Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BRAND HOUSE COLLECTIVE, INC.KIRK · Entity 53950 | Director | June 21, 2023 | June 23, 2023 |
| Bojangles', Inc.BOJA · Entity 160828 | Director | January 28, 2019 | January 28, 2019 |
| Party City Holdco Inc.PRTY · Entity 108808 | Director | June 13, 2022 | June 15, 2022 |
| lululemon athletica inc.LULU · Entity 3399 | Director | June 08, 2017 | June 12, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BRAND HOUSE COLLECTIVE, INC.
Report date June 21, 2023 · Filed June 23, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 143,353 |
Reported balance
After 2023-06-21 transaction · row 1
1 source rowRow 1 · 2023-06-21 · Grant · Acquired 12,110 · Balance 143,353 F1: The reporting person was granted restricted stock units ("RSUs") under Kirkland's 2002 Equity Incentive Plan. The RSUs will vest 100% on June 21, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person was granted restricted stock units ("RSUs") under Kirkland's 2002 Equity Incentive Plan. The RSUs will vest 100% on June 21, 2024.
Bojangles', Inc.
Report date January 28, 2019 · Filed January 28, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-01-28 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-01-28 · Disposition to issuer · Disposed 3,355 · Balance 0 F1: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated November 5, 2018, by and among the issuer, Walker Parent, Inc. and Walker Merger Sub, Inc. At the effective time of the merger, each restricted stock unit vested in full and was converted into the right to receive $16.10 in cash. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated November 5, 2018, by and among the issuer, Walker Parent, Inc. and Walker Merger Sub, Inc. At the effective time of the merger, each restricted stock unit vested in full and was converted into the right to receive $16.10 in cash.
Party City Holdco Inc.
Report date June 13, 2022 · Filed June 15, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per share ("Common Stock")SEC Table I · non-derivative | Direct | 120,593 |
Reported balance
After 2022-06-13 transaction · row 1
1 source rowRow 1 · 2022-06-13 · Grant · Acquired 30,000 · Balance 120,593 F1: Represents restricted stock units granted to the Reporting Person under the Party City Holdco Inc. Amended and Restated 2012 Omnibus Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Common Stock, par value $0.01 per share. The restricted stock units shall vest in full on the earliest of (i) the first anniversary of the date of grant, (ii) the termination of the director's service due to his death or (iii) a change in control of Party City Holdco Inc. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units granted to the Reporting Person under the Party City Holdco Inc. Amended and Restated 2012 Omnibus Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Common Stock, par value $0.01 per share. The restricted stock units shall vest in full on the earliest of (i) the first anniversary of the date of grant, (ii) the termination of the director's service due to his death or (iii) a change in control of Party City Holdco Inc.
lululemon athletica inc.
Report date June 08, 2017 · Filed June 12, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,202 |
Reported balance
After 2017-06-08 transaction · row 1
1 source rowRow 1 · 2017-06-08 · Grant · Acquired 2,417 · Balance 8,202 F1: The Reporting Person received an award of 2,417 shares of restricted stock that will vest 100% on the earlier of (a) June 8, 2018 or (b) the date of the Company's 2018 annual meeting of stockholders. |
| Common StockSEC Table I · non-derivative | IndirectSee Note | 9,745 |
Reported balance
Holding disclosure · report date 2017-06-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 9,745 F2: The shares are indirectly beneficially owned by the Reporting Person as a limited partner of Advent Partners GPE VII-B Cayman Limited Partnership and Advent Partners GPE VII 2014 Limited Partnership which, in turn, directly own the shares. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person received an award of 2,417 shares of restricted stock that will vest 100% on the earlier of (a) June 8, 2018 or (b) the date of the Company's 2018 annual meeting of stockholders.
F2: The shares are indirectly beneficially owned by the Reporting Person as a limited partner of Advent Partners GPE VII-B Cayman Limited Partnership and Advent Partners GPE VII 2014 Limited Partnership which, in turn, directly own the shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 21, 2023 Filed Jun 23, 2023 19:59 UTC | BRAND HOUSE COLLECTIVE, INC. KIRK · Entity 53950 | GrantCommon Stock | 12,110 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-039304 · doc4.xml · nonDerivative · entry 1 Collins Steven J · CIK 0001310177 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 143,353 F1 · shares: The reporting person was granted restricted stock units ("RSUs") under Kirkland's 2002 Equity Incentive Plan. The RSUs will vest 100% on June 21, 2024. Read SEC document |
| June 22, 2022 Filed Jun 23, 2022 20:51 UTC | BRAND HOUSE COLLECTIVE, INC. KIRK · Entity 53950 | GrantCommon Stock | 14,925 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-038928 · doc4.xml · nonDerivative · entry 1 Collins Steven J · CIK 0001310177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,243 F1 · shares: Restricted Stock Units vest 100% on June 22, 2023. Read SEC document |
| June 13, 2022 Filed Jun 15, 2022 16:24 UTC | Party City Holdco Inc. PRTY · Entity 108808 | GrantCommon Stock, par value $0.01 per share ("Common Stock") | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-022570 · doc4.xml · nonDerivative · entry 1 Collins Steven J · CIK 0001310177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,593 F1 · shares: Represents restricted stock units granted to the Reporting Person under the Party City Holdco Inc. Amended and Restated 2012 Omnibus Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Common Stock, par value $0.01 per share. The restricted stock units shall vest in full on the earliest of (i) the first anniversary of the date of grant, (ii) the termination of the director's service due to his death or (iii) a change in control of Party City Holdco Inc. Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 16:11 UTC | Party City Holdco Inc. PRTY · Entity 108808 | PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 4,000 | $5.45 | $21,780.00 |
DisclosureSEC source: 0000899243-21-046578 · doc4.xml · nonDerivative · entry 1 Collins Steven J · CIK 0001310177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,593 Read SEC document |
| November 26, 2021 Filed Nov 29, 2021 16:21 UTC | Party City Holdco Inc. PRTY · Entity 108808 | PurchaseCommon Stock | 2,000 | $6.03 | $12,057.40 |
DisclosureSEC source: 0000899243-21-046214 · doc4.xml · nonDerivative · entry 2 Collins Steven J · CIK 0001310177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,593 Read SEC document |
| November 24, 2021 Filed Nov 29, 2021 16:21 UTC | Party City Holdco Inc. PRTY · Entity 108808 | PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 4,000 | $6.25 | $25,018.80 |
DisclosureSEC source: 0000899243-21-046214 · doc4.xml · nonDerivative · entry 1 Collins Steven J · CIK 0001310177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,593 Read SEC document |
| September 14, 2021 Filed Sep 16, 2021 16:33 UTC | Party City Holdco Inc. PRTY · Entity 108808 | PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 4,000 | $6.56 | $26,258.80 |
DisclosureSEC source: 0000899243-21-036285 · doc4.xml · nonDerivative · entry 1 Collins Steven J · CIK 0001310177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,593 Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 17:05 UTC | BRAND HOUSE COLLECTIVE, INC. KIRK · Entity 53950 | GrantCommon Stock | 3,094 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-042941 · doc4.xml · nonDerivative · entry 1 Collins Steven J · CIK 0001310177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,318 F1 · shares: Restricted Stock Units vest 100% on June 22, 2022. Read SEC document |
| June 10, 2021 Filed Jun 11, 2021 16:22 UTC | Party City Holdco Inc. PRTY · Entity 108808 | GrantCommon Stock, par value $0.01 per share ("Common Stock") | 12,562 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-023243 · doc4.xml · nonDerivative · entry 1 Collins Steven J · CIK 0001310177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,593 F1 · shares: Represents restricted stock units granted to the Reporting Person under the Party City Holdco Inc. Amended and Restated 2012 Omnibus Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Common Stock, par value $0.01 per share. The restricted stock units shall vest in full on the earliest of (i) the first anniversary of the date of grant, (ii) the termination of the director's service due to his death or (iii) a change in control of Party City Holdco Inc. Read SEC document |
| July 10, 2020 Filed Jul 13, 2020 15:47 UTC | BRAND HOUSE COLLECTIVE, INC. KIRK · Entity 53950 | PurchaseCommon Stock | 24,000 | $2.99 | $71,760.00 |
DisclosureSEC source: 0001209191-20-042240 · doc4.xml · nonDerivative · entry 2 Collins Steven J · CIK 0001310177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,224 Read SEC document |
| July 09, 2020 Filed Jul 13, 2020 15:47 UTC | BRAND HOUSE COLLECTIVE, INC. KIRK · Entity 53950 | PurchaseCommon Stock | 12,000 | $2.82 | $33,840.00 |
DisclosureSEC source: 0001209191-20-042240 · doc4.xml · nonDerivative · entry 1 Collins Steven J · CIK 0001310177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,224 Read SEC document |
| July 06, 2020 Filed Jul 8, 2020 17:38 UTC | Party City Holdco Inc. PRTY · Entity 108808 | GrantCommon Stock, par value $0.01 per share ("Common Stock") | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-20-000440 · edgar.xml · nonDerivative · entry 1 Collins Steven J · CIK 0001310177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,031 F1 · shares: Represents restricted stock units granted to the Reporting Person under the Party City Holdco Inc. Amended and Restated 2012 Omnibus Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Common Stock, par value $0.01 per share. The restricted stock units shall vest in full on the earliest of (i) the first anniversary of the date of grant, (ii) the termination of the director's service due to his death or (iii) a change in control of Party City Holdco Inc. Read SEC document |
| June 24, 2020 Filed Jun 25, 2020 18:51 UTC | BRAND HOUSE COLLECTIVE, INC. KIRK · Entity 53950 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-038849 · doc4.xml · nonDerivative · entry 1 Collins Steven J · CIK 0001310177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,224 F1 · shares: Restricted Stock Units vest 100% on June 24, 2021. Read SEC document |
| June 20, 2019 Filed Jun 20, 2019 21:03 UTC | BRAND HOUSE COLLECTIVE, INC. KIRK · Entity 53950 | GrantCommon Stock | 30,434 | $0.00 | $0.00 |
DisclosureSEC source: 0001056285-19-000067 · wf-form4_156106460898003.xml · nonDerivative · entry 1 Collins Steven J · CIK 0001310177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,224 F1 · shares: Restricted Stock Units vest 100% on June 20, 2020. Read SEC document |
| June 06, 2019 Filed Jun 10, 2019 16:55 UTC | Party City Holdco Inc. PRTY · Entity 108808 | GrantCommon Stock | 15,862 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-19-000492 · edgar.xml · nonDerivative · entry 1 Collins Steven J · CIK 0001310177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,031 F1 · shares: Represents restricted stock units granted to the Reporting Person under the Party City Holdco Inc. Amended and Restated 2012 Omnibus Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Common Stock, par value $0.01 per share. The restricted stock units shall vest in full on the earliest of (i) the first anniversary of the date of grant, (ii) the termination of the director's service due to his death or (iii) a change in control of Party City Holdco Inc. Read SEC document |
| January 28, 2019 Filed Jan 28, 2019 12:43 UTC | Bojangles', Inc. BOJA · Entity 160828 | Disposition to issuerRestricted Stock Units · Derivative | 3,355 | $16.10 Strike: $0.00 | $54,015.50 |
DisclosureSEC source: 0000947871-19-000055 · ownership.xml · derivative · entry 1 Collins Steven J · CIK 0001310177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,355 shares Expires not disclosed F1 · kind: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated November 5, 2018, by and among the issuer, Walker Parent, Inc. and Walker Merger Sub, Inc. At the effective time of the merger, each restricted stock unit vested in full and was converted into the right to receive $16.10 in cash. F1 · derivative.exercise_date: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated November 5, 2018, by and among the issuer, Walker Parent, Inc. and Walker Merger Sub, Inc. At the effective time of the merger, each restricted stock unit vested in full and was converted into the right to receive $16.10 in cash. F1 · derivative.expiration_date: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated November 5, 2018, by and among the issuer, Walker Parent, Inc. and Walker Merger Sub, Inc. At the effective time of the merger, each restricted stock unit vested in full and was converted into the right to receive $16.10 in cash. Read SEC document |
| November 13, 2018 Filed Nov 14, 2018 17:29 UTC | Party City Holdco Inc. PRTY · Entity 108808 | PurchaseCommon Stock, par value $0.01 per share ("Common Stock") | 10,000 | $11.00 | $110,000.00 |
DisclosureSEC source: 0000904454-18-000731 · edgar.xml · nonDerivative · entry 1 Collins Steven J · CIK 0001310177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,169 Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 16:14 UTC | Bojangles', Inc. BOJA · Entity 160828 | GrantCommon Stock | 3,355 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001192482-18-000451 · edgar.xml · nonDerivative · entry 1 Collins Steven J · CIK 0001310177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,355 F1 · security: Granted in the form of restricted stock units which may only be settled by the issuance of the Issuer's common stock. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. F2 · shares: 100% of the restricted stock units will vest on the date of the Issuer's next annual stockholders' meeting, subject to the reporting person's continued service to the Company. Vested shares will be delivered to the reporting person within ten days of the vesting date of such restricted stock unit. F1 · price: Granted in the form of restricted stock units which may only be settled by the issuance of the Issuer's common stock. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 18:22 UTC | Party City Holdco Inc. PRTY · Entity 108808 | GrantStock Option (right to buy) · Derivative | 2,080 | $0.00 Strike: $15.30 | $0.00 |
DisclosureSEC source: 0000904454-18-000416 · edgar.xml · derivative · entry 2 Collins Steven J · CIK 0001310177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,080 Underlying: Common Stock · 2,080 shares Expires 2028-06-06 Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 18:22 UTC | Party City Holdco Inc. PRTY · Entity 108808 | GrantCommon Stock | 8,169 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-18-000416 · edgar.xml · nonDerivative · entry 1 Collins Steven J · CIK 0001310177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,169 F1 · shares: Represents restricted stock units granted to the Reporting Person under the Party City Holdco Inc. Amended and Restated 2012 Omnibus Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Common Stock, par value $0.01 per share. The restricted stock units shall vest in full on the earliest of (i) the first anniversary of the date of grant, (ii) the termination of the director's service due to his death or (iii) a change in control of Party City Holdco Inc. Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 20:53 UTC | BRAND HOUSE COLLECTIVE, INC. KIRK · Entity 53950 | GrantCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001056285-18-000060 · wf-form4_152840477077362.xml · nonDerivative · entry 1 Collins Steven J · CIK 0001310177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,790 F1 · shares: Restricted Stock Units vest 100% on June 5, 2019. Read SEC document |
| December 22, 2017 Filed Dec 27, 2017 13:23 UTC | Party City Holdco Inc. PRTY · Entity 108808 | SaleCommon Stock | 311,515 | $12.20 | $3,800,483.00 |
DisclosureSEC source: 0001140361-17-047452 · form4.xml · nonDerivative · entry 1 Collins Steven J · CIK 0001310177 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 0 F1 · shares: The shares of common stock of the Issuer were sold in connection with a stock purchase agreement by and between the Issuer and the Advent-Party City Acquisition Limited Partnership ("ACPA") pursuant to which the Issuer repurchased the shares. Following the repurchase, ACPA no longer holds any shares of the Issuer. F2 · ownership.nature: APCA directly held the shares of common stock of the Issuer prior to the transaction being reported. Advent Partners GPE VI 2008 Limited Partnership ("Advent Partners 2008") holds a partnership interest in ACPA and the Reporting Person is a limited partner of Advent Partners 2008. Read SEC document |
| December 11, 2017 Filed Dec 13, 2017 08:18 UTC | Party City Holdco Inc. PRTY · Entity 108808 | SaleCommon Stock | 40,165 | $12.67 | $508,890.55 |
DisclosureSEC source: 0001209191-17-065322 · doc4.xml · nonDerivative · entry 1 Collins Steven J · CIK 0001310177 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 311,515 F1 · shares: The shares of common stock of the Issuer were sold in connection with a block trade of the common stock of the Issuer pursuant to the prospectus supplement, dated December 7, 2017, and accompanying registration statement on Form S-3, dated September 30, 2016. F2 · ownership.nature: The shares reported herein are held directly by Advent-Party City Acquisition L.P. ("Advent Party City"). Advent Partners GPE VI 2008 Limited Partnership ("Advent Partners 2008") holds a partnership interest in Advent Party City and the Reporting Person is a limited partner of Advent Partners 2008. The shares reported herein and directly owned by Advent Party City may be deemed indirectly owned by the Reporting Person; however, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his respective pecuniary interest therein, if any, and the inclusion of these shares herein shall not be deemed an admission of beneficial ownership of all of the reported shares for purpose of Section 16 or any other purpose. Read SEC document |
| June 08, 2017 Filed Jun 12, 2017 17:22 UTC | lululemon athletica inc. LULU · Entity 3399 | GrantCommon Stock | 2,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-039227 · doc4.xml · nonDerivative · entry 1 Collins Steven J · CIK 0001310177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,202 F1 · shares: The Reporting Person received an award of 2,417 shares of restricted stock that will vest 100% on the earlier of (a) June 8, 2018 or (b) the date of the Company's 2018 annual meeting of stockholders. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 21:18 UTC | BRAND HOUSE COLLECTIVE, INC. KIRK · Entity 53950 | GrantCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-037830 · doc4.xml · nonDerivative · entry 1 Collins Steven J · CIK 0001310177 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,790 F1 · shares: Restricted Stock Units vest 100% on June 2, 2018 Read SEC document |
| December 06, 2016 Filed Dec 7, 2016 14:04 UTC | Bojangles', Inc. BOJA · Entity 160828 | SaleCommon Stock | 111,164 | $16.39 | $1,821,700.05 |
DisclosureSEC source: 0001209191-16-153825 · doc4.xml · nonDerivative · entry 1 Collins Steven J · CIK 0001310177 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · I Disclosed balance after: 316,500 F1 · shares: The shares of common stock of the Issuer were sold in connection with a secondary offering of the common stock of the Issuer pursuant to the prospectus supplement, dated November 30, 2016, and accompanying registration statement on Form S-3, dated November 16, 2016. F2 · ownership.nature: The shares reported herein are held directly by Advent-Bojangles Acquisition L.P. ("Advent Bojangles"). Advent Partners GPE-VI 2008 Limited Partnership ("Advent Partners 2008") holds a partnership interest in Advent Bojangles and the Reporting Person is a limited partner of Advent Partners 2008. The shares reported herein are directly owned by Advent Bojangles and may be deemed indirectly owned by the Reporting Person, however, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his respective pecuniary interest therein, if any, and the inclusion of these shares herein shall not be deemed an admission of beneficial ownership of all of the reported shares for purpose of Section 16 or any other purpose. Read SEC document |
| May 13, 2015 Filed Dec 7, 2016 14:00 UTC Amendment | Bojangles', Inc. BOJA · Entity 160828 | SaleCommon Stock | 141,324 | $17.67 | $2,497,195.08 |
DisclosureSEC source: 0001209191-16-153822 · doc4a.xml · nonDerivative · entry 1 Collins Steven J · CIK 0001310177 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · I Disclosed balance after: 427,664 F1 · shares: Represents the total number of shares of Common Stock which were sold in connection with the initial public offering of the Issuer pursuant to the Prospectus dated May 7, 2015, and accompanying registration statement on Form S-1, dated May 6, 2015. This transaction was inadvertently omitted on the original Form 4 filed on May 15, 2015. F2 · ownership.nature: The shares reported herein are held directly by Advent-Bojangles Acquisition L.P. ("Advent Bojangles"). Advent Partners GPE-VI 2008 Limited Partnership ("Advent Partners 2008") holds a partnership interest in Advent Bojangles and the Reporting Person is a limited partner of Advent Partners 2008. The shares reported herein are directly owned by Advent Bojangles and may be deemed indirectly owned by the Reporting Person, however, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his respective pecuniary interest therein, if any, and the inclusion of these shares herein shall not be deemed an admission of beneficial ownership of all of the reported shares for purpose of Section 16 or any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.