Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| C3.ai, Inc.AI · Entity 2413 | Chief Product Officer | June 15, 2023 | June 20, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
C3.ai, Inc.
Report date June 15, 2023 · Filed June 20, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 430,814 |
Ending reported balance
After 2023-06-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-06-15 · Exercise / conversion · Acquired 83,074 · Balance 475,550 F1: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. Row 2 · 2023-06-15 · Tax withholding · Disposed 44,736 · Balance 430,814 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 32,294 |
Reported balance
After 2023-06-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-06-15 · Exercise / conversion · Disposed 8,074 · Balance 32,294 F1: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. F2: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 900,000 |
Reported balance
After 2023-06-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-06-15 · Exercise / conversion · Disposed 75,000 · Balance 900,000 F1: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. F3: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.
F2: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.
F3: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 15, 2023 Filed Jun 20, 2023 23:39 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionRestricted Stock Units · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-038648 · doc4.xml · derivative · entry 4 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 900,000 Underlying: Class A Common Stock · 75,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. F3 · derivative.exercise_date: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. F3 · derivative.expiration_date: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 23:39 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionRestricted Stock Units · Derivative | 8,074 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-038648 · doc4.xml · derivative · entry 3 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,294 Underlying: Class A Common Stock · 8,074 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. F2 · derivative.exercise_date: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. F2 · derivative.expiration_date: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 23:39 UTC | C3.ai, Inc. AI · Entity 2413 | Tax withholdingClass A Common Stock | 44,736 | $46.37 | $2,074,408.32 |
DisclosureSEC source: 0001209191-23-038648 · doc4.xml · nonDerivative · entry 2 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 430,814 Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 23:39 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 83,074 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-038648 · doc4.xml · nonDerivative · entry 1 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 475,550 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 22:53 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionRestricted Stock Units · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-019898 · doc4.xml · derivative · entry 4 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 975,000 Underlying: Class A Common Stock · 75,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. F3 · derivative.exercise_date: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. F3 · derivative.expiration_date: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 22:53 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionRestricted Stock Units · Derivative | 8,073 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-019898 · doc4.xml · derivative · entry 3 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,368 Underlying: Class A Common Stock · 8,073 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. F2 · derivative.exercise_date: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. F2 · derivative.expiration_date: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 22:53 UTC | C3.ai, Inc. AI · Entity 2413 | Tax withholdingClass A Common Stock | 44,854 | $20.85 | $935,205.90 |
DisclosureSEC source: 0001209191-23-019898 · doc4.xml · nonDerivative · entry 2 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,476 Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 22:53 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 83,073 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-019898 · doc4.xml · nonDerivative · entry 1 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 437,330 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 20:22 UTC | C3.ai, Inc. AI · Entity 2413 | GrantRestricted Stock Units · Derivative | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-018461 · doc4.xml · derivative · entry 1 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Class A Common Stock · 300,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. F2 · derivative.exercise_date: 6.25% of the RSU award shall vest in a series of equal quarterly installments on the last day of each fiscal quarter following May 1, 2025, so long as the Reporting Person continues to provide services through each such vesting date. F2 · derivative.expiration_date: 6.25% of the RSU award shall vest in a series of equal quarterly installments on the last day of each fiscal quarter following May 1, 2025, so long as the Reporting Person continues to provide services through each such vesting date. Read SEC document |
| December 15, 2022 Filed Dec 20, 2022 00:10 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionRestricted Stock Units · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-062036 · doc4.xml · derivative · entry 4 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,050,000 Underlying: Class A Common Stock · 75,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. F3 · derivative.exercise_date: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. F3 · derivative.expiration_date: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
| December 15, 2022 Filed Dec 20, 2022 00:10 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionRestricted Stock Units · Derivative | 8,074 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-062036 · doc4.xml · derivative · entry 3 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,441 Underlying: Class A Common Stock · 8,074 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. F2 · derivative.exercise_date: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. F2 · derivative.expiration_date: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
| December 15, 2022 Filed Dec 20, 2022 00:10 UTC | C3.ai, Inc. AI · Entity 2413 | Tax withholdingClass A Common Stock | 44,737 | $12.43 | $556,080.91 |
DisclosureSEC source: 0001209191-22-062036 · doc4.xml · nonDerivative · entry 2 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,257 Read SEC document |
| December 15, 2022 Filed Dec 20, 2022 00:10 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 83,074 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-062036 · doc4.xml · nonDerivative · entry 1 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,994 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 23:22 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionRestricted Stock Units · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-050643 · doc4.xml · derivative · entry 4 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,125,000 Underlying: Class A Common Stock · 75,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. F3 · derivative.exercise_date: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. F3 · derivative.expiration_date: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 23:22 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionRestricted Stock Units · Derivative | 8,073 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-050643 · doc4.xml · derivative · entry 3 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,515 Underlying: Class A Common Stock · 8,073 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. F2 · derivative.exercise_date: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. F2 · derivative.expiration_date: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 23:22 UTC | C3.ai, Inc. AI · Entity 2413 | Tax withholdingClass A Common Stock | 98,586 | $14.78 | $1,457,101.08 |
DisclosureSEC source: 0001209191-22-050643 · doc4.xml · nonDerivative · entry 2 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,920 Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 23:22 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 83,073 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-050643 · doc4.xml · nonDerivative · entry 1 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 414,506 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis. Read SEC document |
| June 24, 2022 Filed Jun 24, 2022 22:59 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 175 | $19.23 | $3,365.25 |
DisclosureSEC source: 0001209191-22-039333 · doc4.xml · nonDerivative · entry 1 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,433 F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units (RSUs). Read SEC document |
| June 22, 2022 Filed Jun 24, 2022 22:59 UTC | C3.ai, Inc. AI · Entity 2413 | GrantRestricted Stock Units · Derivative | 1,200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-039333 · doc4.xml · derivative · entry 3 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,200,000 Underlying: Class A Common Stock · 1,200,000 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. F4 · derivative.exercise_date: 6.25% of each such RSU award shall vest on September 15, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. F4 · derivative.expiration_date: 6.25% of each such RSU award shall vest on September 15, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
| June 22, 2022 Filed Jun 24, 2022 22:59 UTC | C3.ai, Inc. AI · Entity 2413 | GrantRestricted Stock Units · Derivative | 64,588 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-039333 · doc4.xml · derivative · entry 2 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,588 Underlying: Class A Common Stock · 64,588 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: 12.5% of each such RSU award shall vest on September 15, 2022 and 12.5% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. F3 · derivative.expiration_date: 12.5% of each such RSU award shall vest on September 15, 2022 and 12.5% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
| December 23, 2021 Filed Dec 28, 2021 23:03 UTC | C3.ai, Inc. AI · Entity 2413 | GrantStock Option (Right to Buy) · Derivative | 300,000 | $0.00 Strike: $34.25 | $0.00 |
DisclosureSEC source: 0001209191-21-071410 · doc4.xml · derivative · entry 1 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Class A Common Stock · 300,000 shares Expires 2031-12-22 F1 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option grant vest on December 15, 2022, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 23:04 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionStock Option (Right to Buy) · Derivative | 15,887 | $0.00 Strike: $1.68 | $0.00 |
DisclosureSEC source: 0001209191-21-065219 · doc4.xml · derivative · entry 6 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,673 Underlying: Class A Common Stock · 15,887 shares Expires 2026-07-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F6 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option grant vested on May 16, 2017, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 23:04 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 503 | $51.26 | $25,783.78 |
DisclosureSEC source: 0001209191-21-065219 · doc4.xml · nonDerivative · entry 5 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,608 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $51.04 to $51.57. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 23:04 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 2,839 | $50.40 | $143,085.60 |
DisclosureSEC source: 0001209191-21-065219 · doc4.xml · nonDerivative · entry 4 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,111 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $50.03 to $50.94. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 23:04 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 1,400 | $49.31 | $69,034.00 |
DisclosureSEC source: 0001209191-21-065219 · doc4.xml · nonDerivative · entry 3 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,950 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $48.93 to $49.61. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 23:04 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 11,145 | $48.41 | $539,529.45 |
DisclosureSEC source: 0001209191-21-065219 · doc4.xml · nonDerivative · entry 2 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,350 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $47.93 to $48.91. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 23:04 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 15,887 | $1.68 | $26,690.16 |
DisclosureSEC source: 0001209191-21-065219 · doc4.xml · nonDerivative · entry 1 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,495 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. Read SEC document |
| October 11, 2021 Filed Oct 13, 2021 21:42 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $1.86 | $0.00 |
DisclosureSEC source: 0001209191-21-060384 · doc4.xml · derivative · entry 4 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,781 Underlying: Class A Common Stock · 30,000 shares Expires 2027-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F4 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option grant vested on May 12, 2018, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates. Read SEC document |
| October 11, 2021 Filed Oct 13, 2021 21:42 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 12,352 | $44.94 | $555,098.88 |
DisclosureSEC source: 0001209191-21-060384 · doc4.xml · nonDerivative · entry 3 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,608 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $44.73 to $45.22. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 11, 2021 Filed Oct 13, 2021 21:42 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 17,648 | $44.42 | $783,924.16 |
DisclosureSEC source: 0001209191-21-060384 · doc4.xml · nonDerivative · entry 2 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,960 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $43.73 to $44.71. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 11, 2021 Filed Oct 13, 2021 21:42 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 30,000 | $1.86 | $55,800.00 |
DisclosureSEC source: 0001209191-21-060384 · doc4.xml · nonDerivative · entry 1 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,608 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. Read SEC document |
| October 04, 2021 Filed Oct 6, 2021 21:33 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionStock Option (Right to Buy) · Derivative | 15,887 | $0.00 Strike: $1.68 | $0.00 |
DisclosureSEC source: 0001209191-21-059848 · doc4.xml · derivative · entry 5 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,560 Underlying: Class A Common Stock · 15,887 shares Expires 2026-07-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F4 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option grant vested on May 16, 2017, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates. Read SEC document |
| October 04, 2021 Filed Oct 6, 2021 21:33 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 144 | $45.29 | $6,521.76 |
DisclosureSEC source: 0001209191-21-059848 · doc4.xml · nonDerivative · entry 4 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,608 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. Read SEC document |
| October 04, 2021 Filed Oct 6, 2021 21:33 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 3,365 | $44.66 | $150,280.90 |
DisclosureSEC source: 0001209191-21-059848 · doc4.xml · nonDerivative · entry 3 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,752 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $44.12 to $45.10. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 04, 2021 Filed Oct 6, 2021 21:33 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 12,378 | $43.50 | $538,443.00 |
DisclosureSEC source: 0001209191-21-059848 · doc4.xml · nonDerivative · entry 2 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,117 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $43.07 to $44.01. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 04, 2021 Filed Oct 6, 2021 21:33 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 15,887 | $1.68 | $26,690.16 |
DisclosureSEC source: 0001209191-21-059848 · doc4.xml · nonDerivative · entry 1 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,495 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 21:58 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $1.86 | $0.00 |
DisclosureSEC source: 0001209191-21-055998 · doc4.xml · derivative · entry 4 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,781 Underlying: Class A Common Stock · 30,000 shares Expires 2027-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F4 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option grant vested on May 12, 2018, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 21:58 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 11,870 | $51.27 | $608,574.90 |
DisclosureSEC source: 0001209191-21-055998 · doc4.xml · nonDerivative · entry 3 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,608 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $51.02 to $51.98. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 21:58 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 18,130 | $50.62 | $917,740.60 |
DisclosureSEC source: 0001209191-21-055998 · doc4.xml · nonDerivative · entry 2 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,478 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $50.02 to $51.01. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 21:58 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 30,000 | $1.86 | $55,800.00 |
DisclosureSEC source: 0001209191-21-055998 · doc4.xml · nonDerivative · entry 1 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,608 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. Read SEC document |
| September 03, 2021 Filed Sep 8, 2021 22:00 UTC | C3.ai, Inc. AI · Entity 2413 | GrantStock Option (Right to Buy) · Derivative | 500,000 | $0.00 Strike: $50.61 | $0.00 |
DisclosureSEC source: 0001209191-21-055197 · doc4.xml · derivative · entry 1 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Class A Common Stock · 500,000 shares Expires 2031-09-02 F1 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option grant vest on August 15, 2022, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 21:41 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionStock Option (Right to Buy) · Derivative | 15,887 | $0.00 Strike: $1.68 | $0.00 |
DisclosureSEC source: 0001209191-21-054849 · doc4.xml · derivative · entry 5 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,447 Underlying: Class A Common Stock · 15,887 shares Expires 2026-07-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F5 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option grant vested on May 16, 2017, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates. F6 · balance_after: Due to rounding in connection with the reverse stock split, the total shares include 2 additional shares that were not originally reported on the Reporting Person's Form 3. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 21:41 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 2,400 | $54.77 | $131,448.00 |
DisclosureSEC source: 0001209191-21-054849 · doc4.xml · nonDerivative · entry 4 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,608 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $54.48 to $55.42. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 21:41 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 5,000 | $53.96 | $269,800.00 |
DisclosureSEC source: 0001209191-21-054849 · doc4.xml · nonDerivative · entry 3 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,008 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $53.44 to $54.42. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 21:41 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 8,487 | $52.99 | $449,726.13 |
DisclosureSEC source: 0001209191-21-054849 · doc4.xml · nonDerivative · entry 2 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,008 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $52.44 to $53.40. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 21:41 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 15,887 | $1.68 | $26,690.16 |
DisclosureSEC source: 0001209191-21-054849 · doc4.xml · nonDerivative · entry 1 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,495 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. Read SEC document |
| August 21, 2021 Filed Aug 24, 2021 22:46 UTC | C3.ai, Inc. AI · Entity 2413 | GrantClass A Common Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-053238 · doc4.xml · nonDerivative · entry 1 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,608 F1 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will fully vest on September 15, 2022 so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 22:37 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionStock Option (Right to Buy) · Derivative | 15,887 | $0.00 Strike: $1.86 | $0.00 |
DisclosureSEC source: 0001209191-21-052362 · doc4.xml · derivative · entry 5 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,781 Underlying: Class A Common Stock · 15,887 shares Expires 2027-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F5 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option grant vested on May 12, 2018, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 22:37 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 649 | $48.32 | $31,359.68 |
DisclosureSEC source: 0001209191-21-052362 · doc4.xml · nonDerivative · entry 4 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,608 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $48.11 to $48.82. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 22:37 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 7,264 | $47.26 | $343,296.64 |
DisclosureSEC source: 0001209191-21-052362 · doc4.xml · nonDerivative · entry 3 Behzadi Houman · CIK 0001834429 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,257 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $46.94 to $47.89. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.