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Juniper Targeted Opportunity Fund, L.P.

Disclosed activity across 2 companies

Tapewire entity
111813
SEC CIK
0001524397

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Bioventus Inc.BVS · Entity 499610% ownerJune 12, 2023June 29, 2023
LINCOLN EDUCATIONAL SERVICES CORPLINC · Entity 513910% ownerNovember 30, 2022December 01, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common Stock, $0.001 par value per shareSEC Table I · non-derivativeIndirectBy: Juniper Targeted Opportunity Fund, L.P.4,624,431 Reported balance Holding disclosure · report date 2023-06-12 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 4,624,431

F1: As the investment manager of Juniper Targeted Opportunity Fund, L.P. (Juniper Targeted Opportunity Fund"), Juniper Investment Company may be deemed to beneficially own the securities held by the Juniper Targeted Opportunity Fund, Juniper Investment Company disclaims beneficial ownership of all interests reported herein except to the extent of its pecuniary interest therein. Messrs. Bartholdson and Michas serve as the managing members of Juniper Investment Company and the general partners of Juniper Targeted Opportunity Fund, and as a result, Messrs. Bartholdson and Michas share voting and dispositive power over such shares with Juniper Investment Company. Messrs. Bartholdson and Michas disclaim beneficial ownership of the holdings of Juniper Targeted Opportunity Fund reflected herein except to the extent of their pecuniary interest therein.

Class A Common Stock, $0.001 par value per shareSEC Table I · non-derivativeIndirectBy: Juniper Targeted Opportunities, LP1,604,256 Reported balance Holding disclosure · report date 2023-06-12 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,604,256

F2: As the investment manager of Juniper Targeted Opportunities, LP (Juniper Targeted Opportunities"), Juniper Investment Company may be deemed to beneficially own the securities held by Juniper Targeted Opportunities, Juniper Investment Company disclaims beneficial ownership of all interests reported herein except to the extent of its pecuniary interest therein. Messrs. Bartholdson and Michas serve as the managing members of Juniper Investment Company and the general partners of Juniper Targeted Opportunity Fund, and as a result, Messrs. Bartholdson and Michas share voting and dispositive power over such shares with Juniper Investment Company. Messrs. Bartholdson and Michas disclaim beneficial ownership of the holdings of Juniper Targeted Opportunities reflected herein except to the extent of their pecuniary interest therein.

Class A Common Stock, $0.001 par value per shareSEC Table I · non-derivativeIndirectJuniper Multi-Strategy Fund, L.P.75,850 Reported balance Holding disclosure · report date 2023-06-12 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 75,850

F3: As the investment manager of Juniper Multi-Strategy Fund" (Juniper Multi-Strategy"), Juniper Investment Company may be deemed to beneficially own the securities held by Juniper Multi-Strategy. Juniper Investment Company disclaims beneficial ownership of all interests reported herein except to the extent of its pecuniary interest therein. Messrs. Bartholdson and Michas serve as the managing members of Juniper Investment Company and the general partners of Juniper Multi-Strategy, and as a result, Messrs. Bartholdson and Michas share voting and dispositive power over such shares with Juniper Investment Company. Messrs. Bartholdson and Michas disclaim beneficial ownership of the holdings of Juniper Multi-Strategy reflected herein except to the extent of their pecuniary interest therein.

Class A Common Stock, $0.001 par value per shareSEC Table I · non-derivativeIndirectJohn A. Bartholdson22,727 Reported balance Holding disclosure · report date 2023-06-12 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 22,727

F4: Represents securities held of record by John A. Bartholdson. Mr. Bartholdson is a director of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: As the investment manager of Juniper Targeted Opportunity Fund, L.P. (Juniper Targeted Opportunity Fund"), Juniper Investment Company may be deemed to beneficially own the securities held by the Juniper Targeted Opportunity Fund, Juniper Investment Company disclaims beneficial ownership of all interests reported herein except to the extent of its pecuniary interest therein. Messrs. Bartholdson and Michas serve as the managing members of Juniper Investment Company and the general partners of Juniper Targeted Opportunity Fund, and as a result, Messrs. Bartholdson and Michas share voting and dispositive power over such shares with Juniper Investment Company. Messrs. Bartholdson and Michas disclaim beneficial ownership of the holdings of Juniper Targeted Opportunity Fund reflected herein except to the extent of their pecuniary interest therein.

F2: As the investment manager of Juniper Targeted Opportunities, LP (Juniper Targeted Opportunities"), Juniper Investment Company may be deemed to beneficially own the securities held by Juniper Targeted Opportunities, Juniper Investment Company disclaims beneficial ownership of all interests reported herein except to the extent of its pecuniary interest therein. Messrs. Bartholdson and Michas serve as the managing members of Juniper Investment Company and the general partners of Juniper Targeted Opportunity Fund, and as a result, Messrs. Bartholdson and Michas share voting and dispositive power over such shares with Juniper Investment Company. Messrs. Bartholdson and Michas disclaim beneficial ownership of the holdings of Juniper Targeted Opportunities reflected herein except to the extent of their pecuniary interest therein.

F3: As the investment manager of Juniper Multi-Strategy Fund" (Juniper Multi-Strategy"), Juniper Investment Company may be deemed to beneficially own the securities held by Juniper Multi-Strategy. Juniper Investment Company disclaims beneficial ownership of all interests reported herein except to the extent of its pecuniary interest therein. Messrs. Bartholdson and Michas serve as the managing members of Juniper Investment Company and the general partners of Juniper Multi-Strategy, and as a result, Messrs. Bartholdson and Michas share voting and dispositive power over such shares with Juniper Investment Company. Messrs. Bartholdson and Michas disclaim beneficial ownership of the holdings of Juniper Multi-Strategy reflected herein except to the extent of their pecuniary interest therein.

F4: Represents securities held of record by John A. Bartholdson. Mr. Bartholdson is a director of the Issuer.

LINCOLN EDUCATIONAL SERVICES CORP

Report date November 30, 2022 · Filed December 01, 2022

Jointly reported with Juniper Investment Company, LLC, Juniper Targeted Opportunities, LP, Bartholdson John A., MICHAS ALEXIS P

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectJuniper Targeted Opportunity Fund, L.P.2,363,311 Reported balance After 2022-11-30 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2022-11-30 · Other · Acquired 1,483,052 · Balance 2,363,311

F1: Mandatory conversion by the Issuer of its Series A Convertible Preferred Stock into shares of its Common Stock exempt under SEC Rule 16b-6(b).

F2: Each share of Series A Convertible Preferred Stock was converted into 423.729 shares of Common Stock for an effective price of $2.36 per share of Common Stock.

F3: Juniper Investment Company, LLC ("Juniper Investment") is the investment manager of Juniper Targeted Opportunity Fund, L.P. ("Juniper Opportunity Fund") and Juniper Targeted Opportunities, L.P. ("Juniper Opportunities LP") and Juniper Multi-Strategy Fund, L.P. ("Juniper Multi-Strategy") and may be deemed to beneficially own the securities held by them. Alexis P. Michas and John A. Bartholdson ("Managing Members") are the managing members of Juniper Investment, Juniper HF Investors II, LLC (the general partner of the Juniper Opportunity Fund) and Juniper TO Investors, LLC (the general partner of Juniper Opportunities LP) and Juniper HF Investors, LLC (the general partner of Juniper Multi-Strategy), through which the Managing Members may be deemed to have an indirect beneficial ownership with respect to the shares held by Juniper Opportunity Fund, Juniper Opportunities LP and Juniper Multi-Strategy.

F4: (Footnote 3 continued). Each Reporting Person disclaims beneficial ownership of all interests reported herein except to the extent of such Reporting Person's pecuniary interests.

Common StockSEC Table I · non-derivativeIndirectJuniper Targeted Opportunities, L.P.3,262,714 Reported balance After 2022-11-30 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2022-11-30 · Other · Acquired 3,262,714 · Balance 3,262,714

F1: Mandatory conversion by the Issuer of its Series A Convertible Preferred Stock into shares of its Common Stock exempt under SEC Rule 16b-6(b).

F2: Each share of Series A Convertible Preferred Stock was converted into 423.729 shares of Common Stock for an effective price of $2.36 per share of Common Stock.

F3: Juniper Investment Company, LLC ("Juniper Investment") is the investment manager of Juniper Targeted Opportunity Fund, L.P. ("Juniper Opportunity Fund") and Juniper Targeted Opportunities, L.P. ("Juniper Opportunities LP") and Juniper Multi-Strategy Fund, L.P. ("Juniper Multi-Strategy") and may be deemed to beneficially own the securities held by them. Alexis P. Michas and John A. Bartholdson ("Managing Members") are the managing members of Juniper Investment, Juniper HF Investors II, LLC (the general partner of the Juniper Opportunity Fund) and Juniper TO Investors, LLC (the general partner of Juniper Opportunities LP) and Juniper HF Investors, LLC (the general partner of Juniper Multi-Strategy), through which the Managing Members may be deemed to have an indirect beneficial ownership with respect to the shares held by Juniper Opportunity Fund, Juniper Opportunities LP and Juniper Multi-Strategy.

F4: (Footnote 3 continued). Each Reporting Person disclaims beneficial ownership of all interests reported herein except to the extent of such Reporting Person's pecuniary interests.

Series A Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $2.36IndirectJuniper Targeted Opportunity Fund, L.P0 Reported balance After 2022-11-30 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-11-30 · Other · Disposed 3,500 · Balance 0

F2: Each share of Series A Convertible Preferred Stock was converted into 423.729 shares of Common Stock for an effective price of $2.36 per share of Common Stock.

F1: Mandatory conversion by the Issuer of its Series A Convertible Preferred Stock into shares of its Common Stock exempt under SEC Rule 16b-6(b).

F7: 11/14/2019 - The date on which the Series A Preferred Stock was issued.

F8: None.

F3: Juniper Investment Company, LLC ("Juniper Investment") is the investment manager of Juniper Targeted Opportunity Fund, L.P. ("Juniper Opportunity Fund") and Juniper Targeted Opportunities, L.P. ("Juniper Opportunities LP") and Juniper Multi-Strategy Fund, L.P. ("Juniper Multi-Strategy") and may be deemed to beneficially own the securities held by them. Alexis P. Michas and John A. Bartholdson ("Managing Members") are the managing members of Juniper Investment, Juniper HF Investors II, LLC (the general partner of the Juniper Opportunity Fund) and Juniper TO Investors, LLC (the general partner of Juniper Opportunities LP) and Juniper HF Investors, LLC (the general partner of Juniper Multi-Strategy), through which the Managing Members may be deemed to have an indirect beneficial ownership with respect to the shares held by Juniper Opportunity Fund, Juniper Opportunities LP and Juniper Multi-Strategy.

F4: (Footnote 3 continued). Each Reporting Person disclaims beneficial ownership of all interests reported herein except to the extent of such Reporting Person's pecuniary interests.

Series A Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $2.36IndirectJuniper Targeted Opportunities, L.P.0 Reported balance After 2022-11-30 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2022-11-30 · Other · Disposed 7,700 · Balance 0

F2: Each share of Series A Convertible Preferred Stock was converted into 423.729 shares of Common Stock for an effective price of $2.36 per share of Common Stock.

F1: Mandatory conversion by the Issuer of its Series A Convertible Preferred Stock into shares of its Common Stock exempt under SEC Rule 16b-6(b).

F7: 11/14/2019 - The date on which the Series A Preferred Stock was issued.

F8: None.

F3: Juniper Investment Company, LLC ("Juniper Investment") is the investment manager of Juniper Targeted Opportunity Fund, L.P. ("Juniper Opportunity Fund") and Juniper Targeted Opportunities, L.P. ("Juniper Opportunities LP") and Juniper Multi-Strategy Fund, L.P. ("Juniper Multi-Strategy") and may be deemed to beneficially own the securities held by them. Alexis P. Michas and John A. Bartholdson ("Managing Members") are the managing members of Juniper Investment, Juniper HF Investors II, LLC (the general partner of the Juniper Opportunity Fund) and Juniper TO Investors, LLC (the general partner of Juniper Opportunities LP) and Juniper HF Investors, LLC (the general partner of Juniper Multi-Strategy), through which the Managing Members may be deemed to have an indirect beneficial ownership with respect to the shares held by Juniper Opportunity Fund, Juniper Opportunities LP and Juniper Multi-Strategy.

F4: (Footnote 3 continued). Each Reporting Person disclaims beneficial ownership of all interests reported herein except to the extent of such Reporting Person's pecuniary interests.

Common StockSEC Table I · non-derivativeIndirectJuniper Multi-Strategy Fund, L.P.14,000 Reported balance Holding disclosure · report date 2022-11-30 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 14,000

F3: Juniper Investment Company, LLC ("Juniper Investment") is the investment manager of Juniper Targeted Opportunity Fund, L.P. ("Juniper Opportunity Fund") and Juniper Targeted Opportunities, L.P. ("Juniper Opportunities LP") and Juniper Multi-Strategy Fund, L.P. ("Juniper Multi-Strategy") and may be deemed to beneficially own the securities held by them. Alexis P. Michas and John A. Bartholdson ("Managing Members") are the managing members of Juniper Investment, Juniper HF Investors II, LLC (the general partner of the Juniper Opportunity Fund) and Juniper TO Investors, LLC (the general partner of Juniper Opportunities LP) and Juniper HF Investors, LLC (the general partner of Juniper Multi-Strategy), through which the Managing Members may be deemed to have an indirect beneficial ownership with respect to the shares held by Juniper Opportunity Fund, Juniper Opportunities LP and Juniper Multi-Strategy.

F4: (Footnote 3 continued). Each Reporting Person disclaims beneficial ownership of all interests reported herein except to the extent of such Reporting Person's pecuniary interests.

Common StockSEC Table I · non-derivativeIndirectJohn A. Bartholdson38,531 Reported balance Holding disclosure · report date 2022-11-30 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 38,531

F5: Represents securities held of record by John A. Bartholdson. Mr. Bartholdson is a director of the Issuer.

Common StockSEC Table I · non-derivativeIndirectAlexis P. Michas16,393 Reported balance Holding disclosure · report date 2022-11-30 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 16,393

F6: Represents securities held of record by Alexis P. Michas.

Filing footnotes · ownership attribution and instrument terms

F1: Mandatory conversion by the Issuer of its Series A Convertible Preferred Stock into shares of its Common Stock exempt under SEC Rule 16b-6(b).

F2: Each share of Series A Convertible Preferred Stock was converted into 423.729 shares of Common Stock for an effective price of $2.36 per share of Common Stock.

F3: Juniper Investment Company, LLC ("Juniper Investment") is the investment manager of Juniper Targeted Opportunity Fund, L.P. ("Juniper Opportunity Fund") and Juniper Targeted Opportunities, L.P. ("Juniper Opportunities LP") and Juniper Multi-Strategy Fund, L.P. ("Juniper Multi-Strategy") and may be deemed to beneficially own the securities held by them. Alexis P. Michas and John A. Bartholdson ("Managing Members") are the managing members of Juniper Investment, Juniper HF Investors II, LLC (the general partner of the Juniper Opportunity Fund) and Juniper TO Investors, LLC (the general partner of Juniper Opportunities LP) and Juniper HF Investors, LLC (the general partner of Juniper Multi-Strategy), through which the Managing Members may be deemed to have an indirect beneficial ownership with respect to the shares held by Juniper Opportunity Fund, Juniper Opportunities LP and Juniper Multi-Strategy.

F4: (Footnote 3 continued). Each Reporting Person disclaims beneficial ownership of all interests reported herein except to the extent of such Reporting Person's pecuniary interests.

F5: Represents securities held of record by John A. Bartholdson. Mr. Bartholdson is a director of the Issuer.

F6: Represents securities held of record by Alexis P. Michas.

F7: 11/14/2019 - The date on which the Series A Preferred Stock was issued.

F8: None.

Transaction history

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 30, 2022 Filed Dec 1, 2022 22:26 UTC LINCOLN EDUCATIONAL SERVICES CORP LINC · Entity 5139 OtherSeries A Convertible Preferred Stock · Derivative 7,700 $1,000.00 Strike: $2.36 $7,700,000.00
Disclosure

SEC source: 0001019056-22-000679 · ownership.xml · derivative · entry 7

Juniper Investment Company, LLC · CIK 0001794034 · 10% owner

Juniper Targeted Opportunities, LP · CIK 0001680619 · 10% owner

Juniper Targeted Opportunity Fund, L.P. · CIK 0001524397 · 10% owner

Bartholdson John A. · CIK 0001382909 · Director · 10% owner

MICHAS ALEXIS P · CIK 0001044005 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Juniper Targeted Opportunities, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 3,262,714 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock was converted into 423.729 shares of Common Stock for an effective price of $2.36 per share of Common Stock.

F1 · kind: Mandatory conversion by the Issuer of its Series A Convertible Preferred Stock into shares of its Common Stock exempt under SEC Rule 16b-6(b).

F7 · derivative.exercise_date: 11/14/2019 - The date on which the Series A Preferred Stock was issued.

F8 · derivative.expiration_date: None.

F3 · ownership.nature: Juniper Investment Company, LLC ("Juniper Investment") is the investment manager of Juniper Targeted Opportunity Fund, L.P. ("Juniper Opportunity Fund") and Juniper Targeted Opportunities, L.P. ("Juniper Opportunities LP") and Juniper Multi-Strategy Fund, L.P. ("Juniper Multi-Strategy") and may be deemed to beneficially own the securities held by them. Alexis P. Michas and John A. Bartholdson ("Managing Members") are the managing members of Juniper Investment, Juniper HF Investors II, LLC (the general partner of the Juniper Opportunity Fund) and Juniper TO Investors, LLC (the general partner of Juniper Opportunities LP) and Juniper HF Investors, LLC (the general partner of Juniper Multi-Strategy), through which the Managing Members may be deemed to have an indirect beneficial ownership with respect to the shares held by Juniper Opportunity Fund, Juniper Opportunities LP and Juniper Multi-Strategy.

F4 · ownership.nature: (Footnote 3 continued). Each Reporting Person disclaims beneficial ownership of all interests reported herein except to the extent of such Reporting Person's pecuniary interests.

Read SEC document
November 30, 2022 Filed Dec 1, 2022 22:26 UTC LINCOLN EDUCATIONAL SERVICES CORP LINC · Entity 5139 OtherSeries A Convertible Preferred Stock · Derivative 3,500 $1,000.00 Strike: $2.36 $3,500,000.00
Disclosure

SEC source: 0001019056-22-000679 · ownership.xml · derivative · entry 6

Juniper Investment Company, LLC · CIK 0001794034 · 10% owner

Juniper Targeted Opportunities, LP · CIK 0001680619 · 10% owner

Juniper Targeted Opportunity Fund, L.P. · CIK 0001524397 · 10% owner

Bartholdson John A. · CIK 0001382909 · Director · 10% owner

MICHAS ALEXIS P · CIK 0001044005 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Juniper Targeted Opportunity Fund, L.P

Disclosed balance after: 0

Underlying: Common Stock · 1,483,052 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock was converted into 423.729 shares of Common Stock for an effective price of $2.36 per share of Common Stock.

F1 · kind: Mandatory conversion by the Issuer of its Series A Convertible Preferred Stock into shares of its Common Stock exempt under SEC Rule 16b-6(b).

F7 · derivative.exercise_date: 11/14/2019 - The date on which the Series A Preferred Stock was issued.

F8 · derivative.expiration_date: None.

F3 · ownership.nature: Juniper Investment Company, LLC ("Juniper Investment") is the investment manager of Juniper Targeted Opportunity Fund, L.P. ("Juniper Opportunity Fund") and Juniper Targeted Opportunities, L.P. ("Juniper Opportunities LP") and Juniper Multi-Strategy Fund, L.P. ("Juniper Multi-Strategy") and may be deemed to beneficially own the securities held by them. Alexis P. Michas and John A. Bartholdson ("Managing Members") are the managing members of Juniper Investment, Juniper HF Investors II, LLC (the general partner of the Juniper Opportunity Fund) and Juniper TO Investors, LLC (the general partner of Juniper Opportunities LP) and Juniper HF Investors, LLC (the general partner of Juniper Multi-Strategy), through which the Managing Members may be deemed to have an indirect beneficial ownership with respect to the shares held by Juniper Opportunity Fund, Juniper Opportunities LP and Juniper Multi-Strategy.

F4 · ownership.nature: (Footnote 3 continued). Each Reporting Person disclaims beneficial ownership of all interests reported herein except to the extent of such Reporting Person's pecuniary interests.

Read SEC document
November 30, 2022 Filed Dec 1, 2022 22:26 UTC LINCOLN EDUCATIONAL SERVICES CORP LINC · Entity 5139 OtherCommon Stock 3,262,714 $2.36 $7,700,005.04
Disclosure

SEC source: 0001019056-22-000679 · ownership.xml · nonDerivative · entry 2

Juniper Investment Company, LLC · CIK 0001794034 · 10% owner

Juniper Targeted Opportunities, LP · CIK 0001680619 · 10% owner

Juniper Targeted Opportunity Fund, L.P. · CIK 0001524397 · 10% owner

Bartholdson John A. · CIK 0001382909 · Director · 10% owner

MICHAS ALEXIS P · CIK 0001044005 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Juniper Targeted Opportunities, L.P.

Disclosed balance after: 3,262,714

F1 · kind: Mandatory conversion by the Issuer of its Series A Convertible Preferred Stock into shares of its Common Stock exempt under SEC Rule 16b-6(b).

F2 · price: Each share of Series A Convertible Preferred Stock was converted into 423.729 shares of Common Stock for an effective price of $2.36 per share of Common Stock.

F3 · ownership.nature: Juniper Investment Company, LLC ("Juniper Investment") is the investment manager of Juniper Targeted Opportunity Fund, L.P. ("Juniper Opportunity Fund") and Juniper Targeted Opportunities, L.P. ("Juniper Opportunities LP") and Juniper Multi-Strategy Fund, L.P. ("Juniper Multi-Strategy") and may be deemed to beneficially own the securities held by them. Alexis P. Michas and John A. Bartholdson ("Managing Members") are the managing members of Juniper Investment, Juniper HF Investors II, LLC (the general partner of the Juniper Opportunity Fund) and Juniper TO Investors, LLC (the general partner of Juniper Opportunities LP) and Juniper HF Investors, LLC (the general partner of Juniper Multi-Strategy), through which the Managing Members may be deemed to have an indirect beneficial ownership with respect to the shares held by Juniper Opportunity Fund, Juniper Opportunities LP and Juniper Multi-Strategy.

F4 · ownership.nature: (Footnote 3 continued). Each Reporting Person disclaims beneficial ownership of all interests reported herein except to the extent of such Reporting Person's pecuniary interests.

Read SEC document
November 30, 2022 Filed Dec 1, 2022 22:26 UTC LINCOLN EDUCATIONAL SERVICES CORP LINC · Entity 5139 OtherCommon Stock 1,483,052 $2.36 $3,500,002.72
Disclosure

SEC source: 0001019056-22-000679 · ownership.xml · nonDerivative · entry 1

Juniper Investment Company, LLC · CIK 0001794034 · 10% owner

Juniper Targeted Opportunities, LP · CIK 0001680619 · 10% owner

Juniper Targeted Opportunity Fund, L.P. · CIK 0001524397 · 10% owner

Bartholdson John A. · CIK 0001382909 · Director · 10% owner

MICHAS ALEXIS P · CIK 0001044005 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Juniper Targeted Opportunity Fund, L.P.

Disclosed balance after: 2,363,311

F1 · kind: Mandatory conversion by the Issuer of its Series A Convertible Preferred Stock into shares of its Common Stock exempt under SEC Rule 16b-6(b).

F2 · price: Each share of Series A Convertible Preferred Stock was converted into 423.729 shares of Common Stock for an effective price of $2.36 per share of Common Stock.

F3 · ownership.nature: Juniper Investment Company, LLC ("Juniper Investment") is the investment manager of Juniper Targeted Opportunity Fund, L.P. ("Juniper Opportunity Fund") and Juniper Targeted Opportunities, L.P. ("Juniper Opportunities LP") and Juniper Multi-Strategy Fund, L.P. ("Juniper Multi-Strategy") and may be deemed to beneficially own the securities held by them. Alexis P. Michas and John A. Bartholdson ("Managing Members") are the managing members of Juniper Investment, Juniper HF Investors II, LLC (the general partner of the Juniper Opportunity Fund) and Juniper TO Investors, LLC (the general partner of Juniper Opportunities LP) and Juniper HF Investors, LLC (the general partner of Juniper Multi-Strategy), through which the Managing Members may be deemed to have an indirect beneficial ownership with respect to the shares held by Juniper Opportunity Fund, Juniper Opportunities LP and Juniper Multi-Strategy.

F4 · ownership.nature: (Footnote 3 continued). Each Reporting Person disclaims beneficial ownership of all interests reported herein except to the extent of such Reporting Person's pecuniary interests.

Read SEC document
December 03, 2021 Filed Dec 6, 2021 21:01 UTC LINCOLN EDUCATIONAL SERVICES CORP LINC · Entity 5139 PurchaseCommon Stock, no par value per share 24,683 $7.19 $177,423.87
Disclosure

SEC source: 0001019056-21-000630 · ownership.xml · nonDerivative · entry 2

Juniper Investment Company, LLC · CIK 0001794034 · 10% owner

Juniper Targeted Opportunity Fund, L.P. · CIK 0001524397 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Juniper Targeted Opportunity Fund, L.P.

Disclosed balance after: 880,259

F3 · price: The reported price is a weighted average price. The shares were purchased on December 3, 2021 in multiple transactions on the open market at prices ranging from $7.10 to $7.19 by Juniper Fund. The Reporting Persons undertake to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: As the investment manager of Juniper Fund, Juniper may be deemed to beneficially own the securities held by the Juniper Fund. Juniper disclaims beneficial ownership of all the interests reported herein except to the extent of its pecuniary interest therein.

Read SEC document
December 02, 2021 Filed Dec 6, 2021 21:01 UTC LINCOLN EDUCATIONAL SERVICES CORP LINC · Entity 5139 PurchaseCommon Stock, no par value per share 97,880 $7.22 $706,595.72
Disclosure

SEC source: 0001019056-21-000630 · ownership.xml · nonDerivative · entry 1

Juniper Investment Company, LLC · CIK 0001794034 · 10% owner

Juniper Targeted Opportunity Fund, L.P. · CIK 0001524397 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Juniper Targeted Opportunity Fund, L.P.

Disclosed balance after: 855,576

F1 · price: The reported price is a weighted average price. The shares were purchased on December 2, 2021 in multiple transactions on the open market at prices ranging from $7.18 to $7.22 by Juniper Targeted Opportunity Fund, L.P. ("Juniper Fund"). Juniper Investment Company, LLC ("Juniper") serves as the investment manager of Juniper Fund. The Reporting Persons undertake to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: As the investment manager of Juniper Fund, Juniper may be deemed to beneficially own the securities held by the Juniper Fund. Juniper disclaims beneficial ownership of all the interests reported herein except to the extent of its pecuniary interest therein.

Read SEC document
December 01, 2021 Filed Dec 2, 2021 21:01 UTC LINCOLN EDUCATIONAL SERVICES CORP LINC · Entity 5139 PurchaseCommon Stock, no par value per share 117,227 $7.15 $838,090.99
Disclosure

SEC source: 0001019056-21-000622 · ownership.xml · nonDerivative · entry 2

Juniper Investment Company, LLC · CIK 0001794034 · 10% owner

Juniper Targeted Opportunity Fund, L.P. · CIK 0001524397 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Juniper Targeted Opportunity Fund, L.P.

Disclosed balance after: 757,696

F3 · price: The reported price is a weighted average price. The shares were purchased on December 1, 2021 in multiple transactions on the open market at prices ranging from $7.095 to $7.24 by Juniper Fund. The Reporting Persons undertake to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: As the investment manager of Juniper Fund, Juniper may be deemed to beneficially own the securities held by the Juniper Fund. Juniper disclaims beneficial ownership of all the interests reported herein except to the extent of its pecuniary interest therein.

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November 30, 2021 Filed Dec 2, 2021 21:01 UTC LINCOLN EDUCATIONAL SERVICES CORP LINC · Entity 5139 PurchaseCommon Stock, no par value per share 11,300 $7.02 $79,276.28
Disclosure

SEC source: 0001019056-21-000622 · ownership.xml · nonDerivative · entry 1

Juniper Investment Company, LLC · CIK 0001794034 · 10% owner

Juniper Targeted Opportunity Fund, L.P. · CIK 0001524397 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Juniper Targeted Opportunity Fund, L.P.

Disclosed balance after: 640,469

F1 · price: The reported price is a weighted average price. The shares were purchased on November 30, 2021 in multiple transactions on the open market at prices ranging from $6.945 to $7.07 by Juniper Targeted Opportunity Fund, L.P. ("Juniper Fund"). Juniper Investment Company, LLC ("Juniper") serves as the investment manager of Juniper Fund. The Reporting Persons undertake to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: As the investment manager of Juniper Fund, Juniper may be deemed to beneficially own the securities held by the Juniper Fund. Juniper disclaims beneficial ownership of all the interests reported herein except to the extent of its pecuniary interest therein.

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November 26, 2021 Filed Nov 30, 2021 21:01 UTC LINCOLN EDUCATIONAL SERVICES CORP LINC · Entity 5139 PurchaseCommon Stock, no par value per share 65,895 $6.90 $454,675.50
Disclosure

SEC source: 0001019056-21-000608 · ownership.xml · nonDerivative · entry 1

Juniper Investment Company, LLC · CIK 0001794034 · 10% owner

Juniper Targeted Opportunity Fund, L.P. · CIK 0001524397 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Juniper Targeted Opportunity Fund, L.P.

Disclosed balance after: 629,169

F1 · price: The reported price is a weighted average price. The shares were purchased on November 26, 2021 in multiple transactions on the open market at prices ranging from $6.67 to $7.15 by Juniper Targeted Opportunity Fund, L.P. ("Juniper Fund"). Juniper Investment Company, LLC ("Juniper") serves as the investment manager of Juniper Fund. The Reporting Persons undertake to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: As the investment manager of Juniper Fund, Juniper may be deemed to beneficially own the securities held by the Juniper Fund. Juniper disclaims beneficial ownership of all the interests reported herein except to the extent of its pecuniary interest therein.

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September 15, 2020 Filed Sep 16, 2020 20:03 UTC LINCOLN EDUCATIONAL SERVICES CORP LINC · Entity 5139 SaleCommon Stock, no par value per share 12,230 $7.01 $85,732.30
Disclosure

SEC source: 0001019056-20-000499 · ownership.xml · nonDerivative · entry 2

Juniper Investment Company, LLC · CIK 0001794034 · 10% owner

Juniper Targeted Opportunity Fund, L.P. · CIK 0001524397 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Juniper Targeted Opportunity Fund, L.P.

Disclosed balance after: 563,274

F3 · price: The reported price is a weighted average price. The shares were sold on September 15, 2020 in multiple transactions at prices ranging from $7.07 to $7.00. The reporting person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: Shares held by Juniper Targeted Opportunity Fund, L.P.

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September 14, 2020 Filed Sep 16, 2020 20:03 UTC LINCOLN EDUCATIONAL SERVICES CORP LINC · Entity 5139 SaleCommon Stock, no par value per share 39,344 $6.89 $271,080.16
Disclosure

SEC source: 0001019056-20-000499 · ownership.xml · nonDerivative · entry 1

Juniper Investment Company, LLC · CIK 0001794034 · 10% owner

Juniper Targeted Opportunity Fund, L.P. · CIK 0001524397 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Juniper Targeted Opportunity Fund, L.P.

Disclosed balance after: 575,504

F2 · price: The reported price is a weighted average price. The shares were sold on September 14, 2020 in multiple transactions at prices ranging from $6.99 to $6.70. The reporting person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: Shares held by Juniper Targeted Opportunity Fund, L.P.

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September 11, 2020 Filed Sep 12, 2020 01:51 UTC LINCOLN EDUCATIONAL SERVICES CORP LINC · Entity 5139 SaleCommon Stock, no par value per share 29,591 $6.80 $201,218.80
Disclosure

SEC source: 0001019056-20-000497 · ownership.xml · nonDerivative · entry 3

Juniper Investment Company, LLC · CIK 0001794034 · 10% owner

Juniper Targeted Opportunity Fund, L.P. · CIK 0001524397 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Juniper Targeted Opportunity Fund, L.P.

Disclosed balance after: 614,848

F4 · shares: The reported price is a weighted average price. The shares were sold on September 11, 2020 in multiple transactions at prices ranging from $6.63 to $7.07. The reporting person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: Represents securities held of record by Juniper Targeted Opportunity Fund, L.P.

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September 10, 2020 Filed Sep 12, 2020 01:51 UTC LINCOLN EDUCATIONAL SERVICES CORP LINC · Entity 5139 SaleCommon Stock, no par value per share 7,929 $7.05 $55,899.45
Disclosure

SEC source: 0001019056-20-000497 · ownership.xml · nonDerivative · entry 2

Juniper Investment Company, LLC · CIK 0001794034 · 10% owner

Juniper Targeted Opportunity Fund, L.P. · CIK 0001524397 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Juniper Targeted Opportunity Fund, L.P.

Disclosed balance after: 644,439

F3 · shares: The reported price is a weighted average price. The shares were sold on September 10, 2020 in multiple transactions at prices ranging from $7.23 to $7.05. The reporting person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: Represents securities held of record by Juniper Targeted Opportunity Fund, L.P.

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September 09, 2020 Filed Sep 12, 2020 01:51 UTC LINCOLN EDUCATIONAL SERVICES CORP LINC · Entity 5139 SaleCommon Stock, no par value per share 25,082 $7.01 $175,824.82
Disclosure

SEC source: 0001019056-20-000497 · ownership.xml · nonDerivative · entry 1

Juniper Investment Company, LLC · CIK 0001794034 · 10% owner

Juniper Targeted Opportunity Fund, L.P. · CIK 0001524397 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Juniper Targeted Opportunity Fund, L.P.

Disclosed balance after: 652,368

F2 · shares: The reported price is a weighted average price. The shares were sold on September 9, 2020 in multiple transactions at prices ranging from $7.35 to $6.90. The reporting person undertakes to provide to the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: Represents securities held of record by Juniper Targeted Opportunity Fund, L.P.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.