Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Corebridge Financial, Inc.CRBG · Entity 3379 | Director | June 20, 2023 | June 22, 2023 |
| Voya Financial, Inc.VOYA · Entity 3571 | See Remarks | December 31, 2019 | January 03, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Corebridge Financial, Inc.
Report date June 20, 2023 · Filed June 22, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,839 |
Reported balance
After 2023-06-20 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-06-20 · Grant · Acquired 9,981 · Balance 17,839 F1: Reflects deferred stock units ("DSUs") granted under the Corebridge Financial, Inc. 2022 Omnibus Incentive Plan exempt under Rule 16b-3. Each DSU represents a right to receive one share of common stock of the Issuer upon the director's termination of service or, if later, upon the first anniversary of the director's commencement of service. F2: Includes 7,858 additional DSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects deferred stock units ("DSUs") granted under the Corebridge Financial, Inc. 2022 Omnibus Incentive Plan exempt under Rule 16b-3. Each DSU represents a right to receive one share of common stock of the Issuer upon the director's termination of service or, if later, upon the first anniversary of the director's commencement of service.
F2: Includes 7,858 additional DSUs.
Voya Financial, Inc.
Report date December 31, 2019 · Filed January 03, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Savings Plan Issuer Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,677.819 |
Reported balance
After 2019-12-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-12-31 · Grant · Acquired 4.51 · Balance 1,677.819 F1: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F2: Includes dividend of 4.126 shares. |
| Common StockSEC Table I · non-derivative | Direct | 27,488 |
Reported balance
Holding disclosure · report date 2019-12-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 27,488 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 22,814 |
Reported balance
Holding disclosure · report date 2019-12-31 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 22,814 F3: The stock units will vest based on their respective award agreements. |
| Performance Stock UnitSEC Table II · derivative / convertible security | Direct | 43,321 |
Reported balance
Holding disclosure · report date 2019-12-31 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 43,321 F3: The stock units will vest based on their respective award agreements. F4: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon vesting can range from 0% to 150% of the number presented above. |
| Performance-Based Stock OptionsSEC Table II · derivative / convertible security | Direct | 158,574 |
Reported balance
Holding disclosure · report date 2019-12-31 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 158,574 F5: The options vest based on the conditions set forth in their respective agreements. |
Filing footnotes · ownership attribution and instrument terms
F1: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
F2: Includes dividend of 4.126 shares.
F3: The stock units will vest based on their respective award agreements.
F4: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon vesting can range from 0% to 150% of the number presented above.
F5: The options vest based on the conditions set forth in their respective agreements.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 15, 2018 Filed Aug 17, 2018 21:29 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 5.64 | $48.76 | $275.01 |
DisclosureSEC source: 0001127602-18-025711 · form4.xml · derivative · entry 2 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,160.404 Underlying: Common Stock · 5.64 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 21:36 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 5.443 | $50.52 | $274.98 |
DisclosureSEC source: 0001127602-18-024494 · form4.xml · derivative · entry 2 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,154.764 Underlying: Common Stock · 5.443 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 21:07 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 5.802 | $47.40 | $275.01 |
DisclosureSEC source: 0001127602-18-023434 · form4.xml · derivative · entry 2 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,149.321 Underlying: Common Stock · 5.802 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| June 29, 2018 Filed Jul 2, 2018 20:54 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 5.851 | $47.00 | $275.00 |
DisclosureSEC source: 0001127602-18-022306 · form4.xml · derivative · entry 2 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,143.519 Underlying: Common Stock · 5.851 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · balance_after: Includes dividend of 0.239 shares. Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 20:43 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 5.359 | $51.32 | $275.02 |
DisclosureSEC source: 0001127602-18-021194 · form4.xml · derivative · entry 2 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,137.429 Underlying: Common Stock · 5.359 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| May 31, 2018 Filed Jun 1, 2018 21:34 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 5.295 | $51.94 | $275.02 |
DisclosureSEC source: 0001127602-18-019563 · form4.xml · derivative · entry 2 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,132.07 Underlying: Common Stock · 5.295 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:34 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 5.17 | $53.19 | $274.99 |
DisclosureSEC source: 0001127602-18-017902 · form4.xml · derivative · entry 2 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,126.775 Underlying: Common Stock · 5.17 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| April 30, 2018 Filed May 1, 2018 21:21 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 5.253 | $52.35 | $274.99 |
DisclosureSEC source: 0001127602-18-015779 · form4.xml · derivative · entry 2 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,121.605 Underlying: Common Stock · 5.253 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| April 13, 2018 Filed Apr 16, 2018 22:33 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 5.373 | $51.18 | $274.99 |
DisclosureSEC source: 0001127602-18-014679 · form4.xml · derivative · entry 2 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,116.352 Underlying: Common Stock · 5.373 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 21:04 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 5.446 | $50.50 | $275.02 |
DisclosureSEC source: 0001127602-18-013347 · form4.xml · derivative · entry 2 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,110.979 Underlying: Common Stock · 5.446 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 20:24 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 773.991 | $53.44 | $41,362.08 |
DisclosureSEC source: 0001127602-18-012528 · form4.xml · derivative · entry 2 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,105.533 Underlying: Common Stock · 773.991 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 21:07 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 5.083 | $54.10 | $274.99 |
DisclosureSEC source: 0001127602-18-012098 · form4.xml · derivative · entry 2 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331.542 Underlying: Common Stock · 5.083 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 01:11 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 3,768 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-010826 · form4.xml · derivative · entry 4 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,747 Underlying: Common Stock · 3,768 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 01:11 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 2,006 | $51.69 | $103,690.14 |
DisclosureSEC source: 0001127602-18-010826 · form4.xml · nonDerivative · entry 2 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,283 Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 01:11 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 3,768 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-010826 · form4.xml · nonDerivative · entry 1 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,289 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| March 06, 2018 Filed Mar 9, 2018 01:11 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 326.459 | $52.03 | $16,985.66 |
DisclosureSEC source: 0001127602-18-010826 · form4.xml · derivative · entry 3 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326.459 Underlying: Common Stock · 326.459 shares Expires not disclosed F2 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| February 22, 2018 Filed Feb 24, 2018 02:25 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 3,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008248 · form4.xml · derivative · entry 5 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,515 Underlying: Common Stock · 3,670 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F5 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F5 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 22, 2018 Filed Feb 24, 2018 02:25 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 1,454 | $50.71 | $73,732.34 |
DisclosureSEC source: 0001127602-18-008248 · form4.xml · nonDerivative · entry 2 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,521 Read SEC document |
| February 22, 2018 Filed Feb 24, 2018 02:25 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 3,670 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-008248 · form4.xml · nonDerivative · entry 1 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,975 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| February 21, 2018 Filed Feb 24, 2018 02:25 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 14,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008248 · form4.xml · derivative · entry 4 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,161 Underlying: Common Stock · 14,376 shares Expires not disclosed F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F4 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above. F4 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above. F4 · derivative.underlying_shares: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above. Read SEC document |
| February 21, 2018 Filed Feb 24, 2018 02:25 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 12,390 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008248 · form4.xml · derivative · entry 3 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,185 Underlying: Common Stock · 12,390 shares Expires not disclosed F2 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 21, 2019, 1/3 on February 21, 2020 and 1/3 on February 21, 2021. F3 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 21, 2019, 1/3 on February 21, 2020 and 1/3 on February 21, 2021. Read SEC document |
| February 21, 2018 Filed Mar 2, 2018 22:17 UTC Amendment | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 15,627 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-009741 · form4a.xml · derivative · entry 2 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,412 Underlying: Common Stock · 15,627 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · shares: Corrects an error in the calculation of the number of units granted that was previously reported. F3 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above. F3 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above. F3 · derivative.underlying_shares: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2021) can range from 0% to 150% of the number presented above. Read SEC document |
| October 26, 2017 Filed Oct 30, 2017 23:44 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 8,247 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-030557 · form4.xml · derivative · entry 3 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,795 Underlying: Common Stock · 8,247 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| October 26, 2017 Filed Oct 30, 2017 23:44 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 4,604 | $40.21 | $185,126.84 |
DisclosureSEC source: 0001127602-17-030557 · form4.xml · nonDerivative · entry 2 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,305 Read SEC document |
| October 26, 2017 Filed Oct 30, 2017 23:44 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 8,247 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-030557 · form4.xml · nonDerivative · entry 1 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,909 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 20:34 UTC | Voya Financial, Inc. VOYA · Entity 3571 | PurchaseCommon Stock | 2,777 | $35.33 | $98,119.74 |
DisclosureSEC source: 0001127602-17-020680 · form4.xml · nonDerivative · entry 1 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,662 Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 02:29 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 3,767 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-010969 · form4.xml · derivative · entry 3 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,042 Underlying: Common Stock · 3,767 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 02:29 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 1,553 | $41.09 | $63,812.77 |
DisclosureSEC source: 0001127602-17-010969 · form4.xml · nonDerivative · entry 2 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,885 Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 02:29 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 3,767 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-010969 · form4.xml · nonDerivative · entry 1 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,438 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| February 22, 2017 Filed Feb 25, 2017 00:20 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 13,970 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008351 · form4.xml · derivative · entry 3 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,785 Underlying: Common Stock · 13,970 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2020) can range from 0% to 150% of the number presented above. F3 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2020) can range from 0% to 150% of the number presented above. F3 · derivative.underlying_shares: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2020) can range from 0% to 150% of the number presented above. Read SEC document |
| February 22, 2017 Filed Feb 25, 2017 00:20 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 11,012 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008351 · form4.xml · derivative · entry 2 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,809 Underlying: Common Stock · 11,012 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 22, 2018, 1/3 on February 22, 2019 and 1/3 on February 22, 2020. F2 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 22, 2018, 1/3 on February 22, 2019 and 1/3 on February 22, 2020. Read SEC document |
| October 26, 2016 Filed Oct 28, 2016 20:37 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 8,246 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065485 · form4.xml · derivative · entry 3 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,797 Underlying: Common Stock · 8,246 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| October 26, 2016 Filed Oct 28, 2016 20:37 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 4,575 | $30.64 | $140,178.00 |
DisclosureSEC source: 0001127602-16-065485 · form4.xml · nonDerivative · entry 2 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,671 Read SEC document |
| October 26, 2016 Filed Oct 28, 2016 20:37 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 8,246 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-065485 · form4.xml · nonDerivative · entry 1 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,246 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.