Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Corebridge Financial, Inc.CRBG · Entity 3379 | Director | June 20, 2023 | June 22, 2023 |
| Voya Financial, Inc.VOYA · Entity 3571 | See Remarks | December 31, 2019 | January 03, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Corebridge Financial, Inc.
Report date June 20, 2023 · Filed June 22, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,839 |
Reported balance
After 2023-06-20 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-06-20 · Grant · Acquired 9,981 · Balance 17,839 F1: Reflects deferred stock units ("DSUs") granted under the Corebridge Financial, Inc. 2022 Omnibus Incentive Plan exempt under Rule 16b-3. Each DSU represents a right to receive one share of common stock of the Issuer upon the director's termination of service or, if later, upon the first anniversary of the director's commencement of service. F2: Includes 7,858 additional DSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects deferred stock units ("DSUs") granted under the Corebridge Financial, Inc. 2022 Omnibus Incentive Plan exempt under Rule 16b-3. Each DSU represents a right to receive one share of common stock of the Issuer upon the director's termination of service or, if later, upon the first anniversary of the director's commencement of service.
F2: Includes 7,858 additional DSUs.
Voya Financial, Inc.
Report date December 31, 2019 · Filed January 03, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Savings Plan Issuer Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,677.819 |
Reported balance
After 2019-12-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-12-31 · Grant · Acquired 4.51 · Balance 1,677.819 F1: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F2: Includes dividend of 4.126 shares. |
| Common StockSEC Table I · non-derivative | Direct | 27,488 |
Reported balance
Holding disclosure · report date 2019-12-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 27,488 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 22,814 |
Reported balance
Holding disclosure · report date 2019-12-31 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 22,814 F3: The stock units will vest based on their respective award agreements. |
| Performance Stock UnitSEC Table II · derivative / convertible security | Direct | 43,321 |
Reported balance
Holding disclosure · report date 2019-12-31 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 43,321 F3: The stock units will vest based on their respective award agreements. F4: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon vesting can range from 0% to 150% of the number presented above. |
| Performance-Based Stock OptionsSEC Table II · derivative / convertible security | Direct | 158,574 |
Reported balance
Holding disclosure · report date 2019-12-31 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 158,574 F5: The options vest based on the conditions set forth in their respective agreements. |
Filing footnotes · ownership attribution and instrument terms
F1: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
F2: Includes dividend of 4.126 shares.
F3: The stock units will vest based on their respective award agreements.
F4: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon vesting can range from 0% to 150% of the number presented above.
F5: The options vest based on the conditions set forth in their respective agreements.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 20, 2023 Filed Jun 22, 2023 16:18 UTC | Corebridge Financial, Inc. CRBG · Entity 3379 | GrantCommon Stock | 9,981 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-039047 · doc4.xml · nonDerivative · entry 1 Walsh Patricia J · CIK 0001448864 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,839 F1 · shares: Reflects deferred stock units ("DSUs") granted under the Corebridge Financial, Inc. 2022 Omnibus Incentive Plan exempt under Rule 16b-3. Each DSU represents a right to receive one share of common stock of the Issuer upon the director's termination of service or, if later, upon the first anniversary of the director's commencement of service. F2 · balance_after: Includes 7,858 additional DSUs. Read SEC document |
| September 15, 2022 Filed Sep 16, 2022 16:14 UTC | Corebridge Financial, Inc. CRBG · Entity 3379 | GrantCommon Stock | 7,858 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-050314 · doc4.xml · nonDerivative · entry 1 Walsh Patricia J · CIK 0001448864 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,858 F1 · shares: Reflects deferred stock units ("DSUs") granted under the Corebridge Financial, Inc. 2022 Omnibus Incentive Plan exempt under Rule 16b-3. Each DSU represents a right to receive one share of common stock of the Issuer upon vesting. The DSUs vest upon the director's termination of service or, if later, upon the first anniversary of the director's commencement of service. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 19:34 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 4.51 | $60.98 | $275.02 |
DisclosureSEC source: 0001127602-20-000941 · form4.xml · derivative · entry 2 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,677.819 Underlying: Common Stock · 4.51 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · balance_after: Includes dividend of 4.126 shares. Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 16:36 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 4.748 | $57.92 | $275.00 |
DisclosureSEC source: 0001127602-19-035205 · form4.xml · derivative · entry 2 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,669.183 Underlying: Common Stock · 4.748 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| November 29, 2019 Filed Dec 2, 2019 16:37 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 4.719 | $58.28 | $275.02 |
DisclosureSEC source: 0001127602-19-033991 · form4.xml · derivative · entry 2 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,664.435 Underlying: Common Stock · 4.719 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 16:58 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 4.748 | $57.92 | $275.00 |
DisclosureSEC source: 0001127602-19-033045 · form4.xml · derivative · entry 2 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,659.716 Underlying: Common Stock · 4.748 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| October 31, 2019 Filed Nov 1, 2019 16:19 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 5.096 | $53.96 | $274.98 |
DisclosureSEC source: 0001127602-19-031492 · form4.xml · derivative · entry 2 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,654.968 Underlying: Common Stock · 5.096 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 16:47 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 5.189 | $53.00 | $275.02 |
DisclosureSEC source: 0001127602-19-030735 · form4.xml · derivative · entry 2 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,649.872 Underlying: Common Stock · 5.189 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 16:17 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 5.051 | $54.44 | $274.98 |
DisclosureSEC source: 0001127602-19-029697 · form4.xml · derivative · entry 2 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,644.683 Underlying: Common Stock · 5.051 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · balance_after: Includes dividend of 4.450 shares. Read SEC document |
| September 13, 2019 Filed Sep 16, 2019 16:25 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 5.022 | $54.76 | $275.00 |
DisclosureSEC source: 0001127602-19-028470 · form4.xml · derivative · entry 2 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,635.182 Underlying: Common Stock · 5.022 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| August 30, 2019 Filed Sep 3, 2019 16:56 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 5.576 | $49.32 | $275.01 |
DisclosureSEC source: 0001127602-19-027773 · form4.xml · derivative · entry 2 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,630.16 Underlying: Common Stock · 5.576 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 18:02 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 5.674 | $48.47 | $275.02 |
DisclosureSEC source: 0001127602-19-027005 · form4.xml · derivative · entry 2 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,624.584 Underlying: Common Stock · 5.674 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| July 31, 2019 Filed Aug 2, 2019 17:17 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 4.896 | $56.17 | $275.01 |
DisclosureSEC source: 0001127602-19-025901 · form4.xml · derivative · entry 2 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,618.91 Underlying: Common Stock · 4.896 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| July 15, 2019 Filed Jul 16, 2019 17:16 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 4.847 | $56.74 | $275.02 |
DisclosureSEC source: 0001127602-19-024657 · form4.xml · derivative · entry 2 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,614.014 Underlying: Common Stock · 4.847 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| June 28, 2019 Filed Jul 1, 2019 16:39 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 4.973 | $55.30 | $275.01 |
DisclosureSEC source: 0001127602-19-023228 · form4.xml · derivative · entry 2 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,609.167 Underlying: Common Stock · 4.973 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · balance_after: Includes dividend of 0.299 shares. Read SEC document |
| June 14, 2019 Filed Jun 18, 2019 17:35 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 5.076 | $54.18 | $275.02 |
DisclosureSEC source: 0001127602-19-022046 · form4.xml · derivative · entry 2 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,603.895 Underlying: Common Stock · 5.076 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| June 04, 2019 Filed Jun 5, 2019 16:40 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 1,870 | $53.69 | $100,405.91 |
DisclosureSEC source: 0001127602-19-020895 · form4.xml · nonDerivative · entry 1 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,488 Read SEC document |
| May 31, 2019 Filed Jun 3, 2019 17:22 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 5.4 | $50.93 | $275.02 |
DisclosureSEC source: 0001127602-19-020523 · form4.xml · derivative · entry 2 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,598.819 Underlying: Common Stock · 5.4 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| May 15, 2019 Filed May 17, 2019 16:29 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 5.212 | $52.76 | $274.99 |
DisclosureSEC source: 0001127602-19-019013 · form4.xml · derivative · entry 2 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,593.419 Underlying: Common Stock · 5.212 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| April 30, 2019 Filed May 2, 2019 16:33 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 5.01 | $54.89 | $275.00 |
DisclosureSEC source: 0001127602-19-016961 · form4.xml · derivative · entry 2 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,588.207 Underlying: Common Stock · 5.01 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| April 15, 2019 Filed Apr 16, 2019 17:03 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 5.067 | $54.27 | $274.99 |
DisclosureSEC source: 0001127602-19-015583 · form4.xml · derivative · entry 2 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,583.197 Underlying: Common Stock · 5.067 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 16:35 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 5.504 | $49.96 | $274.98 |
DisclosureSEC source: 0001127602-19-013804 · form4.xml · derivative · entry 2 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,578.13 Underlying: Common Stock · 5.504 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · balance_after: Includes dividend of 0.244 shares. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 17:08 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 5.389 | $51.03 | $275.00 |
DisclosureSEC source: 0001127602-19-012284 · form4.xml · derivative · entry 2 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,572.382 Underlying: Common Stock · 5.389 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 17:17 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 351.644 | $49.10 | $17,265.72 |
DisclosureSEC source: 0001127602-19-010843 · form4.xml · derivative · entry 5 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,566.993 Underlying: Common Stock · 351.644 shares Expires not disclosed F4 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F4 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F4 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 17:17 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionPerformance Stock Unit · Derivative | 13,815 | $0.00 Strike: $1.33 | $0.00 |
DisclosureSEC source: 0001127602-19-010843 · form4.xml · derivative · entry 4 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,321 Underlying: Common Stock · 18,373 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F3 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F3 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 17:17 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 3,768 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-010843 · form4.xml · derivative · entry 3 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,814 Underlying: Common Stock · 3,768 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 17:17 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 10,845 | $49.10 | $532,489.50 |
DisclosureSEC source: 0001127602-19-010843 · form4.xml · nonDerivative · entry 2 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,358 Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 17:17 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 22,141 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-010843 · form4.xml · nonDerivative · entry 1 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,203 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| February 28, 2019 Filed Feb 28, 2019 17:04 UTC | Voya Financial, Inc. VOYA · Entity 3571 | SaleCommon Stock | 6,062 | $50.71 | $307,419.78 |
DisclosureSEC source: 0001127602-19-008958 · form4.xml · nonDerivative · entry 1 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,062 F1 · price: This transaction was executed in multiple trades at prices ranging from $50.711 to $50.715. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 19:04 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 3,671 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008489 · form4.xml · derivative · entry 3 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,582 Underlying: Common Stock · 3,671 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 19:04 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 1,771 | $49.95 | $88,461.45 |
DisclosureSEC source: 0001127602-19-008489 · form4.xml · nonDerivative · entry 2 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,124 Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 19:04 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 3,671 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-008489 · form4.xml · nonDerivative · entry 1 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,895 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 21:18 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance-Based Stock Options · Derivative | 71,174 | $0.00 Strike: $50.03 | $0.00 |
DisclosureSEC source: 0001127602-19-008231 · form4.xml · derivative · entry 6 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,574 Underlying: Common Stock · 71,174 shares Expires 2029-02-21 F6 · derivative.exercise_date: The options are subject to vesting conditions based on the achievement of certain cost saving targets. The options generally become exercisable one year following achievement of the relevant vesting condition. F7 · derivative.expiration_date: To the extent that the relevant vesting condition discussed in footnote (6) has not been met by December 31, 2020, any unvested options will be forfeited. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 21:18 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 13,724 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008231 · form4.xml · derivative · entry 5 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,136 Underlying: Common Stock · 13,724 shares Expires not disclosed F3 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F5 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2022) can range from 0% to 150% of the number presented above. F5 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 21, 2022) can range from 0% to 150% of the number presented above. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 21:18 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 10,883 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008231 · form4.xml · derivative · entry 4 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,253 Underlying: Common Stock · 10,883 shares Expires not disclosed F3 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F4 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 21, 2020, 1/3 on February 21, 2021 and 1/3 on February 21, 2022. F4 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 21, 2020, 1/3 on February 21, 2021 and 1/3 on February 21, 2022. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 21:18 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 4,130 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008231 · form4.xml · derivative · entry 3 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,370 Underlying: Common Stock · 4,130 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 21:18 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 2,046 | $50.03 | $102,361.38 |
DisclosureSEC source: 0001127602-19-008231 · form4.xml · nonDerivative · entry 2 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,224 Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 21:18 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 4,130 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-008231 · form4.xml · nonDerivative · entry 1 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,270 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 22:36 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 6.851 | $40.14 | $275.00 |
DisclosureSEC source: 0001127602-19-000368 · form4.xml · derivative · entry 2 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,215.349 Underlying: Common Stock · 6.851 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · balance_after: Includes dividend of 0.304 shares. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 22:53 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 6.662 | $41.28 | $275.01 |
DisclosureSEC source: 0001127602-18-036650 · form4.xml · derivative · entry 2 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,208.194 Underlying: Common Stock · 6.662 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 21:55 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 6.118 | $44.95 | $275.00 |
DisclosureSEC source: 0001127602-18-035176 · form4.xml · derivative · entry 2 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,201.532 Underlying: Common Stock · 6.118 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| November 15, 2018 Filed Nov 17, 2018 00:27 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 6.063 | $45.36 | $275.02 |
DisclosureSEC source: 0001127602-18-033529 · form4.xml · derivative · entry 2 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,195.414 Underlying: Common Stock · 6.063 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| October 31, 2018 Filed Nov 1, 2018 21:11 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 6.284 | $43.76 | $274.99 |
DisclosureSEC source: 0001127602-18-031643 · form4.xml · derivative · entry 2 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,189.351 Underlying: Common Stock · 6.284 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| October 26, 2018 Filed Oct 29, 2018 20:25 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 8,247 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-031205 · form4.xml · derivative · entry 3 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,500 Underlying: Common Stock · 8,247 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| October 26, 2018 Filed Oct 29, 2018 20:25 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 4,390 | $41.84 | $183,677.60 |
DisclosureSEC source: 0001127602-18-031205 · form4.xml · nonDerivative · entry 2 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,140 Read SEC document |
| October 26, 2018 Filed Oct 29, 2018 20:25 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 8,247 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-031205 · form4.xml · nonDerivative · entry 1 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,530 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 20:39 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 5.83 | $47.17 | $275.00 |
DisclosureSEC source: 0001127602-18-030524 · form4.xml · derivative · entry 2 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,183.067 Underlying: Common Stock · 5.83 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 21:27 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 5.537 | $49.67 | $275.02 |
DisclosureSEC source: 0001127602-18-028818 · form4.xml · derivative · entry 2 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,177.237 Underlying: Common Stock · 5.537 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F2 · balance_after: Includes dividend of 0.236 shares. Read SEC document |
| September 14, 2018 Filed Sep 17, 2018 20:48 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 5.568 | $49.39 | $275.00 |
DisclosureSEC source: 0001127602-18-027793 · form4.xml · derivative · entry 2 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,171.464 Underlying: Common Stock · 5.568 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 01:31 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantDeferred Savings Plan Issuer Stock Units · Derivative | 5.492 | $50.07 | $274.98 |
DisclosureSEC source: 0001127602-18-026717 · form4.xml · derivative · entry 2 Walsh Patricia J · CIK 0001448864 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,165.896 Underlying: Common Stock · 5.492 shares Expires not disclosed F1 · derivative.exercise_price: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.exercise_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F1 · derivative.expiration_date: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.