Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Advantage Solutions Inc.ADV · Entity 5563 | Director | October 28, 2020 | October 30, 2020 |
| Container Store Group, Inc.TCS · Entity 87876 | Director · 10% owner | August 31, 2022 | September 02, 2022 |
| JOANN Inc.JOAN · Entity 93003 | Director · 10% owner | June 27, 2023 | June 29, 2023 |
| SIGNET JEWELERS LTDSIG · Entity 8824 | Director · 10% owner | June 25, 2020 | June 29, 2020 |
| Shake Shack Inc.SHAK · Entity 4254 | Director | June 29, 2023 | June 29, 2023 |
| WHOLE FOODS MARKET INCWFM · Entity 173568 | Director | December 07, 2016 | December 09, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Advantage Solutions Inc.
Report date October 28, 2020 · Filed October 30, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote. | 15,450,000 |
Reported balance
After 2020-10-28 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-10-28 · Grant · Acquired 15,450,000 · Balance 15,450,000 F1: Represents shares of Class A common stock, par value $0.0001 per share ("A-Common") of the Issuer purchased by Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), and Karman Coinvest L.P. ("Karman") in a private placement concurrent with the execution of the Agreement and Plan of Merger by and among the Issuer, CP II Merger Sub, Inc., Advantage Solutions Inc., and Karman Topco L.P., dated September 7, 2020. Of the shares of A-Common purchased, 9,580,210 shares were purchased by GEI VI, 5,709,790 were purchased by GEI Side VI, and 160,000 were purchased by Karman. Karman is jointly controlled and managed by an affiliate of GEI VI and GEI Side VI, and an entity controlled by another private equity sponsor. F2: Represents shares owned by GEI VI, GEI Side VI and Karman. Of the shares of A-Common reported, 9,580,210 shares are owned by GEI VI, 5,709,790 shares are owned by GEI Side VI, and 160,000 shares are owned by Karman. F3: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Karman. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Karman, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Class A common stock, par value $0.0001 per share ("A-Common") of the Issuer purchased by Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), and Karman Coinvest L.P. ("Karman") in a private placement concurrent with the execution of the Agreement and Plan of Merger by and among the Issuer, CP II Merger Sub, Inc., Advantage Solutions Inc., and Karman Topco L.P., dated September 7, 2020. Of the shares of A-Common purchased, 9,580,210 shares were purchased by GEI VI, 5,709,790 were purchased by GEI Side VI, and 160,000 were purchased by Karman. Karman is jointly controlled and managed by an affiliate of GEI VI and GEI Side VI, and an entity controlled by another private equity sponsor.
F2: Represents shares owned by GEI VI, GEI Side VI and Karman. Of the shares of A-Common reported, 9,580,210 shares are owned by GEI VI, 5,709,790 shares are owned by GEI Side VI, and 160,000 shares are owned by Karman.
F3: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Karman. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Karman, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Container Store Group, Inc.
Report date August 31, 2022 · Filed September 02, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01SEC Table I · non-derivative | Direct | 86,567 |
Reported balance
After 2022-08-31 transaction · row 2
1 source rowRow 2 · 2022-08-31 · Grant · Acquired 19,174 · Balance 86,567 F3: Represents shares of restricted Common Stock awarded to the reporting person pursuant to the Issuer's Amended and Restated 2013 Incentive Award Plan on August 31, 2022. F4: Granted as compensation for services. |
| Common Stock, par value $0.01SEC Table I · non-derivative | IndirectSee footnote | 15,334,006 |
Reported balance
Holding disclosure · report date 2022-08-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 15,334,006 F1: Represents shares of Common Stock, par value $0.01 per share (the "Common Stock") owned by Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and TCS Co-Invest, LLC ("TCS"). Of the shares of Common Stock reported, 11,680,206 are owned by GEI V, 3,503,776 are owned by GEI Side V, and 150,024 are owned by TCS. F2: Mr. Sokoloff directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI V, GEI Side V, and TCS. Mr. Sokoloff disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.00 · Expires 2023-10-31 | Direct | 13,603 |
Reported balance
Holding disclosure · report date 2022-08-31 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 13,603 F5: The options on this row are fully vested. F6: The options reported on this row are held by Mr. Sokoloff for the benefit of Leonard Green & Partners, L.P. Mr. Sokoloff disclaims beneficial ownership of these securities. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.53 · Expires 2024-10-27 | Direct | 10,132 |
Reported balance
Holding disclosure · report date 2022-08-31 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 10,132 F5: The options on this row are fully vested. F6: The options reported on this row are held by Mr. Sokoloff for the benefit of Leonard Green & Partners, L.P. Mr. Sokoloff disclaims beneficial ownership of these securities. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.28 · Expires 2025-08-03 | Direct | 11,821 |
Reported balance
Holding disclosure · report date 2022-08-31 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 11,821 F5: The options on this row are fully vested. F6: The options reported on this row are held by Mr. Sokoloff for the benefit of Leonard Green & Partners, L.P. Mr. Sokoloff disclaims beneficial ownership of these securities. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.35 · Expires 2026-08-01 | Direct | 30,675 |
Reported balance
Holding disclosure · report date 2022-08-31 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 30,675 F5: The options on this row are fully vested. F6: The options reported on this row are held by Mr. Sokoloff for the benefit of Leonard Green & Partners, L.P. Mr. Sokoloff disclaims beneficial ownership of these securities. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.10 · Expires 2027-09-12 | Direct | 42,919 |
Reported balance
Holding disclosure · report date 2022-08-31 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 42,919 F5: The options on this row are fully vested. F6: The options reported on this row are held by Mr. Sokoloff for the benefit of Leonard Green & Partners, L.P. Mr. Sokoloff disclaims beneficial ownership of these securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Common Stock, par value $0.01 per share (the "Common Stock") owned by Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and TCS Co-Invest, LLC ("TCS"). Of the shares of Common Stock reported, 11,680,206 are owned by GEI V, 3,503,776 are owned by GEI Side V, and 150,024 are owned by TCS.
F2: Mr. Sokoloff directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI V, GEI Side V, and TCS. Mr. Sokoloff disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F3: Represents shares of restricted Common Stock awarded to the reporting person pursuant to the Issuer's Amended and Restated 2013 Incentive Award Plan on August 31, 2022.
F4: Granted as compensation for services.
F5: The options on this row are fully vested.
F6: The options reported on this row are held by Mr. Sokoloff for the benefit of Leonard Green & Partners, L.P. Mr. Sokoloff disclaims beneficial ownership of these securities.
JOANN Inc.
Report date June 27, 2023 · Filed June 29, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 175,026 |
Reported balance
After 2023-06-27 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-06-27 · Grant · Acquired 152,662 · Balance 175,026 F1: The securities reported on this row are held by Mr. Sokoloff for the benefit of Leonard Green & Partners, L.P. Mr. Sokoloff disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote. | 27,827,357 |
Reported balance
Holding disclosure · report date 2023-06-27 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 27,827,357 F2: Represents shares of common stock owned by Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF"). Of the shares of common stock reported, 20,436,421 are held by Main CF, 7,293,957 are held by Side CF, and 96,979 are held by Associates CF. F3: Mr. Sokoloff directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of common stock owned by Main CF, Side CF, and Associates CF. Mr. Sokoloff disclaims beneficial ownership of the shares of common stock reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported on this row are held by Mr. Sokoloff for the benefit of Leonard Green & Partners, L.P. Mr. Sokoloff disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F2: Represents shares of common stock owned by Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF"). Of the shares of common stock reported, 20,436,421 are held by Main CF, 7,293,957 are held by Side CF, and 96,979 are held by Associates CF.
F3: Mr. Sokoloff directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of common stock owned by Main CF, Side CF, and Associates CF. Mr. Sokoloff disclaims beneficial ownership of the shares of common stock reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
SIGNET JEWELERS LTD
Report date June 25, 2020 · Filed June 29, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, par value $0.18SEC Table I · non-derivative | Direct | 14,363 |
Reported balance
After 2020-06-25 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-06-25 · Grant · Acquired 857 · Balance 14,363 F1: Granted as compensation for services. F2: The shares reported on this row were granted in respect of Mr. Sokoloff's service on the Issuer's board of directors for the period through his resignation from the Issuer's board of directors, effective June 12, 2020, and are held by Mr. Sokoloff for the benefit of Leonard Green & Partners, L.P. |
| Series A Convertible Preference SharesSEC Table II · derivative / convertible security · Conversion / exercise price $81.77 | IndirectSee footnote | 7,739,107 |
Reported balance
Holding disclosure · report date 2020-06-25 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 7,739,107 F3: Series A Convertible Preference Shares, par value $0.01 per share ("Series A Preference Shares"). F4: The Series A Preference Shares have a stated value of $1,012.50 and are convertible into Common Shares of the issuer at a current conversion price of $81.7682 per share at a conversion rate of 12.2297 Common Shares per Series A Preference Share. The conversion rate is subject to certain anti-dilution and other adjustments and is subject to change. Since the acquisition of the Series A Preference Shares, the conversion rate has been adjusted as a result of these anti-dilution adjustments. F5: Immediately. F6: The Series A Preference Shares do not have an expiration date. F7: Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), LGP Associates VI-A LLC ("Associates VI-A") and LGP Associates VI-B LLC ("Associates VI-B") are the direct owners of the shares reported herein. Of the shares reported on this row, GEI VI is the direct owner of 387,522 Series A Preference Shares which are convertible into 4,798,519 Common Shares, GEI Side VI is the direct owner of 230,963 Series A Preference Shares which are convertible into 2,859,916 Common Shares, Associates VI-A is the direct owner of 470 Series A Preference Shares which are convertible into 5,820 Common Shares, and Associates VI-B is the direct owner of 6,045 Series A Preference Shares which are convertible into 74,852 Common Shares. F8: Mr. Sokoloff directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, Associates VI-A and Associates VI-B. Mr. Sokoloff disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Granted as compensation for services.
F2: The shares reported on this row were granted in respect of Mr. Sokoloff's service on the Issuer's board of directors for the period through his resignation from the Issuer's board of directors, effective June 12, 2020, and are held by Mr. Sokoloff for the benefit of Leonard Green & Partners, L.P.
F3: Series A Convertible Preference Shares, par value $0.01 per share ("Series A Preference Shares").
F4: The Series A Preference Shares have a stated value of $1,012.50 and are convertible into Common Shares of the issuer at a current conversion price of $81.7682 per share at a conversion rate of 12.2297 Common Shares per Series A Preference Share. The conversion rate is subject to certain anti-dilution and other adjustments and is subject to change. Since the acquisition of the Series A Preference Shares, the conversion rate has been adjusted as a result of these anti-dilution adjustments.
F5: Immediately.
F6: The Series A Preference Shares do not have an expiration date.
F7: Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), LGP Associates VI-A LLC ("Associates VI-A") and LGP Associates VI-B LLC ("Associates VI-B") are the direct owners of the shares reported herein. Of the shares reported on this row, GEI VI is the direct owner of 387,522 Series A Preference Shares which are convertible into 4,798,519 Common Shares, GEI Side VI is the direct owner of 230,963 Series A Preference Shares which are convertible into 2,859,916 Common Shares, Associates VI-A is the direct owner of 470 Series A Preference Shares which are convertible into 5,820 Common Shares, and Associates VI-B is the direct owner of 6,045 Series A Preference Shares which are convertible into 74,852 Common Shares.
F8: Mr. Sokoloff directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, Associates VI-A and Associates VI-B. Mr. Sokoloff disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Shake Shack Inc.
Report date June 29, 2023 · Filed June 29, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CLASS A COMMON STOCKSEC Table I · non-derivative | Direct | 5,616 |
Reported balance
After 2023-06-29 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-06-29 · Grant · Acquired 805 · Balance 5,616 F1: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") underlying restricted stock units acquired by the Reporting Person. On June 29, 2023, pursuant to the Issuer's 2015 Incentive Award Plan, as amended, and the Issuer's Non-Employee Director Compensation Policy, the Reporting Person was awarded restricted stock units that represent the right to receive Class A Stock of the Issuer. The restricted stock units representing the right to receive Class A Stock of the Issuer vest on June 29, 2024, subject to the Reporting Person's continued service with the Issuer. F2: The total reported share amount has been adjusted to reflect shares that were previously left off due to error. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") underlying restricted stock units acquired by the Reporting Person. On June 29, 2023, pursuant to the Issuer's 2015 Incentive Award Plan, as amended, and the Issuer's Non-Employee Director Compensation Policy, the Reporting Person was awarded restricted stock units that represent the right to receive Class A Stock of the Issuer. The restricted stock units representing the right to receive Class A Stock of the Issuer vest on June 29, 2024, subject to the Reporting Person's continued service with the Issuer.
F2: The total reported share amount has been adjusted to reflect shares that were previously left off due to error.
WHOLE FOODS MARKET INC
Report date December 07, 2016 · Filed December 09, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,983 |
Reported balance
After 2016-12-07 transaction · row 1
1 source rowRow 1 · 2016-12-07 · Grant · Acquired 1,200 · Balance 8,983 F1: Grant of restricted stock for which the restriction lapses 25% on each of the first four anniversaries of the date on which the stock was granted, which was December 7, 2016. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 281,974 |
Reported balance
Holding disclosure · report date 2016-12-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 281,974 F2: The shares reported on this row are held by trusts for the benefit of family members of Mr. Sokoloff. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 620,810 |
Reported balance
Holding disclosure · report date 2016-12-07 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 620,810 F3: The shares reported on this row are held by a limited liability company of which Mr. Sokoloff is the sole manager. Mr. Sokoloff owns 1% of the interests in the limited liability company, and a trust for certain of his family members owns the other 99%. Mr. Sokoloff disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 2,280 |
Reported balance
Holding disclosure · report date 2016-12-07 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 2,280 F4: Leonard Green & Partners, L.P. ("LGP LP") holds 2,280 shares of restricted stock, 1,140 of which are held in respect of Mr. Sokoloff's service on the Issuer's board of directors, and the remaining 1,140 of which are held in respect of Mr. Jonathan Seiffer's service on the Issuer's board of directors. The restricted stock vests in three equal annual installments, the first of which vested on November 16, 2012. F5: Mr. Sokoloff directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by LGP LP. Mr. Seiffer disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock for which the restriction lapses 25% on each of the first four anniversaries of the date on which the stock was granted, which was December 7, 2016.
F2: The shares reported on this row are held by trusts for the benefit of family members of Mr. Sokoloff.
F3: The shares reported on this row are held by a limited liability company of which Mr. Sokoloff is the sole manager. Mr. Sokoloff owns 1% of the interests in the limited liability company, and a trust for certain of his family members owns the other 99%. Mr. Sokoloff disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
F4: Leonard Green & Partners, L.P. ("LGP LP") holds 2,280 shares of restricted stock, 1,140 of which are held in respect of Mr. Sokoloff's service on the Issuer's board of directors, and the remaining 1,140 of which are held in respect of Mr. Jonathan Seiffer's service on the Issuer's board of directors. The restricted stock vests in three equal annual installments, the first of which vested on November 16, 2012.
F5: Mr. Sokoloff directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by LGP LP. Mr. Seiffer disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 16, 2019 Filed Jul 16, 2019 20:16 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 45,462 | $73.69 | $3,350,094.78 |
DisclosureSEC source: 0001209191-19-042288 · doc4.xml · nonDerivative · entry 5 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 629,894 F14 · shares: Represents shares of A-Common sold by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common sold, 27,240 were sold by GEI VI, 16,234 were sold by GEI Side VI, and 1,988 were sold by Malted. F15 · price: This transaction was executed in multiple trades at prices ranging from $73.18 to $74.17. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F16 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 179,336 are owned by GEI VI, 437,466 are owned by GEI Side VI, and 13,092 are owned by Malted. F4 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 15, 2019 Filed Jul 16, 2019 20:16 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 4,128 | $75.93 | $313,439.04 |
DisclosureSEC source: 0001209191-19-042288 · doc4.xml · nonDerivative · entry 4 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 675,356 F11 · shares: Represents shares of A-Common sold by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common sold, 2,474 were sold by GEI VI, 1,474 were sold by GEI Side VI, and 180 were sold by Malted. F12 · price: This transaction was executed in multiple trades at prices ranging from $75.59 to $76.37. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F13 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 206,576 are owned by GEI VI, 453,700 are owned by GEI Side VI, and 15,080 are owned by Malted. F4 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 15, 2019 Filed Jul 16, 2019 20:16 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 48,672 | $75.18 | $3,659,160.96 |
DisclosureSEC source: 0001209191-19-042288 · doc4.xml · nonDerivative · entry 3 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 679,484 F8 · shares: Represents shares of A-Common sold by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common sold, 29,163 were sold by GEI VI, 17,380 were sold by GEI Side VI, and 2,129 were sold by Malted. F9 · price: This transaction was executed in multiple trades at prices ranging from $74.59 to $75.58. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F10 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 209,050 are owned by GEI VI, 455,174 are owned by GEI Side VI, and 15,260 are owned by Malted. F4 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 12, 2019 Filed Jul 16, 2019 20:16 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 43,494 | $75.49 | $3,283,362.06 |
DisclosureSEC source: 0001209191-19-042288 · doc4.xml · nonDerivative · entry 2 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 728,156 F5 · shares: Represents shares of A-Common sold by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common sold, 26,060 were sold by GEI VI, 15,531 were sold by GEI Side VI, and 1,903 were sold by Malted. F6 · price: This transaction was executed in multiple trades at prices ranging from $75.24 to $75.61. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F7 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 238,213 are owned by GEI VI, 472,554 are owned by GEI Side VI, and 17,389 are owned by Malted. F4 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 12, 2019 Filed Jul 16, 2019 20:16 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 60,653 | $74.86 | $4,540,483.58 |
DisclosureSEC source: 0001209191-19-042288 · doc4.xml · nonDerivative · entry 1 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 771,650 F1 · shares: Represents shares of Class A common stock, par value $0.001 per share ("A-Common") sold by Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), and LGP Malted Coinvest LLC ("Malted"). Of the shares of A-Common sold, 36,342 were sold by GEI VI, 21,659 were sold by GEI Side VI, and 2,652 were sold by Malted. GEI VI's, GEI Side VI's, and Malted's A-Common, together with GEI VI's and Malted's B-Common and LLC Interests, are collectively referred to herein as the "Equity Interests." F2 · price: This transaction was executed in multiple trades at prices ranging from $74.24 to $75.23. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F3 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 264,273 are owned by GEI VI, 488,085 are owned by GEI Side VI, and 19,292 are owned by Malted. F4 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 14, 2019 Filed Jun 19, 2019 01:42 UTC | SIGNET JEWELERS LTD SIG · Entity 8824 | GrantCommon Shares, par value $0.18 | 7,444 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-037893 · doc4.xml · nonDerivative · entry 1 SOKOLOFF JONATHAN D · CIK 0001175522 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,506 F1 · price: Granted as compensation for services. F2 · balance_after: The shares reported on this row were granted in respect of Mr. Sokoloff's service on the Issuer's board of directors and are held by Mr. Sokoloff for the benefit of Leonard Green & Partners, L.P. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 15:43 UTC | Shake Shack Inc. SHAK · Entity 4254 | GrantClass A Common Stock | 379 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-036708 · doc4.xml · nonDerivative · entry 1 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,411 F1 · shares: Represents shares of Class A common stock, par value $0.001 per share ("A-Common") of the Issuer underlying restricted stock units awarded to the reporting person pursuant to the Issuer's 2015 Incentive Award Plan, as amended, and the Issuer's Non-Employee Director Compensation Policy on June 11, 2019. The restricted stock units represent the right to receive shares of A-Common and vest on June 11, 2020, subject to the reporting person's continued service with the Issuer. F1 · price: Represents shares of Class A common stock, par value $0.001 per share ("A-Common") of the Issuer underlying restricted stock units awarded to the reporting person pursuant to the Issuer's 2015 Incentive Award Plan, as amended, and the Issuer's Non-Employee Director Compensation Policy on June 11, 2019. The restricted stock units represent the right to receive shares of A-Common and vest on June 11, 2020, subject to the reporting person's continued service with the Issuer. F2 · balance_after: Of the 1,411 shares of A-Common reported, 1,032 are vested and 379 will vest on June 11, 2020. Read SEC document |
| May 30, 2019 Filed Jun 3, 2019 21:29 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 21,144 | $60.20 | $1,272,868.80 |
DisclosureSEC source: 0001209191-19-034099 · doc4.xml · nonDerivative · entry 1 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 832,303 F1 · shares: Represents shares of Class A common stock, par value $0.001 per share ("A-Common") sold by Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), and LGP Malted Coinvest LLC ("Malted"). Of the shares of A-Common sold, 12,669 were sold by GEI VI, 7,550 were sold by GEI Side VI, and 925 were sold by Malted. GEI VI's, GEI Side VI's, and Malted's A-Common, together with GEI VI's and Malted's B-Common and LLC Interests, are collectively referred to herein as the "Equity Interests." F2 · price: This transaction was executed in multiple trades at prices ranging from $60.05 to $60.42. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F3 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 300,615 are owned by GEI VI, 509,744 are owned by GEI Side VI, and 21,944 are owned by Malted. F4 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 15, 2019 Filed May 17, 2019 18:38 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 7,113 | $61.30 | $436,026.90 |
DisclosureSEC source: 0001209191-19-031111 · doc4.xml · nonDerivative · entry 2 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 853,447 F6 · shares: Represents shares of A-Common sold by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common sold, 4,260 were sold by GEI VI, 2,540 were sold by GEI Side VI, and 313 were sold by Malted. F7 · price: This transaction was executed in multiple trades at prices ranging from $61.28 to $61.34. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F8 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 313,284 are owned by GEI VI, 517,294 are owned by GEI Side VI, and 22,869 are owned by Malted. F5 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 15, 2019 Filed May 17, 2019 18:38 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 171,626 | $60.91 | $10,453,739.66 |
DisclosureSEC source: 0001209191-19-031111 · doc4.xml · nonDerivative · entry 1 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 860,560 F1 · security: On May 16, 2019, the reporting person filed a Form 4 which inadvertently misstated the total shares of A-Common (as defined below) owned by GEI Side VI (as defined below) following the reported transaction as 581,091, when in fact, prior to the transactions reported in this Form 4, GEI VI owned 581,121 shares of A-Common. F2 · shares: Represents shares of Class A common stock, par value $0.001 per share ("A-Common") sold by Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), and LGP Malted Coinvest LLC ("Malted"). Of the shares of A-Common sold, 102,832 were sold by GEI VI, 61,287 were sold by GEI Side VI, and 7,507 were sold by Malted. F3 · price: This transaction was executed in multiple trades at prices ranging from $60.28 to $61.275. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F4 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 317,544 are owned by GEI VI, 519,834 are owned by GEI Side VI, and 23,182 are owned by Malted. F5 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 14, 2019 Filed May 16, 2019 18:43 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 114,169 | $60.50 | $6,907,224.50 |
DisclosureSEC source: 0001209191-19-030614 · doc4.xml · nonDerivative · entry 1 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,032,186 F1 · shares: Represents shares of Class A common stock, par value $0.001 per share ("A-Common") sold by Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), and LGP Malted Coinvest LLC ("Malted"). Of the shares of A-Common sold, 68,406 were sold by GEI VI, 40,770 were sold by GEI Side VI, and 4,993 were sold by Malted. GEI VI's, GEI Side VI's, and Malted's A-Common, together with GEI VI's and Malted's B-Common and LLC Interests, are collectively referred to herein as the "Equity Interests." F2 · price: This transaction was executed in multiple trades at prices ranging from $60.05 to $60.98. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F3 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 420,376 are owned by GEI VI, 581,091 are owned by GEI Side VI, and 30,689 are owned by Malted. F4 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 13, 2019 Filed May 13, 2019 18:39 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 40,060 | $60.05 | $2,405,603.00 |
DisclosureSEC source: 0001209191-19-029443 · doc4.xml · nonDerivative · entry 3 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,146,355 F8 · shares: Represents shares of A-Common sold by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common sold, 24,002 were sold by GEI VI, 14,306 were sold by GEI Side VI, and 1,752 were sold by Malted. F9 · price: This transaction was executed in multiple trades at prices ranging from $60.00 to $60.15. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F10 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 488,782 are owned by GEI VI, 621,891 are owned by GEI Side VI, and 35,682 are owned by Malted. F4 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 10, 2019 Filed May 13, 2019 18:39 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 136,182 | $60.30 | $8,211,774.60 |
DisclosureSEC source: 0001209191-19-029443 · doc4.xml · nonDerivative · entry 2 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,186,415 F5 · shares: Represents shares of A-Common sold by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common sold, 81,595 were sold by GEI VI, 48,631 were sold by GEI Side VI, and 5,956 were sold by Malted. F6 · price: This transaction was executed in multiple trades at prices ranging from $60.06 to $60.67. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F7 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 512,784 are owned by GEI VI, 636,197 are owned by GEI Side VI, and 37,434 are owned by Malted. F4 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 09, 2019 Filed May 13, 2019 18:39 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 53,720 | $60.06 | $3,226,423.20 |
DisclosureSEC source: 0001209191-19-029443 · doc4.xml · nonDerivative · entry 1 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,322,597 F1 · shares: Represents shares of Class A common stock, par value $0.001 per share ("A-Common") sold by Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), and LGP Malted Coinvest LLC ("Malted"). Of the shares of A-Common sold, 32,187 were sold by GEI VI, 19,184 were sold by GEI Side VI, and 2,349 were sold by Malted. GEI VI's, GEI Side VI's, and Malted's A-Common, together with GEI VI's and Malted's B-Common and LLC Interests, are collectively referred to herein as the "Equity Interests." F2 · price: This transaction was executed in multiple trades at prices ranging from $60.02 to $60.23. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F3 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 594,379 are owned by GEI VI, 684,828 are owned by GEI Side VI, and 43,390 are owned by Malted. F4 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 07, 2019 Filed May 9, 2019 15:13 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 1,700 | $58.98 | $100,266.00 |
DisclosureSEC source: 0001209191-19-028451 · doc4.xml · nonDerivative · entry 3 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,376,317 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), and LGP Malted Coinvest LLC ("Malted"). F9 · shares: Represents shares of A-Common sold by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common sold, 1,020 were sold by GEI VI, 606 were sold by GEI Side VI, and 74 were sold by Malted. F10 · price: This transaction was executed in multiple trades at prices ranging from $58.68 to $59.29. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F11 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 626,566 are owned by GEI VI, 704,012 are owned by GEI Side VI, and 45,739 are owned by Malted. F5 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 07, 2019 Filed May 9, 2019 15:13 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 3,100 | $57.99 | $179,769.00 |
DisclosureSEC source: 0001209191-19-028451 · doc4.xml · nonDerivative · entry 2 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,378,017 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), and LGP Malted Coinvest LLC ("Malted"). F6 · shares: Represents shares of A-Common sold by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common sold, 1,858 were sold by GEI VI, 1,106 were sold by GEI Side VI, and 136 were sold by Malted. F7 · price: This transaction was executed in multiple trades at prices ranging from $57.68 to $58.6799. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F8 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 627,586 are owned by GEI VI, 704,618 are owned by GEI Side VI, and 45,813 are owned by Malted. F5 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 07, 2019 Filed May 9, 2019 15:13 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 4,278 | $57.13 | $244,402.14 |
DisclosureSEC source: 0001209191-19-028451 · doc4.xml · nonDerivative · entry 1 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,381,117 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), and LGP Malted Coinvest LLC ("Malted"). F2 · shares: Represents shares of Class A common stock, par value $0.001 per share ("A-Common") sold by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common sold, 2,564 were sold by GEI VI, 1,527 were sold by GEI Side VI, and 187 were sold by Malted. GEI VI's, GEI Side VI's, and Malted's A-Common, together with GEI VI's and Malted's B-Common and LLC Interests, are collectively referred to herein as the "Equity Interests." F3 · price: This transaction was executed in multiple trades at prices ranging from $56.68 to $57.6799. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F4 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 629,444 are owned by GEI VI, 705,724 are owned by GEI Side VI, and 45,949 are owned by Malted. F5 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 20:00 UTC | Shake Shack Inc. SHAK · Entity 4254 | ConversionClass B Common Stock · Derivative | 336,153 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-026503 · doc4.xml · derivative · entry 5 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 595,110 Underlying: Class A Common Stock · 336,153 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Pursuant to the terms of the Amended and Restated Certificate of Incorporation of the Issuer, shares of B-Common can be paired with LLC Interests on a one-to-one basis and tendered to the Issuer in exchange for shares of A-Common (or cash, at the Issuer's election). F8 · shares: Represents shares paired with LLC Interests on a one-to-one basis by GEI VI and Malted and exchanged for shares of A-Common. Of the shares of reported in this row, 313,283 were issued to GEI VI, and 22,870 were issued to Malted. F9 · price: Not applicable. F7 · derivative.exercise_date: Pursuant to the terms of the Amended and Restated Certificate of Incorporation of the Issuer, shares of B-Common can be paired with LLC Interests on a one-to-one basis and tendered to the Issuer in exchange for shares of A-Common (or cash, at the Issuer's election). F9 · derivative.expiration_date: Not applicable. F8 · derivative.underlying_shares: Represents shares paired with LLC Interests on a one-to-one basis by GEI VI and Malted and exchanged for shares of A-Common. Of the shares of reported in this row, 313,283 were issued to GEI VI, and 22,870 were issued to Malted. F10 · balance_after: Represents shares of B-Common owned by GEI VI and Malted. Of the shares of B-Common reported on this row, 554,633 are owned by GEI VI and 40,477 are owned by Malted. F11 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the Equity Interests. Mr. Sokoloff disclaims beneficial ownership of the Equity Interests held by each of GEI VI, GEI Side VI, and Malted except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 20:00 UTC | Shake Shack Inc. SHAK · Entity 4254 | ConversionClass A Common Stock | 336,153 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-026503 · doc4.xml · nonDerivative · entry 1 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,385,395 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A common stock, par value $0.001 per share ("A-Common") issued to Green Equity Investors VI, L.P. ("GEI VI") and LGP Malted Coinvest LLC ("Malted"). The shares were issued in exchange for an equivalent number of shares of Class B common stock, par value $0.001 per share ("B-Common") of the Issuer and limited liability company interests (the "LLC Interests") of SSE Holdings, LLC, pursuant to the exchange right described in note 7 to this Form 4. Of the newly-issued shares of A-Common reported in this row, 313,283 were issued to GEI VI, and 22,870 were issued to Malted. F2 · balance_after: Represents shares owned by GEI VI, Green Equity Investors Side VI, L.P. ("GEI Side VI"), and Malted. Of the shares of A-Common reported, 632,008 are owned by GEI VI, 707,251 are owned by GEI Side VI, and 46,136 are owned by Malted. GEI VI's, GEI Side VI's, and Malted's A-Common, together with GEI VI's and Malted's B-Common and LLC Interests, are collectively referred to herein as the "Equity Interests." F3 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 10, 2019 Filed Apr 10, 2019 21:00 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 14,834 | $58.44 | $866,898.96 |
DisclosureSEC source: 0001209191-19-024320 · doc4.xml · nonDerivative · entry 6 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,049,242 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), and LGP Malted Coinvest LLC ("Malted"). F18 · shares: Represents shares of A-Common sold by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common sold, 8,888 were sold by GEI VI, 5,296 were sold by GEI Side VI, and 650 were sold by Malted. F19 · price: This transaction was executed in multiple trades at prices ranging from $58.29 to $58.60. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F20 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 318,725 are owned by GEI VI, 707,251 are owned by GEI Side VI, and 23,266 are owned by Malted. F5 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 10, 2019 Filed Apr 10, 2019 21:00 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 74,578 | $57.86 | $4,315,083.08 |
DisclosureSEC source: 0001209191-19-024320 · doc4.xml · nonDerivative · entry 5 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,064,076 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), and LGP Malted Coinvest LLC ("Malted"). F15 · shares: Represents shares of A-Common sold by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common sold, 44,685 were sold by GEI VI, 26,633 were sold by GEI Side VI, and 3,260 were sold by Malted. F16 · price: This transaction was executed in multiple trades at prices ranging from $57.29 to $58.28. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F17 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 327,613 are owned by GEI VI, 712,547 are owned by GEI Side VI, and 23,916 are owned by Malted. F5 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 09, 2019 Filed Apr 10, 2019 21:00 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 14,090 | $58.66 | $826,519.40 |
DisclosureSEC source: 0001209191-19-024320 · doc4.xml · nonDerivative · entry 4 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,138,654 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), and LGP Malted Coinvest LLC ("Malted"). F12 · shares: Represents shares of A-Common sold by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common sold, 8,442 were sold by GEI VI, 5,031 were sold by GEI Side VI, and 617 were sold by Malted. F13 · price: This transaction was executed in multiple trades at prices ranging from $58.57 to $58.89. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F14 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 372,298 are owned by GEI VI, 739,180 are owned by GEI Side VI, and 27,176 are owned by Malted. F5 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 09, 2019 Filed Apr 10, 2019 21:00 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 60,286 | $58.10 | $3,502,616.60 |
DisclosureSEC source: 0001209191-19-024320 · doc4.xml · nonDerivative · entry 3 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,152,744 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), and LGP Malted Coinvest LLC ("Malted"). F9 · shares: Represents shares of A-Common sold by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common sold, 36,122 were sold by GEI VI, 21,528 were sold by GEI Side VI, and 2,636 were sold by Malted. F10 · price: This transaction was executed in multiple trades at prices ranging from $57.57 to $58.56. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F11 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 380,740 are owned by GEI VI, 744,211 are owned by GEI Side VI, and 27,793 are owned by Malted. F5 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 08, 2019 Filed Apr 10, 2019 21:00 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 9,182 | $59.49 | $546,237.18 |
DisclosureSEC source: 0001209191-19-024320 · doc4.xml · nonDerivative · entry 2 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,213,030 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), and LGP Malted Coinvest LLC ("Malted"). F6 · shares: Represents shares of A-Common sold by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common sold, 5,502 were sold by GEI VI, 3,278 were sold by GEI Side VI, and 402 were sold by Malted. F7 · price: This transaction was executed in multiple trades at prices ranging from $59.26 to $59.98. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F8 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 416,862 are owned by GEI VI, 765,739 are owned by GEI Side VI, and 30,429 are owned by Malted. F5 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 08, 2019 Filed Apr 10, 2019 21:00 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 77,030 | $58.85 | $4,533,215.50 |
DisclosureSEC source: 0001209191-19-024320 · doc4.xml · nonDerivative · entry 1 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,222,212 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), and LGP Malted Coinvest LLC ("Malted"). F2 · shares: Represents shares of Class A common stock, par value $0.001 per share ("A-Common") sold by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common sold, 46,155 were sold by GEI VI, 27,507 were sold by GEI Side VI, and 3,368 were sold by Malted. GEI VI's, GEI Side VI's, and Malted's A-Common, together with GEI VI's and Malted's B-Common and LLC Interests, are collectively referred to herein as the "Equity Interests." F3 · price: This transaction was executed in multiple trades at prices ranging from $58.26 to $59.25. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F4 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 422,364 are owned by GEI VI, 769,017 are owned by GEI Side VI, and 30,831 are owned by Malted. F5 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 18:14 UTC | Shake Shack Inc. SHAK · Entity 4254 | ConversionClass B Common Stock · Derivative | 336,153 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-021473 · doc4.xml · derivative · entry 5 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 931,263 Underlying: Class A Common Stock · 336,153 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Pursuant to the terms of the Amended and Restated Certificate of Incorporation of the Issuer, shares of B-Common can be paired with LLC Interests on a one-to-one basis and tendered to the Issuer in exchange for shares of A-Common (or cash, at the Issuer's election). F8 · shares: Represents shares paired with LLC Interests on a one-to-one basis by GEI VI and Malted and exchanged for shares of A-Common. Of the shares of reported in this row, 313,283 were issued to GEI VI, and 22,870 were issued to Malted. F9 · price: Not applicable. F7 · derivative.exercise_date: Pursuant to the terms of the Amended and Restated Certificate of Incorporation of the Issuer, shares of B-Common can be paired with LLC Interests on a one-to-one basis and tendered to the Issuer in exchange for shares of A-Common (or cash, at the Issuer's election). F9 · derivative.expiration_date: Not applicable. F8 · derivative.underlying_shares: Represents shares paired with LLC Interests on a one-to-one basis by GEI VI and Malted and exchanged for shares of A-Common. Of the shares of reported in this row, 313,283 were issued to GEI VI, and 22,870 were issued to Malted. F10 · balance_after: Represents shares of B-Common owned by GEI VI and Malted. Of the shares of B-Common reported on this row, 867,916 are owned by GEI VI and 63,347 are owned by Malted. F11 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the Equity Interests. Mr. Sokoloff disclaims beneficial ownership of the Equity Interests held by each of GEI VI, GEI Side VI, and Malted except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 18:14 UTC | Shake Shack Inc. SHAK · Entity 4254 | ConversionClass A Common Stock | 336,153 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021473 · doc4.xml · nonDerivative · entry 1 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,299,242 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A common stock, par value $0.001 per share ("A-Common") issued to Green Equity Investors VI, L.P. ("GEI VI") and LGP Malted Coinvest LLC ("Malted"). The shares were issued in exchange for an equivalent number of shares of Class B common stock, par value $0.001 per share ("B-Common") of the Issuer and limited liability company interests (the "LLC Interests") of SSE Holdings, LLC, pursuant to the exchange right described in note 7 to this Form 4. Of the newly-issued shares of A-Common reported in this row, 313,283 were issued to GEI VI, and 22,870 were issued to Malted. F2 · balance_after: Represents shares owned by GEI VI, Green Equity Investors Side VI, L.P. ("GEI Side VI"), and Malted. Of the shares of A-Common reported, 468,519 are owned by GEI VI, 796,524 are owned by GEI Side VI, and 34,199 are owned by Malted. GEI VI's, GEI Side VI's, and Malted's A-Common, together with GEI VI's and Malted's B-Common and LLC Interests, are collectively referred to herein as the "Equity Interests." F3 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 18:15 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 9,812 | $54.23 | $532,104.76 |
DisclosureSEC source: 0001209191-19-020093 · doc4.xml · nonDerivative · entry 2 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 963,089 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), and LGP Malted Coinvest LLC ("Malted"). F6 · shares: Represents shares of A-Common sold by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common sold, 5,880 were sold by GEI VI, 3,504 were sold by GEI Side VI, and 428 were sold by Malted. F7 · price: This transaction was executed in multiple trades at prices ranging from $54.00 to $54.82. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F8 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 155,236 are owned by GEI VI, 796,524 are owned by GEI Side VI, and 11,329 are owned by Malted. F5 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 18:15 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 54,341 | $53.30 | $2,896,375.30 |
DisclosureSEC source: 0001209191-19-020093 · doc4.xml · nonDerivative · entry 1 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 972,901 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), and LGP Malted Coinvest LLC ("Malted"). F2 · shares: Represents shares of Class A common stock, par value $0.001 per share ("A-Common") sold by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common sold, 32,559 were sold by GEI VI, 19,405 were sold by GEI Side VI, and 2,377 were sold by Malted. GEI VI's, GEI Side VI's, and Malted's A-Common, together with GEI VI's and Malted's B-Common and LLC Interests, are collectively referred to herein as the "Equity Interests." F3 · price: This transaction was executed in multiple trades at prices ranging from $53.00 to $53.99. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F4 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 161,116 are owned by GEI VI, 800,028 are owned by GEI Side VI, and 11,757 are owned by Malted. F5 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 13, 2019 Filed Mar 13, 2019 18:59 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 128,500 | $53.13 | $6,827,205.00 |
DisclosureSEC source: 0001209191-19-019229 · doc4.xml · nonDerivative · entry 3 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,027,242 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), and LGP Malted Coinvest LLC ("Malted"). F9 · shares: Represents shares of A-Common sold by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common sold, 76,994 were sold by GEI VI, 45,886 were sold by GEI Side VI, and 5,620 were sold by Malted. F10 · price: This transaction was executed in multiple trades at prices ranging from $53.00 to $53.37. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F11 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 193,675 are owned by GEI VI, 819,433 are owned by GEI Side VI, and 14,134 are owned by Malted. F5 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 12, 2019 Filed Mar 13, 2019 18:59 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 56,647 | $53.03 | $3,003,990.41 |
DisclosureSEC source: 0001209191-19-019229 · doc4.xml · nonDerivative · entry 2 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,155,742 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), and LGP Malted Coinvest LLC ("Malted"). F6 · shares: Represents shares of A-Common sold by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common sold, 33,942 were sold by GEI VI, 20,228 were sold by GEI Side VI, and 2,477 were sold by Malted. F7 · price: This transaction was executed in multiple trades at prices ranging from $53.00 to $53.11. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F8 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 270,669 are owned by GEI VI, 865,319 are owned by GEI Side VI, and 19,754 are owned by Malted. F5 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 18:59 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 700 | $53.00 | $37,100.00 |
DisclosureSEC source: 0001209191-19-019229 · doc4.xml · nonDerivative · entry 1 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,212,389 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), and LGP Malted Coinvest LLC ("Malted"). F2 · shares: Represents shares of Class A common stock, par value $0.001 per share ("A-Common") sold by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common sold, 419 were sold by GEI VI, 250 were sold by GEI Side VI, and 31 were sold by Malted. GEI VI's, GEI Side VI's, and Malted's A-Common, together with GEI VI's and Malted's B-Common and LLC Interests, are collectively referred to herein as the "Equity Interests." F3 · price: This transaction was executed at the price of $53.00. F4 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 304,611 are owned by GEI VI, 885,547 are owned by GEI Side VI, and 22,231 are owned by Malted. F5 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| February 26, 2019 Filed Feb 26, 2019 18:20 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 52,335 | $53.06 | $2,776,895.10 |
DisclosureSEC source: 0001209191-19-013733 · doc4.xml · nonDerivative · entry 3 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,213,089 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), and LGP Malted Coinvest LLC ("Malted"). F9 · shares: Represents shares of A-Common sold by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common sold, 31,358 were sold by GEI VI, 18,688 were sold by GEI Side VI, and 2,289 were sold by Malted. F10 · price: This transaction was executed in multiple trades at prices ranging from $53.00 to $53.34. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F11 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 305,030 are owned by GEI VI, 885,797 are owned by GEI Side VI, and 22,262 are owned by Malted. F5 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 18:20 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 76,923 | $53.23 | $4,094,611.29 |
DisclosureSEC source: 0001209191-19-013733 · doc4.xml · nonDerivative · entry 2 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,265,424 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), and LGP Malted Coinvest LLC ("Malted"). F6 · shares: Represents shares of A-Common sold by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common sold, 46,091 were sold by GEI VI, 27,468 were sold by GEI Side VI, and 3,364 were sold by Malted. F7 · price: This transaction was executed in multiple trades at prices ranging from $53.00 to $53.86. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F8 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 336,388 are owned by GEI VI, 904,485 are owned by GEI Side VI, and 24,551 are owned by Malted. F5 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 18:20 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 4,424 | $53.01 | $234,516.24 |
DisclosureSEC source: 0001209191-19-013733 · doc4.xml · nonDerivative · entry 1 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,342,347 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), and LGP Malted Coinvest LLC ("Malted"). F2 · shares: Represents shares of Class A common stock, par value $0.001 per share ("A-Common") sold by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common sold, 2,651 were sold by GEI VI, 1,580 were sold by GEI Side VI, and 193 were sold by Malted. GEI VI's, GEI Side VI's, and Malted's A-Common, together with GEI VI's and Malted's B-Common and LLC Interests, are collectively referred to herein as the "Equity Interests." F3 · price: This transaction was executed in multiple trades at prices ranging from $53.00 to $53.02. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F4 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 382,479 are owned by GEI VI, 931,953 are owned by GEI Side VI, and 27,915 are owned by Malted. F5 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| February 21, 2019 Filed Feb 21, 2019 19:12 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 81,409 | $53.10 | $4,322,817.90 |
DisclosureSEC source: 0001209191-19-012288 · doc4.xml · nonDerivative · entry 3 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,346,771 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), and LGP Malted Coinvest LLC ("Malted"). F9 · shares: Represents shares of A-Common sold by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common sold, 48,779 were sold by GEI VI, 29,070 were sold by GEI Side VI, and 3,560 were sold by Malted. F10 · price: This transaction was executed in multiple trades at prices ranging from $53.00 to $53.33. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F11 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 385,130 are owned by GEI VI, 933,533 are owned by GEI Side VI, and 28,108 are owned by Malted. F5 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| February 20, 2019 Filed Feb 21, 2019 19:12 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 4,023 | $53.00 | $213,219.00 |
DisclosureSEC source: 0001209191-19-012288 · doc4.xml · nonDerivative · entry 2 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,428,180 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), and LGP Malted Coinvest LLC ("Malted"). F6 · shares: Represents shares of A-Common sold by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common sold, 2,410 were sold by GEI VI, 1,437 were sold by GEI Side VI, and 176 were sold by Malted. F7 · price: This transaction was executed in multiple trades at prices ranging from $53.00 to $53.02. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F8 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 433,909 are owned by GEI VI, 962,603 are owned by GEI Side VI, and 31,668 are owned by Malted. F5 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 19:12 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 2,301 | $53.01 | $121,976.01 |
DisclosureSEC source: 0001209191-19-012288 · doc4.xml · nonDerivative · entry 1 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,432,203 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), and LGP Malted Coinvest LLC ("Malted"). F2 · shares: Represents shares of Class A common stock, par value $0.001 per share ("A-Common") sold by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common sold, 1,378 were sold by GEI VI, 822 were sold by GEI Side VI, and 101 were sold by Malted. GEI VI's, GEI Side VI's, and Malted's A-Common, together with GEI VI's and Malted's B-Common and LLC Interests, are collectively referred to herein as the "Equity Interests." F3 · price: This transaction was executed in multiple trades at prices ranging from $53.00 to $53.16. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F4 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 436,319 are owned by GEI VI, 964,040 are owned by GEI Side VI, and 31,844 are owned by Malted. F5 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 19:27 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 11,350 | $53.02 | $601,777.00 |
DisclosureSEC source: 0001209191-19-010793 · doc4.xml · nonDerivative · entry 3 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,434,504 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), and LGP Malted Coinvest LLC ("Malted"). F9 · shares: Represents shares of A-Common sold by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common sold, 6,801 were sold by GEI VI, 4,053 were sold by GEI Side VI, and 496 were sold by Malted. F10 · price: This transaction was executed in multiple trades at prices ranging from $53.00 to $53.14. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F11 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 437,697 are owned by GEI VI, 964,862 are owned by GEI Side VI, and 31,945 are owned by Malted. F5 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| February 14, 2019 Filed Feb 15, 2019 19:27 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 13,718 | $53.03 | $727,465.54 |
DisclosureSEC source: 0001209191-19-010793 · doc4.xml · nonDerivative · entry 2 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,445,854 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), and LGP Malted Coinvest LLC ("Malted"). F6 · shares: Represents shares of A-Common sold by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common sold, 8,219 were sold by GEI VI, 4,899 were sold by GEI Side VI, and 600 were sold by Malted. F7 · price: This transaction was executed in multiple trades at prices ranging from $53.00 to $53.17. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F8 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 444,498 are owned by GEI VI, 968,915 are owned by GEI Side VI, and 32,441 are owned by Malted. F5 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 19:27 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 3,517 | $53.00 | $186,401.00 |
DisclosureSEC source: 0001209191-19-010793 · doc4.xml · nonDerivative · entry 1 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,459,572 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), and LGP Malted Coinvest LLC ("Malted"). F2 · shares: Represents shares of Class A common stock, par value $0.001 per share ("A-Common") sold by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common sold, 2,107 were sold by GEI VI, 1,256 were sold by GEI Side VI, and 154 were sold by Malted. GEI VI's, GEI Side VI's, and Malted's A-Common, together with GEI VI's and Malted's B-Common and LLC Interests, are collectively referred to herein as the "Equity Interests." F3 · price: This transaction was executed in multiple trades at prices ranging from $53.00 to $53.01. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F4 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 452,717 are owned by GEI VI, 973,814 are owned by GEI Side VI, and 33,041 are owned by Malted. F5 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 18:22 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 500 | $55.54 | $27,770.00 |
DisclosureSEC source: 0001209191-18-061397 · doc4.xml · nonDerivative · entry 4 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,463,089 F11 · shares: Represents shares of A-Common sold by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common sold, 300 were sold by GEI VI, 178 were sold by GEI Side VI, and 22 were sold by Malted. F12 · price: This transaction was executed in multiple trades at prices ranging from $55.52 to $55.55. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F13 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 454,824 are owned by GEI VI, 975,070 are owned by GEI Side VI, and 33,195 are owned by Malted. F4 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 18:22 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 3,976 | $54.17 | $215,379.92 |
DisclosureSEC source: 0001209191-18-061397 · doc4.xml · nonDerivative · entry 3 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,463,589 F8 · shares: Represents shares of A-Common sold by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common sold, 2,382 were sold by GEI VI, 1,420 were sold by GEI Side VI, and 174 were sold by Malted. F9 · price: This transaction was executed in multiple trades at prices ranging from $53.51 to $55.49. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F10 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 455,124 are owned by GEI VI, 975,248 are owned by GEI Side VI, and 33,217 are owned by Malted. F4 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 18:22 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 10,559 | $52.99 | $559,521.41 |
DisclosureSEC source: 0001209191-18-061397 · doc4.xml · nonDerivative · entry 2 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,467,565 F5 · shares: Represents shares of A-Common sold by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common sold, 6,326 were sold by GEI VI, 3,771 were sold by GEI Side VI, and 462 were sold by Malted. F6 · price: This transaction was executed in multiple trades at prices ranging from $52.51 to $53.44. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F7 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 457,506 are owned by GEI VI, 976,668 are owned by GEI Side VI, and 33,391 are owned by Malted. F4 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 18:22 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 49,037 | $51.82 | $2,541,097.34 |
DisclosureSEC source: 0001209191-18-061397 · doc4.xml · nonDerivative · entry 1 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,478,124 F1 · shares: Represents shares of Class A common stock, par value $0.001 per share ("A-Common") sold by Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), and LGP Malted Coinvest LLC ("Malted"). Of the shares of A-Common sold, 29,381 were sold by GEI VI, 17,512 were sold by GEI Side VI, and 2,144 were sold by Malted. GEI VI's, GEI Side VI's, and Malted's A-Common, together with GEI VI's and Malted's B-Common and LLC Interests, are collectively referred to herein as the "Equity Interests." F2 · price: This transaction was executed in multiple trades at prices ranging from $51.51 to $52.48. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F3 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 463,832 are owned by GEI VI, 980,439 are owned by GEI Side VI, and 33,853 are owned by Malted. F4 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 12, 2018 Filed Sep 12, 2018 21:04 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 500,000 | $57.15 | $28,575,000.00 |
DisclosureSEC source: 0001209191-18-050739 · doc4.xml · nonDerivative · entry 2 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,527,161 F5 · shares: Represents shares of A-Common sold by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common sold, 299,580 were sold by GEI VI, 178,553 were sold by GEI Side VI, and 21,867 were sold by Malted. F6 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 493,213 are owned by GEI VI, 997,951 are owned by GEI Side VI, and 35,997 are owned by Malted. F4 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 12, 2018 Filed Sep 14, 2018 21:50 UTC | Container Store Group, Inc. TCS · Entity 87876 | GrantCommon Stock, par value $0.01 | 9,158 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-051156 · doc4.xml · nonDerivative · entry 4 SOKOLOFF JONATHAN D · CIK 0001175522 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,158 F3 · shares: Represents shares of Common Stock of the Issuer underlying restricted stock units awarded to the reporting person pursuant to the Issuer's Amended and Restated 2013 Incentive Award Plan on September 12, 2018. The restricted stock units represent the right to receive shares of Common Stock and vest on the schedule set forth in footnote 4, subject to the reporting person's continued service with the Issuer. F3 · price: Represents shares of Common Stock of the Issuer underlying restricted stock units awarded to the reporting person pursuant to the Issuer's Amended and Restated 2013 Incentive Award Plan on September 12, 2018. The restricted stock units represent the right to receive shares of Common Stock and vest on the schedule set forth in footnote 4, subject to the reporting person's continued service with the Issuer. F4 · balance_after: Of the 9,158 shares of Common Stock reported, 3,053 will vest on September 12, 2019, 3,053 will vest on September 12, 2020, and 3,052 will vest on September 12, 2021. Read SEC document |
| September 10, 2018 Filed Sep 12, 2018 21:04 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 60,000 | $58.60 | $3,516,000.00 |
DisclosureSEC source: 0001209191-18-050739 · doc4.xml · nonDerivative · entry 1 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,027,161 F1 · shares: Represents shares of Class A common stock, par value $0.001 per share ("A-Common") sold by Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), and LGP Malted Coinvest LLC ("Malted"). Of the shares of A-Common sold, 35,950 were sold by GEI VI, 21,426 were sold by GEI Side VI, and 2,624 were sold by Malted. GEI VI's, GEI Side VI's, and Malted's A-Common, together with GEI VI's and Malted's B-Common and LLC Interests, are collectively referred to herein as the "Equity Interests." F2 · price: This transaction was executed in multiple trades at prices ranging from $58.32 to $59. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares and prices at which the trades were effected. F3 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 792,793 are owned by GEI VI, 1,176,504 are owned by GEI Side VI, and 57,864 are owned by Malted. F4 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 07, 2018 Filed Sep 10, 2018 13:41 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 11,443 | $58.88 | $673,763.84 |
DisclosureSEC source: 0001209191-18-050201 · doc4.xml · nonDerivative · entry 2 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,087,161 F5 · shares: Represents shares of A-Common sold by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common sold, 6,856 were sold by GEI VI, 4,086 were sold by GEI Side VI, and 501 were sold by Malted. F6 · price: This transaction was executed in multiple trades at prices ranging from $58.8 to $58.93. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares and prices at which the trades were effected. F7 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 828,743 are owned by GEI VI, 1,197,930 are owned by GEI Side VI, and 60,488 are owned by Malted. F4 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 07, 2018 Filed Sep 10, 2018 13:41 UTC | Shake Shack Inc. SHAK · Entity 4254 | SaleClass A Common Stock | 28,557 | $58.32 | $1,665,444.24 |
DisclosureSEC source: 0001209191-18-050201 · doc4.xml · nonDerivative · entry 1 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,098,604 F1 · shares: Represents shares of Class A common stock, par value $0.001 per share ("A-Common") sold by Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), and LGP Malted Coinvest LLC ("Malted"). Of the shares of A-Common sold, 17,110 were sold by GEI VI, 10,198 were sold by GEI Side VI, and 1,249 were sold by Malted. GEI VI's, GEI Side VI's, and Malted's A-Common, together with GEI VI's and Malted's B-Common and LLC Interests, are collectively referred to herein as the "Equity Interests." F2 · price: This transaction was executed in multiple trades at prices ranging from $57.77 to $58.74. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares and prices at which the trades were effected. F3 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 835,599 are owned by GEI VI, 1,202,016 are owned by GEI Side VI, and 60,989 are owned by Malted. F4 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.