person · Reporting owner

SOKOLOFF JONATHAN D

Disclosed activity across 6 companies

Tapewire entity: 111799
SEC CIK: 0001175522

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Advantage Solutions Inc.ADV · Entity 5563	Director	October 28, 2020	October 30, 2020
Container Store Group, Inc.TCS · Entity 87876	Director · 10% owner	August 31, 2022	September 02, 2022
JOANN Inc.JOAN · Entity 93003	Director · 10% owner	June 27, 2023	June 29, 2023
SIGNET JEWELERS LTDSIG · Entity 8824	Director · 10% owner	June 25, 2020	June 29, 2020
Shake Shack Inc.SHAK · Entity 4254	Director	June 29, 2023	June 29, 2023
WHOLE FOODS MARKET INCWFM · Entity 173568	Director	December 07, 2016	December 09, 2016

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Advantage Solutions Inc.

Report date October 28, 2020 · Filed October 30, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectSee footnote.	15,450,000	Reported balance After 2020-10-28 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2020-10-28 · Grant · Acquired 15,450,000 · Balance 15,450,000 F1: Represents shares of Class A common stock, par value $0.0001 per share ("A-Common") of the Issuer purchased by Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), and Karman Coinvest L.P. ("Karman") in a private placement concurrent with the execution of the Agreement and Plan of Merger by and among the Issuer, CP II Merger Sub, Inc., Advantage Solutions Inc., and Karman Topco L.P., dated September 7, 2020. Of the shares of A-Common purchased, 9,580,210 shares were purchased by GEI VI, 5,709,790 were purchased by GEI Side VI, and 160,000 were purchased by Karman. Karman is jointly controlled and managed by an affiliate of GEI VI and GEI Side VI, and an entity controlled by another private equity sponsor. F2: Represents shares owned by GEI VI, GEI Side VI and Karman. Of the shares of A-Common reported, 9,580,210 shares are owned by GEI VI, 5,709,790 shares are owned by GEI Side VI, and 160,000 shares are owned by Karman. F3: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Karman. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Karman, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of Class A common stock, par value $0.0001 per share ("A-Common") of the Issuer purchased by Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), and Karman Coinvest L.P. ("Karman") in a private placement concurrent with the execution of the Agreement and Plan of Merger by and among the Issuer, CP II Merger Sub, Inc., Advantage Solutions Inc., and Karman Topco L.P., dated September 7, 2020. Of the shares of A-Common purchased, 9,580,210 shares were purchased by GEI VI, 5,709,790 were purchased by GEI Side VI, and 160,000 were purchased by Karman. Karman is jointly controlled and managed by an affiliate of GEI VI and GEI Side VI, and an entity controlled by another private equity sponsor.

F2: Represents shares owned by GEI VI, GEI Side VI and Karman. Of the shares of A-Common reported, 9,580,210 shares are owned by GEI VI, 5,709,790 shares are owned by GEI Side VI, and 160,000 shares are owned by Karman.

F3: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Karman. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Karman, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Container Store Group, Inc.

Report date August 31, 2022 · Filed September 02, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.01SEC Table I · non-derivative	Direct	86,567	Reported balance After 2022-08-31 transaction · row 2 1 source row Row 2 · 2022-08-31 · Grant · Acquired 19,174 · Balance 86,567 F3: Represents shares of restricted Common Stock awarded to the reporting person pursuant to the Issuer's Amended and Restated 2013 Incentive Award Plan on August 31, 2022. F4: Granted as compensation for services.
Common Stock, par value $0.01SEC Table I · non-derivative	IndirectSee footnote	15,334,006	Reported balance Holding disclosure · report date 2022-08-31 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 15,334,006 F1: Represents shares of Common Stock, par value $0.01 per share (the "Common Stock") owned by Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and TCS Co-Invest, LLC ("TCS"). Of the shares of Common Stock reported, 11,680,206 are owned by GEI V, 3,503,776 are owned by GEI Side V, and 150,024 are owned by TCS. F2: Mr. Sokoloff directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI V, GEI Side V, and TCS. Mr. Sokoloff disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.00 · Expires 2023-10-31	Direct	13,603	Reported balance Holding disclosure · report date 2022-08-31 · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · Balance 13,603 F5: The options on this row are fully vested. F6: The options reported on this row are held by Mr. Sokoloff for the benefit of Leonard Green & Partners, L.P. Mr. Sokoloff disclaims beneficial ownership of these securities.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.53 · Expires 2024-10-27	Direct	10,132	Reported balance Holding disclosure · report date 2022-08-31 · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · Balance 10,132 F5: The options on this row are fully vested. F6: The options reported on this row are held by Mr. Sokoloff for the benefit of Leonard Green & Partners, L.P. Mr. Sokoloff disclaims beneficial ownership of these securities.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.28 · Expires 2025-08-03	Direct	11,821	Reported balance Holding disclosure · report date 2022-08-31 · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · Balance 11,821 F5: The options on this row are fully vested. F6: The options reported on this row are held by Mr. Sokoloff for the benefit of Leonard Green & Partners, L.P. Mr. Sokoloff disclaims beneficial ownership of these securities.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.35 · Expires 2026-08-01	Direct	30,675	Reported balance Holding disclosure · report date 2022-08-31 · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · Balance 30,675 F5: The options on this row are fully vested. F6: The options reported on this row are held by Mr. Sokoloff for the benefit of Leonard Green & Partners, L.P. Mr. Sokoloff disclaims beneficial ownership of these securities.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.10 · Expires 2027-09-12	Direct	42,919	Reported balance Holding disclosure · report date 2022-08-31 · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · Balance 42,919 F5: The options on this row are fully vested. F6: The options reported on this row are held by Mr. Sokoloff for the benefit of Leonard Green & Partners, L.P. Mr. Sokoloff disclaims beneficial ownership of these securities.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of Common Stock, par value $0.01 per share (the "Common Stock") owned by Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and TCS Co-Invest, LLC ("TCS"). Of the shares of Common Stock reported, 11,680,206 are owned by GEI V, 3,503,776 are owned by GEI Side V, and 150,024 are owned by TCS.

F2: Mr. Sokoloff directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI V, GEI Side V, and TCS. Mr. Sokoloff disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3: Represents shares of restricted Common Stock awarded to the reporting person pursuant to the Issuer's Amended and Restated 2013 Incentive Award Plan on August 31, 2022.

F4: Granted as compensation for services.

F5: The options on this row are fully vested.

F6: The options reported on this row are held by Mr. Sokoloff for the benefit of Leonard Green & Partners, L.P. Mr. Sokoloff disclaims beneficial ownership of these securities.

JOANN Inc.

Report date June 27, 2023 · Filed June 29, 2023

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	175,026	Reported balance After 2023-06-27 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2023-06-27 · Grant · Acquired 152,662 · Balance 175,026 F1: The securities reported on this row are held by Mr. Sokoloff for the benefit of Leonard Green & Partners, L.P. Mr. Sokoloff disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectSee footnote.	27,827,357	Reported balance Holding disclosure · report date 2023-06-27 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 27,827,357 F2: Represents shares of common stock owned by Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF"). Of the shares of common stock reported, 20,436,421 are held by Main CF, 7,293,957 are held by Side CF, and 96,979 are held by Associates CF. F3: Mr. Sokoloff directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of common stock owned by Main CF, Side CF, and Associates CF. Mr. Sokoloff disclaims beneficial ownership of the shares of common stock reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: The securities reported on this row are held by Mr. Sokoloff for the benefit of Leonard Green & Partners, L.P. Mr. Sokoloff disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F2: Represents shares of common stock owned by Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF"). Of the shares of common stock reported, 20,436,421 are held by Main CF, 7,293,957 are held by Side CF, and 96,979 are held by Associates CF.

F3: Mr. Sokoloff directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of common stock owned by Main CF, Side CF, and Associates CF. Mr. Sokoloff disclaims beneficial ownership of the shares of common stock reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SIGNET JEWELERS LTD

Report date June 25, 2020 · Filed June 29, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Shares, par value $0.18SEC Table I · non-derivative	Direct	14,363	Reported balance After 2020-06-25 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2020-06-25 · Grant · Acquired 857 · Balance 14,363 F1: Granted as compensation for services. F2: The shares reported on this row were granted in respect of Mr. Sokoloff's service on the Issuer's board of directors for the period through his resignation from the Issuer's board of directors, effective June 12, 2020, and are held by Mr. Sokoloff for the benefit of Leonard Green & Partners, L.P.
Series A Convertible Preference SharesSEC Table II · derivative / convertible security · Conversion / exercise price $81.77	IndirectSee footnote	7,739,107	Reported balance Holding disclosure · report date 2020-06-25 · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · Balance 7,739,107 F3: Series A Convertible Preference Shares, par value $0.01 per share ("Series A Preference Shares"). F4: The Series A Preference Shares have a stated value of $1,012.50 and are convertible into Common Shares of the issuer at a current conversion price of $81.7682 per share at a conversion rate of 12.2297 Common Shares per Series A Preference Share. The conversion rate is subject to certain anti-dilution and other adjustments and is subject to change. Since the acquisition of the Series A Preference Shares, the conversion rate has been adjusted as a result of these anti-dilution adjustments. F5: Immediately. F6: The Series A Preference Shares do not have an expiration date. F7: Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), LGP Associates VI-A LLC ("Associates VI-A") and LGP Associates VI-B LLC ("Associates VI-B") are the direct owners of the shares reported herein. Of the shares reported on this row, GEI VI is the direct owner of 387,522 Series A Preference Shares which are convertible into 4,798,519 Common Shares, GEI Side VI is the direct owner of 230,963 Series A Preference Shares which are convertible into 2,859,916 Common Shares, Associates VI-A is the direct owner of 470 Series A Preference Shares which are convertible into 5,820 Common Shares, and Associates VI-B is the direct owner of 6,045 Series A Preference Shares which are convertible into 74,852 Common Shares. F8: Mr. Sokoloff directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, Associates VI-A and Associates VI-B. Mr. Sokoloff disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Granted as compensation for services.

F2: The shares reported on this row were granted in respect of Mr. Sokoloff's service on the Issuer's board of directors for the period through his resignation from the Issuer's board of directors, effective June 12, 2020, and are held by Mr. Sokoloff for the benefit of Leonard Green & Partners, L.P.

F3: Series A Convertible Preference Shares, par value $0.01 per share ("Series A Preference Shares").

F4: The Series A Preference Shares have a stated value of $1,012.50 and are convertible into Common Shares of the issuer at a current conversion price of $81.7682 per share at a conversion rate of 12.2297 Common Shares per Series A Preference Share. The conversion rate is subject to certain anti-dilution and other adjustments and is subject to change. Since the acquisition of the Series A Preference Shares, the conversion rate has been adjusted as a result of these anti-dilution adjustments.

F5: Immediately.

F6: The Series A Preference Shares do not have an expiration date.

F7: Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), LGP Associates VI-A LLC ("Associates VI-A") and LGP Associates VI-B LLC ("Associates VI-B") are the direct owners of the shares reported herein. Of the shares reported on this row, GEI VI is the direct owner of 387,522 Series A Preference Shares which are convertible into 4,798,519 Common Shares, GEI Side VI is the direct owner of 230,963 Series A Preference Shares which are convertible into 2,859,916 Common Shares, Associates VI-A is the direct owner of 470 Series A Preference Shares which are convertible into 5,820 Common Shares, and Associates VI-B is the direct owner of 6,045 Series A Preference Shares which are convertible into 74,852 Common Shares.

F8: Mr. Sokoloff directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, Associates VI-A and Associates VI-B. Mr. Sokoloff disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Shake Shack Inc.

Report date June 29, 2023 · Filed June 29, 2023

Security / award	Ownership account	Disclosed shares / units	Disclosure context
CLASS A COMMON STOCKSEC Table I · non-derivative	Direct	5,616	Reported balance After 2023-06-29 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2023-06-29 · Grant · Acquired 805 · Balance 5,616 F1: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") underlying restricted stock units acquired by the Reporting Person. On June 29, 2023, pursuant to the Issuer's 2015 Incentive Award Plan, as amended, and the Issuer's Non-Employee Director Compensation Policy, the Reporting Person was awarded restricted stock units that represent the right to receive Class A Stock of the Issuer. The restricted stock units representing the right to receive Class A Stock of the Issuer vest on June 29, 2024, subject to the Reporting Person's continued service with the Issuer. F2: The total reported share amount has been adjusted to reflect shares that were previously left off due to error.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") underlying restricted stock units acquired by the Reporting Person. On June 29, 2023, pursuant to the Issuer's 2015 Incentive Award Plan, as amended, and the Issuer's Non-Employee Director Compensation Policy, the Reporting Person was awarded restricted stock units that represent the right to receive Class A Stock of the Issuer. The restricted stock units representing the right to receive Class A Stock of the Issuer vest on June 29, 2024, subject to the Reporting Person's continued service with the Issuer.

F2: The total reported share amount has been adjusted to reflect shares that were previously left off due to error.

WHOLE FOODS MARKET INC

Report date December 07, 2016 · Filed December 09, 2016

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	8,983	Reported balance After 2016-12-07 transaction · row 1 1 source row Row 1 · 2016-12-07 · Grant · Acquired 1,200 · Balance 8,983 F1: Grant of restricted stock for which the restriction lapses 25% on each of the first four anniversaries of the date on which the stock was granted, which was December 7, 2016.
Common StockSEC Table I · non-derivative	IndirectSee Footnote	281,974	Reported balance Holding disclosure · report date 2016-12-07 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 281,974 F2: The shares reported on this row are held by trusts for the benefit of family members of Mr. Sokoloff.
Common StockSEC Table I · non-derivative	IndirectSee Footnote	620,810	Reported balance Holding disclosure · report date 2016-12-07 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 620,810 F3: The shares reported on this row are held by a limited liability company of which Mr. Sokoloff is the sole manager. Mr. Sokoloff owns 1% of the interests in the limited liability company, and a trust for certain of his family members owns the other 99%. Mr. Sokoloff disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
Common StockSEC Table I · non-derivative	IndirectSee Footnotes	2,280	Reported balance Holding disclosure · report date 2016-12-07 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 2,280 F4: Leonard Green & Partners, L.P. ("LGP LP") holds 2,280 shares of restricted stock, 1,140 of which are held in respect of Mr. Sokoloff's service on the Issuer's board of directors, and the remaining 1,140 of which are held in respect of Mr. Jonathan Seiffer's service on the Issuer's board of directors. The restricted stock vests in three equal annual installments, the first of which vested on November 16, 2012. F5: Mr. Sokoloff directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by LGP LP. Mr. Seiffer disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Grant of restricted stock for which the restriction lapses 25% on each of the first four anniversaries of the date on which the stock was granted, which was December 7, 2016.

F2: The shares reported on this row are held by trusts for the benefit of family members of Mr. Sokoloff.

F3: The shares reported on this row are held by a limited liability company of which Mr. Sokoloff is the sole manager. Mr. Sokoloff owns 1% of the interests in the limited liability company, and a trust for certain of his family members owns the other 99%. Mr. Sokoloff disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

F4: Leonard Green & Partners, L.P. ("LGP LP") holds 2,280 shares of restricted stock, 1,140 of which are held in respect of Mr. Sokoloff's service on the Issuer's board of directors, and the remaining 1,140 of which are held in respect of Mr. Jonathan Seiffer's service on the Issuer's board of directors. The restricted stock vests in three equal annual installments, the first of which vested on November 16, 2012.

F5: Mr. Sokoloff directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by LGP LP. Mr. Seiffer disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
June 29, 2023 Filed Jun 29, 2023 18:44 UTC	Shake Shack Inc. SHAK · Entity 4254	GrantCLASS A COMMON STOCK	805	$77.65	$62,508.25	Disclosure SEC source: 0001620533-23-000060 · wf-form4_168807865560061.xml · nonDerivative · entry 1 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,616 F1 · shares: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") underlying restricted stock units acquired by the Reporting Person. On June 29, 2023, pursuant to the Issuer's 2015 Incentive Award Plan, as amended, and the Issuer's Non-Employee Director Compensation Policy, the Reporting Person was awarded restricted stock units that represent the right to receive Class A Stock of the Issuer. The restricted stock units representing the right to receive Class A Stock of the Issuer vest on June 29, 2024, subject to the Reporting Person's continued service with the Issuer. F2 · balance_after: The total reported share amount has been adjusted to reflect shares that were previously left off due to error. Read SEC document
June 27, 2023 Filed Jun 29, 2023 17:13 UTC	JOANN Inc. JOAN · Entity 93003	GrantCommon Stock	152,662	$0.00	$0.00	Disclosure SEC source: 0001209191-23-040195 · doc4.xml · nonDerivative · entry 1 SOKOLOFF JONATHAN D · CIK 0001175522 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 175,026 F1 · ownership.direct: The securities reported on this row are held by Mr. Sokoloff for the benefit of Leonard Green & Partners, L.P. Mr. Sokoloff disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
August 31, 2022 Filed Sep 2, 2022 21:36 UTC	Container Store Group, Inc. TCS · Entity 87876	GrantCommon Stock, par value $0.01	19,174	$0.00	$0.00	Disclosure SEC source: 0001209191-22-048617 · doc4.xml · nonDerivative · entry 2 SOKOLOFF JONATHAN D · CIK 0001175522 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,567 F3 · shares: Represents shares of restricted Common Stock awarded to the reporting person pursuant to the Issuer's Amended and Restated 2013 Incentive Award Plan on August 31, 2022. F4 · price: Granted as compensation for services. Read SEC document
June 24, 2022 Filed Jun 28, 2022 20:50 UTC	JOANN Inc. JOAN · Entity 93003	GrantCommon Stock	14,552	$0.00	$0.00	Disclosure SEC source: 0001209191-22-039702 · doc4.xml · nonDerivative · entry 1 SOKOLOFF JONATHAN D · CIK 0001175522 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,364 F1 · ownership.direct: The securities reported on this row are held by Mr. Sokoloff for the benefit of Leonard Green & Partners, L.P. Mr. Sokoloff disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
June 15, 2022 Filed Jun 16, 2022 19:44 UTC	Shake Shack Inc. SHAK · Entity 4254	GrantCLASS A COMMON STOCK	1,545	$40.47	$62,526.15	Disclosure SEC source: 0001620533-22-000051 · wf-form4_165542303615077.xml · nonDerivative · entry 1 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,432 F1 · shares: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") underlying restricted stock units acquired by the Reporting Person. On June 15, 2022, pursuant to the Issuer's 2015 Incentive Award Plan, as amended, and the Issuer's Non-Employee Director Compensation Policy, the Reporting Person was awarded restricted stock units that represent the right to receive Class A Stock of the Issuer. The restricted stock units representing the right to receive Class A Stock of the Issuer vest on June 15, 2023, subject to the Reporting Person's continued service with the Issuer. F1 · price: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") underlying restricted stock units acquired by the Reporting Person. On June 15, 2022, pursuant to the Issuer's 2015 Incentive Award Plan, as amended, and the Issuer's Non-Employee Director Compensation Policy, the Reporting Person was awarded restricted stock units that represent the right to receive Class A Stock of the Issuer. The restricted stock units representing the right to receive Class A Stock of the Issuer vest on June 15, 2023, subject to the Reporting Person's continued service with the Issuer. Read SEC document
March 17, 2022 Filed Mar 21, 2022 21:22 UTC	JOANN Inc. JOAN · Entity 93003	Exercise / conversionRestricted Stock Units · Derivative	7,812	$0.00	$0.00	Disclosure SEC source: 0001209191-22-020450 · doc4.xml · derivative · entry 3 SOKOLOFF JONATHAN D · CIK 0001175522 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,812 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F5 · derivative.exercise_date: The restricted stock units vest and become exercisable on March 17, 2022. F5 · derivative.expiration_date: The restricted stock units vest and become exercisable on March 17, 2022. F1 · balance_after: The shares of common stock reported on this row are held by Mr. Sokoloff for the benefit of Leonard Green & Partners, L.P. Mr. Sokoloff disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
March 17, 2022 Filed Mar 21, 2022 21:22 UTC	JOANN Inc. JOAN · Entity 93003	Exercise / conversionCommon Stock	7,812	$0.00	$0.00	Disclosure SEC source: 0001209191-22-020450 · doc4.xml · nonDerivative · entry 1 SOKOLOFF JONATHAN D · CIK 0001175522 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,812 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The shares of common stock reported on this row are held by Mr. Sokoloff for the benefit of Leonard Green & Partners, L.P. Mr. Sokoloff disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
September 10, 2021 Filed Sep 14, 2021 19:44 UTC	JOANN Inc. JOAN · Entity 93003	OtherCommon Stock	532,672	$11.38	$6,061,807.36	Disclosure SEC source: 0001209191-21-056070 · doc4.xml · nonDerivative · entry 2 SOKOLOFF JONATHAN D · CIK 0001175522 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 27,827,357 F1 · kind: This Form 4 is being filed as a result of a rebalancing transaction in which Green Equity Investors Side CF, L.P. ("Side CF") transferred 532,672 shares of Common Stock of the Issuer to Green Equity Investors CF, L.P. ("Main CF") to correct a scrivener's error in the recorded holdings of each of Main CF and Side CF (the "Transaction"). There was no change in the aggregate number of shares of Common Stock beneficially owned by Main CF, Side CF, and LGP Associates CF, LLC ("Associates CF") as a result of such transaction. The price reflected in this Form 4 is the closing price on April 16, 2021, the record date of the holdings as to which the scrivener's error related. F2 · shares: Represents shares of Common Stock transferred to Main CF by Side CF as part of the Transaction. F1 · price: This Form 4 is being filed as a result of a rebalancing transaction in which Green Equity Investors Side CF, L.P. ("Side CF") transferred 532,672 shares of Common Stock of the Issuer to Green Equity Investors CF, L.P. ("Main CF") to correct a scrivener's error in the recorded holdings of each of Main CF and Side CF (the "Transaction"). There was no change in the aggregate number of shares of Common Stock beneficially owned by Main CF, Side CF, and LGP Associates CF, LLC ("Associates CF") as a result of such transaction. The price reflected in this Form 4 is the closing price on April 16, 2021, the record date of the holdings as to which the scrivener's error related. F3 · balance_after: Represents shares of Common Stock owned by Main CF, Side CF, and Associates CF. Of the shares of Common Stock reported, 20,436,421 are held by Main CF following the Transaction, 7,293,957 are held by Side CF following the Transaction, and 96,979 are held by Associates CF. F4 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by Main CF, Side CF, and Associates CF. Mr. Sokoloff disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
September 10, 2021 Filed Sep 14, 2021 19:44 UTC	JOANN Inc. JOAN · Entity 93003	OtherCommon Stock	532,672	$11.38	$6,061,807.36	Disclosure SEC source: 0001209191-21-056070 · doc4.xml · nonDerivative · entry 1 SOKOLOFF JONATHAN D · CIK 0001175522 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 27,827,357 F1 · kind: This Form 4 is being filed as a result of a rebalancing transaction in which Green Equity Investors Side CF, L.P. ("Side CF") transferred 532,672 shares of Common Stock of the Issuer to Green Equity Investors CF, L.P. ("Main CF") to correct a scrivener's error in the recorded holdings of each of Main CF and Side CF (the "Transaction"). There was no change in the aggregate number of shares of Common Stock beneficially owned by Main CF, Side CF, and LGP Associates CF, LLC ("Associates CF") as a result of such transaction. The price reflected in this Form 4 is the closing price on April 16, 2021, the record date of the holdings as to which the scrivener's error related. F2 · shares: Represents shares of Common Stock transferred to Main CF by Side CF as part of the Transaction. F1 · price: This Form 4 is being filed as a result of a rebalancing transaction in which Green Equity Investors Side CF, L.P. ("Side CF") transferred 532,672 shares of Common Stock of the Issuer to Green Equity Investors CF, L.P. ("Main CF") to correct a scrivener's error in the recorded holdings of each of Main CF and Side CF (the "Transaction"). There was no change in the aggregate number of shares of Common Stock beneficially owned by Main CF, Side CF, and LGP Associates CF, LLC ("Associates CF") as a result of such transaction. The price reflected in this Form 4 is the closing price on April 16, 2021, the record date of the holdings as to which the scrivener's error related. F3 · balance_after: Represents shares of Common Stock owned by Main CF, Side CF, and Associates CF. Of the shares of Common Stock reported, 20,436,421 are held by Main CF following the Transaction, 7,293,957 are held by Side CF following the Transaction, and 96,979 are held by Associates CF. F4 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by Main CF, Side CF, and Associates CF. Mr. Sokoloff disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
September 01, 2021 Filed Sep 3, 2021 18:09 UTC	Container Store Group, Inc. TCS · Entity 87876	GrantCommon Stock, par value $0.01	11,255	$0.00	$0.00	Disclosure SEC source: 0001209191-21-054870 · doc4.xml · nonDerivative · entry 2 SOKOLOFF JONATHAN D · CIK 0001175522 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,393 F3 · shares: Represents shares of restricted Common Stock awarded to the reporting person pursuant to the Issuer's Amended and Restated 2013 Incentive Award Plan on September 1, 2021. F4 · price: Granted as compensation for services. Read SEC document
June 09, 2021 Filed Jun 11, 2021 19:23 UTC	Shake Shack Inc. SHAK · Entity 4254	GrantCLASS A COMMON STOCK	379	$99.11	$37,562.69	Disclosure SEC source: 0001620533-21-000070 · wf-form4_162345380619021.xml · nonDerivative · entry 1 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,266 F1 · shares: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") underlying restricted stock units acquired by the Reporting Person. On June 9, 2021, pursuant to the Issuer's 2015 Incentive Award Plan, as amended, and the Issuer's Non-Employee Director Compensation Policy, the Reporting Person was awarded restricted stock units that represent the right to receive Class A Stock of the Issuer. The restricted stock units representing the right to receive Class A Stock of the Issuer vest on June 9, 2022, subject to the Reporting Person's continued service with the Issuer. F1 · price: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") underlying restricted stock units acquired by the Reporting Person. On June 9, 2021, pursuant to the Issuer's 2015 Incentive Award Plan, as amended, and the Issuer's Non-Employee Director Compensation Policy, the Reporting Person was awarded restricted stock units that represent the right to receive Class A Stock of the Issuer. The restricted stock units representing the right to receive Class A Stock of the Issuer vest on June 9, 2022, subject to the Reporting Person's continued service with the Issuer. Read SEC document
April 16, 2021 Filed Apr 20, 2021 19:36 UTC	JOANN Inc. JOAN · Entity 93003	OtherCommon Stock	27,827,357	$11.38	$316,675,322.66	Disclosure SEC source: 0001209191-21-027670 · doc4.xml · nonDerivative · entry 2 SOKOLOFF JONATHAN D · CIK 0001175522 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 27,827,357 F1 · kind: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and Needle Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction"). F5 · shares: Represents shares of Common Stock of the Issuer acquired by Main CF, Side CF, and Associates CF pursuant to the Transaction. Of the shares of Common Stock acquired, 19,903,749 were acquired by Main CF, 7,826,629 were acquired by Side CF, and 96,979 were acquired by Associates CF. F6 · balance_after: Represents shares of Common Stock of the Issuer owned by Main CF, Side CF, and Associates CF. Of the shares of Common Stock reported, 19,903,749 are owned by Main CF, 7,826,629 are owned by Side CF, and 96,979 are owned by Associates CF. F4 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by GEI V, GEI Side V, and Coinvest, and Main CF, Side CF, and Associates CF. Mr. Sokoloff disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
April 16, 2021 Filed Apr 20, 2021 19:36 UTC	JOANN Inc. JOAN · Entity 93003	OtherCommon Stock	27,827,357	$11.38	$316,675,322.66	Disclosure SEC source: 0001209191-21-027670 · doc4.xml · nonDerivative · entry 1 SOKOLOFF JONATHAN D · CIK 0001175522 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 0 F1 · kind: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and Needle Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction"). F2 · shares: Represents shares of Common Stock of the Issuer contributed by GEI V, GEI Side V, and Coinvest pursuant to the Transaction. Of the shares of Common Stock contributed, 21,117,204 were contributed by GEI V, 6,334,611 were contributed by GEI Side V, and 375,542 were contributed by Coinvest. F3 · balance_after: Represents shares of Common Stock of the Issuer owned by GEI V, GEI Side V, and Coinvest. Of the shares of Common Stock reported, 0 are owned by GEI V, 0 are owned by GEI Side V, and 0 are owned by Coinvest. F4 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by GEI V, GEI Side V, and Coinvest, and Main CF, Side CF, and Associates CF. Mr. Sokoloff disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
March 17, 2021 Filed Mar 18, 2021 18:33 UTC	JOANN Inc. JOAN · Entity 93003	GrantRestricted Stock Units · Derivative	7,812	$0.00	$0.00	Disclosure SEC source: 0001209191-21-021874 · doc4.xml · derivative · entry 2 SOKOLOFF JONATHAN D · CIK 0001175522 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,812 Underlying: Common Stock · 7,812 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of the Issuer's Common Stock. F5 · derivative.exercise_date: The restricted stock unit vests on March 17, 2022. F5 · derivative.expiration_date: The restricted stock unit vests on March 17, 2022. F6 · balance_after: The restrict stock units reported on this row are held by Mr. Sokoloff for the benefit of Leonard Green & Partners, L.P. Mr. Sokoloff disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document
March 16, 2021 Filed Mar 18, 2021 18:33 UTC	JOANN Inc. JOAN · Entity 93003	SaleCommon Stock	5,263,834	$11.20	$58,954,940.80	Disclosure SEC source: 0001209191-21-021874 · doc4.xml · nonDerivative · entry 1 SOKOLOFF JONATHAN D · CIK 0001175522 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 27,827,357 F1 · shares: Represents shares of Common Stock of the Issuer sold by Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and Needle Coinvest LLC ("Coinvest"). Of the shares of Common Stock sold, 3,994,539 were sold by GEI V, 1,198,257 were sold by GEI Side V, and 71,038 were sold by Coinvest. F2 · balance_after: Represents shares of Common Stock of the Issuer owned by GEI V, GEI Side V, and Coinvest. Of the shares of Common Stock reported, 21,117,204 are owned by GEI V, 6,334,611 are owned by GEI Side V, and 375,542 are owned by Coinvest. F3 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by GEI V, GEI Side V, and Coinvest. Mr. Sokoloff disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
February 10, 2021 Filed Feb 12, 2021 18:49 UTC	Container Store Group, Inc. TCS · Entity 87876	SaleCommon Stock, par value $0.01	5,000,000	$15.15	$75,750,000.00	Disclosure SEC source: 0001209191-21-010406 · doc4.xml · nonDerivative · entry 1 SOKOLOFF JONATHAN D · CIK 0001175522 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 15,334,006 F1 · shares: Represents shares of Common Stock, par value $0.01 per share (the "Common Stock") sold by Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and TCS Co-Invest, LLC ("TCS"). Of the shares of Common Stock sold, 3,808,596 were sold by GEI V, 1,142,485 were sold by GEI Side V, and 48,919 were sold by TCS. F2 · balance_after: Represents shares owned by GEI V, GEI Side V, and TCS. Of the shares of Common Stock reported, 11,680,206 are owned by GEI V, 3,503,776 are owned by GEI Side V, and 150,024 are owned by TCS. F3 · balance_after: The Common Stock reported on this row is subject to a lock-up agreement and cannot be sold without underwriter consent until 30 days after the date of the prospectus relating to the transactions reported hereon. F4 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI V, GEI Side V, and TCS. Mr. Sokoloff disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
November 19, 2020 Filed Nov 23, 2020 18:37 UTC	Container Store Group, Inc. TCS · Entity 87876	SaleCommon Stock, par value $0.01	5,500,000	$10.00	$55,000,000.00	Disclosure SEC source: 0001209191-20-060076 · doc4.xml · nonDerivative · entry 1 SOKOLOFF JONATHAN D · CIK 0001175522 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 20,334,006 F1 · shares: Represents shares of Common Stock, par value $0.01 per share (the "Common Stock") sold by Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and TCS Co-Invest, LLC ("TCS"). Of the shares of Common Stock sold, 4,189,455 were sold by GEI V, 1,256,734 were sold by GEI Side V, and 53,811 were sold by TCS. F2 · balance_after: Represents shares owned by GEI V, GEI Side V, and TCS. Of the shares of Common Stock reported, 15,488,802 are owned by GEI V, 4,646,261 are owned by GEI Side V, and 198,943 are owned by TCS. F3 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI V, GEI Side V, and TCS. Mr. Sokoloff disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
November 17, 2020 Filed Nov 17, 2020 18:05 UTC	Container Store Group, Inc. TCS · Entity 87876	SaleCommon Stock, par value $0.01	386,001	$9.92	$3,829,129.92	Disclosure SEC source: 0001209191-20-058851 · doc4.xml · nonDerivative · entry 3 SOKOLOFF JONATHAN D · CIK 0001175522 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 25,834,006 F8 · shares: Represents shares of Common Stock sold by GEI V, GEI Side V, and TCS. Of the shares of Common Stock sold, 294,024 were sold by GEI V, 88,200 were sold by GEI Side V, and 3,777 were sold by TCS. F9 · price: This transaction was executed in multiple trades at prices ranging from $9.75 to $10.195. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F10 · balance_after: Represents shares owned by GEI V, GEI Side V, and TCS. Of the shares of Common Stock Reported 19,678,257 are owned by GEI V, 5,902,995 are owned by GEI Side V, and 252,754 are owned by TCS. F4 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI V, GEI Side V, and TCS. Mr. Sokoloff disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
November 16, 2020 Filed Nov 17, 2020 18:05 UTC	Container Store Group, Inc. TCS · Entity 87876	SaleCommon Stock, par value $0.01	54,495	$9.75	$531,326.25	Disclosure SEC source: 0001209191-20-058851 · doc4.xml · nonDerivative · entry 2 SOKOLOFF JONATHAN D · CIK 0001175522 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 26,220,007 F5 · shares: Represents shares of Common Stock sold by GEI V, GEI Side V, and TCS. Of the shares of Common Stock sold, 41,510 were sold by GEI V, 12,452 were sold by GEI Side V, and 533 were sold by TCS. F6 · price: This transaction was executed in multiple trades at prices ranging from $9.67 to $10.065. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F7 · balance_after: Represents shares owned by GEI V, GEI Side V, and TCS. Of the shares of Common Stock reported, 19,972,281 are owned by GEI V, 5,991,195 are owned by GEI Side V, and 256,531 are owned by TCS. F4 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI V, GEI Side V, and TCS. Mr. Sokoloff disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
November 13, 2020 Filed Nov 17, 2020 18:05 UTC	Container Store Group, Inc. TCS · Entity 87876	SaleCommon Stock, par value $0.01	135,036	$10.09	$1,362,513.24	Disclosure SEC source: 0001209191-20-058851 · doc4.xml · nonDerivative · entry 1 SOKOLOFF JONATHAN D · CIK 0001175522 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 26,274,502 F1 · shares: Represents shares of Common Stock, par value $0.01 per share (the "Common Stock") sold by Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and TCS Co-Invest, LLC ("TCS"). Of the shares of Common Stock sold, 102,860 were sold by GEI V, 30,855 were sold by GEI Side V, and 1,321 were sold by TCS. F2 · price: This transaction was executed in multiple trades at prices ranging from $10.00 to $10.37. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F3 · balance_after: Represents shares owned by GEI V, GEI Side V, and TCS. Of the shares of Common Stock reported, 20,013,791 are owned by GEI V, 6,003,647 are owned by GEI Side V, and 257,064 are owned by TCS. F4 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI V, GEI Side V, and TCS. Mr. Sokoloff disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
November 12, 2020 Filed Nov 12, 2020 18:13 UTC	Container Store Group, Inc. TCS · Entity 87876	SaleCommon Stock, par value $0.01	152,367	$10.07	$1,534,335.69	Disclosure SEC source: 0001209191-20-058111 · doc4.xml · nonDerivative · entry 3 SOKOLOFF JONATHAN D · CIK 0001175522 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,409,538 F8 · shares: Represents shares of Common Stock sold by GEI V, GEI Side V, and TCS. Of the shares of Common Stock sold, 116,061 were sold by GEI V, 34,815 were sold by GEI Side V, and 1,491 were sold by TCS. F9 · price: This transaction was executed in multiple trades at prices ranging from $9.98 to $10.385. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F10 · balance_after: Represents shares owned by GEI V, GEI Side V, and TCS. Of the shares of Common Stock Reported 20,116,651 are owned by GEI V, 6,034,502 are owned by GEI Side V, and 258,385 are owned by TCS. F4 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI V, GEI Side V, and TCS. Mr. Sokoloff disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
November 11, 2020 Filed Nov 12, 2020 18:13 UTC	Container Store Group, Inc. TCS · Entity 87876	SaleCommon Stock, par value $0.01	149,226	$10.15	$1,514,643.90	Disclosure SEC source: 0001209191-20-058111 · doc4.xml · nonDerivative · entry 2 SOKOLOFF JONATHAN D · CIK 0001175522 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 26,561,905 F5 · shares: Represents shares of Common Stock sold by GEI V, GEI Side V, and TCS. Of the shares of Common Stock sold, 113,668 were sold by GEI V, 34,098 were sold by GEI Side V, and 1,460 were sold by TCS. F6 · price: This transaction was executed in multiple trades at prices ranging from $10.05 to $10.325. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F7 · balance_after: Represents shares owned by GEI V, GEI Side V, and TCS. Of the shares of Common Stock reported, 20,232,712 are owned by GEI V, 6,069,317 are owned by GEI Side V, and 259,876 are owned by TCS. F4 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI V, GEI Side V, and TCS. Mr. Sokoloff disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
November 10, 2020 Filed Nov 12, 2020 18:13 UTC	Container Store Group, Inc. TCS · Entity 87876	SaleCommon Stock, par value $0.01	185,059	$10.30	$1,906,107.70	Disclosure SEC source: 0001209191-20-058111 · doc4.xml · nonDerivative · entry 1 SOKOLOFF JONATHAN D · CIK 0001175522 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 26,711,131 F1 · shares: Represents shares of Common Stock, par value $0.01 per share (the "Common Stock") sold by Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and TCS Co-Invest, LLC ("TCS"). Of the shares of Common Stock sold, 140,963 were sold by GEI V, 42,285 were sold by GEI Side V, and 1,811 were sold by TCS. F2 · price: This transaction was executed in multiple trades at prices ranging from $10.10 to $10.525. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F3 · balance_after: Represents shares owned by GEI V, GEI Side V, and TCS. Of the shares of Common Stock reported, 20,346,380 are owned by GEI V, 6,103,415 are owned by GEI Side V, and 261,336 are owned by TCS. F4 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI V, GEI Side V, and TCS. Mr. Sokoloff disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
November 09, 2020 Filed Nov 9, 2020 20:46 UTC	Container Store Group, Inc. TCS · Entity 87876	SaleCommon Stock, par value $0.01	16,518	$10.47	$172,943.46	Disclosure SEC source: 0001209191-20-057528 · doc4.xml · nonDerivative · entry 4 SOKOLOFF JONATHAN D · CIK 0001175522 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,896,190 F11 · shares: Represents shares of Common Stock sold by GEI V, GEI Side V, and TCS. Of the shares of Common Stock sold, 12,582 were sold by GEI V, 3,775 were sold by GEI Side V, and 161 were sold by TCS. F12 · price: This transaction was executed in multiple trades at prices ranging from $10.455 to $10.60. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F13 · balance_after: Represents shares owned by GEI V, GEI Side V, and TCS. Of the shares of Common Stock Reported 20,487,343 are owned by GEI V, 6,145,700 are owned by GEI Side V, and 263,147 are owned by TCS. F4 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI V, GEI Side V, and TCS. Mr. Sokoloff disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
November 09, 2020 Filed Nov 9, 2020 20:46 UTC	Container Store Group, Inc. TCS · Entity 87876	SaleCommon Stock, par value $0.01	83,482	$9.89	$825,636.98	Disclosure SEC source: 0001209191-20-057528 · doc4.xml · nonDerivative · entry 3 SOKOLOFF JONATHAN D · CIK 0001175522 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,912,708 F8 · shares: Represents shares of Common Stock sold by GEI V, GEI Side V, and TCS. Of the shares of Common Stock sold, 63,590 were sold by GEI V, 19,075 were sold by GEI Side V, and 817 were sold by TCS. F9 · price: This transaction was executed in multiple trades at prices ranging from $9.45 to $10.40. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F10 · balance_after: Represents shares owned by GEI V, GEI Side V, and TCS. Of the shares of Common Stock Reported 20,499,925 are owned by GEI V, 6,149,475 are owned by GEI Side V, and 263,308 are owned by TCS. F4 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI V, GEI Side V, and TCS. Mr. Sokoloff disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
November 06, 2020 Filed Nov 9, 2020 20:46 UTC	Container Store Group, Inc. TCS · Entity 87876	SaleCommon Stock, par value $0.01	200,000	$9.99	$1,998,000.00	Disclosure SEC source: 0001209191-20-057528 · doc4.xml · nonDerivative · entry 2 SOKOLOFF JONATHAN D · CIK 0001175522 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 26,996,190 F5 · shares: Represents shares of Common Stock sold by GEI V, GEI Side V, and TCS. Of the shares of Common Stock sold, 152,344 were sold by GEI V, 45,699 were sold by GEI Side V, and 1,957 were sold by TCS. F6 · price: This transaction was executed in multiple trades at prices ranging from $9.74 to $10.225. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F7 · balance_after: Represents shares owned by GEI V, GEI Side V, and TCS. Of the shares of Common Stock reported, 20,563,515 are owned by GEI V, 6,168,550 are owned by GEI Side V, and 264,125 are owned by TCS. F4 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI V, GEI Side V, and TCS. Mr. Sokoloff disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
November 05, 2020 Filed Nov 9, 2020 20:46 UTC	Container Store Group, Inc. TCS · Entity 87876	SaleCommon Stock, par value $0.01	310,354	$10.48	$3,252,509.92	Disclosure SEC source: 0001209191-20-057528 · doc4.xml · nonDerivative · entry 1 SOKOLOFF JONATHAN D · CIK 0001175522 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 27,196,190 F1 · shares: Represents shares of Common Stock, par value $0.01 per share (the "Common Stock") sold by Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and TCS Co-Invest, LLC ("TCS"). Of the shares of Common Stock sold, 236,403 were sold by GEI V, 70,915 were sold by GEI Side V, and 3,036 were sold by TCS. F2 · price: This transaction was executed in multiple trades at prices ranging from $10.20 to $10.60. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F3 · balance_after: Represents shares owned by GEI V, GEI Side V, and TCS. Of the shares of Common Stock reported, 20,715,859 are owned by GEI V, 6,214,249 are owned by GEI Side V, and 266,082 are owned by TCS. F4 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI V, GEI Side V, and TCS. Mr. Sokoloff disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
October 28, 2020 Filed Oct 30, 2020 18:16 UTC	Advantage Solutions Inc. ADV · Entity 5563	GrantClass A Common Stock	15,450,000	$10.00	$154,500,000.00	Disclosure SEC source: 0001209191-20-056359 · doc4.xml · nonDerivative · entry 1 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 15,450,000 F1 · shares: Represents shares of Class A common stock, par value $0.0001 per share ("A-Common") of the Issuer purchased by Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), and Karman Coinvest L.P. ("Karman") in a private placement concurrent with the execution of the Agreement and Plan of Merger by and among the Issuer, CP II Merger Sub, Inc., Advantage Solutions Inc., and Karman Topco L.P., dated September 7, 2020. Of the shares of A-Common purchased, 9,580,210 shares were purchased by GEI VI, 5,709,790 were purchased by GEI Side VI, and 160,000 were purchased by Karman. Karman is jointly controlled and managed by an affiliate of GEI VI and GEI Side VI, and an entity controlled by another private equity sponsor. F2 · balance_after: Represents shares owned by GEI VI, GEI Side VI and Karman. Of the shares of A-Common reported, 9,580,210 shares are owned by GEI VI, 5,709,790 shares are owned by GEI Side VI, and 160,000 shares are owned by Karman. F3 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Karman. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Karman, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
August 26, 2020 Filed Aug 28, 2020 16:57 UTC	Container Store Group, Inc. TCS · Entity 87876	GrantCommon Stock, par value $0.01	25,381	$0.00	$0.00	Disclosure SEC source: 0001209191-20-048650 · doc4.xml · nonDerivative · entry 4 SOKOLOFF JONATHAN D · CIK 0001175522 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,138 F3 · shares: Represents shares of restricted Common Stock awarded to the reporting person pursuant to the Issuer's Amended and Restated 2013 Incentive Award Plan on August 26, 2020. F4 · price: Granted as compensation for services. Read SEC document
June 25, 2020 Filed Jun 29, 2020 23:55 UTC	SIGNET JEWELERS LTD SIG · Entity 8824	GrantCommon Shares, par value $0.18	857	$0.00	$0.00	Disclosure SEC source: 0001209191-20-039254 · doc4.xml · nonDerivative · entry 1 SOKOLOFF JONATHAN D · CIK 0001175522 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,363 F1 · price: Granted as compensation for services. F2 · balance_after: The shares reported on this row were granted in respect of Mr. Sokoloff's service on the Issuer's board of directors for the period through his resignation from the Issuer's board of directors, effective June 12, 2020, and are held by Mr. Sokoloff for the benefit of Leonard Green & Partners, L.P. Read SEC document
June 10, 2020 Filed Jun 12, 2020 18:14 UTC	Shake Shack Inc. SHAK · Entity 4254	GrantClass A Common Stock	1,476	$57.17	$84,382.92	Disclosure SEC source: 0001209191-20-036400 · doc4.xml · nonDerivative · entry 1 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,887 F1 · shares: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") underlying restricted stock units acquired by the Reporting Person. On June 10, 2020, pursuant to the Issuer's 2015 Incentive Award Plan, as amended, the Issuer's Non-Employee Director Compensation Policy, and the recent approval of the Board of Directors of the Issuer dated June 10, 2020 as reflected in the Current Report on Form 8-K filed with the Securities and Exchange Commission on June 12, 2020, the Reporting Person was awarded restricted stock units that represent the right to receive Class A Stock of the Issuer. The restricted stock units representing the right to receive Class A Stock of the Issuer vest on June 10, 2021, subject to the Reporting Person's continued service with the Issuer. F1 · price: Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") underlying restricted stock units acquired by the Reporting Person. On June 10, 2020, pursuant to the Issuer's 2015 Incentive Award Plan, as amended, the Issuer's Non-Employee Director Compensation Policy, and the recent approval of the Board of Directors of the Issuer dated June 10, 2020 as reflected in the Current Report on Form 8-K filed with the Securities and Exchange Commission on June 12, 2020, the Reporting Person was awarded restricted stock units that represent the right to receive Class A Stock of the Issuer. The restricted stock units representing the right to receive Class A Stock of the Issuer vest on June 10, 2021, subject to the Reporting Person's continued service with the Issuer. F2 · balance_after: Of the 2,887 shares of Class A Stock reported, 1,411 are vested and 1,476 will vest on June 10, 2021. Read SEC document
February 14, 2020 Filed Feb 19, 2020 09:54 UTC	Shake Shack Inc. SHAK · Entity 4254	SaleClass A Common Stock	35,223	$73.80	$2,599,457.40	Disclosure SEC source: 0001209191-20-010425 · doc4.xml · nonDerivative · entry 4 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), and LGP Malted Coinvest LLC ("Malted"). F12 · shares: Represents shares of A-Common sold by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common sold, 21,103 were sold by GEI VI, 12,579 were sold by GEI Side VI, and 1,541 were sold by Malted. F13 · price: This transaction was executed in multiple trades at prices ranging from $73.65 to $74.1000. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F14 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 0 are owned by GEI VI, 0 are owned by GEI Side VI, and 0 are owned by Malted. F5 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
February 14, 2020 Filed Feb 19, 2020 09:54 UTC	Shake Shack Inc. SHAK · Entity 4254	SaleClass A Common Stock	114,772	$73.25	$8,407,049.00	Disclosure SEC source: 0001209191-20-010425 · doc4.xml · nonDerivative · entry 3 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 35,223 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), and LGP Malted Coinvest LLC ("Malted"). F9 · shares: Represents shares of A-Common sold by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common sold, 68,766 were sold by GEI VI, 40,987 were sold by GEI Side VI, and 5,019 were sold by Malted. F10 · price: This transaction was executed in multiple trades at prices ranging from $72.65 to $73.6499. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F11 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 21,103 are owned by GEI VI, 12,579 are owned by GEI Side VI, and 1,541 are owned by Malted. F5 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
February 13, 2020 Filed Feb 19, 2020 09:54 UTC	Shake Shack Inc. SHAK · Entity 4254	SaleClass A Common Stock	10,323	$74.44	$768,444.12	Disclosure SEC source: 0001209191-20-010425 · doc4.xml · nonDerivative · entry 2 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 149,995 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), and LGP Malted Coinvest LLC ("Malted"). F6 · shares: Represents shares of A-Common sold by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common sold, 6,185 were sold by GEI VI, 3,687 were sold by GEI Side VI, and 451 were sold by Malted. F7 · price: This transaction was executed in multiple trades at prices ranging from $74.39 to $74.56. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F8 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 89,869 are owned by GEI VI, 53,566 are owned by GEI Side VI, and 6,560 are owned by Malted. F5 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
February 13, 2020 Filed Feb 19, 2020 09:54 UTC	Shake Shack Inc. SHAK · Entity 4254	SaleClass A Common Stock	169,077	$74.05	$12,520,151.85	Disclosure SEC source: 0001209191-20-010425 · doc4.xml · nonDerivative · entry 1 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 160,318 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), and LGP Malted Coinvest LLC ("Malted"). F2 · shares: Represents shares of Class A common stock, par value $0.001 per share ("A-Common") sold by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common sold, 101,303 were sold by GEI VI, 60,380 were sold by GEI Side VI, and 7,394 were sold by Malted. GEI VI's, GEI Side VI's, and Malted's A-Common, together with GEI VI's and Malted's B-Common and LLC Interests, are collectively referred to herein as the "Equity Interests." F3 · price: This transaction was executed in multiple trades at prices ranging from $73.39 to $74.3899. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F4 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 96,054 are owned by GEI VI, 57,253 are owned by GEI Side VI, and 7,011 are owned by Malted. F5 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
January 14, 2020 Filed Jan 15, 2020 20:12 UTC	Shake Shack Inc. SHAK · Entity 4254	SaleClass A Common Stock	54,510	$64.37	$3,508,808.70	Disclosure SEC source: 0001209191-20-003560 · doc4.xml · nonDerivative · entry 8 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 329,395 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), and LGP Malted Coinvest LLC ("Malted"). F24 · shares: Represents shares of A-Common sold by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common sold, 32,659 were sold by GEI VI, 19,467were sold by GEI Side VI, and 2,384 were sold by Malted. F25 · price: This transaction was executed in multiple trades at prices ranging from $64.19 to $64.61. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F26 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 197,357 are owned by GEI VI, 117,633 are owned by GEI Side VI, and 14,405 are owned by Malted. F5 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
January 14, 2020 Filed Jan 15, 2020 20:12 UTC	Shake Shack Inc. SHAK · Entity 4254	SaleClass A Common Stock	57,391	$63.68	$3,654,658.88	Disclosure SEC source: 0001209191-20-003560 · doc4.xml · nonDerivative · entry 7 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 383,905 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), and LGP Malted Coinvest LLC ("Malted"). F21 · shares: Represents shares of A-Common sold by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common sold, 34,386 were sold by GEI VI, 20,495 were sold by GEI Side VI, and 2,510 were sold by Malted. F22 · price: This transaction was executed in multiple trades at prices ranging from $63.19 to $64.1899. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F23 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 230,016 are owned by GEI VI, 137,100 are owned by GEI Side VI, and 16,789 are owned by Malted. F5 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
January 14, 2020 Filed Jan 15, 2020 20:12 UTC	Shake Shack Inc. SHAK · Entity 4254	SaleClass A Common Stock	112,804	$62.47	$7,046,865.88	Disclosure SEC source: 0001209191-20-003560 · doc4.xml · nonDerivative · entry 6 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 441,296 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), and LGP Malted Coinvest LLC ("Malted"). F18 · shares: Represents shares of A-Common sold by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common sold, 67,587 were sold by GEI VI, 40,284 were sold by GEI Side VI, and 4,933 were sold by Malted. F19 · price: This transaction was executed in multiple trades at prices ranging from $62.19 to $63.1899. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F20 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 264,402 are owned by GEI VI, 157,595 are owned by GEI Side VI, and 19,299 are owned by Malted. F5 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
January 14, 2020 Filed Jan 15, 2020 20:12 UTC	Shake Shack Inc. SHAK · Entity 4254	SaleClass A Common Stock	100,846	$62.01	$6,253,460.46	Disclosure SEC source: 0001209191-20-003560 · doc4.xml · nonDerivative · entry 5 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 554,100 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), and LGP Malted Coinvest LLC ("Malted"). F15 · shares: Represents shares of A-Common sold by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common sold, 60,422 were sold by GEI VI, 36,014 were sold by GEI Side VI, and 4,410 were sold by Malted. F16 · price: This transaction was executed in multiple trades at prices ranging from $61.19 to $62.1899. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F17 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 331,989 are owned by GEI VI, 197,879 are owned by GEI Side VI, and 24,232 are owned by Malted. F5 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
January 14, 2020 Filed Jan 15, 2020 20:12 UTC	Shake Shack Inc. SHAK · Entity 4254	SaleClass A Common Stock	53,318	$60.46	$3,223,606.28	Disclosure SEC source: 0001209191-20-003560 · doc4.xml · nonDerivative · entry 4 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 654,946 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), and LGP Malted Coinvest LLC ("Malted"). F12 · shares: Represents shares of A-Common sold by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common sold, 31,946 were sold by GEI VI, 19,041 were sold by GEI Side VI, and 2,331 were sold by Malted. F13 · price: This transaction was executed in multiple trades at prices ranging from $60.19 to $61.1899. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F14 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 392,411 are owned by GEI VI, 233,893 are owned by GEI Side VI, and 28,642 are owned by Malted. F5 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
January 14, 2020 Filed Jan 15, 2020 20:12 UTC	Shake Shack Inc. SHAK · Entity 4254	SaleClass A Common Stock	67,573	$59.78	$4,039,513.94	Disclosure SEC source: 0001209191-20-003560 · doc4.xml · nonDerivative · entry 3 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 708,264 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), and LGP Malted Coinvest LLC ("Malted"). F9 · shares: Represents shares of A-Common sold by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common sold, 40,487 were sold by GEI VI, 24,131 were sold by GEI Side VI, and 2,955 were sold by Malted. F10 · price: This transaction was executed in multiple trades at prices ranging from $59.19 to $60.1899. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F11 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 424,357 are owned by GEI VI, 252,934 are owned by GEI Side VI, and 30,973 are owned by Malted. F5 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
January 13, 2020 Filed Jan 15, 2020 20:12 UTC	Shake Shack Inc. SHAK · Entity 4254	SaleClass A Common Stock	20,996	$60.69	$1,274,247.24	Disclosure SEC source: 0001209191-20-003560 · doc4.xml · nonDerivative · entry 2 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 775,837 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), and LGP Malted Coinvest LLC ("Malted"). F6 · shares: Represents shares of A-Common sold by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common sold, 12,580 were sold by GEI VI, 7,498 were sold by GEI Side VI, and 918 were sold by Malted. F7 · price: This transaction was executed in multiple trades at prices ranging from $60.57 to $61.07. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F8 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 464,844 are owned by GEI VI, 277,065 are owned by GEI Side VI, and 33,928 are owned by Malted. F5 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
January 13, 2020 Filed Jan 15, 2020 20:12 UTC	Shake Shack Inc. SHAK · Entity 4254	SaleClass A Common Stock	316,861	$60.25	$19,090,875.25	Disclosure SEC source: 0001209191-20-003560 · doc4.xml · nonDerivative · entry 1 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 796,833 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), and LGP Malted Coinvest LLC ("Malted"). F2 · shares: Represents shares of Class A common stock, par value $0.001 per share ("A-Common") sold by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common sold, 189,849 were sold by GEI VI, 113,156 were sold by GEI Side VI, and 13,856 were sold by Malted. GEI VI's, GEI Side VI's, and Malted's A-Common, together with GEI VI's and Malted's B-Common and LLC Interests, are collectively referred to herein as the "Equity Interests." F3 · price: This transaction was executed in multiple trades at prices ranging from $59.57 to $60.5699. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F4 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 477,424 are owned by GEI VI, 284,563 are owned by GEI Side VI, and 34,846 are owned by Malted. F5 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
October 25, 2019 Filed Oct 29, 2019 20:22 UTC	Shake Shack Inc. SHAK · Entity 4254	ConversionClass B Common Stock · Derivative	595,110	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-19-054358 · doc4.xml · derivative · entry 5 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 595,110 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Pursuant to the terms of the Amended and Restated Certificate of Incorporation of the Issuer, shares of B-Common can be paired with LLC Interests on a one-to-one basis and tendered to the Issuer in exchange for shares of A-Common (or cash, at the Issuer's election). F8 · shares: Represents shares paired with LLC Interests on a one-to-one basis by GEI VI and Malted and exchanged or shares of A-Common. Of the shares reported in this row, 554,633 were issued to GEI VI and 40,477 were issued to Malted. F9 · price: Not applicable. F7 · derivative.exercise_date: Pursuant to the terms of the Amended and Restated Certificate of Incorporation of the Issuer, shares of B-Common can be paired with LLC Interests on a one-to-one basis and tendered to the Issuer in exchange for shares of A-Common (or cash, at the Issuer's election). F9 · derivative.expiration_date: Not applicable. F8 · derivative.underlying_shares: Represents shares paired with LLC Interests on a one-to-one basis by GEI VI and Malted and exchanged or shares of A-Common. Of the shares reported in this row, 554,633 were issued to GEI VI and 40,477 were issued to Malted. F10 · balance_after: Represents shares of B-Common owned by GEI VI and Malted. Of the shares of B-Common reported on this row, 0 are owned by GEI VI and 0 are owned by Malted. F11 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the Equity Interests. Mr. Sokoloff disclaims beneficial ownership of the Equity Interests held by each of GEI VI, GEI Side VI, and Malted except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
October 25, 2019 Filed Oct 29, 2019 20:22 UTC	Shake Shack Inc. SHAK · Entity 4254	ConversionClass A Common Stock	595,110	$0.00	$0.00	Disclosure SEC source: 0001209191-19-054358 · doc4.xml · nonDerivative · entry 1 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,113,694 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A common stock, par value $0.001 per share ("A-Common") issued to Green Equity Investors VI, L.P. ("GEI VI") and LGP Malted Coinvest LLC ("Malted"). The shares were issued in exchange for an equivalent number of shares of Class B common stock, par value $0.001 per share ("B-Common") of the Issuer and limited liability company interests (the "LLC Interests") of SSE Holdings, LLC, pursuant to the exchange right described in note 7 to this Form 4. Of the newly-issued shares of A-Common reported in this row, 554,633 were issued to GEI VI, and 40,477 were issued to Malted. F2 · balance_after: Represents shares owned by GEI VI, Green Equity Investors Side VI, L.P. ("GEI Side VI"), and Malted. Of the shares of A-Common reported, 667,273 are owned by GEI VI, 397,719 are owned by GEI Side VI, and 48,702 are owned by Malted. GEI VI's, GEI Side VI's, and Malted's A-Common, together with GEI VI's and Malted's B-Common and LLC Interests, are collectively referred to herein as the "Equity Interests." F3 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
August 28, 2019 Filed Aug 30, 2019 18:20 UTC	Container Store Group, Inc. TCS · Entity 87876	GrantCommon Stock, par value $0.01	21,599	$0.00	$0.00	Disclosure SEC source: 0001209191-19-047871 · doc4.xml · nonDerivative · entry 4 SOKOLOFF JONATHAN D · CIK 0001175522 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,757 F3 · shares: Represents shares of restricted Common Stock awarded to the reporting person pursuant to the Issuer's Amended and Restated 2013 Incentive Award Plan on August 28, 2019. F4 · price: Granted as compensation for services. Read SEC document
July 18, 2019 Filed Jul 18, 2019 21:13 UTC	Shake Shack Inc. SHAK · Entity 4254	SaleClass A Common Stock	25,697	$73.95	$1,900,293.15	Disclosure SEC source: 0001209191-19-042731 · doc4.xml · nonDerivative · entry 3 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 518,583 F8 · shares: Represents shares of A-Common sold by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common sold, 15,397 were sold by GEI VI, 9,176 were sold by GEI Side VI, and 1,124 were sold by Malted. F9 · price: This transaction was executed in multiple trades at prices ranging from $73.525 to $74.32. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F10 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 112,641 are owned by GEI VI, 397,718 are owned by GEI Side VI, and 8,224 are owned by Malted. F4 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
July 17, 2019 Filed Jul 18, 2019 21:13 UTC	Shake Shack Inc. SHAK · Entity 4254	SaleClass A Common Stock	3,996	$73.92	$295,384.32	Disclosure SEC source: 0001209191-19-042731 · doc4.xml · nonDerivative · entry 2 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 544,280 F5 · shares: Represents shares of A-Common sold by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common sold, 2,394 were sold by GEI VI, 1,427 were sold by GEI Side VI, and 175 were sold by Malted. F6 · price: This transaction was executed in multiple trades at prices ranging from $73.86 to $74.085. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F7 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 128,038 are owned by GEI VI, 406,894 are owned by GEI Side VI, and 9,348 are owned by Malted. F4 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
July 17, 2019 Filed Jul 18, 2019 21:13 UTC	Shake Shack Inc. SHAK · Entity 4254	SaleClass A Common Stock	71,100	$73.57	$5,230,827.00	Disclosure SEC source: 0001209191-19-042731 · doc4.xml · nonDerivative · entry 1 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 548,276 F1 · shares: Represents shares of Class A common stock, par value $0.001 per share ("A-Common") sold by Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), and LGP Malted Coinvest LLC ("Malted"). Of the shares of A-Common sold, 42,602 were sold by GEI VI, 25,389 were sold by GEI Side VI, and 3,109 were sold by Malted. GEI VI's, GEI Side VI's, and Malted's A-Common, together with GEI VI's and Malted's B-Common and LLC Interests, are collectively referred to herein as the "Equity Interests." F2 · price: This transaction was executed in multiple trades at prices ranging from $72.86 to $73.85. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F3 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 130,432 are owned by GEI VI, 408,321 are owned by GEI Side VI, and 9,523 are owned by Malted. F4 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
July 16, 2019 Filed Jul 16, 2019 20:16 UTC	Shake Shack Inc. SHAK · Entity 4254	SaleClass A Common Stock	10,518	$74.32	$781,697.76	Disclosure SEC source: 0001209191-19-042288 · doc4.xml · nonDerivative · entry 6 SOKOLOFF JONATHAN D · CIK 0001175522 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 619,376 F17 · shares: Represents shares of A-Common sold by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common sold, 6,302 were sold by GEI VI, 3,756 were sold by GEI Side VI, and 460 were sold by Malted. F18 · price: This transaction was executed in multiple trades at prices ranging from $74.18 to $74.71. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. F19 · balance_after: Represents shares owned by GEI VI, GEI Side VI, and Malted. Of the shares of A-Common reported, 173,034 are owned by GEI VI, 433,710 are owned by GEI Side VI, and 12,632 are owned by Malted. F4 · ownership.nature: Mr. Sokoloff directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, and Malted. Mr. Sokoloff disclaims beneficial ownership of the shares owned by each of GEI VI, GEI Side VI, and Malted, except to the extent of his pecuniary interest in GEI VI and GEI Side VI, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.