Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| C3.ai, Inc.AI · Entity 2413 | Chief Product Officer | June 15, 2023 | June 20, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
C3.ai, Inc.
Report date June 15, 2023 · Filed June 20, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 430,814 |
Ending reported balance
After 2023-06-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-06-15 · Exercise / conversion · Acquired 83,074 · Balance 475,550 F1: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. Row 2 · 2023-06-15 · Tax withholding · Disposed 44,736 · Balance 430,814 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 32,294 |
Reported balance
After 2023-06-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-06-15 · Exercise / conversion · Disposed 8,074 · Balance 32,294 F1: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. F2: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 900,000 |
Reported balance
After 2023-06-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-06-15 · Exercise / conversion · Disposed 75,000 · Balance 900,000 F1: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. F3: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.
F2: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.
F3: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 16, 2021 Filed Aug 18, 2021 22:37 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 7,974 | $46.58 | $371,428.92 |
DisclosureSEC source: 0001209191-21-052362 · doc4.xml · nonDerivative · entry 2 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,521 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $45.93 to $46.92. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 22:37 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 15,887 | $1.86 | $29,549.82 |
DisclosureSEC source: 0001209191-21-052362 · doc4.xml · nonDerivative · entry 1 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,495 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. Read SEC document |
| July 09, 2021 Filed Jul 13, 2021 23:27 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionStock Option (Right to Buy) · Derivative | 70,000 | $0.00 Strike: $1.86 | $0.00 |
DisclosureSEC source: 0001209191-21-046615 · doc4.xml · derivative · entry 4 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,668 Underlying: Class A Common Stock · 70,000 shares Expires 2027-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F4 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option grant vested on May 12, 2018, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates. Read SEC document |
| July 09, 2021 Filed Jul 13, 2021 23:27 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 33,660 | $58.79 | $1,978,871.40 |
DisclosureSEC source: 0001209191-21-046615 · doc4.xml · nonDerivative · entry 3 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,608 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $58.46 to $59.24. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 09, 2021 Filed Jul 13, 2021 23:27 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 36,340 | $57.97 | $2,106,629.80 |
DisclosureSEC source: 0001209191-21-046615 · doc4.xml · nonDerivative · entry 2 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,268 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $57.46 to $58.45. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 09, 2021 Filed Jul 13, 2021 23:27 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 70,000 | $1.86 | $130,200.00 |
DisclosureSEC source: 0001209191-21-046615 · doc4.xml · nonDerivative · entry 1 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,608 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. Read SEC document |
| June 23, 2021 Filed Jun 25, 2021 22:48 UTC | C3.ai, Inc. AI · Entity 2413 | GrantStock Option (Right to Buy) · Derivative | 400,000 | $0.00 Strike: $61.65 | $0.00 |
DisclosureSEC source: 0001209191-21-043397 · doc4.xml · derivative · entry 2 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Class A Common Stock · 400,000 shares Expires 2031-06-22 F2 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option grant shall vest on June 23, 2021, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates. Read SEC document |
| June 23, 2021 Filed Jun 25, 2021 22:48 UTC | C3.ai, Inc. AI · Entity 2413 | GrantClass A Common Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043397 · doc4.xml · nonDerivative · entry 1 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,608 F1 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will fully vest on June 23, 2022 so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 21:20 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionStock Option (Right to Buy) · Derivative | 70,000 | $0.00 Strike: $1.86 | $0.00 |
DisclosureSEC source: 0001209191-21-039562 · doc4.xml · derivative · entry 7 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 364,668 Underlying: Class A Common Stock · 70,000 shares Expires 2027-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F7 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option grant vested on May 12, 2018, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates. F8 · balance_after: Due to rounding in connection with the reverse stock split, the total shares include 2 additional shares that were not originally reported on the Reporting Person's Form 3. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 21:20 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 4,300 | $64.97 | $279,371.00 |
DisclosureSEC source: 0001209191-21-039562 · doc4.xml · nonDerivative · entry 6 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,108 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F6 · price: Represents weighted average sales price. The shares were sold at prices ranging from $64.79 to $65.40. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 21:20 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 30,497 | $64.17 | $1,956,992.49 |
DisclosureSEC source: 0001209191-21-039562 · doc4.xml · nonDerivative · entry 5 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,408 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $63.79 to $64.78. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 21:20 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 22,127 | $63.33 | $1,401,302.91 |
DisclosureSEC source: 0001209191-21-039562 · doc4.xml · nonDerivative · entry 4 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,905 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $62.79 to $63.78. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 21:20 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 8,989 | $62.47 | $561,542.83 |
DisclosureSEC source: 0001209191-21-039562 · doc4.xml · nonDerivative · entry 3 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,032 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $61.79 to $62.78. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 21:20 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 4,087 | $61.13 | $249,838.31 |
DisclosureSEC source: 0001209191-21-039562 · doc4.xml · nonDerivative · entry 2 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,021 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $60.77 to $61.62. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 21:20 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 70,000 | $1.86 | $130,200.00 |
DisclosureSEC source: 0001209191-21-039562 · doc4.xml · nonDerivative · entry 1 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,108 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 02:12 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionStock Option (Right to Buy) · Derivative | 52,860 | $0.00 Strike: $1.86 | $0.00 |
DisclosureSEC source: 0001209191-21-019674 · doc4.xml · derivative · entry 31 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,807 Underlying: Class A Common Stock · 52,860 shares Expires 2026-11-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F25 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option grant vested on November 30, 2017, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 02:12 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionStock Option (Right to Buy) · Derivative | 44,979 | $0.00 Strike: $1.56 | $0.00 |
DisclosureSEC source: 0001209191-21-019674 · doc4.xml · derivative · entry 30 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 44,979 shares Expires 2024-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F24 · derivative.exercise_date: Fully vested. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 02:12 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 2,900 | $89.58 | $259,782.00 |
DisclosureSEC source: 0001209191-21-019674 · doc4.xml · nonDerivative · entry 27 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,108 F23 · price: Represents weighted average sales price. The shares were sold at prices ranging from $89.36 to $89.82. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 02:12 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 4,613 | $88.78 | $409,542.14 |
DisclosureSEC source: 0001209191-21-019674 · doc4.xml · nonDerivative · entry 26 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,008 F22 · price: Represents weighted average sales price. The shares were sold at prices ranging from $88.31 to $89.30. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 02:12 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 12,475 | $87.72 | $1,094,307.00 |
DisclosureSEC source: 0001209191-21-019674 · doc4.xml · nonDerivative · entry 25 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,621 F21 · price: Represents weighted average sales price. The shares were sold at prices ranging from $87.31 to $88.30. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 02:12 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 7,400 | $86.77 | $642,098.00 |
DisclosureSEC source: 0001209191-21-019674 · doc4.xml · nonDerivative · entry 24 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,096 F20 · price: Represents weighted average sales price. The shares were sold at prices ranging from $86.30 to $87.22. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 02:12 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 6,000 | $85.23 | $511,380.00 |
DisclosureSEC source: 0001209191-21-019674 · doc4.xml · nonDerivative · entry 23 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,496 F19 · price: Represents weighted average sales price. The shares were sold at prices ranging from $84.99 to $85.98. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 02:12 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 46,717 | $84.45 | $3,945,250.65 |
DisclosureSEC source: 0001209191-21-019674 · doc4.xml · nonDerivative · entry 22 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,496 F18 · price: Represents weighted average sales price. The shares were sold at prices ranging from $83.99 to $84.98. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 02:12 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 17,734 | $83.71 | $1,484,513.14 |
DisclosureSEC source: 0001209191-21-019674 · doc4.xml · nonDerivative · entry 21 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,213 F17 · price: Represents weighted average sales price. The shares were sold at prices ranging from $82.99 to $83.98. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 02:12 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 52,860 | $1.86 | $98,319.60 |
DisclosureSEC source: 0001209191-21-019674 · doc4.xml · nonDerivative · entry 20 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,947 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 02:12 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 44,979 | $1.56 | $70,167.24 |
DisclosureSEC source: 0001209191-21-019674 · doc4.xml · nonDerivative · entry 19 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,087 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 02:12 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $1.86 | $0.00 |
DisclosureSEC source: 0001209191-21-019674 · doc4.xml · derivative · entry 29 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,667 Underlying: Class A Common Stock · 50,000 shares Expires 2026-11-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F25 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option grant vested on November 30, 2017, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 02:12 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 300 | $88.36 | $26,508.00 |
DisclosureSEC source: 0001209191-21-019674 · doc4.xml · nonDerivative · entry 18 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,108 F16 · price: Represents weighted average sales price. The shares were sold at prices ranging from $88.25 to $88.42. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 02:12 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 2,400 | $87.62 | $210,288.00 |
DisclosureSEC source: 0001209191-21-019674 · doc4.xml · nonDerivative · entry 17 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,408 F15 · price: Represents weighted average sales price. The shares were sold at prices ranging from $87.23 to $88.18. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 02:12 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 6,500 | $86.66 | $563,290.00 |
DisclosureSEC source: 0001209191-21-019674 · doc4.xml · nonDerivative · entry 16 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,808 F14 · price: Represents weighted average sales price. The shares were sold at prices ranging from $86.20 to $87.15. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 02:12 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 13,600 | $85.52 | $1,163,072.00 |
DisclosureSEC source: 0001209191-21-019674 · doc4.xml · nonDerivative · entry 15 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,308 F13 · price: Represents weighted average sales price. The shares were sold at prices ranging from $85.20 to $86.15. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 02:12 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 21,200 | $84.77 | $1,797,124.00 |
DisclosureSEC source: 0001209191-21-019674 · doc4.xml · nonDerivative · entry 14 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,908 F12 · price: Represents weighted average sales price. The shares were sold at prices ranging from $84.20 to $85.19. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 02:12 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 6,000 | $83.82 | $502,920.00 |
DisclosureSEC source: 0001209191-21-019674 · doc4.xml · nonDerivative · entry 13 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,108 F11 · price: Represents weighted average sales price. The shares were sold at prices ranging from $83.20 to $84.18. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 02:12 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 50,000 | $1.86 | $93,000.00 |
DisclosureSEC source: 0001209191-21-019674 · doc4.xml · nonDerivative · entry 12 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,108 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2021 Filed Mar 11, 2021 02:12 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $1.56 | $0.00 |
DisclosureSEC source: 0001209191-21-019674 · doc4.xml · derivative · entry 28 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,979 Underlying: Class A Common Stock · 50,000 shares Expires 2024-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F24 · derivative.exercise_date: Fully vested. Read SEC document |
| March 08, 2021 Filed Mar 11, 2021 02:12 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 2,612 | $92.36 | $241,244.32 |
DisclosureSEC source: 0001209191-21-019674 · doc4.xml · nonDerivative · entry 11 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,108 F10 · price: Represents weighted average sales price. The shares were sold at prices ranging from $91.99 to $92.98. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 08, 2021 Filed Mar 11, 2021 02:12 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 3,500 | $91.47 | $320,145.00 |
DisclosureSEC source: 0001209191-21-019674 · doc4.xml · nonDerivative · entry 10 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,720 F9 · price: Represents weighted average sales price. The shares were sold at prices ranging from $90.99 to $91.97. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 08, 2021 Filed Mar 11, 2021 02:12 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 3,800 | $90.46 | $343,748.00 |
DisclosureSEC source: 0001209191-21-019674 · doc4.xml · nonDerivative · entry 9 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,220 F8 · price: Represents weighted average sales price. The shares were sold at prices ranging from $89.99 to $90.98. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 08, 2021 Filed Mar 11, 2021 02:12 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 5,331 | $89.29 | $476,004.99 |
DisclosureSEC source: 0001209191-21-019674 · doc4.xml · nonDerivative · entry 8 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,020 F7 · price: Represents weighted average sales price. The shares were sold at prices ranging from $88.98 to $89.97. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 08, 2021 Filed Mar 11, 2021 02:12 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 5,566 | $88.35 | $491,756.10 |
DisclosureSEC source: 0001209191-21-019674 · doc4.xml · nonDerivative · entry 7 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,351 F6 · price: Represents weighted average sales price. The shares were sold at prices ranging from $87.96 to $88.93. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 08, 2021 Filed Mar 11, 2021 02:12 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 5,500 | $87.38 | $480,590.00 |
DisclosureSEC source: 0001209191-21-019674 · doc4.xml · nonDerivative · entry 6 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,917 F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $86.92 to $87.91. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 08, 2021 Filed Mar 11, 2021 02:12 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 6,101 | $86.42 | $527,248.42 |
DisclosureSEC source: 0001209191-21-019674 · doc4.xml · nonDerivative · entry 5 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,417 F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $85.92 to $86.91. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 08, 2021 Filed Mar 11, 2021 02:12 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 11,287 | $85.46 | $964,587.02 |
DisclosureSEC source: 0001209191-21-019674 · doc4.xml · nonDerivative · entry 4 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,518 F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $84.92 to $85.91. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 08, 2021 Filed Mar 11, 2021 02:12 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 3,700 | $84.65 | $313,205.00 |
DisclosureSEC source: 0001209191-21-019674 · doc4.xml · nonDerivative · entry 3 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,805 F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $83.92 to $84.91. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 08, 2021 Filed Mar 11, 2021 02:12 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 2,603 | $83.47 | $217,272.41 |
DisclosureSEC source: 0001209191-21-019674 · doc4.xml · nonDerivative · entry 2 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,505 F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $82.92 to $83.902. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 08, 2021 Filed Mar 11, 2021 02:12 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 50,000 | $1.56 | $78,000.00 |
DisclosureSEC source: 0001209191-21-019674 · doc4.xml · nonDerivative · entry 1 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,108 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.