22-000039 · wf-form4_164988500667393.xml · nonDerivative · entry 3

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,681,707

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F4 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $9.39 to $9.70 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
April 12, 2022 Filed Apr 13, 2022 17:23 UTC Rocket Companies, Inc. RKT · Entity 3094 PurchaseClass A common stock 20,400 $9.77 $199,308.00
Disclosure

SEC source: 0001805284-22-000039 · wf-form4_164988500667393.xml · nonDerivative · entry 2

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,660,907

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $9.55 to $10.01 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
April 11, 2022 Filed Apr 13, 2022 17:23 UTC Rocket Companies, Inc. RKT · Entity 3094 PurchaseClass A common stock 20,300 $9.82 $199,346.00
Disclosure

SEC source: 0001805284-22-000039 · wf-form4_164988500667393.xml · nonDerivative · entry 1

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,640,507

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $9.46 to $10.07 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
April 08, 2022 Filed Apr 8, 2022 17:05 UTC Rocket Companies, Inc. RKT · Entity 3094 PurchaseClass A common stock 20,400 $9.80 $199,920.00
Disclosure

SEC source: 0001805284-22-000037 · wf-form4_164945188077252.xml · nonDerivative · entry 2

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,620,207

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $9.62 to $9.92 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
April 07, 2022 Filed Apr 8, 2022 17:05 UTC Rocket Companies, Inc. RKT · Entity 3094 PurchaseClass A common stock 22,200 $9.88 $219,336.00
Disclosure

SEC source: 0001805284-22-000037 · wf-form4_164945188077252.xml · nonDerivative · entry 1

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,599,807

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $9.65 to $10.25 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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April 06, 2022 Filed Apr 6, 2022 17:03 UTC Rocket Companies, Inc. RKT · Entity 3094 PurchaseClass A common stock 19,500 $10.24 $199,680.00
Disclosure

SEC source: 0001805284-22-000035 · wf-form4_164927896920361.xml · nonDerivative · entry 3

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,577,607

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F4 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $10.01 to $10.77 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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April 05, 2022 Filed Apr 6, 2022 17:03 UTC Rocket Companies, Inc. RKT · Entity 3094 PurchaseClass A common stock 18,200 $10.95 $199,290.00
Disclosure

SEC source: 0001805284-22-000035 · wf-form4_164927896920361.xml · nonDerivative · entry 2

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,558,107

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $10.81 to $11.51 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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April 04, 2022 Filed Apr 6, 2022 17:03 UTC Rocket Companies, Inc. RKT · Entity 3094 PurchaseClass A common stock 8,600 $11.52 $99,072.00
Disclosure

SEC source: 0001805284-22-000035 · wf-form4_164927896920361.xml · nonDerivative · entry 1

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,539,907

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $11.15 to $11.65 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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April 01, 2022 Filed Apr 1, 2022 16:44 UTC Rocket Companies, Inc. RKT · Entity 3094 PurchaseClass A common stock 13,100 $11.04 $144,624.00
Disclosure

SEC source: 0001805284-22-000033 · wf-form4_164884585965159.xml · nonDerivative · entry 2

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,531,307

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $10.95 to $11.31 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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March 31, 2022 Filed Apr 1, 2022 16:44 UTC Rocket Companies, Inc. RKT · Entity 3094 PurchaseClass A common stock 8,900 $11.19 $99,591.00
Disclosure

SEC source: 0001805284-22-000033 · wf-form4_164884585965159.xml · nonDerivative · entry 1

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,518,207

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $11.06 to $11.47 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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March 30, 2022 Filed Mar 30, 2022 16:32 UTC Rocket Companies, Inc. RKT · Entity 3094 PurchaseClass A common stock 8,900 $11.20 $99,645.29
Disclosure

SEC source: 0001805284-22-000031 · wf-form4_164867232296187.xml · nonDerivative · entry 1

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,509,307

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $11.01 to $11.37 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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March 07, 2022 Filed Mar 9, 2022 17:02 UTC Rocket Companies, Inc. RKT · Entity 3094 GrantClass A common stock 650,407 $0.00 $0.00
Disclosure

SEC source: 0001805284-22-000020 · wf-form4_164686330733984.xml · nonDerivative · entry 1

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500,407

F1 · shares: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest in three equal installments of 33.33% on each of March 7, 2023, March 7, 2024 and March 7, 2025, subject to the reporting person's continued employment on the applicable vesting date.

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August 10, 2020 Filed Aug 11, 2020 19:55 UTC Rocket Companies, Inc. RKT · Entity 3094 PurchaseClass A common stock 204,000 $18.00 $3,672,000.00
Disclosure

SEC source: 0000950142-20-001987 · es2001031_4-farner.xml · nonDerivative · entry 1

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 204,000

F1 · shares: Represents shares of Class A common stock purchased through a directed share program in connection with the initial public offering of the Issuer's Class A common stock. These shares were purchased at the public offering price of $18.00 per share.

F2 · ownership.nature: These shares of Class A common stock are held in trust for the benefit of the reporting person's children, for which the reporting person's spouse serves as trustee. The reporting person disclaims beneficial ownership of the shares of Class A common stock held in the trust, except to the extent of his pecuniary interest therein.

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August 05, 2020 Filed Aug 7, 2020 20:06 UTC Rocket Companies, Inc. RKT · Entity 3094 GrantEmployee Stock Options (right to buy) · Derivative 1,047,228 $0.00 Strike: $18.00 $0.00
Disclosure

SEC source: 0000950142-20-001945 · es2001023_4-farner.xml · derivative · entry 2

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,047,228

Underlying: Class A common stock · 1,047,228 shares

Expires 2030-08-05

F2 · derivative.exercise_date: Represents employee stock options (right to buy) granted under the Plan in a transaction exempt under Rule 16b-3. Each employee stock option represents the right to buy one share of Class A common stock of the Issuer for each vested employee stock option. The employee stock options vest as to 33.33% on August 5, 2021 and monthly thereafter over the next 24 months, subject to the reporting person?s continued employment on the applicable vesting date.

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August 05, 2020 Filed Aug 7, 2020 20:06 UTC Rocket Companies, Inc. RKT · Entity 3094 GrantClass A common stock 850,000 $0.00 $0.00
Disclosure

SEC source: 0000950142-20-001945 · es2001023_4-farner.xml · nonDerivative · entry 1

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 850,000

F1 · shares: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan (the "Plan") in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest in three equal installments of 33.33% on each of August 5, 2021, August 5, 2022 and August 5, 2023, subject to the reporting person?s continued employment on the applicable vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.