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person · Reporting owner

McMullen Michael R.

Disclosed activity across 4 companies

Tapewire entity
11206
SEC CIK
0001418949

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AGILENT TECHNOLOGIES, INC.A · Entity 3062Director · CEO and PresidentMarch 08, 2024March 12, 2024
BRISTOL MYERS SQUIBB COBMY · Entity 1662DirectorSeptember 30, 2026October 03, 2026
KLA CORPKLAC · Entity 2838DirectorNovember 05, 2025November 07, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AGILENT TECHNOLOGIES, INC.

Report date March 08, 2024 · Filed March 12, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect253,908.5436 Reported balance After 2024-03-08 transaction · row 1
1 source row

Row 1 · 2024-03-08 · Sale · Disposed 52,297 · Balance 253,908.5436

F1: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on March 30, 2023.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on March 30, 2023.

BRISTOL MYERS SQUIBB CO

Report date September 30, 2026 · Filed October 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Share UnitsSEC Table II · derivative / convertible securityDirect17,050.601 Reported balance After 2026-09-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-09-30 · Grant · Acquired 560.897 · Balance 17,050.601

F1: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Filing footnotes · ownership attribution and instrument terms

F1: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

KLA CORP

Report date November 05, 2025 · Filed November 07, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,178.732 Reported balance After 2025-11-05 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2025-11-05 · Grant · Acquired 203.732 · Balance 1,178.732

F1: On November 5, 2025, the Reporting Person received an automatic grant of restricted stock units ("RSUs") for 203.732 shares of KLA common stock. The RSUs vest on the earliest to occur of (i) November 5, 2026, (ii) immediately prior to the next annual meeting of stockholders, and (iii) ten days prior to a change of control of KLA.

F2: The number of shares of KLA common stock includes 203.732 shares issuable upon vesting of RSUs.

Filing footnotes · ownership attribution and instrument terms

F1: On November 5, 2025, the Reporting Person received an automatic grant of restricted stock units ("RSUs") for 203.732 shares of KLA common stock. The RSUs vest on the earliest to occur of (i) November 5, 2026, (ii) immediately prior to the next annual meeting of stockholders, and (iii) ten days prior to a change of control of KLA.

F2: The number of shares of KLA common stock includes 203.732 shares issuable upon vesting of RSUs.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

COHERENT INC

Report date July 01, 2022 · Filed July 01, 2022

Section 16 reporting ended · disclosed 2022-07-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-07-01 transaction · row 1
1 source row

Row 1 · 2022-07-01 · Disposition to issuer · Disposed 6,043 · Balance 0

F1: On July 1, 2022, II-VI Incorporated ("Buyer"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Watson Merger Sub Inc, a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of March 25, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger (the "Merger").

F2: At the effective time of the Merger (the "Effective Time"), each outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $220.00 in cash, without interest (the "Cash Consideration"), plus 0.91 of a validly issued, fully paid and nonassessable share of Buyer (the "Merger Consideration").

Filing footnotes · ownership attribution and instrument terms

F1: On July 1, 2022, II-VI Incorporated ("Buyer"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Watson Merger Sub Inc, a direct, wholly owned subsidiary of Buyer ("Merger Sub"), dated as of March 25, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger (the "Merger").

F2: At the effective time of the Merger (the "Effective Time"), each outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $220.00 in cash, without interest (the "Cash Consideration"), plus 0.91 of a validly issued, fully paid and nonassessable share of Buyer (the "Merger Consideration").

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2026 Filed Oct 3, 2026 00:23 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantDeferred Share Units · Derivative 560.897 $62.40 $34,999.97
Disclosure

SEC source: 0001418949-26-000010 · wk-form4_1790972595.xml · derivative · entry 1

McMullen Michael R. · CIK 0001418949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,050.601

Underlying: Common Stock, $0.10 par value · 560.897 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 30, 2026 Filed Jul 2, 2026 20:16 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantDeferred Share Units · Derivative 607.428 $57.62 $35,000.00
Disclosure

SEC source: 0001418949-26-000008 · wk-form4_1783023386.xml · derivative · entry 1

McMullen Michael R. · CIK 0001418949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,332.54

Underlying: Common Stock, $0.10 par value · 607.428 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 31, 2026 Filed Apr 2, 2026 20:25 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantDeferred Share Units · Derivative 577.082 $60.65 $35,000.02
Disclosure

SEC source: 0001418949-26-000006 · wk-form4_1775161506.xml · derivative · entry 1

McMullen Michael R. · CIK 0001418949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,556.771

Underlying: Common Stock, $0.10 par value · 577.082 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 01, 2026 Filed Feb 3, 2026 21:27 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantDeferred Share Units · Derivative 3,996.367 $55.05 $220,000.00
Disclosure

SEC source: 0001418949-26-000004 · wk-form4_1770154029.xml · derivative · entry 1

McMullen Michael R. · CIK 0001418949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,979.689

Underlying: Common Stock, $0.10 par value · 3,996.367 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
December 31, 2025 Filed Jan 5, 2026 21:12 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantDeferred Share Units · Derivative 648.869 $0.00 $0.00
Disclosure

SEC source: 0001418949-26-000002 · wk-form4_1767647563.xml · derivative · entry 1

McMullen Michael R. · CIK 0001418949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,860.897

Underlying: Common Stock, $0.10 par value · 648.869 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
November 05, 2025 Filed Nov 7, 2025 21:05 UTC KLA CORP KLAC · Entity 2838 GrantCommon Stock 203.732 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-272314 · ownership.xml · nonDerivative · entry 1

McMullen Michael R. · CIK 0001418949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,178.732

F1 · shares: On November 5, 2025, the Reporting Person received an automatic grant of restricted stock units ("RSUs") for 203.732 shares of KLA common stock. The RSUs vest on the earliest to occur of (i) November 5, 2026, (ii) immediately prior to the next annual meeting of stockholders, and (iii) ten days prior to a change of control of KLA.

F2 · balance_after: The number of shares of KLA common stock includes 203.732 shares issuable upon vesting of RSUs.

Read SEC document
September 30, 2025 Filed Oct 2, 2025 22:14 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantDeferred Share Units · Derivative 776.053 $0.00 $0.00
Disclosure

SEC source: 0001418949-25-000007 · wk-form4_1759443242.xml · derivative · entry 1

McMullen Michael R. · CIK 0001418949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,076.278

Underlying: Common Stock, $0.10 par value · 776.053 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 30, 2025 Filed Jul 1, 2025 21:50 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantDeferred Share Units · Derivative 728.359 $0.00 $0.00
Disclosure

SEC source: 0000014272-25-000123 · wk-form4_1751406620.xml · derivative · entry 1

McMullen Michael R. · CIK 0001418949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,171.659

Underlying: Common Stock, $0.10 par value · 728.359 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 31, 2025 Filed Apr 1, 2025 21:59 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantDeferred Share Units · Derivative 512.379 $60.99 $31,250.00
Disclosure

SEC source: 0000014272-25-000079 · wk-form4_1743544782.xml · derivative · entry 1

McMullen Michael R. · CIK 0001418949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,339.083

Underlying: Common Stock, $0.10 par value · 512.379 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · price: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

Read SEC document
February 01, 2025 Filed Feb 5, 2025 00:18 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantDeferred Share Units · Derivative 3,562.341 $58.95 $210,000.00
Disclosure

SEC source: 0000014272-25-000024 · wk-form4_1738714686.xml · derivative · entry 1

McMullen Michael R. · CIK 0001418949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,826.704

Underlying: Common Stock, $0.10 par value · 3,562.341 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
December 31, 2024 Filed Jan 2, 2025 23:27 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantDeferred Share Units · Derivative 552.511 $56.56 $31,250.02
Disclosure

SEC source: 0000014272-25-000004 · wk-form4_1735860431.xml · derivative · entry 1

McMullen Michael R. · CIK 0001418949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,220.713

Underlying: Common Stock, $0.10 par value · 552.511 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
November 06, 2024 Filed Nov 8, 2024 21:05 UTC KLA CORP KLAC · Entity 2838 GrantCommon Stock 350 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-124053 · ownership.xml · nonDerivative · entry 1

McMullen Michael R. · CIK 0001418949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 975

F1 · shares: On November 6, 2024, the Reporting Person received an automatic grant of restricted stock units ("RSUs") for 350 shares of KLA common stock. The RSUs vest on the earliest to occur of (i) November 6, 2025, (ii) immediately prior to the next annual meeting of stockholders, and (iii) ten days prior to a change of control of KLA.

F2 · balance_after: The number of shares of KLA common stock includes 350 shares issuable upon vesting of RSUs.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 21:42 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantDeferred Share Units · Derivative 603.981 $51.74 $31,249.98
Disclosure

SEC source: 0000014272-24-000135 · wk-form4_1727905324.xml · derivative · entry 1

McMullen Michael R. · CIK 0001418949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,628.127

Underlying: Common Stock, $0.10 par value · 603.981 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · balance_after: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
July 29, 2024 Filed Aug 1, 2024 00:12 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 OtherCall Option (obligation to sell) · Derivative 5 $0.00 Strike: $46.00 $0.00
Disclosure

SEC source: 0000014272-24-000127 · wk-form4_1722471151.xml · derivative · entry 1

McMullen Michael R. · CIK 0001418949 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Family Trust

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 500 shares

Expires 2024-08-16

F1 · kind: Prior to the reporting person joining the Board of Directors of Bristol-Myers Squibb Company, the family trust of the reporting person wrote five covered call options with respect to a total of 500 shares of common stock beneficially owned by the reporting person and held in a managed account. On July 29, 2024, the family trust of the reporting person cancelled these call options by purchasing five identical call options at a price of $3.85 per underlying share, thus closing the option position.

F2 · ownership.nature: Securities held in a family trust, where reporting person is the trustee and a beneficiary.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 21:34 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantDeferred Share Units · Derivative 2,986.941 $41.30 $123,360.66
Disclosure

SEC source: 0000014272-24-000118 · wk-form4_1719956062.xml · derivative · entry 1

McMullen Michael R. · CIK 0001418949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,986.941

Underlying: Common Stock, $0.10 par value · 2,986.941 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F2 · shares: Represents pro rata portion of the 2024 annual Deferred Share Unit awards granted to the Company's directors.

F1 · derivative.exercise_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

F1 · derivative.expiration_date: Each Deferred Share Unit will be converted into a share of common stock upon settlement. The Deferred Share Units become settleable when the reporting person ceases to be a director or at a future date previously specified by the reporting person.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 18:37 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 SaleCommon Stock 52,297 $150.00 $7,844,550.00
Disclosure

SEC source: 0001127602-24-009663 · form4.xml · nonDerivative · entry 1

McMullen Michael R. · CIK 0001418949 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 253,908.5436

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on March 30, 2023.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 22:08 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,751 $0.00 Strike: $42.12 $0.00
Disclosure

SEC source: 0001127602-23-029728 · form4.xml · derivative · entry 3

McMullen Michael R. · CIK 0001418949 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,751 shares

Expires 2025-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. 2018 Stock Plan, in compliance with Rule 16b-3.

F3 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 22:08 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 SaleCommon Stock 2,751 $130.00 $357,630.00
Disclosure

SEC source: 0001127602-23-029728 · form4.xml · nonDerivative · entry 2

McMullen Michael R. · CIK 0001418949 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 306,205.5436

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on March 30, 2023.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 22:08 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionCommon Stock 2,751 $42.12 $115,872.12
Disclosure

SEC source: 0001127602-23-029728 · form4.xml · nonDerivative · entry 1

McMullen Michael R. · CIK 0001418949 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 308,956.5436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2023 Filed Dec 8, 2023 19:59 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 62,467 $0.00 Strike: $42.12 $0.00
Disclosure

SEC source: 0001127602-23-029122 · form4.xml · derivative · entry 3

McMullen Michael R. · CIK 0001418949 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,751

Underlying: Common Stock · 62,467 shares

Expires 2025-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. 2018 Stock Plan, in compliance with Rule 16b-3.

F3 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
December 07, 2023 Filed Dec 8, 2023 19:59 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 SaleCommon Stock 62,467 $130.00 $8,120,710.00
Disclosure

SEC source: 0001127602-23-029122 · form4.xml · nonDerivative · entry 2

McMullen Michael R. · CIK 0001418949 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 306,205.5436

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on March 30, 2023.

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December 07, 2023 Filed Dec 8, 2023 19:59 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionCommon Stock 62,467 $42.12 $2,631,110.04
Disclosure

SEC source: 0001127602-23-029122 · form4.xml · nonDerivative · entry 1

McMullen Michael R. · CIK 0001418949 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 368,672.5436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 22, 2023 Filed Dec 8, 2023 16:58 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 GrantEmployee Stock Option (Right to Buy) · Derivative 71,449 $123.99 Strike: $123.99 $8,858,961.51
Disclosure

SEC source: 0001127602-23-029108 · form4.xml · derivative · entry 2

McMullen Michael R. · CIK 0001418949 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,449

Underlying: Common Stock · 71,449 shares

Expires 2033-11-22

F2 · security: Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. 2018 Stock Plan, in compliance with Rule 16b-3.

F3 · derivative.exercise_date: The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated.

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November 22, 2023 Filed Dec 8, 2023 16:58 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 GrantCommon Stock 25,195 $123.99 $3,123,928.05
Disclosure

SEC source: 0001127602-23-029108 · form4.xml · nonDerivative · entry 1

McMullen Michael R. · CIK 0001418949 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 306,205.5436

F1 · shares: Restricted Stock Units granted under the Agilent Technologies, Inc. 2018 Stock Plan, in compliance with Rule 16b-3. The restricted stock units vest in four equal annual installments beginning on November 22, 2023 and are subject to a 1-year post-vest holding period.

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November 17, 2023 Filed Nov 20, 2023 23:06 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 10,206 $113.15 $1,154,808.90
Disclosure

SEC source: 0001127602-23-028020 · form4.xml · nonDerivative · entry 1

McMullen Michael R. · CIK 0001418949 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 281,010.5436

F1 · shares: The reporting person surrendered 10,206 shares to Agilent Technologies, Inc. to satisfy the tax liability on the vesting of restricted stock units in accordance with Rule 16b-3.

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November 16, 2023 Filed Nov 20, 2023 17:14 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 2,013 $114.19 $229,864.47
Disclosure

SEC source: 0001127602-23-027949 · form4.xml · nonDerivative · entry 1

McMullen Michael R. · CIK 0001418949 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 291,216.5436

F1 · shares: The reporting person surrendered 2,013 shares to Agilent Technologies, Inc. to satisfy the tax liability on the vesting of restricted stock units in accordance with Rule 16b-3.

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November 15, 2023 Filed Nov 17, 2023 18:33 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 2,510 $113.60 $285,136.00
Disclosure

SEC source: 0001127602-23-027750 · form4.xml · nonDerivative · entry 1

McMullen Michael R. · CIK 0001418949 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 293,229.5436

F1 · shares: The reporting person surrendered 2,510 shares to Agilent Technologies, Inc. to satisfy the tax liability on the vesting of restricted stock units in accordance with Rule 16b-3.

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November 14, 2023 Filed Nov 17, 2023 15:47 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 31,877 $111.61 $3,557,791.97
Disclosure

SEC source: 0001127602-23-027713 · form4.xml · nonDerivative · entry 2

McMullen Michael R. · CIK 0001418949 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 295,739.5436

F2 · shares: The reporting person surrendered 31,877 shares to Agilent Technologies, Inc. to satisfy the tax liability on the vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
November 14, 2023 Filed Nov 17, 2023 15:47 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 GrantCommon Stock 66,748 $111.61 $7,449,744.28
Disclosure

SEC source: 0001127602-23-027713 · form4.xml · nonDerivative · entry 1

McMullen Michael R. · CIK 0001418949 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 327,616.5436

F1 · shares: On November 14, 2023, 66,748 shares of common stock of Agilent Technologies, Inc. were issued to the reporting person pursuant to the Agilent Technologies, Inc. Long-Term Performance Program. The shares are subject to a 1-year post-vest holding period.

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November 01, 2023 Filed Nov 3, 2023 20:05 UTC KLA CORP KLAC · Entity 2838 GrantCommon Stock 493 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-058805 · ownership.xml · nonDerivative · entry 1

McMullen Michael R. · CIK 0001418949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 625

F1 · shares: On November 1, 2023, the Reporting Person received an automatic grant of restricted stock units ("RSUs") for 493 shares of KLA common stock. The RSUs vest on the earliest to occur of (i) November 1, 2024, (ii) immediately prior to the next annual meeting of stockholders, and (iii) ten days prior to a change of control of KLA.

F2 · balance_after: The number of shares of KLA common stock includes 493 shares issuable upon vesting of RSUs.

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July 27, 2023 Filed Jul 31, 2023 19:03 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 944 $0.00 Strike: $42.12 $0.00
Disclosure

SEC source: 0001127602-23-021558 · form4.xml · derivative · entry 3

McMullen Michael R. · CIK 0001418949 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,218

Underlying: Common Stock · 944 shares

Expires 2025-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. 2018 Stock Plan, in compliance with Rule 16b-3.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
July 27, 2023 Filed Jul 31, 2023 19:03 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 SaleCommon Stock 944 $130.00 $122,720.00
Disclosure

SEC source: 0001127602-23-021558 · form4.xml · nonDerivative · entry 2

McMullen Michael R. · CIK 0001418949 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 260,868.5436

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on March 30, 2023.

Read SEC document
July 27, 2023 Filed Jul 31, 2023 19:03 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionCommon Stock 944 $42.12 $39,761.28
Disclosure

SEC source: 0001127602-23-021558 · form4.xml · nonDerivative · entry 1

McMullen Michael R. · CIK 0001418949 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 261,812.5436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: 177.4435 shares acquired in an Employee Stock Purchase Plan under Section 423 of the Internal Revenue Code of 1986, as amended, in a transaction exempt under Rule 16b-3.

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July 24, 2023 Filed Jul 26, 2023 20:10 UTC KLA CORP KLAC · Entity 2838 GrantCommon Stock 132 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-043407 · doc4.xml · nonDerivative · entry 1

McMullen Michael R. · CIK 0001418949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132

F1 · shares: On July 24, 2023, the Reporting Person received a pro-rated annual outside director grant of restricted stock units ("RSUs") for 132 shares of KLA common stock. The RSUs vest on the earliest to occur of (i) November 2, 2023, (ii) immediately prior to the next annual meeting of stockholders, and (iii) ten days prior to a change of control of KLA.

F2 · balance_after: The number of shares of KLA common stock includes 132 shares issuable upon vesting of RSUs.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 18:53 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 128,726 $0.00 Strike: $40.80 $0.00
Disclosure

SEC source: 0001127602-22-026322 · form4.xml · derivative · entry 3

McMullen Michael R. · CIK 0001418949 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 128,726 shares

Expires 2024-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. 2018 Stock Plan, in compliance with Rule 16b-3.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 18:53 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 SaleCommon Stock 128,726 $155.73 $20,046,499.98
Disclosure

SEC source: 0001127602-22-026322 · form4.xml · nonDerivative · entry 2

McMullen Michael R. · CIK 0001418949 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,691.1001

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on September 14, 2022.

F2 · price: The average weighted sale price was $155.73 with a range of $153.00 - $157.43.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 18:53 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionCommon Stock 128,726 $40.80 $5,252,020.80
Disclosure

SEC source: 0001127602-22-026322 · form4.xml · nonDerivative · entry 1

McMullen Michael R. · CIK 0001418949 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,417.1001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2022 Filed Nov 21, 2022 18:57 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 7,492 $146.19 $1,095,255.48
Disclosure

SEC source: 0001127602-22-026141 · form4.xml · nonDerivative · entry 1

McMullen Michael R. · CIK 0001418949 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,691.1001

F1 · shares: The reporting person surrendered 7,492 shares to Agilent Technologies, Inc. to satisfy the tax liability on the vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 15:55 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 2,713 $144.44 $391,865.72
Disclosure

SEC source: 0001127602-22-026120 · form4.xml · nonDerivative · entry 1

McMullen Michael R. · CIK 0001418949 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,183.1001

F1 · shares: The reporting person surrendered 2,713 shares to Agilent Technologies, Inc. to satisfy the tax liability on the vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 20:03 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 6,775 $0.00 Strike: $40.80 $0.00
Disclosure

SEC source: 0001127602-22-026028 · form4.xml · derivative · entry 3

McMullen Michael R. · CIK 0001418949 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,726

Underlying: Common Stock · 6,775 shares

Expires 2024-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. 2018 Stock Plan, in compliance with Rule 16b-3.

F3 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 20:03 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 SaleCommon Stock 6,775 $148.19 $1,003,987.25
Disclosure

SEC source: 0001127602-22-026028 · form4.xml · nonDerivative · entry 2

McMullen Michael R. · CIK 0001418949 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,896.1001

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on September 14, 2022.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 20:03 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionCommon Stock 6,775 $40.80 $276,420.00
Disclosure

SEC source: 0001127602-22-026028 · form4.xml · nonDerivative · entry 1

McMullen Michael R. · CIK 0001418949 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,671.1001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 19:50 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 2,013 $147.12 $296,152.56
Disclosure

SEC source: 0001127602-22-026023 · form4.xml · nonDerivative · entry 1

McMullen Michael R. · CIK 0001418949 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,896.1001

F1 · shares: The reporting person surrendered 2,013 shares to Agilent Technologies, Inc. to satisfy the tax liability on the vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 14:47 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 GrantEmployee Stock Option (Right to Buy) · Derivative 59,165 $148.00 Strike: $148.00 $8,756,420.00
Disclosure

SEC source: 0001127602-22-025886 · form4.xml · derivative · entry 4

McMullen Michael R. · CIK 0001418949 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,165

Underlying: Common Stock · 59,165 shares

Expires 2032-11-15

F4 · security: Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. 2018 Stock Plan, in compliance with Rule 16b-3.

F5 · derivative.exercise_date: The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 14:47 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 68,195 $148.00 $10,092,860.00
Disclosure

SEC source: 0001127602-22-025886 · form4.xml · nonDerivative · entry 3

McMullen Michael R. · CIK 0001418949 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,909.1001

F3 · shares: The reporting person surrendered 68,195 shares to Agilent Technologies, Inc. to satisfy the tax liability on the vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 14:47 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 GrantCommon Stock 137,544 $148.00 $20,356,512.00
Disclosure

SEC source: 0001127602-22-025886 · form4.xml · nonDerivative · entry 2

McMullen Michael R. · CIK 0001418949 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,104.1001

F2 · shares: On November 15, 2022, 137,544 shares of common stock of Agilent Technologies, Inc. were issued to the reporting person pursuant to the Agilent Technologies, Inc. Long-Term Performance Program. The shares are subject to a 1 year post-vest holding period.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 14:47 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 GrantCommon Stock 20,245 $148.00 $2,996,260.00
Disclosure

SEC source: 0001127602-22-025886 · form4.xml · nonDerivative · entry 1

McMullen Michael R. · CIK 0001418949 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,560.1001

F1 · shares: Restricted Stock Units granted under the Agilent Technologies, Inc. 2018 Stock Plan, in compliance with Rule 16b-3. The restricted stock units vest in four equal annual installments beginning on November 15, 2022 and are subject to a 1 year post-vest holding period.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 22:44 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Tax withholdingCommon Stock 8,043 $148.31 $1,192,857.33
Disclosure

SEC source: 0001127602-22-025644 · form4.xml · nonDerivative · entry 1

McMullen Michael R. · CIK 0001418949 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,315.1001

F1 · shares: The reporting person surrendered 8,043 shares to Agilent Technologies, Inc. to satisfy the tax liability on the vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
November 09, 2022 Filed Nov 10, 2022 20:41 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 6,775 $0.00 Strike: $40.80 $0.00
Disclosure

SEC source: 0001127602-22-025258 · form4.xml · derivative · entry 3

McMullen Michael R. · CIK 0001418949 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,501

Underlying: Common Stock · 6,775 shares

Expires 2024-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. 2018 Stock Plan, in compliance with Rule 16b-3.

F3 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
November 09, 2022 Filed Nov 10, 2022 20:41 UTC AGILENT TECHNOLOGIES, INC. A · Entity 3062 SaleCommon Stock 6,775 $138.31 $937,050.25
Disclosure

SEC source: 0001127602-22-025258 · form4.xml · nonDerivative · entry 2

McMullen Michael R. · CIK 0001418949 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,358.1001

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on September 14, 2022.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.